13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 5,099 holding rows worth $150,557,626,000.
- Accession
- 0000948046-18-000096
- Filer
- CIK 948046
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A combination report, 20,051 entries on the cover page, a total value of $150,557,626,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $150,557,626,000 with VALUE read as thousands by filing date, 13F file number 028-10103. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerSAL Oppenheim Jr. & Cie.AG & Co.KGaA028-13922
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 307,361 | $543,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 36,231 | $542,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 77,863 | $541,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 9,767 | $540,000 | thousands by filing date | call |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 84,700 | $538,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 40,267 | $537,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 57,429 | $536,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 130,449 | $536,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,141 | $535,000 | thousands by filing date | put |
| SMART & FINAL STORES INC | 83190B101 | COM | 96,345 | $534,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 29,608 | $532,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 44,527 | $531,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 14,960 | $531,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 23,780 | $530,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 18,247 | $530,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 68,561 | $527,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 18,304 | $527,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 56,655 | $527,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 14,510 | $526,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 48,198 | $524,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 65,378 | $519,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 8,129 | $518,000 | thousands by filing date | call |
| IMV INC | 44974L103 | COM | 102,113 | $518,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 15,014 | $515,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 13,098 | $515,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 36,638 | $513,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 8,932 | $512,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 5,939 | $512,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 7,928 | $512,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F201 | UNIT 06/12/2023 | 50,100 | $512,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 163,703 | $510,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 517,000 | $510,000 | thousands by filing date | principal |
| ADT INC DEL COM | 00090Q103 | Stock | 58,989 | $509,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 81,842 | $508,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 170,927 | $508,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 54,557 | $507,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 42,207 | $506,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 13,076 | $505,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 126,956 | $505,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 63,547 | $504,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 33,238 | $503,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 44,449 | $502,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 4,342 | $502,000 | thousands by filing date | |
| WEIBO CORP | G9515TAA6 | DEBT 1.250%11/1 | 500,000 | $502,000 | thousands by filing date | principal |
| Caterpillar Inc. | 149123101 | COM | 3,703 | $501,000 | thousands by filing date | put |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 26,763 | $499,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 57,826 | $499,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 71,327 | $498,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 465,851 | $498,000 | thousands by filing date | call |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 423,418 | $494,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 133,998 | $494,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 520,000 | $494,000 | thousands by filing date | principal |
| TRECORA RES | 894648104 | COM | 33,389 | $494,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 46,204 | $492,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 76,291 | $492,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 9,695 | $490,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 466,000 | $490,000 | thousands by filing date | principal |
| CADIZ INC | 127537207 | COM NEW | 37,378 | $488,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 23,000 | $488,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 54,757 | $486,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 31,535 | $485,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 16,655 | $485,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 49,973 | $485,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 91,545 | $484,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 19,681 | $483,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 45,898 | $481,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 979,307 | $479,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 91,402 | $478,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 948,360 | $477,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 17,839 | $477,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 228,128 | $476,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 47,821 | $476,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 26,821 | $475,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 103,443 | $475,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,415 | $474,000 | thousands by filing date | put |
| TASEKO MINES LTD COM | 876511106 | Stock | 439,301 | $474,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 28,952 | $473,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 11,912 | $473,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 93,444 | $473,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 48,989 | $472,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 72,235 | $470,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 10,621 | $466,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 189,902 | $465,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 661,000 | $464,000 | thousands by filing date | principal |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 243,789 | $463,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 56,384 | $459,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 44,520 | $458,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,072 | $457,000 | thousands by filing date | put |
| NEOPHOTONICS CORP | 64051T100 | COM | 73,235 | $455,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 22,134 | $454,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,850 | $453,000 | thousands by filing date | call |
| ZIX CORP | 98974P100 | COM | 84,418 | $453,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 19,717 | $452,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 63,972 | $451,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 11,888 | $449,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 84,064 | $448,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 54,490 | $448,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 12,536 | $446,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 18,206 | $445,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 205,403 | $443,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 45,164 | $441,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 6,601 | $440,000 | thousands by filing date | put |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 58,399 | $439,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 16,722 | $436,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 106,317 | $435,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 48,300 | $434,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 62,125 | $434,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 91,424 | $433,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 44,137 | $429,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 24,739 | $429,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 18,289 | $429,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 60,778 | $427,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 23,917 | $426,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 32,413 | $424,000 | thousands by filing date | put |
| FORTERRA INC | 34960W106 | COM | 43,786 | $424,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 84,293 | $421,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 121,110 | $421,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 438,738 | $420,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 27,754 | $420,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 23,537 | $418,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 49,193 | $418,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867117 | *W EXP 01/13/202 | 261,765 | $418,000 | thousands by filing date | call |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 27,406 | $417,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 8,498 | $417,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 14,449 | $415,000 | thousands by filing date | put |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 309,946 | $415,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 34,152 | $414,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 18,638 | $413,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 13,133 | $413,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 29,352 | $413,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 1,795 | $411,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 138,947 | $411,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 19,239 | $410,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923AB4 | NOTE 5.375%11/1 | 370,000 | $410,000 | thousands by filing date | principal |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 114,922 | $409,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 52,561 | $408,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 64,201 | $407,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 197,622 | $407,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 11,438 | $406,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 16,464 | $406,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 400,000 | $406,000 | thousands by filing date | principal |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 53,743 | $405,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 21,467 | $404,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 43,097 | $404,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 81,451 | $404,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 41,243 | $402,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 15,252 | $400,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 58,000 | $400,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 248,081 | $399,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 62,743 | $399,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 10,620 | $398,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 15,430 | $397,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 17,475 | $397,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 4,945 | $396,000 | thousands by filing date | call |
| ATHERSYS INC | 04744L106 | COM | 201,516 | $396,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 255,150 | $395,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 80,500 | $394,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 42,115 | $392,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 27,829 | $391,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 33,707 | $389,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 88,421 | $389,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 40,528 | $389,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,320 | $387,000 | thousands by filing date | put |
| WILLDAN GROUP INC | 96924N100 | COM | 12,537 | $387,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 56,831 | $387,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 15,538 | $386,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 44,205 | $386,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 11,025 | $385,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 22,833 | $385,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 21,300 | $385,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 29,155 | $385,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 71,633 | $384,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 47,940 | $383,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,573 | $382,000 | thousands by filing date | put |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 10,467 | $381,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 15,395 | $381,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 98,691 | $381,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 16,639 | $380,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 73,186 | $380,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 77,010 | $379,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 18,265 | $377,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 8,775,000 | $377,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 9,808 | $376,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 27,993 | $374,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 54,777 | $374,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D332 | VELOCITY SHS DAI | 710,083 | $374,000 | thousands by filing date | principal |
| PAYPALHLDGSINC | 70450Y103 | STOK | 4,453 | $370,000 | thousands by filing date | call |
| UNION BANKSHARES INC | 905400107 | CMN | 7,146 | $370,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 331 | $369,000 | thousands by filing date | put |
| Gilead Sciences,Inc. | 375558103 | COM | 5,215 | $369,000 | thousands by filing date | call |
| ARQ INC | 00770C101 | COM | 32,718 | $369,000 | thousands by filing date | |
| CONVERGEONE HLDGS INC | 212481105 | COM CL A | 39,401 | $369,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 29,865 | $368,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 7,343 | $367,000 | thousands by filing date | put |
| GTY TECHNOLOGY HOLDINGS INC | G4182A128 | *W EXP 10/25/202 | 292,931 | $366,000 | thousands by filing date | call |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 48,022 | $365,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 11,083 | $365,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 161,967 | $365,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 64,858 | $364,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 17,000 | $362,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 72,700 | $362,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 18,592 | $362,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 8,611 | $361,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 8,436 | $361,000 | thousands by filing date | |
| STEADYMED LTD | M84920103 | SHS | 80,300 | $361,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 350,000 | $360,000 | thousands by filing date | principal |
| Cbs Corporation Cl A New | 124857103 | CLA | 6,365 | $359,000 | thousands by filing date | |
| SUNLANDS ONLINE ED GROUP | 86740P108 | ADS | 40,200 | $358,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 3,011 | $357,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 55,000 | $357,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 312,031 | $352,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 91,004 | $351,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 43,300 | $350,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 26,522 | $350,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 52,022 | $349,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 57,322 | $349,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 66,118 | $346,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 152,583 | $346,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 16,960 | $345,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 82,603 | $341,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 11,802 | $341,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 45,281 | $341,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 37,163 | $341,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 24,079 | $340,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 54,499 | $340,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 21,083 | $339,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 14,304 | $338,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 5,192 | $336,000 | thousands by filing date | call |
| CUE BIOPHARMA INC | 22978P106 | COM | 28,133 | $333,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 90,000 | $333,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 45,300 | $332,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 9,875 | $331,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,111 | $330,000 | thousands by filing date | call |
| NETAPP INC COM | 64110D104 | Stock | 4,204 | $330,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 212,005 | $330,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 10,764 | $330,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 38,421 | $330,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,487 | $329,000 | thousands by filing date | put |
| SILVERBOW RES INC | 82836G102 | COM | 11,449 | $329,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 202,483 | $328,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 18,476 | $326,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 17,128 | $324,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 14,846 | $323,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 31,042 | $322,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 11,726 | $321,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 81,088 | $321,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 22,400 | $321,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 243,008 | $320,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 19,043 | $320,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 15,373 | $319,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 49,460 | $319,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 35,368 | $317,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 284 | $316,000 | thousands by filing date | call |
| TELENAV INC | 879455103 | COMMON STOCK | 56,771 | $316,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 23,500 | $315,000 | thousands by filing date | call |
| TARGET CORP COM | 87612E106 | Stock | 4,149 | $315,000 | thousands by filing date | put |
| AVID BIOSERVICES INC | 05368M106 | COM | 80,790 | $315,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 22,974 | $315,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 126,249 | $315,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 53,854 | $313,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 8,703 | $311,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 325,000 | $311,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,840 | $310,000 | thousands by filing date | call |
| ANCHOR | 032838104 | COMMON STOCK | 11,867 | $310,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 15,234 | $309,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 58,200 | $309,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 7,162 | $308,000 | thousands by filing date | put |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 40,670 | $307,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 9,311 | $307,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 43,900 | $307,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 783 | $306,000 | thousands by filing date | call |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 77,801 | $306,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 32,331 | $306,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 6,770 | $304,000 | thousands by filing date | put |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 314,622 | $304,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 29,890 | $303,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 6,144 | $303,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 128,256 | $303,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 62,481 | $302,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 48,390 | $302,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 12,972 | $301,000 | thousands by filing date | call |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 58,965 | $301,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 34,480 | $301,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 313,000 | $300,000 | thousands by filing date | principal |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 1,637 | $299,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 10,295 | $298,000 | thousands by filing date | call |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 14,711 | $298,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 15,500 | $298,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 45,870 | $298,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 95,506 | $297,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 46,783 | $297,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 27,174 | $297,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,251 | $296,000 | thousands by filing date | put |
| ZOES KITCHEN INC | 98979J109 | COM | 30,531 | $296,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 10,595 | $295,000 | thousands by filing date | call |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 48,304 | $295,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 34,251 | $295,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,089 | $294,000 | thousands by filing date | call |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 11,020 | $293,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 26,449 | $292,000 | thousands by filing date | put |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 15,157 | $292,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 56,518 | $292,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 27,200 | $292,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 15,500 | $292,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 102,457 | $291,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 11,671 | $291,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 85,750 | $290,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 31,174 | $290,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 26,412 | $289,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,220 | $288,000 | thousands by filing date | call |
| AGENUS INC | 00847G705 | COM NEW | 127,342 | $288,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 25,887 | $287,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 15,201 | $287,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 9,441 | $287,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 7,971 | $286,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 20,400 | $285,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 16,366 | $285,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 7,864 | $283,000 | thousands by filing date | call |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 4,606 | $283,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 26,247 | $283,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 11,908 | $282,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 69,967 | $281,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 253,000 | $281,000 | thousands by filing date | principal |
| KOPIN CORP | 500600101 | COMMON STOCK | 98,591 | $280,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 91,785 | $280,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 83,900 | $279,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 50,318 | $279,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 19,013 | $277,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 17,013 | $275,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 16,239 | $274,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 3,760 | $274,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 14,853 | $274,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C205 | UNIT 99/99/9999 | 25,827 | $274,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 19,332 | $273,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 12,143 | $273,000 | thousands by filing date | call |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 195,140 | $272,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 28,554 | $271,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 26,070 | $271,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 20,000 | $270,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 40,086 | $270,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 13,067 | $269,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 75,796 | $269,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 23,581 | $269,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 5,634 | $266,000 | thousands by filing date | put |
| ULTRALIFE CORP | 903899102 | COM | 27,566 | $264,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 64,352 | $263,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 142,149 | $261,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 34,170 | $261,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 40,816 | $261,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,532 | $260,000 | thousands by filing date | put |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 253,000 | $260,000 | thousands by filing date | principal |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 34,266 | $259,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 9,829 | $258,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 697,508 | $258,000 | thousands by filing date | principal |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 24,400 | $257,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 26,181 | $257,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 25,025 | $257,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 46,810 | $257,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 7,617 | $256,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 74,462 | $256,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 3,822 | $255,000 | thousands by filing date | call |
| TECNOGLASS INC | G87264100 | ORD SHS | 29,429 | $255,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 16,906 | $255,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 20,236 | $255,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 51,446 | $254,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 35,662 | $254,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 11,394 | $253,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 85,163 | $253,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 9,004 | $253,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 10,940 | $253,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 9,606 | $252,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 3,177 | $251,000 | thousands by filing date | put |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 217,203 | $251,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 12,324 | $251,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 19,356 | $251,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 58,656 | $250,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 30,820 | $249,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 154,100 | $249,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 128,371 | $249,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,684 | $248,000 | thousands by filing date | put |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 13,835 | $248,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 20,276 | $248,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 15,061 | $248,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 28,669 | $247,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 14,902 | $247,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 852 | $246,000 | thousands by filing date | call |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 26,544 | $246,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 37,039 | $246,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 94,033 | $245,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 6,506 | $245,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 21,070 | $245,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 53,449 | $243,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 2,698 | $241,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 62,131 | $241,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 65,316 | $241,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 14,399 | $241,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 28,976 | $240,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 11,929 | $240,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 24,561 | $240,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 10,928 | $240,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 16,582 | $240,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 5,945 | $239,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 68,842 | $237,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 2,092 | $236,000 | thousands by filing date | call |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 27,173 | $236,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 8,406 | $235,000 | thousands by filing date | put |
| AVID TECHNOLOGY INC | 05367P100 | COM | 45,488 | $235,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,452 | $234,000 | thousands by filing date | put |
| PB BANCORP INC | 70454T100 | COM | 20,767 | $234,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,624 | $233,000 | thousands by filing date | call |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 131,331 | $233,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 49,609 | $233,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 48,784 | $232,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,588 | $231,000 | thousands by filing date | put |
| IES HOLDINGS INC | 44951W106 | COM | 13,933 | $231,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 23,765 | $231,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 35,574 | $231,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 3,440 | $230,000 | thousands by filing date | call |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 4,791 | $230,000 | thousands by filing date | call |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 100,560 | $230,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 166,731 | $230,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 9,245 | $229,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 8,243 | $229,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 5,231 | $228,000 | thousands by filing date | put |
| GAMCO INVS INC COM | 361438104 | COM | 8,578 | $227,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 61,355 | $226,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 13,277 | $226,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 45,434 | $226,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 3,964 | $225,000 | thousands by filing date | put |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1,316 | $225,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 104,094 | $225,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 222,000 | $224,000 | thousands by filing date | principal |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 26,300 | $221,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 15,775 | $221,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 17,785 | $221,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 97,887 | $221,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 14,140 | $221,000 | thousands by filing date | |
| ECHELON CORP | 27874N303 | COM NEW | 26,840 | $221,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,384 | $220,000 | thousands by filing date | call |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 12,772 | $220,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 65,488 | $220,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 19,925 | $220,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 6,400 | $218,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | G62848125 | *W EXP 10/23/202 | 175,000 | $218,000 | thousands by filing date | call |
| KEY TRONIC CORP | 493144109 | COM | 28,358 | $214,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 33,911 | $214,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 11,932 | $213,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 199,849 | $213,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 9,930 | $213,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 12,354 | $212,000 | thousands by filing date | put |
| VANTAGE ENERGY ACQUISITION | 92211L204 | UNIT 04/12/2024 | 20,401 | $212,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 21,849 | $211,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 25,308 | $211,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 67,546 | $211,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,937 | $210,000 | thousands by filing date | call |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 7,834 | $210,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 24,495 | $210,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 17,701 | $209,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 180,305 | $207,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 16,700 | $207,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 15,000 | $207,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 29,437 | $205,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 24,256 | $205,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 51,908 | $205,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 20,217 | $205,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 72,175 | $205,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 25,233 | $204,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 3,292 | $203,000 | thousands by filing date | put |
| CONTINENTAL RES INC | 212015101 | COM | 3,150 | $203,000 | thousands by filing date | put |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 7,240 | $203,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 23,349 | $203,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 5,500 | $203,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 5,622 | $202,000 | thousands by filing date | put |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 9,851 | $202,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 25,388 | $201,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 25,653 | $200,000 | thousands by filing date | |
| OSPREY ENERGY ACQUISITION CO | 688397116 | *W EXP 07/21/202 | 125,000 | $200,000 | thousands by filing date | call |
| ALCOA CORP COM | 013872106 | Stock | 4,248 | $199,000 | thousands by filing date | call |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 11,697 | $199,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 9,112 | $199,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 18,048 | $198,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 12,530 | $198,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 86,000 | $197,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 91,608 | $197,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629505 | COM | 5,914 | $197,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 11,766 | $196,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 66,240 | $196,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 5,854 | $195,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 9,007 | $195,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 9,807 | $195,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 54,310 | $195,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 10,066 | $194,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 16,436 | $194,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 40,487 | $194,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 4,982 | $193,000 | thousands by filing date | call |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 103,244 | $192,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 9,242 | $192,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 16,877 | $192,000 | thousands by filing date | |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 71,939 | $192,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 9,264 | $191,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-18-000096 | this filing | 2018-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-20-000075 | base | 2020-04-21 | acceptance time not in the bulk data set |