13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 5,078 holding rows worth $144,706,629,000.
- Accession
- 0000948046-18-000123
- Filer
- CIK 948046
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, 20,623 entries on the cover page, a total value of $144,706,629,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,706,629,000 with VALUE read as thousands by filing date, 13F file number 028-10103. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerSAL Oppenheim Jr. & Cie.AG & Co.KGaA028-13922
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AV HOMES INC | 00234P102 | COM | 24,379 | $486,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 61,710 | $485,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 30,438 | $484,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 18,336 | $484,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 21,224 | $483,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 22,843 | $482,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 39,140 | $482,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 17,111 | $482,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 27,754 | $481,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 82,314 | $480,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 23,613 | $480,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 34,971 | $479,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 27,235 | $479,000 | thousands by filing date | |
| WEIBO CORP | G9515TAA6 | DEBT 1.250%11/1 | 500,000 | $479,000 | thousands by filing date | principal |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 93,900 | $477,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 15,938 | $476,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 63,033 | $475,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 8,972 | $475,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,210 | $474,000 | thousands by filing date | put |
| ENERGOUS CORP | 29272C103 | COM | 46,945 | $474,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 18,953 | $474,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 592,367 | $473,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 26,576 | $473,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 27,016 | $472,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 71,620 | $472,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 6,845 | $470,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 30,589 | $470,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 114,258 | $469,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 40,429 | $468,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 26,627 | $468,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 33,905 | $466,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 63,900 | $466,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 99,968 | $466,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 138,263 | $465,000 | thousands by filing date | |
| NIGHTSTAR THERAPEUTICS PLC | 65413A101 | ADR | 22,782 | $465,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 23,753 | $464,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 17,086 | $463,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 20,207 | $462,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 67,212 | $461,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 57,904 | $460,000 | thousands by filing date | |
| PACIFIC CITY FINANCIAL CORP | 69406T408 | COM NEW | 23,774 | $458,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 661,000 | $457,000 | thousands by filing date | principal |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 155,272 | $456,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 42,049 | $455,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 79,092 | $454,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 12,488 | $454,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 11,696 | $454,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 25,061 | $454,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 10,689 | $453,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 9,659 | $453,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 63,874 | $453,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 30,614 | $453,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 148,306 | $452,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 192,699 | $451,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 191,387 | $451,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 21,964 | $449,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 11,668 | $447,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 26,510 | $446,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 34,070 | $445,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 14,951 | $442,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 44,344 | $442,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 74,446 | $441,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 37,740 | $441,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 31,075 | $441,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 19,220 | $441,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 51,873 | $440,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 51,436 | $440,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 34,508 | $440,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 44,720 | $439,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 65,603 | $438,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 25,412 | $438,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 168,652 | $437,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 67,132 | $436,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 361 | $435,000 | thousands by filing date | put |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 86,268 | $435,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 32,221 | $434,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 56,154 | $432,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 75,921 | $431,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 16,027 | $431,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 100,260 | $430,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 5,300 | $430,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 32,980 | $430,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 17,550 | $429,000 | thousands by filing date | call |
| LCNB CORP | 50181P100 | COM | 22,994 | $428,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 43,864 | $427,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 400,000 | $427,000 | thousands by filing date | principal |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 32,154 | $424,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 157,145 | $423,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 70,555 | $422,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 18,270 | $418,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 18,547 | $417,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 39,754 | $417,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 58,608 | $416,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 30,677 | $414,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 19,630 | $414,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 12,917 | $413,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 20,761 | $412,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 42,228 | $410,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 130,677 | $409,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 4,900 | $407,000 | thousands by filing date | call |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 43,305 | $407,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 96,657 | $406,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 31,421 | $402,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 48,028 | $402,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 34,868 | $401,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 82,168 | $401,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 91,673 | $398,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 22,124 | $398,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 7,466 | $397,000 | thousands by filing date | call |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 13,923 | $397,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 399,448 | $397,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 5,798 | $395,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 22,430 | $394,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 247,506 | $394,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 18,127 | $394,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 10,255 | $393,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 14,812 | $393,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 63,125 | $392,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 6,300 | $391,000 | thousands by filing date | call |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 195,731 | $391,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 14,962 | $390,000 | thousands by filing date | put |
| Jason Industries Inc | 471172106 | COMMON STOCK | 115,850 | $390,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 66,500 | $390,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 39,993 | $390,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 18,751 | $389,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 72,573 | $386,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 227,241 | $386,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 12,689 | $385,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 10,073 | $383,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 17,197 | $382,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 27,349 | $382,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 23,531 | $381,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 10,708 | $379,000 | thousands by filing date | call |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 30,733 | $379,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 36,915 | $379,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 10,107 | $378,000 | thousands by filing date | call |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 19,651 | $378,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 49,801 | $378,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 19,169 | $377,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 15,167 | $377,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 40,171 | $376,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 27,000 | $375,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 565,145 | $375,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 175,981 | $375,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 10,002 | $374,000 | thousands by filing date | put |
| ENDOLOGIX INC | 29266S106 | COM | 195,780 | $372,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 103,474 | $372,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 11,238 | $371,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 325,000 | $371,000 | thousands by filing date | principal |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 70,992 | $371,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 10,393 | $370,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 26,686 | $369,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 37,619 | $369,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,311 | $368,000 | thousands by filing date | put |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 18,488 | $368,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 68,566 | $368,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 2,006 | $363,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 85,000 | $363,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 250,000 | $362,000 | thousands by filing date | principal |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 16,921 | $361,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 19,243 | $361,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 89,980 | $359,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 250,000 | $357,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,056 | $356,000 | thousands by filing date | call |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 54,957 | $356,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 319,045 | $356,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 15,482 | $354,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 154,752 | $354,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 42,308 | $353,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 333,660 | $353,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 7,258 | $352,000 | thousands by filing date | put |
| QUORUM HEALTH CORP | 74909E106 | COM | 60,243 | $352,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 4,912 | $351,000 | thousands by filing date | put |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 110,315 | $351,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,887 | $350,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 48,171 | $348,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 65,633 | $348,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 29,549 | $347,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 28,774 | $345,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 23,786 | $344,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 9,135 | $343,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 17,325 | $341,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 38,242 | $340,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 18,281 | $339,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 72,901 | $339,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 17,000 | $338,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 14,595 | $338,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 48,439 | $338,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 12,717 | $338,000 | thousands by filing date | call |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 57,311 | $338,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629505 | COM | 9,084 | $338,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 5,548 | $337,000 | thousands by filing date | put |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 105,764 | $337,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 4,100 | $336,000 | thousands by filing date | call |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 43,300 | $334,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 38,880 | $334,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 17,220 | $333,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 120,622 | $333,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 87,889 | $332,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,230 | $331,000 | thousands by filing date | put |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 77,103 | $330,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 12,986 | $330,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 58,585 | $329,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 15,137 | $328,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 143,496 | $327,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 81,299 | $326,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 15,452 | $325,000 | thousands by filing date | call |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 20,152 | $325,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 82,849 | $325,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 54,966 | $324,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 26,802 | $322,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 14,087 | $321,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 17,915 | $321,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 12,454 | $320,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 35,495 | $320,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 6,327 | $320,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 29,164 | $320,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 50,492 | $320,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 31,845 | $320,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 19,477 | $320,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 24,600 | $318,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 132,141 | $318,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 63,131 | $318,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 178,679 | $318,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 160 | $317,000 | thousands by filing date | call |
| SACHEM CAP CORP | 78590A109 | COM | 76,200 | $317,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 153,532 | $317,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 42,456 | $315,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 67,599 | $314,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q205 | UNIT 04/13/2023 | 30,300 | $314,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 32,923 | $313,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 91,083 | $313,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 52,697 | $312,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 23,266 | $311,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 13,486 | $311,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 351,913 | $310,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 40,910 | $309,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 39,792 | $308,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 34,957 | $306,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 21,265 | $301,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 38,522 | $301,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 7,767 | $301,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 313,000 | $301,000 | thousands by filing date | principal |
| BIOGEN INC COM | 09062X103 | Stock | 852 | $300,000 | thousands by filing date | call |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 81,240 | $300,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 175,720 | $300,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 58,615 | $299,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 11,887 | $297,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 25,756 | $297,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 21,120 | $297,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 258,906 | $295,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 20,600 | $294,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 20,932 | $292,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 28,681 | $292,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 83,413 | $290,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 26,140 | $290,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 4,037 | $289,000 | thousands by filing date | call |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 9,199 | $289,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 105,098 | $289,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 51,996 | $289,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,880 | $288,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 33,690 | $288,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 18,401 | $288,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 10,235 | $288,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 253,000 | $288,000 | thousands by filing date | principal |
| EGAIN CORP | 28225C806 | COM NEW | 35,564 | $287,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 30,814 | $284,000 | thousands by filing date | put |
| HENNESSY ADVISORS INC | 425885100 | COM | 20,513 | $284,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 17,920 | $283,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 124,361 | $283,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,452 | $281,000 | thousands by filing date | put |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 19,860 | $281,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 27,922 | $281,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 16,897 | $280,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 753 | $279,000 | thousands by filing date | put |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,192 | $279,000 | thousands by filing date | call |
| SPARTON CORP | 847235108 | COM | 19,475 | $279,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 73,200 | $278,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 233 | $277,000 | thousands by filing date | put |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 6,955 | $277,000 | thousands by filing date | put |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 18,212 | $277,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 287,110 | $276,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 25,905 | $276,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 184,503 | $275,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 290,000 | $275,000 | thousands by filing date | call |
| ITERIS INC NEW | 46564T107 | COM | 51,488 | $274,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 93,529 | $274,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 69,611 | $274,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 56,855 | $274,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C205 | UNIT 99/99/9999 | 25,827 | $273,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 22,763 | $272,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 8,537 | $272,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 18,003 | $271,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 19,448 | $269,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 6,363 | $269,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 43,441 | $267,000 | thousands by filing date | |
| FUSION CONNECT INC | 36116X102 | COM | 104,609 | $267,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 6,893 | $266,000 | thousands by filing date | put |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 9,766 | $266,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 50,979 | $266,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 111,276 | $266,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 44,097 | $266,000 | thousands by filing date | |
| MOGO FIN TECHNOLOGY INC | 608008108 | COM | 85,800 | $266,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 33,044 | $265,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 27,200 | $265,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 263,000 | $265,000 | thousands by filing date | principal |
| Dawson Geophysical Co Ne | 239360100 | COM | 42,980 | $264,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 93,397 | $264,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 115,587 | $262,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 15,002 | $262,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 33,700 | $262,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 13,535 | $261,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 7,026 | $260,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 18,100 | $260,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 70,710 | $260,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 18,616 | $259,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 67,371 | $258,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 2,700 | $256,000 | thousands by filing date | call |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 23,876 | $256,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 5,480 | $255,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 6,310 | $255,000 | thousands by filing date | put |
| FRED S INC CLASS A | 356108100 | COM | 125,000 | $255,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 92,702 | $254,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 21,700 | $253,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 502,989 | $253,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 37,151 | $253,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 32,800 | $252,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 108,086 | $252,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U110 | *W EXP 06/30/202 | 202,014 | $252,000 | thousands by filing date | call |
| Morgan Stanley | 617446448 | COM | 5,416 | $251,000 | thousands by filing date | put |
| STEALTHGAS INC | Y81669106 | COM | 70,600 | $251,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 20,360 | $251,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 11,032 | $250,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 25,154 | $250,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 26,817 | $250,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,522 | $249,000 | thousands by filing date | put |
| SOCIETAL CDMO INC | 75629F109 | COM | 35,219 | $249,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 114,657 | $247,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 311,267 | $247,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 12,024 | $245,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 3,387 | $243,000 | thousands by filing date | put |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 36,576 | $243,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 16,356 | $243,000 | thousands by filing date | |
| SUNLANDS ONLINE ED GROUP | 86740P108 | ADS | 40,100 | $242,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 22,547 | $241,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,156 | $240,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 8,462 | $240,000 | thousands by filing date | put |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 15,005 | $240,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 229,000 | $240,000 | thousands by filing date | |
| ANCHOR | 032838104 | COMMON STOCK | 8,481 | $240,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 300,000 | $240,000 | thousands by filing date | call |
| NVIDIA Corp | 67066G104 | COM | 854 | $239,000 | thousands by filing date | call |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 7,708 | $239,000 | thousands by filing date | |
| NEOVASC INC | 64065J205 | COM NEW | 88,410 | $239,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 24,336 | $238,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 3,803 | $238,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 11,960 | $235,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 24,039 | $235,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 15,568 | $235,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 20,473 | $234,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 57,256 | $233,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 9,400 | $232,000 | thousands by filing date | put |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 50,900 | $232,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 25,372 | $232,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 44,791 | $232,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 13,271 | $232,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 192 | $231,000 | thousands by filing date | call |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 3,265 | $231,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 12,499 | $231,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 16,474 | $230,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 83,101 | $230,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 70,764 | $229,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 90,900 | $229,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 26,937 | $228,000 | thousands by filing date | put |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 64,698 | $228,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 11,929 | $228,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 608 | $226,000 | thousands by filing date | call |
| RANDOLPH BANCORP INC | 752378109 | COM | 13,699 | $226,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 7,534 | $225,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 142,946 | $225,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 39,816 | $224,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 222,000 | $224,000 | thousands by filing date | principal |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 10,501 | $223,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 36,090 | $223,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | G62848125 | *W EXP 10/23/202 | 175,000 | $222,000 | thousands by filing date | call |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 25,350 | $221,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 10,304 | $220,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 26,780 | $219,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 800,992 | $219,000 | thousands by filing date | principal |
| GAMCO INVS INC COM | 361438104 | COM | 9,416 | $219,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 61,202 | $219,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 127,038 | $217,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 8,339 | $217,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 12,795 | $216,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 14,852 | $216,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 26,600 | $216,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 34,265 | $216,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 274,200 | $216,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 26,698 | $216,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 6,989 | $215,000 | thousands by filing date | put |
| CONTINENTAL RES INC | 212015101 | COM | 3,150 | $215,000 | thousands by filing date | put |
| IDENTIV INC | 45170X205 | COM NEW | 36,215 | $215,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 234 | $214,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 8,604 | $213,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 49,599 | $213,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 5,502 | $212,000 | thousands by filing date | call |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 125,000 | $212,000 | thousands by filing date | call |
| VANTAGE ENERGY ACQUISITION | 92211L204 | UNIT 04/12/2024 | 20,401 | $212,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 34,463 | $211,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 38,600 | $210,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,450 | $209,000 | thousands by filing date | call |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 134,331 | $208,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 25,955 | $208,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 20,269 | $207,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 56,160 | $207,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 175,486 | $207,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 48,721 | $205,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 3,000 | $204,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 2,833 | $203,000 | thousands by filing date | call |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 40,011 | $203,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 47,328 | $203,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 11,591 | $202,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 43,647 | $202,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 91,242 | $202,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 15,000 | $202,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q114 | *W EXP 04/17/202 | 150,000 | $202,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 2,618 | $201,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 3,492 | $201,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 14,500 | $201,000 | thousands by filing date | put |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 252,851 | $201,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,338 | $200,000 | thousands by filing date | put |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 15,515 | $200,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,638 | $199,000 | thousands by filing date | call |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 109,285 | $199,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 167 | $198,000 | thousands by filing date | call |
| MOMO INC | 60879B107 | ADR | 4,525 | $198,000 | thousands by filing date | put |
| MUSTANG BIO INC | 62818Q104 | COM | 33,426 | $198,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 113,059 | $197,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 814 | $196,000 | thousands by filing date | put |
| CVD EQUIP CORP | 126601103 | COM | 31,748 | $195,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 19,640 | $195,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1,614 | $194,000 | thousands by filing date | call |
| Castle Brands Inc | 148435100 | COM | 180,669 | $192,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 23,230 | $190,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 18,400 | $190,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 9,747 | $190,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 26,670 | $189,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 4,278 | $188,000 | thousands by filing date | call |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 11,645 | $188,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 10,369 | $187,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 16,562 | $186,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 42,310 | $186,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 16,736 | $184,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F203 | COM NEW | 29,779 | $184,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 16,288 | $184,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 37,692 | $184,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 45,765 | $183,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 4,147 | $182,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 10,474 | $182,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 10,066 | $182,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 44,384 | $182,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 12,401 | $182,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 171,840 | $182,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 8,928 | $182,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,083 | $181,000 | thousands by filing date | put |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 110,666 | $181,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 151,586 | $181,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 8,964 | $181,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 3,112 | $180,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 57,015 | $180,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,134 | $179,000 | thousands by filing date | call |
| PRO DEX INC | 74265M205 | COMMON STOCK | 17,273 | $179,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 17,086 | $179,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 1,409 | $179,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 8,096 | $179,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 43,582 | $179,000 | thousands by filing date | call |
| ISRAMCO INC | 465141406 | COM | 1,480 | $178,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 7,074 | $176,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 5,552 | $176,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 12,000 | $175,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 38,099 | $175,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 225,000 | $175,000 | thousands by filing date | principal |
| Broadcom Inc. | 11135F101 | COM | 704 | $173,000 | thousands by filing date | call |
| KEY TRONIC CORP | 493144109 | COM | 22,608 | $172,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 4,248 | $171,000 | thousands by filing date | call |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 19,430 | $171,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,509 | $170,000 | thousands by filing date | put |
| BIOGEN INC COM | 09062X103 | Stock | 480 | $169,000 | thousands by filing date | put |
| TIDEWATER INC NEW | 88642R125 | WARR | 47,108 | $169,000 | thousands by filing date | call |
| INDUSTREA ACQUISITION CORP | 45579J104 | CL A | 16,622 | $169,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 21,000 | $168,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 2,000 | $168,000 | thousands by filing date | put |
| FORTIVE CORP COM | 34959J108 | Stock | 2,000 | $168,000 | thousands by filing date | call |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 5,819 | $168,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 12,100 | $168,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 12,774 | $167,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,202 | $166,000 | thousands by filing date | put |
| VERITONE INC | 92347M100 | COM | 15,991 | $166,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 15,100 | $166,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 16,790 | $165,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-18-000123 | this filing | 2018-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-21-000195 | base | 2021-12-21 | acceptance time not in the bulk data set |