13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 5,099 holding rows worth $150,557,626,000.
- Accession
- 0000948046-18-000096
- Filer
- CIK 948046
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A combination report, 20,051 entries on the cover page, a total value of $150,557,626,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $150,557,626,000 with VALUE read as thousands by filing date, 13F file number 028-10103. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerSAL Oppenheim Jr. & Cie.AG & Co.KGaA028-13922
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 40,521 | $191,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 38,317 | $191,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 2,693 | $190,000 | thousands by filing date | put |
| OMNICOM GROUP INC COM | 681919106 | Stock | 2,500 | $190,000 | thousands by filing date | put |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 15,059 | $189,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 35,891 | $189,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 11,685 | $189,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 30,151 | $188,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 3,289 | $186,000 | thousands by filing date | call |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 26,253 | $186,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 24,523 | $186,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 34,361 | $185,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 75,916 | $185,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 41,023 | $185,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V206 | UNIT 99/99/9999 | 18,410 | $185,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 2,333 | $184,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 8,871 | $184,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 34,170 | $183,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 2,500 | $183,000 | thousands by filing date | put |
| ALTABA INC | 021346101 | COM | 2,500 | $183,000 | thousands by filing date | call |
| Jason Industries Inc | 471172106 | COMMON STOCK | 78,700 | $182,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 33,986 | $182,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 9,100 | $181,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 17,726 | $181,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 27,828 | $181,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 26,558 | $181,000 | thousands by filing date | |
| MOGO FIN TECHNOLOGY INC | 608008108 | COM | 65,600 | $181,000 | thousands by filing date | |
| CELYAD ONCOLOGY SA | 151205200 | ADR | 6,109 | $181,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 58,971 | $178,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C114 | *W EXP 09/21/202 | 148,903 | $178,000 | thousands by filing date | call |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 10,700 | $177,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 25,306 | $177,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 12,000 | $176,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 225,000 | $176,000 | thousands by filing date | principal |
| TARGET CORP COM | 87612E106 | Stock | 2,292 | $174,000 | thousands by filing date | call |
| SMUCKER J M CO | 832696405 | COM NEW | 1,627 | $174,000 | thousands by filing date | put |
| CSP INC | 126389105 | CMN | 17,761 | $174,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 51,730 | $174,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 14,037 | $174,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,176 | $173,000 | thousands by filing date | put |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 8,244 | $173,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 44,574 | $173,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 11,401 | $172,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 10,010 | $171,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 130,500 | $171,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 1,700 | $170,000 | thousands by filing date | call |
| AMERISERV FINL INC | 03074A102 | COM | 41,268 | $169,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 50,798 | $169,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 10,200 | $168,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 141,780 | $168,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 36,416 | $166,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 5,819 | $165,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 57,626 | $164,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 61,040 | $164,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 3,850 | $163,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 075896100 | COM | 8,228 | $163,000 | thousands by filing date | call |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 7,066 | $163,000 | thousands by filing date | call |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 20,844 | $163,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 67,228 | $163,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 24,415 | $162,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 719,900 | $162,000 | thousands by filing date | principal |
| SOCIETAL CDMO INC | 75629F109 | COM | 32,353 | $162,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 14,757 | $162,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 105,360 | $161,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 6,855 | $160,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 23,000 | $160,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 22,170 | $160,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 86,966 | $159,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 48,379 | $159,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 16,700 | $158,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 94,789 | $158,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 140 | $157,000 | thousands by filing date | call |
| LIMBACH HLDGS INC | 53263P105 | COM | 13,300 | $157,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 97,553 | $157,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,602 | $156,000 | thousands by filing date | put |
| Intuitive Surgical,Inc. | 46120E602 | COM | 326 | $155,000 | thousands by filing date | put |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 10,550 | $154,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 40,110 | $154,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 27,511 | $153,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 3,249 | $152,000 | thousands by filing date | put |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 605 | $152,000 | thousands by filing date | put |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 40,543 | $152,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 10,123 | $152,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 2,403 | $150,000 | thousands by filing date | call |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 10,301 | $150,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 18,199 | $150,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R117 | WARR | 43,582 | $150,000 | thousands by filing date | call |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 71,600 | $150,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 66,101 | $149,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAA2 | NOTE 1.500%11/0 | 100,000 | $149,000 | thousands by filing date | principal |
| Texas Instruments Incorporated | 882508104 | COM | 1,347 | $148,000 | thousands by filing date | put |
| EMCORE CORP | 290846203 | COM | 29,418 | $148,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,217 | $147,000 | thousands by filing date | put |
| FEDEX CORP COM | 31428X106 | Stock | 648 | $147,000 | thousands by filing date | put |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 15,615 | $147,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 69,613 | $146,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 3,696 | $145,000 | thousands by filing date | put |
| BIGLARI HLDGS INC | 08986R408 | CMN | 154 | $145,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 23,709 | $145,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 4,500 | $144,000 | thousands by filing date | put |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 9,374 | $144,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 3,000 | $143,000 | thousands by filing date | call |
| ISRAMCO INC | 465141406 | COM | 1,178 | $143,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 15,283 | $142,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 38,219 | $141,000 | thousands by filing date | |
| Bancorp 34 Inc | 05970V106 | Com | 9,347 | $140,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 62,899 | $140,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 480 | $139,000 | thousands by filing date | put |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 17,990 | $139,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 12,934 | $138,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,291 | $138,000 | thousands by filing date | call |
| Community West Bancshares | 204157101 | Common Stock | 11,748 | $138,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 26,200 | $138,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 100,700 | $138,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 15,182 | $137,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 7,172 | $137,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 83,805 | $136,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 30,159 | $135,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 17,219 | $135,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 8,559 | $135,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 3,603 | $134,000 | thousands by filing date | put |
| PRO DEX INC | 74265M205 | COMMON STOCK | 20,257 | $134,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 15,708 | $134,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 41,007 | $134,000 | thousands by filing date | put |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 60,596 | $133,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,664 | $132,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 7,436 | $131,000 | thousands by filing date | call |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 3,250 | $131,000 | thousands by filing date | put |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 18,950 | $131,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 29,500 | $131,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 7,568 | $131,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 24,652 | $131,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 122,487 | $131,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,570 | $130,000 | thousands by filing date | put |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 41,400 | $130,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 9,085 | $130,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 17,605 | $130,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 39,254 | $130,000 | thousands by filing date | |
| FUSION CONNECT INC | 36116X102 | COM | 33,248 | $130,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 8,602 | $129,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 52,877 | $128,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 47,108 | $128,000 | thousands by filing date | call |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 130,000 | $128,000 | thousands by filing date | principal |
| MUDRICK CAP ACQUISITION CORP | 624745113 | *W EXP 02/12/202 | 200,000 | $128,000 | thousands by filing date | call |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 2,204 | $127,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 48,628 | $126,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 127,360 | $126,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 25,337 | $126,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 45,552 | $126,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 897 | $125,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 1,197 | $125,000 | thousands by filing date | call |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 51,100 | $125,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 68,400 | $125,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 46,770 | $125,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 61,861 | $124,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 22,670 | $124,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 3,703 | $123,000 | thousands by filing date | call |
| SIEBERT FINL CORP | 826176109 | COM | 11,816 | $122,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 68,954 | $122,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 15,300 | $122,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760102 | COM CL A | 12,400 | $121,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 5,000 | $120,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 8,041 | $120,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 1,475 | $119,000 | thousands by filing date | call |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 165,973 | $119,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 29,261 | $119,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 36,309 | $119,000 | thousands by filing date | |
| NANOVIBRONIX INC | 63008J108 | COM | 24,889 | $119,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,714 | $118,000 | thousands by filing date | put |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 7,413 | $118,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 5,080 | $118,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,193 | $117,000 | thousands by filing date | put |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 234,625 | $117,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 5,857 | $117,000 | thousands by filing date | call |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 48,061 | $117,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 5,116 | $117,000 | thousands by filing date | put |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 92,645 | $116,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 23,943 | $115,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 2,546 | $114,000 | thousands by filing date | call |
| ARK RESTAURANTS CORP | 040712101 | COM | 4,600 | $114,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 7,529 | $114,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,341 | $113,000 | thousands by filing date | call |
| Waste Management, Inc. | 94106L109 | COM | 1,400 | $113,000 | thousands by filing date | put |
| AC IMMUNE SA | H00263105 | SHS | 12,154 | $113,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 18,300 | $113,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 103,907 | $112,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 15,499 | $112,000 | thousands by filing date | |
| Ottawa Bancorp Inc. | 689195105 | Not 13F Security | 8,135 | $112,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 2,111 | $111,000 | thousands by filing date | call |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 14,824 | $111,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 47,500 | $111,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 30,800 | $110,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 5,563 | $109,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 2,076 | $108,000 | thousands by filing date | call |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 17,100 | $108,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 23,941 | $108,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 45,276 | $108,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 26,500 | $108,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 8,100 | $107,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 509 | $106,000 | thousands by filing date | put |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 417 | $105,000 | thousands by filing date | call |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 33,776 | $105,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 15,500 | $105,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 55,564 | $105,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 18,292 | $104,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 11,580 | $104,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 7,963 | $103,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 188,100 | $103,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 36,339 | $103,000 | thousands by filing date | |
| AFFINITY BANCSHARES INC COM | 20369M104 | Stock | 9,332 | $103,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 7,243 | $103,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 2,534 | $102,000 | thousands by filing date | call |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 8,439 | $102,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 24,701 | $102,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 16,090 | $102,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U110 | *W EXP 06/30/202 | 85,714 | $102,000 | thousands by filing date | call |
| RIMINI STR INC DEL | 76674Q107 | COM | 15,595 | $101,000 | thousands by filing date | |
| HARTE HANKS INC | 416196202 | COM | 9,171 | $101,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 21,900 | $101,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 7,449 | $100,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 5,815 | $100,000 | thousands by filing date | call |
| EASTMAN KODAK CO | 277461406 | COM NEW | 26,748 | $100,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 19,352 | $100,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 20,074 | $100,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 8,533 | $100,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 51,438 | $100,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 227,676 | $100,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,893 | $99,000 | thousands by filing date | put |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 7,860 | $99,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 12,263 | $99,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 12,268 | $98,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 96,218 | $98,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 13,104 | $98,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 772 | $97,000 | thousands by filing date | call |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 281,545 | $97,000 | thousands by filing date | |
| MFC BANCORP LTD | G60630103 | USD MFC SHS | 16,480 | $97,000 | thousands by filing date | |
| LIANLUO SMART LTD COM CL A | G5478K100 | Stock | 52,862 | $97,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 6,500 | $96,000 | thousands by filing date | put |
| Boston Scientific Corporation | 101137107 | COM | 2,951 | $96,000 | thousands by filing date | call |
| DOCUSIGN INC COM | 256163106 | Stock | 1,874 | $96,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 12,637 | $95,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 2,246 | $95,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 25,038 | $95,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 2,500 | $94,000 | thousands by filing date | call |
| GOLD STD VENTURES CORP | 380738104 | COM | 70,197 | $94,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 62,778 | $94,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 13,311 | $94,000 | thousands by filing date | |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L117 | *W EXP 10/07/202 | 202,549 | $94,000 | thousands by filing date | call |
| NIKE,Inc. Class B | 654106103 | COM | 1,171 | $93,000 | thousands by filing date | call |
| OXFORD LANE CAP CORP | 691543102 | COM | 9,099 | $93,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 8,068 | $93,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 13,337 | $93,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F203 | COM NEW | 20,200 | $93,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 6,070 | $92,000 | thousands by filing date | call |
| ALLERGAN PLC | G0177J108 | SHS | 554 | $92,000 | thousands by filing date | put |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 20,641 | $92,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 645 | $91,000 | thousands by filing date | call |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,200 | $91,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 1,163 | $90,000 | thousands by filing date | call |
| USBANCORPDEL | 902973304 | COM NEW | 1,808 | $90,000 | thousands by filing date | call |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 21,731 | $90,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 850 | $89,000 | thousands by filing date | put |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 9,000 | $89,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 8,715 | $89,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 36,388 | $89,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 26,464 | $88,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 6,467 | $88,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 17,422 | $86,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 7,720 | $86,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 1,978 | $86,000 | thousands by filing date | put |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 1,249 | $86,000 | thousands by filing date | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 500 | $85,000 | thousands by filing date | call |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 6,800 | $85,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 7,637 | $85,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 8,400 | $84,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 1,113 | $84,000 | thousands by filing date | call |
| VERTEX ENERGY INC | 92534K107 | COM | 79,535 | $84,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 47,746 | $84,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 10,518 | $84,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 4,064 | $83,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,345 | $82,000 | thousands by filing date | put |
| NEXTDECADE CORP | 65342K105 | COM | 12,180 | $82,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 2,129 | $82,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 40,148 | $82,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 9,757 | $82,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 46,600 | $81,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 5,200 | $81,000 | thousands by filing date | put |
| CENTURY ALUM CO | 156431108 | COM | 5,200 | $81,000 | thousands by filing date | call |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 27,880 | $81,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 7,367 | $81,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 58,300 | $81,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 13,488 | $81,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,500 | $80,000 | thousands by filing date | call |
| KAMADA LTD | M6240T109 | SHS | 15,400 | $80,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 4,100 | $80,000 | thousands by filing date | call |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 956 | $80,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 1,820 | $79,000 | thousands by filing date | put |
| MV OIL TR | 553859109 | TR UNITS | 7,800 | $79,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 5,534 | $79,000 | thousands by filing date | call |
| OCEAN BIO-CHEM INC | 674631106 | COM | 22,261 | $79,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 4,970 | $78,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,592 | $78,000 | thousands by filing date | call |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 13,987 | $78,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 1,792 | $77,000 | thousands by filing date | call |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 180,292 | $77,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 361,844 | $77,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 1,768 | $77,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 1,735 | $76,000 | thousands by filing date | call |
| Comcast Corp | 20030N101 | COM | 2,328 | $76,000 | thousands by filing date | put |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 90,624 | $76,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 39,473 | $76,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,244 | $75,000 | thousands by filing date | call |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 5,512 | $75,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 25,766 | $75,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 41,388 | $75,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 38,752 | $75,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,742 | $74,000 | thousands by filing date | call |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 6,406 | $74,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 10,319 | $74,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 6,277 | $74,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 78,968 | $74,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 1,592 | $73,000 | thousands by filing date | call |
| CVS Health Corporation | 126650100 | COM | 1,141 | $73,000 | thousands by filing date | call |
| VBI VACCINES INC | 91822J103 | COM NEW | 26,880 | $73,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 18,200 | $73,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 2,587 | $73,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 37,866 | $73,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 1,088 | $72,000 | thousands by filing date | call |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 1,747 | $72,000 | thousands by filing date | put |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 1,566 | $72,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 43,900 | $72,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 14,700 | $71,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 1,426 | $70,000 | thousands by filing date | call |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 12,885 | $70,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 16,098 | $70,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 171,241 | $70,000 | thousands by filing date | |
| CHINA INTERNET NATIONWIDE FI | G2120A101 | SHS | 4,237 | $70,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 500 | $69,000 | thousands by filing date | call |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 3,891 | $69,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 6,318 | $69,000 | thousands by filing date | call |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 4,233 | $69,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 3,483 | $69,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 34,695 | $69,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 19,081 | $69,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 436 | $68,000 | thousands by filing date | put |
| LUNA INNOVATIONS INC | 550351100 | COM | 23,200 | $68,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 819 | $67,000 | thousands by filing date | call |
| COTERRA ENERGY INC COM | 127097103 | Stock | 2,825 | $67,000 | thousands by filing date | put |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 7,426 | $67,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 3,314 | $67,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 848 | $66,000 | thousands by filing date | call |
| MYLAN NV | N59465109 | SHS EURO | 1,846 | $66,000 | thousands by filing date | put |
| Ramaco Resources Inc | 75134P303 | COM CL B | 9,504 | $66,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 5,298 | $66,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 81,354 | $66,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 7,620 | $66,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 854 | $65,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 5,019 | $65,000 | thousands by filing date | put |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 39,668 | $65,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 11,747 | $65,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 20,099 | $65,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 7,152 | $65,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 6,200 | $65,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 482 | $64,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 1,152 | $64,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 4,776 | $64,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,707 | $64,000 | thousands by filing date | put |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 40,100 | $64,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 24,801 | $64,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 18,200 | $63,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 18,600 | $63,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 115,169 | $62,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 2,900 | $62,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 552 | $61,000 | thousands by filing date | put |
| TRI CONTL CORP | 895436103 | COM | 2,337 | $61,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 1,230 | $61,000 | thousands by filing date | put |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 18,076 | $61,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 16,300 | $61,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 740 | $60,000 | thousands by filing date | call |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 2,224 | $60,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 31,800 | $60,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 324 | $59,000 | thousands by filing date | call |
| ELECTROMED INC | 285409108 | COMMON STOCK | 11,000 | $59,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 750 | $59,000 | thousands by filing date | call |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 7,131 | $59,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 93,214 | $59,000 | thousands by filing date | |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 49,464 | $59,000 | thousands by filing date | call |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 3,922 | $58,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 5,400 | $58,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 24,997 | $58,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 29,440 | $58,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 9,826 | $58,000 | thousands by filing date | |
| MY SIZE INC | 62844N109 | COM | 63,826 | $58,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 282 | $57,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 544 | $57,000 | thousands by filing date | put |
| NOVA LTD COM | M7516K103 | Stock | 2,115 | $57,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 20,781 | $57,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 14,738 | $57,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 20,975 | $57,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 19,200 | $57,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 95,631 | $57,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 23,400 | $57,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 1,048 | $56,000 | thousands by filing date | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 800 | $56,000 | thousands by filing date | put |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 163 | $56,000 | thousands by filing date | call |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 11,051 | $56,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 2,805 | $56,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 8,700 | $56,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 3,702 | $55,000 | thousands by filing date | call |
| FIREEYE INC | 31816Q101 | COM | 3,600 | $55,000 | thousands by filing date | put |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 1,700 | $55,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 26,500 | $55,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 17,183 | $55,000 | thousands by filing date | |
| TSR INC | 872885207 | COM | 8,338 | $55,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 27,631 | $55,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 500 | $54,000 | thousands by filing date | call |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 1,825 | $54,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 4,000 | $54,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 2,500 | $54,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 110,600 | $54,000 | thousands by filing date | |
| ACORN INTL INC | 004854204 | SPONSORD ADR NEW | 3,800 | $54,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 217 | $53,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 1,000 | $53,000 | thousands by filing date | put |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,000 | $53,000 | thousands by filing date | put |
| GOLAR LNG LTD | G9456A100 | SHS | 1,830 | $53,000 | thousands by filing date | call |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 72,600 | $53,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 45,600 | $53,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 3,134 | $52,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 94,480 | $52,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 15,790 | $52,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 19,331 | $52,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 177 | $51,000 | thousands by filing date | call |
| KIRBY CORP | 497266106 | COM | 614 | $51,000 | thousands by filing date | put |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 13,522 | $51,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 11,309 | $51,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 12,600 | $51,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 210 | $50,000 | thousands by filing date | put |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 500 | $50,000 | thousands by filing date | call |
| ENERGEN CORP | 29265N108 | COM | 700 | $50,000 | thousands by filing date | call |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 5,194 | $50,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 19,844 | $50,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 26,722 | $50,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,118 | $49,000 | thousands by filing date | put |
| DOLLAR GEN CORP COM | 256677105 | Stock | 500 | $49,000 | thousands by filing date | put |
| XBIOTECH INC | 98400H102 | COM | 11,272 | $49,000 | thousands by filing date | |
| BK TECHNOLOGIES INC | 09180A100 | COM | 13,469 | $49,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 386 | $48,000 | thousands by filing date | call |
| NEW MTN FIN CORP | 647551100 | COM | 3,560 | $48,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 1,261 | $48,000 | thousands by filing date | call |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 800 | $48,000 | thousands by filing date | put |
| SPAR GROUP INC | 784933103 | COM | 38,600 | $48,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 12,286 | $48,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 41,028 | $48,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 57,531 | $48,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 500 | $47,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 3,600 | $47,000 | thousands by filing date | put |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 1,485 | $47,000 | thousands by filing date | call |
| TCP CAP CORP | 87238Q103 | COM | 3,300 | $47,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 427 | $46,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 352 | $46,000 | thousands by filing date | call |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 522 | $46,000 | thousands by filing date | put |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 7,208 | $46,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 7,900 | $46,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 62,700 | $46,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 2,700 | $45,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 41,642 | $45,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 1,622 | $45,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 900 | $45,000 | thousands by filing date | call |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 7,954 | $45,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 524 | $44,000 | thousands by filing date | put |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 410 | $44,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,166 | $44,000 | thousands by filing date | call |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 3,022 | $44,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 822 | $44,000 | thousands by filing date | put |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 29,237 | $44,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 2,800 | $44,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 30,661 | $44,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 10,347 | $44,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 19,100 | $44,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 6,600 | $44,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 214 | $43,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 722 | $43,000 | thousands by filing date | put |
| PULTE GROUP INC COM | 745867101 | Stock | 1,530 | $43,000 | thousands by filing date | call |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 2,946 | $43,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 700 | $43,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 1,323 | $42,000 | thousands by filing date | put |
| QUANTUM CORP | 747906501 | COM | 19,461 | $42,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 12,381 | $42,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 21,711 | $42,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076118 | *W EXP 03/12/202 | 17,000 | $42,000 | thousands by filing date | call |
| Amgen Inc. | 031162100 | COM | 227 | $41,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 956 | $41,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 792 | $41,000 | thousands by filing date | call |
| CROCS INC COM | 227046109 | Stock | 2,357 | $41,000 | thousands by filing date | put |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 9,300 | $41,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 2,000 | $41,000 | thousands by filing date | put |
| KOSS CORP | 500692108 | COM | 17,500 | $41,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 295 | $40,000 | thousands by filing date | put |
| BAXTER INTL INC | 071813109 | COM | 544 | $40,000 | thousands by filing date | put |
| ALLY FINL INC COM | 02005N100 | Stock | 1,500 | $39,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-18-000096 | this filing | 2018-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-20-000075 | base | 2020-04-21 | acceptance time not in the bulk data set |