13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 5,078 holding rows worth $144,706,629,000.
- Accession
- 0000948046-18-000123
- Filer
- CIK 948046
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, 20,623 entries on the cover page, a total value of $144,706,629,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,706,629,000 with VALUE read as thousands by filing date, 13F file number 028-10103. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerSAL Oppenheim Jr. & Cie.AG & Co.KGaA028-13922
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 264 | $26,000 | thousands by filing date | call |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 38,379 | $26,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 1,250 | $26,000 | thousands by filing date | put |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 3,255 | $26,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 800 | $26,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 1,645 | $26,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 1,465 | $26,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 2,256 | $26,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 6,500 | $26,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 2,448 | $26,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 22,900 | $26,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 110 | $25,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 2,352 | $25,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 292 | $25,000 | thousands by filing date | call |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 420 | $25,000 | thousands by filing date | call |
| CIGNA CORPORATION | 125509109 | COM | 122 | $25,000 | thousands by filing date | call |
| Bancorp 34 Inc | 05970V106 | Com | 1,547 | $25,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 1,510 | $25,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 24,400 | $25,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 1,075 | $25,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 27,000 | $25,000 | thousands by filing date | principal |
| Honeywell Technologies | 438516106 | COM | 150 | $24,000 | thousands by filing date | put |
| LULULEMON ATHLETICA INC | 550021109 | COM | 150 | $24,000 | thousands by filing date | call |
| ITT INC COM | 45073V108 | Stock | 400 | $24,000 | thousands by filing date | call |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 1,500 | $24,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 1,737 | $24,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 1,337 | $24,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 424 | $24,000 | thousands by filing date | put |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 369 | $24,000 | thousands by filing date | call |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 14,783 | $24,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 8,000 | $24,000 | thousands by filing date | |
| ENTREE RES LTD COM | 29384j103 | CS | 64,700 | $24,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 7,554 | $24,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 1,419 | $24,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 967 | $23,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 727 | $23,000 | thousands by filing date | call |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 9,000 | $23,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 3,100 | $23,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 1,564 | $23,000 | thousands by filing date | |
| COMMAND CENTER INC | 200497204 | COM NEW | 4,215 | $23,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 603 | $22,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 800 | $22,000 | thousands by filing date | call |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 2,000 | $22,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 580 | $21,000 | thousands by filing date | call |
| UNUM GROUP COM | 91529Y106 | Stock | 540 | $21,000 | thousands by filing date | put |
| EOG RES INC COM | 26875P101 | Stock | 172 | $21,000 | thousands by filing date | call |
| EXELON CORP COM | 30161N101 | Stock | 500 | $21,000 | thousands by filing date | put |
| GENERAL MILLS INC COM | 370334104 | Stock | 500 | $21,000 | thousands by filing date | call |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 153 | $21,000 | thousands by filing date | put |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 1,881 | $21,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 193 | $20,000 | thousands by filing date | put |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 400 | $20,000 | thousands by filing date | call |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 610 | $20,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 637 | $20,000 | thousands by filing date | call |
| NUTANIX INC CL A | 67059N108 | Stock | 484 | $20,000 | thousands by filing date | put |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 300 | $20,000 | thousands by filing date | call |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 4,584 | $20,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 2,000 | $20,000 | thousands by filing date | call |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 912 | $20,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 7,200 | $20,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076118 | *W EXP 03/12/202 | 17,000 | $20,000 | thousands by filing date | call |
| Altria Group Inc | 02209S103 | COM | 325 | $19,000 | thousands by filing date | put |
| American Express Company | 025816109 | COM | 179 | $19,000 | thousands by filing date | call |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1,006 | $19,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 230 | $19,000 | thousands by filing date | call |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 1,000 | $19,000 | thousands by filing date | call |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 500 | $19,000 | thousands by filing date | call |
| SWITCH INC | 87105L104 | CL A | 1,903 | $19,000 | thousands by filing date | |
| BIOFRONTERA AG ADR | 09075G105 | COM | 1,400 | $19,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 108 | $18,000 | thousands by filing date | call |
| DOLLAR TREE INC COM | 256746108 | Stock | 223 | $18,000 | thousands by filing date | call |
| SNAP INC | 83304A106 | CL A | 2,264 | $18,000 | thousands by filing date | call |
| GOLAR LNG LTD | G9456A100 | SHS | 673 | $18,000 | thousands by filing date | put |
| MYLAN NV | N59465109 | SHS EURO | 516 | $18,000 | thousands by filing date | put |
| VEON LTD | 91822M106 | SPONSORED ADR | 6,566 | $18,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 2,077 | $18,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 4,255 | $18,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L113 | *W EXP 04/12/202 | 12,099 | $18,000 | thousands by filing date | call |
| IRON MTN INC DEL COM | 46284V101 | REIT | 500 | $17,000 | thousands by filing date | put |
| WORKDAY INC CL A | 98138H101 | Stock | 121 | $17,000 | thousands by filing date | put |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 650 | $17,000 | thousands by filing date | call |
| NETAPP INC COM | 64110D104 | Stock | 200 | $17,000 | thousands by filing date | call |
| CBS CORP NEW | 124857202 | CL B | 300 | $17,000 | thousands by filing date | put |
| VIRCO MFG CO | 927651109 | COM | 3,718 | $17,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 17,805 | $17,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 2,000 | $17,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 2,300 | $17,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 4,207 | $17,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 1,146 | $17,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 15,021 | $17,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 4,196 | $17,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 8,000 | $17,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 5,520 | $17,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 500 | $16,000 | thousands by filing date | put |
| HCA Healthcare Inc | 40412C101 | COM | 118 | $16,000 | thousands by filing date | call |
| CONAGRA FOODS INC | 205887102 | COM | 500 | $16,000 | thousands by filing date | call |
| CORNING INC | 219350105 | COM | 470 | $16,000 | thousands by filing date | call |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 330 | $16,000 | thousands by filing date | put |
| NEWELL BRANDS INC COM | 651229106 | Stock | 800 | $16,000 | thousands by filing date | call |
| MOSAIC CO COM | 61945C103 | Stock | 500 | $16,000 | thousands by filing date | call |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 876 | $16,000 | thousands by filing date | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 518 | $16,000 | thousands by filing date | call |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 125 | $16,000 | thousands by filing date | put |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 160 | $16,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 114 | $16,000 | thousands by filing date | call |
| HIBBETT INC | 428567101 | COM | 891 | $16,000 | thousands by filing date | call |
| CZR | 127686103 | Stock | 1,623 | $16,000 | thousands by filing date | call |
| EYENOVIA INC | 30234E104 | COM | 4,000 | $16,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 17,300 | $16,000 | thousands by filing date | |
| ENVIROTECH VHS INC | 00726a100 | COM | 29,581 | $16,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 459 | $15,000 | thousands by filing date | call |
| Medtronic Plc | G5960L103 | COM | 160 | $15,000 | thousands by filing date | put |
| FASTENAL CO COM | 311900104 | Stock | 266 | $15,000 | thousands by filing date | put |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 1,600 | $15,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 300 | $15,000 | thousands by filing date | call |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 555 | $15,000 | thousands by filing date | call |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 468 | $15,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 5,548 | $15,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 160 | $15,000 | thousands by filing date | put |
| Pareteum Corporation | 69946T207 | COM | 5,254 | $15,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 4,840 | $15,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 10,096 | $15,000 | thousands by filing date | |
| Arsanis Inc | 042873109 | COM | 10,461 | $15,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 131 | $14,000 | thousands by filing date | call |
| PVH CORPORATION COM | 693656100 | Stock | 100 | $14,000 | thousands by filing date | call |
| KROGER CO COM | 501044101 | Stock | 496 | $14,000 | thousands by filing date | put |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 607 | $14,000 | thousands by filing date | put |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 1,000 | $14,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 300 | $14,000 | thousands by filing date | put |
| IDT CORP | 448947507 | CL B NEW | 2,898 | $14,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 1,729 | $14,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 600 | $14,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 7,600 | $14,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 1,000 | $14,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 2,600 | $14,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 61 | $13,000 | thousands by filing date | put |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 103 | $13,000 | thousands by filing date | call |
| DISCOVER FINL SVCS | 254709108 | COM | 178 | $13,000 | thousands by filing date | call |
| China Yuchai Intl Ltd | G21082105 | COM | 758 | $13,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 385 | $13,000 | thousands by filing date | put |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 170 | $13,000 | thousands by filing date | put |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 800 | $13,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 1,600 | $13,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 1,605 | $13,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 700 | $13,000 | thousands by filing date | call |
| CERECOR INC | 15671L109 | COM | 2,964 | $13,000 | thousands by filing date | |
| MATLIN & PARTNERS ACQUISITIO | 57682V114 | *W EXP 05/28/202 | 18,500 | $13,000 | thousands by filing date | call |
| Costco Wholesale Corporation | 22160K105 | COM | 54 | $12,000 | thousands by filing date | call |
| Texas Instruments Incorporated | 882508104 | COM | 113 | $12,000 | thousands by filing date | call |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 500 | $12,000 | thousands by filing date | call |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 2,588 | $12,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 288 | $12,000 | thousands by filing date | call |
| HESS CORP | 42809H107 | COM | 172 | $12,000 | thousands by filing date | call |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 4,104 | $12,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 1,900 | $12,000 | thousands by filing date | call |
| BB & T CORP | 054937107 | COM | 261 | $12,000 | thousands by filing date | put |
| GLEN BURNIE BANCORP | 377407101 | COM | 1,000 | $12,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 689 | $12,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 56 | $11,000 | thousands by filing date | put |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 159 | $11,000 | thousands by filing date | call |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 48 | $11,000 | thousands by filing date | put |
| GENIE ENERGY LTD | 372284208 | CL B | 2,202 | $11,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 1,128 | $11,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 548 | $11,000 | thousands by filing date | call |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 674 | $11,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 400 | $11,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 8,500 | $11,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 305 | $10,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 92 | $10,000 | thousands by filing date | call |
| EXELON CORP COM | 30161N101 | Stock | 241 | $10,000 | thousands by filing date | call |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 183 | $10,000 | thousands by filing date | put |
| NUTANIX INC CL A | 67059N108 | Stock | 250 | $10,000 | thousands by filing date | call |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 1,501 | $10,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 517 | $10,000 | thousands by filing date | call |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 1,200 | $10,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 3,067 | $10,000 | thousands by filing date | put |
| Golden Entertainment Inc | 381013101 | Common Stock | 453 | $10,000 | thousands by filing date | call |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 539 | $10,000 | thousands by filing date | call |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 1,376 | $10,000 | thousands by filing date | call |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 4,242 | $10,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 4,000 | $10,000 | thousands by filing date | |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 4,831 | $10,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 2,265 | $10,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 242 | $10,000 | thousands by filing date | call |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 1,761 | $10,000 | thousands by filing date | |
| LEVEL BRANDS INC | 52730Q209 | COM NEW | 2,984 | $10,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 2,100 | $10,000 | thousands by filing date | |
| QUALSTAR CORP | 74758R208 | COM NEW | 1,300 | $10,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 129 | $9,000 | thousands by filing date | call |
| INCYTE CORP COM | 45337C102 | Stock | 137 | $9,000 | thousands by filing date | call |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 550 | $9,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 420 | $9,000 | thousands by filing date | put |
| CENTURY ALUM CO | 156431108 | COM | 779 | $9,000 | thousands by filing date | call |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 397 | $9,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 280 | $9,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 1,229 | $9,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 3,536 | $9,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 1,896 | $9,000 | thousands by filing date | |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 1,000 | $9,000 | thousands by filing date | |
| SOUTHWEST GA FINL CORP | 84502A104 | COM | 400 | $9,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 10,740 | $9,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 614 | $9,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 112 | $8,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 100 | $8,000 | thousands by filing date | put |
| MYLAN NV | N59465109 | SHS EURO | 219 | $8,000 | thousands by filing date | call |
| GENESCO INC | 371532102 | COM | 187 | $8,000 | thousands by filing date | put |
| INGERSOLL-RAND PLC | G47791101 | SHS | 80 | $8,000 | thousands by filing date | call |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 3,200 | $8,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 1,089 | $8,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 898 | $8,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 2,094 | $8,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 5,800 | $8,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 1,025 | $8,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 9,263 | $8,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 730 | $8,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 1,000 | $8,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424207 | SPON ADR NEW | 4,000 | $8,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 181 | $7,000 | thousands by filing date | call |
| S&P Global,Inc. | 78409V104 | COM | 40 | $7,000 | thousands by filing date | call |
| INVESCO LTD SHS | G491BT108 | Stock | 340 | $7,000 | thousands by filing date | call |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 81 | $7,000 | thousands by filing date | put |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 253 | $7,000 | thousands by filing date | put |
| KRAFT HEINZ CO COM | 500754106 | Stock | 146 | $7,000 | thousands by filing date | call |
| YUM BRANDS INC COM | 988498101 | Stock | 80 | $7,000 | thousands by filing date | put |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 23 | $7,000 | thousands by filing date | call |
| KELLANOVA | 487836108 | COM | 112 | $7,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 36,983 | $7,000 | thousands by filing date | principal |
| UNDER ARMOUR INC | 904311107 | CL A | 355 | $7,000 | thousands by filing date | put |
| BUNGE LTD | G16962105 | COM | 114 | $7,000 | thousands by filing date | call |
| MVC CAPITAL INC | 553829102 | COM | 780 | $7,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 185 | $7,000 | thousands by filing date | call |
| ALLERGAN PLC | G0177J108 | SHS | 37 | $7,000 | thousands by filing date | call |
| BT GROUP-ADR | 05577E101 | ADR | 552 | $7,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 1,091 | $7,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 600 | $7,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 1,615 | $7,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 4,210 | $7,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 452 | $7,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 200 | $7,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 1,973 | $7,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 1,995 | $7,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 40,543 | $7,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 1,458 | $7,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 62 | $6,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 96 | $6,000 | thousands by filing date | call |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 150 | $6,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 200 | $6,000 | thousands by filing date | call |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 192 | $6,000 | thousands by filing date | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 209 | $6,000 | thousands by filing date | call |
| COTY INC | 222070203 | COM CL A | 530 | $6,000 | thousands by filing date | call |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,400 | $6,000 | thousands by filing date | call |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 100 | $6,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 13,736 | $6,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 871 | $6,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 4,400 | $6,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 600 | $6,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 1,000 | $6,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 2,300 | $6,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 111 | $5,000 | thousands by filing date | call |
| Eli Lilly and Company | 532457108 | COM | 47 | $5,000 | thousands by filing date | call |
| KKR & CO INC | 48251W104 | COM | 200 | $5,000 | thousands by filing date | call |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 22 | $5,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 60 | $5,000 | thousands by filing date | put |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,010 | $5,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 600 | $5,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 174 | $5,000 | thousands by filing date | put |
| EVERPURE INC CL A | 74624M102 | Stock | 200 | $5,000 | thousands by filing date | call |
| BRF SA | 10552T107 | SPONSORED ADR | 925 | $5,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 215 | $5,000 | thousands by filing date | call |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 927 | $5,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 853 | $5,000 | thousands by filing date | put |
| GABELLI UTIL TR | 36240A101 | COM | 866 | $5,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 600 | $5,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 100 | $5,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 3,800 | $5,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 2,601 | $5,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,050 | $5,000 | thousands by filing date | call |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 4,302 | $5,000 | thousands by filing date | |
| INSPIREMD INC | 45779A861 | COM PAR | 24,700 | $5,000 | thousands by filing date | |
| IT TECH PACKAGING INC | 46527C100 | COM NEW | 6,201 | $5,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 538 | $5,000 | thousands by filing date | |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 454 | $5,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 2,605 | $5,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 24 | $4,000 | thousands by filing date | call |
| CUMMINS INC COM | 231021106 | Stock | 29 | $4,000 | thousands by filing date | put |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 36 | $4,000 | thousands by filing date | call |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 65 | $4,000 | thousands by filing date | put |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 200 | $4,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 100 | $4,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 101 | $4,000 | thousands by filing date | call |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 173 | $4,000 | thousands by filing date | call |
| SANOFI | 80105N113 | COMMON STOCK-FO | 8,250 | $4,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 70 | $4,000 | thousands by filing date | call |
| ACETO CORP | 004446100 | COM | 1,982 | $4,000 | thousands by filing date | |
| Hometown Bankshares Corp | 43787n108 | com | 350 | $4,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 50 | $4,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 820 | $4,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 41 | $3,000 | thousands by filing date | call |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 170 | $3,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 147 | $3,000 | thousands by filing date | put |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 300 | $3,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 480 | $3,000 | thousands by filing date | call |
| ARCONIC INC | 03965L100 | COM | 150 | $3,000 | thousands by filing date | call |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 500 | $3,000 | thousands by filing date | call |
| High Templar Tech Limit | 747798106 | COM | 730 | $3,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 1,448 | $3,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 612 | $3,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 115 | $3,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 14,490 | $3,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 223 | $3,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 2,101 | $3,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 378 | $3,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 14 | $2,000 | thousands by filing date | call |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 786 | $2,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 33 | $2,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 31 | $2,000 | thousands by filing date | put |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 135 | $2,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 10 | $2,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 87 | $2,000 | thousands by filing date | put |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 100 | $2,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 359 | $2,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 110 | $2,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 50 | $2,000 | thousands by filing date | call |
| MORPHOSYS AG | 617760202 | ADR | 100 | $2,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 1,000 | $2,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 582 | $2,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 10,992 | $2,000 | thousands by filing date | principal |
| PENNEY J C INC | 708160106 | COM | 1,416 | $2,000 | thousands by filing date | put |
| NEONODE INC | 64051M402 | COM NEW | 6,202 | $2,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 500 | $2,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 1,505 | $2,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 400 | $2,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 810 | $2,000 | thousands by filing date | |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 347 | $2,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 1,049 | $2,000 | thousands by filing date | |
| CHINA INTERNET NATIONWIDE FI | G2120A101 | SHS | 337 | $2,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T109 | ORD SHS | 1,037 | $2,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 13 | $1,000 | thousands by filing date | call |
| DILLARDS INC CL A | 254067101 | Stock | 17 | $1,000 | thousands by filing date | put |
| FRONTDOOR INC COM | 35905A109 | Stock | 33 | $1,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 10 | $1,000 | thousands by filing date | call |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 737 | $1,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 105 | $1,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 95 | $1,000 | thousands by filing date | call |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 100 | $1,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 100 | $1,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 20 | $1,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 538 | $1,000 | thousands by filing date | call |
| LAKELAND INDS INC | 511795106 | COM | 92 | $1,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 200 | $1,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 190 | $1,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 2,110 | $1,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 200 | $1,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 174 | $1,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 502 | $1,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 100 | $1,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 1,077 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 94 | $1,000 | thousands by filing date | call |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 1,905 | $1,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 52 | $1,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 132 | $1,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 2,014 | $1,000 | thousands by filing date | |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 1,499 | $1,000 | thousands by filing date | |
| REAL GOODS SOLAR XXXREGISTRATION REVOKED BY THE SEC EFF: 05/02/22 | 75601N500 | Equity | 4,106 | $1,000 | thousands by filing date | |
| AMERICAS SILVER CORP | 03063L705 | COM NEW | 833 | $1,000 | thousands by filing date | |
| YANGTZE RIV PORT AND LGSTC L | 98475Y105 | COM | 100 | $1,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 100 | $1,000 | thousands by filing date | |
| MEDIGUS LTD SPON ADS NEW | 58471G300 | ADR | 400 | $1,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 2,300 | $1,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 130 | $1,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 1,625 | $1,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y800 | COM | 1,500 | $1,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 220 | $1,000 | thousands by filing date | |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 450 | $1,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GEVO INC | 374396406 | COM PAR | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 170 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAMBUS INC DEL COM | 750917106 | Stock | 50 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTIMMUNE INC | 02155H200 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRI CONTL CORP | 895436103 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 37 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIOT PLATFORMS INC | 767292105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 199 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 11 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARRICK GOLD CORP | 067901108 | COM | 84 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GNC HLDGS INC | 36191G107 | COM CL A | 164 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 18 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESEARCH FRONTIERS INC | 760911107 | COM | 106 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 222 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VAXART INC NEW | 92243A200 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 239 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IGC PHARMA INC | 45408X308 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVALON HLDGS CORP | 05343P109 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Zedge Inc | 98923T104 | COM | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XBIOTECH INC | 98400H102 | COM | 169 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIVE VENTURES INC | 538142308 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEMILEDS CORP | 816645204 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 100 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDCORP INC NEW | 380956409 | COM | 40 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ALLIQUA BIOMEDICAL INC | 019621309 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUNA INNOVATIONS INC | 550351100 | COM | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 188 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI SA-ADR | 670851500 | ADR | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OFFICE DEPOT INC | 676220106 | COM | 72 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 440 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVERCREST METALS INC | 828363101 | COM | 393 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 1 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 112 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 213 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTUM CORP | 747906501 | COM | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| P & F INDS INC | 692830508 | CL A NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 7,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADISYS CORP | 750459109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| S&W SEED COMPANY COM | 785135104 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 2,300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 165 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENGLOBAL CORP | 293306106 | COM | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MITEL NETWORKS CORP | 60671Q104 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AROTECH CORP | 042682203 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRUETT-HURST INC THST | 897871109 | COMMON | 464 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOWPOINT INC | 379887201 | CMN | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERMILLION INC | 92407M206 | COM NEW | 239 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SORL Auto Parts Inc | 78461U101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADWAY FINL CORP DEL | 111444105 | COM | 185 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENPREX INC | 372446104 | COM | 310 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORIZON GLOBAL CORP | 44052W104 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLIGENIX INC | 834223307 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOCYTE CORP | 68235C107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTWATER RES INC | 961684107 | COM | 127 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURYN RES INC | 05208W108 | COM | 133 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHARING ECONOMY INTL INC | 819534108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABILITY INC | G8789K124 | SHS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVINGER INC | 053734208 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTORI THERAPEUTICS INC | 23283K402 | COM PAR | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACHIEVE LIFE SCIENCE INC | 004468203 | COM NEW | 212 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOCEPT INC | 09072V402 | COM PAR | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELLIPHARMACEUTICS INTL IN | 458173309 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERI HLDGS INC | 02362F104 | COM | 421 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESONANT INC | 76118L102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-18-000123 | this filing | 2018-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-21-000195 | base | 2021-12-21 | acceptance time not in the bulk data set |