13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 5,078 holding rows worth $144,706,629,000.
- Accession
- 0000948046-18-000123
- Filer
- CIK 948046
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, 20,623 entries on the cover page, a total value of $144,706,629,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,706,629,000 with VALUE read as thousands by filing date, 13F file number 028-10103. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerSAL Oppenheim Jr. & Cie.AG & Co.KGaA028-13922
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CSS INDS INC | 125906107 | COMMON STOCK | 72,607 | $1,033,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 9,155 | $1,032,000 | thousands by filing date | call |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 80,643 | $1,032,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 28,516 | $1,031,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 28,152 | $1,031,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 119,617 | $1,030,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 12,508 | $1,029,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 27,947 | $1,029,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W208 | UNIT 06/01/2025 | 100,000 | $1,028,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 44,962 | $1,026,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 30,987 | $1,024,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 278,400 | $1,024,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 31,647 | $1,021,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 85,867 | $1,021,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 226,669 | $1,018,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 47,012 | $1,018,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 101,775 | $1,017,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784114 | UNIT 99/99/9999 | 100,000 | $1,015,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 4,623 | $1,014,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 80,871 | $1,008,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 54,453 | $1,007,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 65,839 | $1,006,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 87,585 | $1,006,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 39,623 | $1,005,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 57,512 | $1,004,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 73,635 | $1,003,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 25,738 | $998,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 38,248 | $997,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 16,029 | $997,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 16,084 | $996,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 63,482 | $995,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 81,784 | $995,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 42,836 | $992,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 40,028 | $991,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 6,359 | $991,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 91,201 | $990,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 120,236 | $981,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 63,823 | $980,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 149,726 | $979,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 97,657 | $976,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 88,455 | $975,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 33,751 | $975,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 66,285 | $975,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 290,071 | $972,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 28,386 | $970,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 176,175 | $968,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 251,688 | $968,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 28,254 | $968,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 128,195 | $967,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 18,800 | $965,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 76,920 | $964,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 24,239 | $964,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 213,908 | $964,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 233,261 | $963,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 34,739 | $963,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 85,356 | $962,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 28,477 | $960,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 66,691 | $959,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 60,759 | $957,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 64,954 | $956,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 81,102 | $954,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 42,128 | $953,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 141,524 | $952,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W115 | *W EXP 06/01/202 | 800,000 | $952,000 | thousands by filing date | call |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 129,299 | $948,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 41,200 | $946,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 144,477 | $944,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 127,826 | $944,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 56,734 | $940,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 25,377 | $937,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 38,033 | $936,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 56,978 | $936,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 1,000,000 | $935,000 | thousands by filing date | principal |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 42,322 | $934,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 78,280 | $929,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 889,000 | $929,000 | thousands by filing date | principal |
| SASOL LTD | 803866300 | SPONSORED ADR | 24,019 | $928,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 40,010 | $928,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 108,482 | $927,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 175,974 | $927,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 44,864 | $926,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A110 | UNIT 99/99/9999 | 85,600 | $926,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 200,200 | $925,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 49,949 | $924,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 42,633 | $924,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 103,035 | $924,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 26,063 | $923,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 26,397 | $923,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 21,245 | $922,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 964,000 | $922,000 | thousands by filing date | principal |
| WEIS MKTS INC COM | 948849104 | Stock | 21,254 | $921,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 117,739 | $921,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 41,843 | $919,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 439,525 | $918,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 24,504 | $918,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 42,895 | $915,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 219,223 | $915,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 37,107 | $914,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 99,841 | $913,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 34,923 | $912,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 67,849 | $910,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 26,923 | $909,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 38,713 | $907,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 127,506 | $907,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 63,921 | $906,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 50,500 | $906,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 8,050 | $904,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 120,716 | $903,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 45,167 | $903,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 47,858 | $903,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 7,103 | $902,000 | thousands by filing date | call |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 61,160 | $902,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 92,225 | $901,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,483 | $900,000 | thousands by filing date | call |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 34,379 | $900,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 31,363 | $899,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 11,851 | $898,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 14,686 | $898,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 850,000 | $898,000 | thousands by filing date | principal |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 22,961 | $897,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 57,122 | $890,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 143,701 | $888,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 63,781 | $888,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 33,500 | $887,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 32,955 | $884,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 103,088 | $883,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 1,958,077 | $882,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 102,002 | $882,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 26,301 | $881,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 71,690 | $880,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 149,451 | $880,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 183,948 | $877,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 11,621 | $876,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 62,978 | $876,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 87,885 | $876,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 26,930 | $875,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 32,333 | $874,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 261,900 | $874,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 91,837 | $874,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 514,756 | $873,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 36,242 | $869,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 69,507 | $867,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 264,328 | $866,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 42,944 | $863,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 71,804 | $863,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 70,008 | $862,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 26,220 | $861,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 23,703 | $860,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 390,777 | $856,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 78,322 | $852,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 206,675 | $851,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 39,709 | $850,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 265,429 | $848,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 145,476 | $848,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 60,658 | $847,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 175,020 | $846,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 181,537 | $844,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 100,528 | $843,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 14,449 | $843,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 54,982 | $838,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 434,117 | $832,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 22,284 | $832,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 73,704 | $832,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F201 | UNIT 06/12/2023 | 80,553 | $830,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 49,232 | $828,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 43,604 | $827,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 87,840 | $826,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 73,297 | $826,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 19,927 | $825,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 223 | $824,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 40,946 | $824,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 106,428 | $824,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 200,478 | $824,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 81,666 | $823,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 129,008 | $822,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 18,007 | $819,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 70,090 | $818,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 75,657 | $816,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 39,280 | $816,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 19,546 | $814,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 68,418 | $813,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 281,471 | $809,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 46,170 | $808,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 7,058 | $806,000 | thousands by filing date | put |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 130,878 | $804,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 201,763 | $804,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 4,793 | $802,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 186,078 | $801,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 73,275 | $800,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 28,210 | $799,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 18,774 | $798,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 54,213 | $798,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 31,180 | $795,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 27,696 | $794,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 109,737 | $794,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 72,420 | $794,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 21,315 | $793,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 33,121 | $790,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 8,807 | $790,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 146,428 | $789,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 236,765 | $789,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 70,497 | $788,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 132,438 | $788,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 151,597 | $787,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 202,083 | $785,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 140,002 | $785,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 29,249 | $784,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 30,307 | $782,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 60,052 | $780,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 706,224 | $776,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 148,386 | $774,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 24,706 | $773,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 14,257 | $773,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 35,852 | $771,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 59,829 | $771,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 16,779 | $771,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 62,319 | $770,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 61,485 | $770,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 26,649 | $770,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 25,521 | $769,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 45,157 | $768,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827110 | *W EXP 06/27/202 | 439,034 | $768,000 | thousands by filing date | call |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 227,167 | $765,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 50,133 | $763,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 246,244 | $763,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 64,494 | $759,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 410,000 | $757,000 | thousands by filing date | principal |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 64,461 | $756,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 33,023 | $754,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 26,634 | $751,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 199,000 | $751,000 | thousands by filing date | call |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 134,194 | $750,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 22,568 | $749,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 216,556 | $748,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 92,207 | $746,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 66,087 | $746,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 32,913 | $745,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 100,677 | $745,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 16,611 | $745,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 84,838 | $745,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 319,777 | $742,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 38,489 | $741,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 66,868 | $737,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 18,186 | $737,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 53,541 | $737,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 57,809 | $737,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 30,126 | $736,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 21,833 | $735,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 149,748 | $732,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 13,600 | $730,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 25,181 | $730,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 317,583 | $729,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 47,417 | $728,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 72,851 | $727,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 106,148 | $724,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 7,697 | $723,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 193,239 | $723,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 126,930 | $723,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 33,460 | $722,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 104,832 | $721,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 11,115 | $721,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 124,806 | $721,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 75,816 | $720,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 725,000 | $719,000 | thousands by filing date | principal |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 116,206 | $718,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 22,840 | $717,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 252,612 | $717,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 90,391 | $714,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 23,335 | $713,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 23,374 | $713,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 22,187 | $713,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 274,697 | $712,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 234,075 | $710,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 26,874 | $708,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 442,264 | $706,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 38,325 | $705,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 10,916 | $702,000 | thousands by filing date | call |
| AVID BIOSERVICES INC | 05368M106 | COM | 102,391 | $701,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 73,177 | $700,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 45,427 | $698,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 16,088 | $697,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 23,885 | $695,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 20,555 | $695,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 33,300 | $693,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 50,072 | $692,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 52,423 | $691,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 256,450 | $690,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 42,613 | $690,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 23,333 | $689,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 139,335 | $688,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 207,860 | $687,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 25,233 | $685,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 647,100 | $685,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 44,060 | $685,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 191,025 | $684,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 69,400 | $683,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 81,850 | $678,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 72,593 | $677,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 40,848 | $676,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 3,864 | $676,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 103,847 | $672,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 35,833 | $672,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 194,843 | $672,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 68,227 | $672,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 97,723 | $669,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 67,420 | $667,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 32,860 | $667,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 94,622 | $666,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 83,422 | $666,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 136,021 | $664,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 85,338 | $664,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 19,570 | $662,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 17,818 | $661,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870107 | COM CLASS A | 67,653 | $660,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 14,576 | $660,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 47,129 | $658,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 12,545 | $657,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 105,913 | $657,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 59,019 | $657,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 22,770 | $657,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 101,178 | $656,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 240,300 | $656,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 81,147 | $655,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 54,584 | $655,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 232,844 | $653,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAA2 | NOTE 1.500%11/0 | 370,000 | $650,000 | thousands by filing date | principal |
| LIQUIDITY SVCS INC | 53635B107 | COM | 102,416 | $648,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 125,597 | $644,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 275,255 | $644,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 614,000 | $644,000 | thousands by filing date | principal |
| SURGERY PARTNERS INC | 86881A100 | COM | 38,970 | $642,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 71,466 | $640,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 879,501 | $637,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 11,067 | $636,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867117 | *W EXP 01/13/202 | 299,200 | $634,000 | thousands by filing date | call |
| Western Midstream Partners | 95825r103 | COM | 21,170 | $633,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 88,644 | $632,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 34,318 | $628,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 17,848 | $627,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 5,362 | $626,000 | thousands by filing date | put |
| ADT INC DEL COM | 00090Q103 | Stock | 67,011 | $626,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 12,988 | $625,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 37,723 | $624,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 66,845 | $623,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 5,097 | $621,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 8,893 | $620,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 14,616 | $618,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 21,453 | $617,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 215,585 | $612,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 41,913 | $612,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 348,060 | $611,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 16,668 | $611,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 18,242 | $609,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 6,406 | $608,000 | thousands by filing date | put |
| TRONC INC | 89703P107 | COM | 36,897 | $602,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 14,225 | $601,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 114,822 | $601,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 23,668 | $601,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 19,756 | $600,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 25,574 | $600,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 18,243 | $600,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 20,843 | $598,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 517,000 | $597,000 | thousands by filing date | principal |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 48,127 | $596,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 96,466 | $595,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 3,919 | $594,000 | thousands by filing date | put |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 68,419 | $593,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 46,702 | $592,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 32,658 | $590,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 39,928 | $590,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 25,923 | $590,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 17,010 | $590,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 106,715 | $590,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 35,343 | $590,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 22,244 | $589,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 133,719 | $589,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 59,618 | $588,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 555,000 | $588,000 | thousands by filing date | call |
| SOTHERLY HOTELS INC | 83600C103 | COM | 81,699 | $587,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 42,470 | $586,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 7,727 | $585,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 41,931 | $585,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,559 | $583,000 | thousands by filing date | put |
| TTOO | 89853L104 | Stock | 78,474 | $583,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 24,354 | $583,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 41,861 | $582,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,183 | $580,000 | thousands by filing date | call |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 149,521 | $580,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 22,100 | $578,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 41,968 | $578,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 21,660 | $577,000 | thousands by filing date | put |
| BOJANGLES INC | 097488100 | COM | 36,922 | $577,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 17,638 | $575,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 30,196 | $575,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 287 | $574,000 | thousands by filing date | call |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 26,638 | $574,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 261,453 | $574,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 25,085 | $573,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 19,990 | $573,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 19,171 | $572,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 47,394 | $572,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 69,161 | $572,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,751 | $571,000 | thousands by filing date | put |
| SAP SE SPON ADR | 803054204 | ADR | 4,654 | $571,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 18,590 | $571,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 16,807 | $571,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 117,900 | $571,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 61,073 | $570,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 40,227 | $570,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,495 | $569,000 | thousands by filing date | put |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 26,421 | $569,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 123,570 | $568,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 58,545 | $568,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 25,553 | $566,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 36,370 | $565,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 80,258 | $564,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 17,931 | $564,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 704,933 | $563,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 571,770 | $563,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 50,847 | $562,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 16,598 | $561,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 36,151 | $561,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 91,415 | $561,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,505 | $559,000 | thousands by filing date | call |
| AXT INC | 00246W103 | COM | 78,558 | $559,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 11,315 | $558,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 20,960 | $557,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 20,912 | $557,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 43,581 | $556,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 23,002 | $555,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 44,143 | $553,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 19,607 | $551,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 36,851 | $549,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 2,287 | $549,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 384,000 | $548,000 | thousands by filing date | principal |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 318,760 | $547,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 65,504 | $546,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 43,962 | $545,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 19,481 | $543,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 257,683 | $540,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 113,440 | $537,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 30,225 | $537,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 48,554 | $537,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 28,277 | $535,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 61,069 | $534,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 50,446 | $533,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 58,409 | $531,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 22,232 | $530,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 86,866 | $529,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 37,659 | $527,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 32,253 | $524,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 14,556 | $524,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,336 | $523,000 | thousands by filing date | put |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 16,651 | $523,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 17,741 | $522,000 | thousands by filing date | put |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 20,297 | $521,000 | thousands by filing date | put |
| BEL FUSE INC | 077347300 | CL B | 19,729 | $521,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 14,568 | $521,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 64,871 | $521,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 82,689 | $520,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 444,000 | $520,000 | thousands by filing date | principal |
| SIMULATIONS PLUS INC | 829214105 | COM | 25,571 | $515,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 102,963 | $514,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 280,954 | $513,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 32,117 | $513,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 23,182 | $513,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 110,596 | $513,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 32,091 | $513,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 13,954 | $511,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 13,989 | $511,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 46,200 | $507,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 517,000 | $507,000 | thousands by filing date | principal |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 14,685 | $505,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 78,978 | $505,000 | thousands by filing date | |
| JONES ENERGY INC | 48019R306 | CL A NEW | 84,400 | $505,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 42,334 | $504,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 46,828 | $504,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 19,659 | $503,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U201 | UNIT 06/30/2022 | 47,507 | $503,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 49,910 | $502,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 20,090 | $502,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 45,025 | $501,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 47,666 | $501,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 55,183 | $497,000 | thousands by filing date | |
| CONVERGEONE HLDGS INC | 212481105 | COM CL A | 53,529 | $497,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 62,588 | $495,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 85,057 | $493,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 119,165 | $493,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 23,581 | $493,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 39,645 | $492,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 42,672 | $491,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 15,384 | $491,000 | thousands by filing date | |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 19,334 | $490,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 54,600 | $488,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 18,072 | $488,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 466,000 | $488,000 | thousands by filing date | principal |
| ZOES KITCHEN INC | 98979J109 | COM | 38,363 | $487,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 13,214 | $487,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 46,554 | $487,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 9,603 | $486,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-18-000123 | this filing | 2018-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-21-000195 | base | 2021-12-21 | acceptance time not in the bulk data set |