13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 5,099 holding rows worth $150,557,626,000.
- Accession
- 0000948046-18-000096
- Filer
- CIK 948046
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A combination report, 20,051 entries on the cover page, a total value of $150,557,626,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $150,557,626,000 with VALUE read as thousands by filing date, 13F file number 028-10103. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerSAL Oppenheim Jr. & Cie.AG & Co.KGaA028-13922
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VALUE LINE INC | 920437100 | COMMON STOCK | 1,698 | $39,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 1,663 | $39,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 550 | $38,000 | thousands by filing date | call |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 362 | $38,000 | thousands by filing date | put |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 9,287 | $38,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 2,621 | $38,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 15,928 | $38,000 | thousands by filing date | |
| IZEA INC | 46603N301 | COM | 40,000 | $38,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 432 | $37,000 | thousands by filing date | call |
| BLACKROCK INC CL A COM | 09247X101 | COM | 76 | $37,000 | thousands by filing date | put |
| AQUA METALS INC | 03837J101 | COM | 13,042 | $37,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 24,483 | $37,000 | thousands by filing date | |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 5,499 | $37,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 4,751 | $37,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 387 | $36,000 | thousands by filing date | call |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 1,132 | $36,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 2,447 | $36,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 11,100 | $36,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 9,311 | $36,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 126 | $35,000 | thousands by filing date | call |
| BLINK CHARGING CO | 09354A100 | COM | 6,900 | $35,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 831 | $35,000 | thousands by filing date | call |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 800 | $35,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 483 | $35,000 | thousands by filing date | put |
| CARVANA CO CL A | 146869102 | Stock | 839 | $34,000 | thousands by filing date | call |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 100 | $34,000 | thousands by filing date | put |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 100 | $34,000 | thousands by filing date | call |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 1,700 | $34,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 2,993 | $34,000 | thousands by filing date | |
| AMERICAS SILVER CORP | 03063L705 | COM NEW | 11,033 | $34,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920127 | *W EXP 01/01/202 | 25,000 | $34,000 | thousands by filing date | call |
| SUNDANCE ENERGY AUSTRALIA LT | 86724Y109 | SPONSORED ADR | 6,100 | $34,000 | thousands by filing date | |
| ASV HLDGS INC | 00215L104 | COM | 6,000 | $34,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 1,359 | $33,000 | thousands by filing date | call |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 6,000 | $33,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 2,650 | $33,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 47,713 | $33,000 | thousands by filing date | |
| CITIZENS FIRST CORP | 17462Q107 | COM | 1,300 | $33,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T205 | COM NEW | 5,854 | $33,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 23,073 | $33,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 1,774 | $33,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 1,187 | $32,000 | thousands by filing date | call |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 520 | $32,000 | thousands by filing date | put |
| PATTERSON COS INC | 703395103 | COM | 1,441 | $32,000 | thousands by filing date | put |
| DFB HEALTHCARE ACQUISTION CO | 23291E117 | *W EXP 04/11/202 | 25,000 | $32,000 | thousands by filing date | call |
| Berkshire Hathaway Inc | 084670702 | COM | 168 | $31,000 | thousands by filing date | put |
| CSX Corporation | 126408103 | COM | 500 | $31,000 | thousands by filing date | put |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 1,357 | $31,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 4,600 | $31,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 220 | $31,000 | thousands by filing date | call |
| Apollo Global Management | 037612306 | COM | 1,019 | $31,000 | thousands by filing date | call |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 5,948 | $31,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 1,850 | $30,000 | thousands by filing date | call |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 320 | $30,000 | thousands by filing date | call |
| DOVER MOTORSPORTS INC | 260174107 | COM | 13,604 | $30,000 | thousands by filing date | |
| ENTREE RES LTD COM | 29384j103 | CS | 71,300 | $30,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 9,400 | $30,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 348 | $29,000 | thousands by filing date | put |
| NOBLE ENERGY INC | 655044105 | COM | 850 | $29,000 | thousands by filing date | put |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 3,000 | $29,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 14,583 | $29,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 1,234 | $29,000 | thousands by filing date | call |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 14,127 | $29,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 128 | $28,000 | thousands by filing date | call |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 273 | $28,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 747 | $28,000 | thousands by filing date | call |
| CUBESMART COM | 229663109 | REIT | 900 | $28,000 | thousands by filing date | call |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 33,900 | $28,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 286 | $28,000 | thousands by filing date | put |
| BRIDGFORD FOODS CORP | 108763103 | COM | 2,097 | $28,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 2,609 | $28,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 834 | $28,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 8,108 | $28,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 1,389 | $28,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 10,905 | $28,000 | thousands by filing date | |
| NEWATER TECHNOLOGY INC | G64335105 | SHS | 1,200 | $28,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 2,900 | $28,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 149 | $27,000 | thousands by filing date | put |
| Eaton Corp. Plc | G29183103 | COM | 368 | $27,000 | thousands by filing date | call |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 148 | $27,000 | thousands by filing date | call |
| EQT CORP COM | 26884L109 | Stock | 500 | $27,000 | thousands by filing date | call |
| KRAFT HEINZ CO COM | 500754106 | Stock | 445 | $27,000 | thousands by filing date | put |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 2,962 | $27,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 748 | $27,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 27,000 | $27,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 18,600 | $27,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 2,000 | $27,000 | thousands by filing date | call |
| CURIS INC | 231269200 | COM | 16,659 | $27,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 2,256 | $27,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 6,155 | $27,000 | thousands by filing date | |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 17,600 | $27,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 241 | $26,000 | thousands by filing date | call |
| LENNAR CORP CL A | 526057104 | Stock | 500 | $26,000 | thousands by filing date | call |
| UR-ENERGY INC | 91688R108 | COM | 39,400 | $26,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 2,184 | $26,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 62,514 | $26,000 | thousands by filing date | |
| Arsanis Inc | 042873109 | COM | 7,332 | $26,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 750 | $25,000 | thousands by filing date | call |
| HUNTSMAN CORP | 447011107 | COM | 875 | $25,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 967 | $25,000 | thousands by filing date | call |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 82,100 | $25,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 19,157 | $25,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 236 | $24,000 | thousands by filing date | put |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 800 | $24,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 3,500 | $24,000 | thousands by filing date | |
| CHINA LENDING CORP | G21612109 | SHS | 8,300 | $24,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 246 | $23,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 1,250 | $23,000 | thousands by filing date | put |
| GULF RESOURCES INC | 40251W309 | COM | 17,010 | $23,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 16,596 | $23,000 | thousands by filing date | |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 17,556 | $23,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 20 | $22,000 | thousands by filing date | put |
| EBAY INC. COM | 278642103 | Stock | 637 | $22,000 | thousands by filing date | call |
| GENERAL MILLS INC COM | 370334104 | Stock | 500 | $22,000 | thousands by filing date | call |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 1,500 | $22,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 17,800 | $22,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 4,300 | $22,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 14,487 | $22,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 1,984 | $22,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 150 | $21,000 | thousands by filing date | put |
| Stryker Corporation | 863667101 | COM | 125 | $21,000 | thousands by filing date | call |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 400 | $21,000 | thousands by filing date | call |
| NEWELL BRANDS INC COM | 651229106 | Stock | 852 | $21,000 | thousands by filing date | put |
| WENDYS CO COM | 95058W100 | Stock | 1,267 | $21,000 | thousands by filing date | call |
| EXELON CORP COM | 30161N101 | Stock | 500 | $21,000 | thousands by filing date | put |
| OPKO HEALTH INC | 68375N103 | COM | 4,629 | $21,000 | thousands by filing date | call |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 1,800 | $21,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 500 | $21,000 | thousands by filing date | call |
| BEMIS INC | 081437105 | COM | 500 | $21,000 | thousands by filing date | put |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 912 | $21,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 8,066 | $21,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 22,000 | $21,000 | thousands by filing date | principal |
| FIRSTENERGY CORP | 337932107 | COM | 580 | $20,000 | thousands by filing date | call |
| EQT CORP COM | 26884L109 | Stock | 375 | $20,000 | thousands by filing date | put |
| GENERAL MILLS INC COM | 370334104 | Stock | 452 | $20,000 | thousands by filing date | put |
| PPG INDS INC COM | 693506107 | Stock | 200 | $20,000 | thousands by filing date | call |
| NUTANIX INC CL A | 67059N108 | Stock | 405 | $20,000 | thousands by filing date | put |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 2,700 | $20,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 300 | $20,000 | thousands by filing date | call |
| CIGNA CORPORATION | 125509109 | COM | 122 | $20,000 | thousands by filing date | call |
| CORECARD CORPORATION | 45816D100 | COM | 2,401 | $20,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 700 | $20,000 | thousands by filing date | call |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 52,856 | $20,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 319 | $19,000 | thousands by filing date | call |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 876 | $19,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 85,523 | $19,000 | thousands by filing date | principal |
| GOLAR LNG LTD | G9456A100 | SHS | 673 | $19,000 | thousands by filing date | put |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1,000 | $19,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 320 | $19,000 | thousands by filing date | call |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 2,368 | $19,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 1,250 | $19,000 | thousands by filing date | put |
| SERVOTRONICS INC | 817732100 | COM | 2,199 | $19,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 397 | $18,000 | thousands by filing date | put |
| Charles Schwab Corp | 808513105 | COM | 353 | $18,000 | thousands by filing date | put |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 518 | $18,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 500 | $18,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 387 | $18,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 1,000 | $18,000 | thousands by filing date | call |
| PATTERSON COS INC | 703395103 | COM | 838 | $18,000 | thousands by filing date | call |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 457 | $18,000 | thousands by filing date | call |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 150 | $18,000 | thousands by filing date | put |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 259 | $18,000 | thousands by filing date | call |
| High Templar Tech Limit | 747798106 | COM | 2,100 | $18,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 2,272 | $18,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 6,351 | $18,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 4,557 | $18,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 179 | $17,000 | thousands by filing date | call |
| YELP INC CL A | 985817105 | Stock | 437 | $17,000 | thousands by filing date | call |
| IRON MTN INC DEL COM | 46284V101 | REIT | 500 | $17,000 | thousands by filing date | put |
| BXP INC COM | 101121101 | REIT | 137 | $17,000 | thousands by filing date | call |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 332 | $17,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 114 | $17,000 | thousands by filing date | call |
| DATA I O CORP | 237690102 | COM | 2,700 | $17,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 273 | $17,000 | thousands by filing date | call |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 2,000 | $17,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 2,209 | $17,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 1,067 | $17,000 | thousands by filing date | call |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 754 | $17,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 350 | $16,000 | thousands by filing date | call |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 750 | $16,000 | thousands by filing date | call |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 18,300 | $16,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 563 | $16,000 | thousands by filing date | put |
| WESTROCK CO | 96145D105 | COM | 290 | $16,000 | thousands by filing date | call |
| CBS CORP NEW | 124857202 | CL B | 300 | $16,000 | thousands by filing date | put |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 1,600 | $16,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 5,113 | $16,000 | thousands by filing date | call |
| CLEARONE INC | 18506U104 | COM | 4,386 | $16,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 4,347 | $16,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 607 | $15,000 | thousands by filing date | put |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 125 | $15,000 | thousands by filing date | put |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 128 | $15,000 | thousands by filing date | call |
| SKECHERS U S A INC | 830566105 | CL A | 500 | $15,000 | thousands by filing date | call |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 1,292 | $15,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 707 | $15,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 468 | $15,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 5,400 | $15,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 1,130 | $15,000 | thousands by filing date | |
| MICRON SOLUTIONS INC | 59511X105 | COM | 4,600 | $15,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 5,779 | $14,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 131 | $14,000 | thousands by filing date | call |
| KROGER CO COM | 501044101 | Stock | 500 | $14,000 | thousands by filing date | call |
| MCKESSON CORP COM | 58155Q103 | Stock | 110 | $14,000 | thousands by filing date | call |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 1,000 | $14,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 1,900 | $14,000 | thousands by filing date | call |
| BOS BETTER ONLINE SOLUTIONS | M20115180 | SHS NEW NIS 80 | 6,277 | $14,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 2,717 | $14,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 11,108 | $14,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 400 | $14,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 1,400 | $14,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 1,500 | $14,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 426 | $13,000 | thousands by filing date | call |
| HORMEL FOODS CORP COM | 440452100 | Stock | 367 | $13,000 | thousands by filing date | call |
| BRF SA | 10552T107 | SPONSORED ADR | 2,890 | $13,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 261 | $13,000 | thousands by filing date | put |
| INTERGROUP CORP | 458685104 | COM | 500 | $13,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 325 | $13,000 | thousands by filing date | put |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 600 | $13,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 410 | $13,000 | thousands by filing date | put |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 160 | $13,000 | thousands by filing date | put |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 5,608 | $13,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L113 | *W EXP 04/12/202 | 12,099 | $13,000 | thousands by filing date | call |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 3,750 | $13,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 50 | $12,000 | thousands by filing date | call |
| ConocoPhillips | 20825C104 | COM | 185 | $12,000 | thousands by filing date | call |
| HCA Healthcare Inc | 40412C101 | COM | 118 | $12,000 | thousands by filing date | call |
| Intuit Inc. | 461202103 | COM | 61 | $12,000 | thousands by filing date | put |
| OKTAINCCLASSA | 679295105 | STOK | 250 | $12,000 | thousands by filing date | call |
| MONGODB INC CL A | 60937P106 | Stock | 258 | $12,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 1,289 | $12,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 178 | $12,000 | thousands by filing date | call |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 1,500 | $12,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 437 | $12,000 | thousands by filing date | call |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 4,333 | $12,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 129 | $11,000 | thousands by filing date | call |
| Costco Wholesale Corporation | 22160K105 | COM | 54 | $11,000 | thousands by filing date | call |
| Morgan Stanley | 617446448 | COM | 245 | $11,000 | thousands by filing date | call |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 65 | $11,000 | thousands by filing date | call |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 100 | $11,000 | thousands by filing date | call |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 159 | $11,000 | thousands by filing date | call |
| EXELON CORP COM | 30161N101 | Stock | 261 | $11,000 | thousands by filing date | call |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 1,200 | $11,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 4,866 | $11,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 5,952 | $11,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 3,564 | $11,000 | thousands by filing date | put |
| Xunlei Ltd-Adr | 98419E108 | COM | 1,091 | $11,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 2,500 | $11,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 19,693 | $11,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 5,000 | $11,000 | thousands by filing date | call |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 2,164 | $11,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 242 | $11,000 | thousands by filing date | call |
| NATIONAL SEC GROUP INC | 637546102 | COM | 727 | $11,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 2,900 | $11,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 222 | $10,000 | thousands by filing date | put |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 97 | $10,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 200 | $10,000 | thousands by filing date | put |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 183 | $10,000 | thousands by filing date | put |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 1,501 | $10,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 548 | $10,000 | thousands by filing date | call |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 1,174 | $10,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 3,536 | $10,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 397 | $10,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 2,574 | $10,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 1,368 | $10,000 | thousands by filing date | call |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 1,400 | $10,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 188 | $9,000 | thousands by filing date | call |
| INVESCO LTD SHS | G491BT108 | Stock | 340 | $9,000 | thousands by filing date | call |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 44 | $9,000 | thousands by filing date | call |
| LA Z BOY INC | 505336107 | COM | 296 | $9,000 | thousands by filing date | call |
| ARCONIC INC | 03965L100 | COM | 580 | $9,000 | thousands by filing date | put |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 600 | $9,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 6,402 | $9,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 414 | $9,000 | thousands by filing date | call |
| SOUTHWEST GA FINL CORP | 84502A104 | COM | 400 | $9,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 7,402 | $9,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 3,600 | $9,000 | thousands by filing date | |
| BORQS TECHNOLOGIES INC | G1466B103 | SHS | 1,700 | $9,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 37 | $8,000 | thousands by filing date | call |
| S&P Global,Inc. | 78409V104 | COM | 40 | $8,000 | thousands by filing date | call |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 50 | $8,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 100 | $8,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 100 | $8,000 | thousands by filing date | call |
| NEWELL BRANDS INC COM | 651229106 | Stock | 343 | $8,000 | thousands by filing date | call |
| FIVE BELOW INC COM | 33829M101 | Stock | 84 | $8,000 | thousands by filing date | put |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 262 | $8,000 | thousands by filing date | call |
| SEMTECH CORP COM | 816850101 | Stock | 190 | $8,000 | thousands by filing date | call |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 175 | $8,000 | thousands by filing date | call |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 4,104 | $8,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 1,302 | $8,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 898 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 165 | $8,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 4,000 | $8,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 5,800 | $8,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 873 | $8,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 1,300 | $8,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 8,301 | $8,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 1,200 | $8,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 8,113 | $8,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO | 82900L110 | *W EXP 07/07/202 | 2,078 | $8,000 | thousands by filing date | call |
| Chevron Corporation | 166764100 | COM | 61 | $7,000 | thousands by filing date | put |
| Deere & Company | 244199105 | COM | 55 | $7,000 | thousands by filing date | put |
| Mondelez International,Inc. Class A | 609207105 | COM | 181 | $7,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 100 | $7,000 | thousands by filing date | put |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 253 | $7,000 | thousands by filing date | put |
| MONGODB INC CL A | 60937P106 | Stock | 154 | $7,000 | thousands by filing date | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 23 | $7,000 | thousands by filing date | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 229 | $7,000 | thousands by filing date | call |
| KELLANOVA | 487836108 | COM | 112 | $7,000 | thousands by filing date | put |
| RALPH LAUREN CORP | 751212101 | CL A | 60 | $7,000 | thousands by filing date | put |
| MYLAN NV | N59465109 | SHS EURO | 219 | $7,000 | thousands by filing date | call |
| MVC CAPITAL INC | 553829102 | COM | 780 | $7,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 2,200 | $7,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,400 | $7,000 | thousands by filing date | call |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 600 | $7,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 332 | $7,000 | thousands by filing date | call |
| ADTRAN INC | 00738A106 | COMMON STOCK | 492 | $7,000 | thousands by filing date | put |
| RYB ED INC | 74979W101 | ADR | 400 | $7,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 871 | $7,000 | thousands by filing date | |
| EVER GLORY INTL GRP INC | 299766204 | COM | 2,200 | $7,000 | thousands by filing date | |
| AVINGER INC | 053734208 | COM NEW | 4,301 | $7,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 538 | $7,000 | thousands by filing date | |
| BIOSTAR PHARMACEUTICALS INC | 090678301 | COM PAR | 3,501 | $7,000 | thousands by filing date | |
| DETERMINE INC | 250660107 | COM | 5,100 | $7,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 82 | $6,000 | thousands by filing date | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 174 | $6,000 | thousands by filing date | put |
| SNAP INC | 83304A106 | CL A | 488 | $6,000 | thousands by filing date | call |
| ALLERGAN PLC | G0177J108 | SHS | 37 | $6,000 | thousands by filing date | call |
| DAXOR CORP | 239467103 | COM | 1,000 | $6,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 2,402 | $6,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 813 | $6,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 205 | $6,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 1,100 | $6,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 2,454 | $6,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 300 | $6,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 600 | $6,000 | thousands by filing date | |
| YINTECH INVT HLDGS LTD | 98585M108 | SPONSORED ADR | 820 | $6,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 62 | $5,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 96 | $5,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 975 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 126 | $5,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 75 | $5,000 | thousands by filing date | call |
| VERISIGN INC COM | 92343E102 | Stock | 39 | $5,000 | thousands by filing date | call |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 81 | $5,000 | thousands by filing date | put |
| STELLUS CAP INVT CORP | 858568108 | COM | 400 | $5,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 400 | $5,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 36 | $5,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 130 | $5,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 866 | $5,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 101 | $5,000 | thousands by filing date | call |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 100 | $5,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 2,230 | $5,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 215 | $5,000 | thousands by filing date | call |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 96 | $5,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 900 | $5,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 805 | $5,000 | thousands by filing date | |
| STANDARD DIVERSIFIED INC | 85336L109 | COM CL A | 400 | $5,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 47 | $4,000 | thousands by filing date | call |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 35 | $4,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 22 | $4,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 60 | $4,000 | thousands by filing date | put |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 99 | $4,000 | thousands by filing date | put |
| COMSTOCK RES INC COM | 205768302 | Stock | 400 | $4,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 105 | $4,000 | thousands by filing date | call |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 36 | $4,000 | thousands by filing date | call |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 65 | $4,000 | thousands by filing date | put |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 74 | $4,000 | thousands by filing date | call |
| YUM BRANDS INC COM | 988498101 | Stock | 57 | $4,000 | thousands by filing date | call |
| 3M CO COM | 88579Y101 | Stock | 28 | $4,000 | thousands by filing date | put |
| LGL GROUP INC | 50186A108 | COM | 898 | $4,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 8,250 | $4,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 200 | $4,000 | thousands by filing date | call |
| COOPER TIRE & RUBR CO | 216831107 | COM | 177 | $4,000 | thousands by filing date | put |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 70 | $4,000 | thousands by filing date | call |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,050 | $4,000 | thousands by filing date | call |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 500 | $4,000 | thousands by filing date | |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 1,439 | $4,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 24 | $3,000 | thousands by filing date | call |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 50 | $3,000 | thousands by filing date | call |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 100 | $3,000 | thousands by filing date | call |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 150 | $3,000 | thousands by filing date | put |
| CUMMINS INC COM | 231021106 | Stock | 29 | $3,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 31 | $3,000 | thousands by filing date | put |
| PG&E CORP COM | 69331C108 | Stock | 77 | $3,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 100 | $3,000 | thousands by filing date | put |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 81 | $3,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 185 | $3,000 | thousands by filing date | call |
| APPIAN CORP | 03782L101 | CL A | 100 | $3,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 500 | $3,000 | thousands by filing date | call |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 336 | $3,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,416 | $3,000 | thousands by filing date | put |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 500 | $3,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 1,039 | $3,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 400 | $3,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 1,518 | $3,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 223 | $3,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 1,137 | $3,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 1,300 | $3,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 1,700 | $3,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 64 | $2,000 | thousands by filing date | call |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 21 | $2,000 | thousands by filing date | call |
| CRH PLC ADS | 12626K203 | ADR | 82 | $2,000 | thousands by filing date | |
| SEMILEDS CORP | 816645204 | COM NEW | 611 | $2,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 1,107 | $2,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 47 | $2,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 400 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 50 | $2,000 | thousands by filing date | put |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 961 | $2,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 10,992 | $2,000 | thousands by filing date | principal |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 7,300 | $2,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 1,322 | $2,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 2,300 | $2,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 1,800 | $2,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 1,610 | $2,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 367 | $2,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 220 | $2,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 14 | $1,000 | thousands by filing date | call |
| DILLARDS INC CL A | 254067101 | Stock | 17 | $1,000 | thousands by filing date | put |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 859 | $1,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 95 | $1,000 | thousands by filing date | call |
| DAUCH CORP | 024061103 | COM | 100 | $1,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 84 | $1,000 | thousands by filing date | call |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 259 | $1,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 217 | $1,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 110 | $1,000 | thousands by filing date | call |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 1,029 | $1,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 50 | $1,000 | thousands by filing date | call |
| POWER REIT | 73933H101 | COM | 300 | $1,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 100 | $1,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 100 | $1,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 700 | $1,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 1,500 | $1,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 100 | $1,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCE INC | 004468203 | COM NEW | 512 | $1,000 | thousands by filing date | |
| HV BANCORP | 40441H105 | COM | 100 | $1,000 | thousands by filing date | |
| INTEGRATED MEDIA TECHNLOGY L | Q49376108 | SHS | 100 | $1,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T100 | COM | 308 | $1,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC | 98585K201 | COM NEW | 801 | $1,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 598 | $1,000 | thousands by filing date | |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 700 | $1,000 | thousands by filing date | |
| GNC Holdings | 36191GAB3 | CONV BOND | 3,000 | $1,000 | thousands by filing date | principal |
| TINTRI INC | 88770Q105 | COM | 5,436 | $1,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Accenture Plc Class A | G1151C101 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GEVO INC | 374396406 | COM PAR | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RAMBUS INC DEL COM | 750917106 | Stock | 50 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHEMOURS CO COM | 163851108 | Stock | 12 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINNEBAGO INDS INC | 974637100 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 37 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LCI INDS | 50189K103 | COM | 9 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 11 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEALED AIR CORP NEW | 81211K100 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GNC HLDGS INC | 36191G107 | COM CL A | 164 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 134 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 222 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VAXART INC NEW | 92243A200 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Zedge Inc | 98923T104 | COM | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIVE VENTURES INC | 538142308 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AWARE INC MASS | 05453N100 | CMN | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTIC AMERN CORP | 048209100 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTECH SYS INC | 656553104 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 100 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| GOLDCORP INC NEW | 380956409 | COM | 40 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 60 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALLIQUA BIOMEDICAL INC | 019621309 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 992 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI SA-ADR | 670851500 | ADR | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL ORD | G7945E105 | COM | 3,430 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OFFICE DEPOT INC | 676220106 | COM | 72 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CATASYS INC | 149049504 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CO-DIAGNOSTICS INC | 189763105 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAITRON COMPONENTS INC | 874028103 | CL A | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS HLDG CO MISS | 174715102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 201 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 1 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 112 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN MED INC | 88830X819 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-18-000096 | this filing | 2018-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-20-000075 | base | 2020-04-21 | acceptance time not in the bulk data set |