13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 5,078 holding rows worth $144,706,629,000.
- Accession
- 0000948046-18-000123
- Filer
- CIK 948046
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, 20,623 entries on the cover page, a total value of $144,706,629,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,706,629,000 with VALUE read as thousands by filing date, 13F file number 028-10103. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerSAL Oppenheim Jr. & Cie.AG & Co.KGaA028-13922
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHEFS WHSE INC | 163086101 | COM | 115,251 | $4,187,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 230,634 | $4,186,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 64,678 | $4,166,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 431,182 | $4,166,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 97,848 | $4,165,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 228,110 | $4,159,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 134,707 | $4,155,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 65,639 | $4,152,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 49,211 | $4,147,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 475,830 | $4,143,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 95,253 | $4,132,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 87,623 | $4,130,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 137,969 | $4,124,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U102 | COM CL A | 406,043 | $4,124,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 223,157 | $4,121,000 | thousands by filing date | |
| ALLEGRO MERGER CORP | 01749N301 | UNIT 12/31/2023 | 400,000 | $4,108,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 175,192 | $4,106,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 282,093 | $4,095,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 124,002 | $4,091,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 81,387 | $4,078,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 171,645 | $4,074,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 83,725 | $4,071,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 117,907 | $4,063,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 159,907 | $4,056,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 52,817 | $4,052,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 188,550 | $4,052,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R118 | UNIT 01/01/2025 | 400,000 | $4,048,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 194,141 | $4,045,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 126,291 | $4,037,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 88,288 | $4,037,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 125,773 | $4,036,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 109,839 | $4,030,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 102,984 | $4,030,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 101,893 | $4,025,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 106,138 | $4,024,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 71,081 | $4,024,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 4,000,000 | $4,023,000 | thousands by filing date | principal |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 345,001 | $4,007,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 293,027 | $3,997,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 54,685 | $3,994,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 313,773 | $3,993,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 205,236 | $3,992,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 205,968 | $3,988,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 200,751 | $3,985,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 61,840 | $3,977,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 3,619,000 | $3,977,000 | thousands by filing date | principal |
| CNA FINL CORP | 126117100 | COM | 87,060 | $3,972,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 2,750,000 | $3,972,000 | thousands by filing date | principal |
| OTTER TAIL CORP | 689648103 | COM | 82,797 | $3,963,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 252,161 | $3,955,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 212,187 | $3,955,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 151,054 | $3,944,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 97,326 | $3,939,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 213,373 | $3,934,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 194,318 | $3,933,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 97,543 | $3,932,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 75,408 | $3,931,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 4,650,000 | $3,924,000 | thousands by filing date | principal |
| WP CAREY INC COM | 92936U109 | REIT | 61,007 | $3,921,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 101,905 | $3,920,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 264,719 | $3,915,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 76,436 | $3,910,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 313,539 | $3,906,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 4,107,000 | $3,902,000 | thousands by filing date | principal |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 163,606 | $3,898,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 190,244 | $3,884,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 65,574 | $3,874,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 173,887 | $3,857,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 102,150 | $3,857,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 170,087 | $3,857,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 92,615 | $3,846,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 38,469 | $3,837,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 162,671 | $3,827,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 55,183 | $3,825,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 83,042 | $3,818,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 51,799 | $3,816,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 47,391 | $3,815,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 121,466 | $3,812,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 5,485 | $3,810,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 228,125 | $3,810,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 100,242 | $3,808,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 80,526 | $3,807,000 | thousands by filing date | put |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 60,257 | $3,806,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 55,379 | $3,805,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 66,815 | $3,804,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 965,561 | $3,800,000 | thousands by filing date | |
| OCEAN RIG UDW INC | G66964118 | SHS NEW | 109,473 | $3,789,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 46,650 | $3,785,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 27,234 | $3,780,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 137,701 | $3,777,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 3,500,000 | $3,775,000 | thousands by filing date | principal |
| MIDDLEBYCORP | 596278101 | STOK | 29,198 | $3,772,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 228,852 | $3,772,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 304,393 | $3,771,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 464,787 | $3,769,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 142,409 | $3,765,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 79,305 | $3,764,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 171,121 | $3,762,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 112,966 | $3,758,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 94,193 | $3,757,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 101,931 | $3,757,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 152,659 | $3,745,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 96,552 | $3,740,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 137,140 | $3,730,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 86,706 | $3,717,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 119,567 | $3,711,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 181,380 | $3,708,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQUISIT-A | 57682V106 | Common | 370,134 | $3,705,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 4,400,000 | $3,703,000 | thousands by filing date | principal |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 33,967 | $3,701,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 87,112 | $3,698,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 45,562 | $3,687,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 83,581 | $3,685,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 94,472 | $3,684,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 42,352 | $3,683,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 69,232 | $3,681,000 | thousands by filing date | call |
| ACTUANT CORP | 00508X203 | CL A NEW | 132,006 | $3,680,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 213,137 | $3,677,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 81,214 | $3,677,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 374,558 | $3,670,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 121,862 | $3,667,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 11,498 | $3,667,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 518,932 | $3,658,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 40,766 | $3,650,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 89,283 | $3,645,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 141,579 | $3,633,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 53,399 | $3,632,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 173,932 | $3,629,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 473,131 | $3,628,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 137,354 | $3,627,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 246,633 | $3,627,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 59,871 | $3,625,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 176,237 | $3,625,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 92,813 | $3,615,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 165,818 | $3,608,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 242,197 | $3,607,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 300,247 | $3,592,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 258,578 | $3,592,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 345,949 | $3,578,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 78,687 | $3,573,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 231,310 | $3,572,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 66,218 | $3,551,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 34,063 | $3,550,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 2,728,000 | $3,548,000 | thousands by filing date | principal |
| MINDBODY INC | 60255W105 | COM CL A | 87,294 | $3,547,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 244,962 | $3,547,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 32,870 | $3,543,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 71,085 | $3,540,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 46,345 | $3,536,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 188,315 | $3,536,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 184,077 | $3,528,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 67,750 | $3,528,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 69,397 | $3,520,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N202 | UNIT 05/11/2023 | 345,000 | $3,519,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 70,190 | $3,515,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283AC4 | DBCV 7/1 | 2,850,000 | $3,515,000 | thousands by filing date | principal |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 270,862 | $3,512,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 58,414 | $3,512,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 235,350 | $3,509,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 60,102 | $3,488,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 90,920 | $3,487,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 492,897 | $3,487,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 273,462 | $3,476,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 90,853 | $3,475,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 753,929 | $3,474,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 271,580 | $3,458,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 84,979 | $3,456,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 87,077 | $3,450,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 79,569 | $3,448,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 128,528 | $3,447,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 96,061 | $3,442,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 491,481 | $3,439,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 91,020 | $3,438,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 98,130 | $3,437,000 | thousands by filing date | |
| PLATINUM EAGLE ACQUISITIN CO | G7126L100 | SHS CL A | 350,000 | $3,437,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 324,631 | $3,416,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 54,529 | $3,411,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LD CO | 210226AB2 | NOTE 4.500% 3/1 | 3,232,000 | $3,405,000 | thousands by filing date | principal |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 60,751 | $3,403,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 301,756 | $3,393,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 274,579 | $3,389,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 56,348 | $3,388,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 56,036 | $3,388,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 90,833 | $3,384,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 26,894 | $3,382,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 118,113 | $3,370,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 207,066 | $3,360,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 380,181 | $3,348,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 438,934 | $3,347,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 365,281 | $3,347,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 226,377 | $3,344,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 141,360 | $3,340,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 3,500,000 | $3,339,000 | thousands by filing date | principal |
| HERCULES CAPITAL INC | 427096508 | COM | 253,457 | $3,334,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 200,365 | $3,334,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 124,480 | $3,333,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 190,270 | $3,327,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 187,836 | $3,322,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 451,639 | $3,317,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 70,704 | $3,314,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 38,405 | $3,312,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 92,043 | $3,311,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 2,383,146 | $3,311,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 97,161 | $3,309,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 81,010 | $3,303,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 164,990 | $3,298,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 78,154 | $3,297,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 219,906 | $3,283,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 39,723 | $3,264,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 12,307 | $3,258,000 | thousands by filing date | put |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 3,398,000 | $3,249,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 3,250,000 | $3,249,000 | thousands by filing date | principal |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 64,990 | $3,248,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 41,428 | $3,246,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 3,169,000 | $3,240,000 | thousands by filing date | principal |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 416,963 | $3,235,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 142,588 | $3,229,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 64,411 | $3,229,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 95,465 | $3,229,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 195,119 | $3,222,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 228,517 | $3,221,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 108,623 | $3,212,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 58,438 | $3,198,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 208,212 | $3,178,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 32,905 | $3,177,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 137,714 | $3,174,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 86,097 | $3,165,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 122,934 | $3,165,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 282,862 | $3,156,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 57,684 | $3,154,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 3,000,000 | $3,150,000 | thousands by filing date | principal |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 70,088 | $3,147,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 156,668 | $3,144,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 186,943 | $3,139,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 3,146,000 | $3,122,000 | thousands by filing date | principal |
| TECHTARGET INC | 87874R100 | COM | 160,613 | $3,117,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 208,601 | $3,112,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 48,174 | $3,100,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 70,600 | $3,097,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 26,116 | $3,095,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 100,224 | $3,094,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 184,760 | $3,093,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 147,181 | $3,081,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 68,802 | $3,080,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 307,543 | $3,076,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 1,825,000 | $3,075,000 | thousands by filing date | principal |
| PERFICIENT INC | 71375U101 | COM | 115,304 | $3,071,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 86,745 | $3,069,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 113,830 | $3,066,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 50,135 | $3,063,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 76,194 | $3,059,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 3,196,000 | $3,046,000 | thousands by filing date | principal |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 196,758 | $3,045,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 251,670 | $3,034,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 2,950,000 | $3,032,000 | thousands by filing date | principal |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 139,895 | $3,029,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 32,547 | $3,024,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 32,615 | $3,022,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 83,909 | $3,019,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 221,790 | $3,014,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 125,932 | $3,012,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 542,062 | $3,012,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 125,763 | $3,011,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 299,225 | $3,005,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 160,465 | $2,999,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 154,042 | $2,995,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 65,690 | $2,993,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 188,924 | $2,993,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 60,545 | $2,989,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 62,951 | $2,976,000 | thousands by filing date | call |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 13,798 | $2,975,000 | thousands by filing date | call |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 407,615 | $2,973,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 44,857 | $2,971,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 57,592 | $2,968,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 283,663 | $2,966,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 145,386 | $2,965,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 45,465 | $2,949,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 35,148 | $2,947,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 398,675 | $2,943,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 252,828 | $2,938,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 252,889 | $2,933,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 84,089 | $2,933,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 1,909,000 | $2,931,000 | thousands by filing date | principal |
| COOPER TIRE & RUBR CO | 216831107 | COM | 103,493 | $2,927,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 165,495 | $2,927,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 34,092 | $2,912,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 215,092 | $2,908,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 72,482 | $2,903,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 483,539 | $2,891,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 62,996 | $2,885,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 21,612 | $2,885,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 73,222 | $2,877,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 186,378 | $2,876,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 121,361 | $2,874,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 43,642 | $2,874,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 207,569 | $2,873,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 77,678 | $2,860,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 255,309 | $2,855,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 34,125 | $2,854,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 116,786 | $2,854,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 211,898 | $2,853,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 136,878 | $2,850,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 1,144,811 | $2,850,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 14,414 | $2,846,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 2,797,000 | $2,833,000 | thousands by filing date | principal |
| MUDRICK CAP ACQUISITION CORP | 624745105 | COM CLASS A | 292,699 | $2,833,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 295,700 | $2,823,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 33,652 | $2,821,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 195,366 | $2,820,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 278,357 | $2,810,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 51,602 | $2,806,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 41,752 | $2,806,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 137,563 | $2,804,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 63,432 | $2,801,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 140,086 | $2,800,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 59,922 | $2,796,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 2,183,937 | $2,793,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 129,710 | $2,789,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 171,547 | $2,786,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 1,151,188 | $2,785,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 28,191 | $2,785,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 51,120 | $2,782,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 204,401 | $2,777,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 129,230 | $2,772,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 135,898 | $2,770,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 115,007 | $2,769,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 2,961 | $2,767,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 194,070 | $2,767,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 326,067 | $2,763,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 132,782 | $2,759,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 62,122 | $2,745,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 44,342 | $2,744,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 123,881 | $2,741,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 82,099 | $2,738,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 72,566 | $2,730,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 163,599 | $2,730,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 61,318 | $2,721,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 126,820 | $2,721,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 35,398 | $2,716,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 193,839 | $2,713,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 87,405 | $2,712,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 6,679 | $2,707,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 318,498 | $2,705,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 75,062 | $2,699,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 4,653 | $2,693,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 264,116 | $2,693,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 71,259 | $2,681,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 38,558 | $2,681,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 126,882 | $2,680,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 478,687 | $2,679,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 88,375 | $2,677,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 59,767 | $2,674,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 172,564 | $2,672,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 75,135 | $2,670,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 611,335 | $2,670,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 176,865 | $2,669,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 73,805 | $2,669,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 73,256 | $2,655,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 89,035 | $2,653,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 107,004 | $2,651,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 192,888 | $2,649,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 172,735 | $2,649,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 75,351 | $2,647,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 275,047 | $2,645,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 348,002 | $2,639,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 60,578 | $2,630,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 40,407 | $2,629,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 270,884 | $2,627,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 147,075 | $2,621,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 755,425 | $2,611,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 74,142 | $2,607,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 40,639 | $2,593,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 104,517 | $2,592,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 174,563 | $2,590,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 160,889 | $2,583,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 65,125 | $2,578,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 73,604 | $2,576,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 176,692 | $2,568,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 118,167 | $2,567,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 115,300 | $2,567,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 516,479 | $2,560,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 170,500 | $2,559,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 14,010 | $2,552,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G208 | UNIT 09/07/2024 | 250,000 | $2,552,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 525,640 | $2,538,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 201,168 | $2,538,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 9,559 | $2,530,000 | thousands by filing date | call |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 42,729 | $2,530,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F202 | UNIT 09/30/2025 | 250,000 | $2,525,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 374,078 | $2,517,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 82,547 | $2,515,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 45,492 | $2,514,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 41,961 | $2,513,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 133,657 | $2,505,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 173,236 | $2,503,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 21,517 | $2,490,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 74,492 | $2,470,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 227,879 | $2,467,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 143,887 | $2,466,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 151,184 | $2,463,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 35,658 | $2,460,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 2,500,000 | $2,459,000 | thousands by filing date | principal |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 77,978 | $2,458,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 84,295 | $2,458,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 106,497 | $2,458,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 84,925 | $2,452,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 20,393 | $2,448,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 47,226 | $2,448,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,222 | $2,447,000 | thousands by filing date | put |
| UNITIL CORP COM | 913259107 | Stock | 48,124 | $2,446,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 30,939 | $2,441,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 89,665 | $2,440,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 197,305 | $2,433,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 447,213 | $2,432,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 48,244 | $2,430,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 123,900 | $2,430,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 14,775 | $2,428,000 | thousands by filing date | put |
| ENNIS INC COM | 293389102 | Stock | 118,347 | $2,418,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 3,000,000 | $2,406,000 | thousands by filing date | principal |
| THERAPEUTICSMD INC | 88338N107 | COM | 366,153 | $2,401,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 81,160 | $2,398,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 37,059 | $2,386,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 2,022,000 | $2,375,000 | thousands by filing date | principal |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 152,535 | $2,370,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 66,649 | $2,367,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 204,956 | $2,365,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 57,051 | $2,359,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 214,863 | $2,358,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 57,050 | $2,355,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 65,866 | $2,352,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 55,791 | $2,344,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 67,347 | $2,343,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 290,608 | $2,339,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 133,268 | $2,339,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 635,907 | $2,338,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 57,835 | $2,320,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 166,245 | $2,320,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 293,640 | $2,318,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 121,346 | $2,316,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 74,687 | $2,315,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 177,744 | $2,315,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 12,314 | $2,314,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 74,249 | $2,314,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 67,457 | $2,313,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 129,982 | $2,308,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 1,775,000 | $2,305,000 | thousands by filing date | principal |
| PENNEY J C INC | 708160106 | COM | 1,388,143 | $2,303,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 33,815 | $2,302,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 84,701 | $2,299,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 290,530 | $2,296,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 140,647 | $2,295,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 91,038 | $2,293,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 57,454 | $2,291,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 13,797 | $2,289,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 53,693 | $2,286,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 13,268 | $2,282,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 40,546 | $2,276,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 82,989 | $2,275,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 257,817 | $2,274,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 190,257 | $2,272,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 77,645 | $2,261,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 111,653 | $2,252,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 415,198 | $2,245,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 66,099 | $2,238,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 91,627 | $2,236,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 111,707 | $2,225,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 90,311 | $2,223,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 271,742 | $2,219,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 64,346 | $2,217,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 2,217,000 | $2,212,000 | thousands by filing date | principal |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 154,445 | $2,208,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 53,153 | $2,206,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 2,600,000 | $2,201,000 | thousands by filing date | principal |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 198,420 | $2,194,000 | thousands by filing date | |
| NEW YORK REIT INC liquidation shs | 64976L208 | COMMON STOCK | 120,904 | $2,192,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 50,413 | $2,191,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 101,394 | $2,189,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 134,425 | $2,187,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 101,500 | $2,187,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 41,792 | $2,184,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 37,773 | $2,181,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 55,878 | $2,180,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 286,639 | $2,179,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 102,225 | $2,170,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 113,995 | $2,169,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867109 | COM CL A | 204,200 | $2,168,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 66,304 | $2,162,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 43,846 | $2,156,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 120,401 | $2,155,000 | thousands by filing date | call |
| INSTEEL INDS INC | 45774W108 | COM | 60,064 | $2,153,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 154,696 | $2,152,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 39,303 | $2,150,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 201,425 | $2,148,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 141,457 | $2,140,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 37,434 | $2,139,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 28,792 | $2,139,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 40,798 | $2,133,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 30,725 | $2,129,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 54,945 | $2,120,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 330,816 | $2,117,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-18-000123 | this filing | 2018-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-21-000195 | base | 2021-12-21 | acceptance time not in the bulk data set |