13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 5,099 holding rows worth $150,557,626,000.
- Accession
- 0000948046-18-000096
- Filer
- CIK 948046
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A combination report, 20,051 entries on the cover page, a total value of $150,557,626,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $150,557,626,000 with VALUE read as thousands by filing date, 13F file number 028-10103. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerSAL Oppenheim Jr. & Cie.AG & Co.KGaA028-13922
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COMPUTER TASK GROUP INC | 205477102 | COM | 151,232 | $1,170,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 34,008 | $1,163,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 37,906 | $1,162,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 39,900 | $1,161,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 83,674 | $1,161,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 179,796 | $1,157,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 83,832 | $1,156,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 50,104 | $1,155,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 61,886 | $1,154,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 23,984 | $1,149,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 34,957 | $1,149,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 227,683 | $1,149,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 44,208 | $1,142,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 117,656 | $1,142,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 107,443 | $1,142,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 61,913 | $1,141,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 21,306 | $1,138,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 63,644 | $1,138,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 35,100 | $1,137,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 35,300 | $1,137,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 39,688 | $1,137,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 67,317 | $1,136,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 94,475 | $1,135,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 143,885 | $1,135,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 10,941 | $1,134,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 331,782 | $1,134,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 72,207 | $1,132,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 84,668 | $1,131,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 83,280 | $1,131,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION CORP. | 92211L105 | Common Stock | 114,698 | $1,130,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 28,187 | $1,126,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 83,058 | $1,123,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 15,091 | $1,121,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 137,111 | $1,121,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 22,927 | $1,118,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 38,987 | $1,117,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 121,223 | $1,115,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 56,515 | $1,115,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 20,878 | $1,113,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 176,932 | $1,112,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 29,489 | $1,112,000 | thousands by filing date | |
| FNB Bancorp | 302515101 | Common | 30,362 | $1,112,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 1,075,000 | $1,111,000 | thousands by filing date | principal |
| SPARTAN MTRS INC | 846819100 | COM | 73,623 | $1,110,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 70,125 | $1,110,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 33,005 | $1,109,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 78,718 | $1,109,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 39,513 | $1,107,000 | thousands by filing date | |
| CARBONITE INC | 141337AB1 | NOTE 2.500% 4/0 | 747,000 | $1,107,000 | thousands by filing date | principal |
| DONNELLEY R R & SONS CO | 257867200 | COM | 192,044 | $1,105,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 253,566 | $1,104,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 36,544 | $1,102,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 38,155 | $1,102,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 130,571 | $1,101,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 92,900 | $1,096,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 7,735 | $1,095,000 | thousands by filing date | put |
| GERON CORP | 374163103 | COM | 319,842 | $1,095,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 60,957 | $1,093,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 20,757 | $1,093,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 90,111 | $1,093,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 31,162 | $1,090,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 149,275 | $1,089,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 203,597 | $1,086,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 46,807 | $1,083,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 29,081 | $1,082,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 28,152 | $1,077,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 129,569 | $1,076,000 | thousands by filing date | |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 986,000 | $1,075,000 | thousands by filing date | principal |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 315,692 | $1,073,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 966,622 | $1,072,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 46,623 | $1,072,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 12,077 | $1,071,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 26,158 | $1,069,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 50,772 | $1,066,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 38,428 | $1,066,000 | thousands by filing date | |
| REALPAGE INC | 75606NAB5 | NOTE | 751,000 | $1,064,000 | thousands by filing date | principal |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 299,837 | $1,063,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 72,999 | $1,062,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 24,130 | $1,061,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 8,563 | $1,060,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 27,166 | $1,059,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 51,461 | $1,058,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 47,693 | $1,053,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 72,444 | $1,051,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 57,362 | $1,051,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 60,076 | $1,048,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 58,257 | $1,047,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 1,073,000 | $1,047,000 | thousands by filing date | principal |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 40,506 | $1,046,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 307,783 | $1,046,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,375 | $1,044,000 | thousands by filing date | call |
| INSTEEL INDS INC | 45774W108 | COM | 31,321 | $1,044,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 89,808 | $1,044,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 32,489 | $1,042,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 23,782 | $1,042,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 82,420 | $1,041,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 974,000 | $1,037,000 | thousands by filing date | principal |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 129,033 | $1,036,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 13,083 | $1,033,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 162,911 | $1,033,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 74,489 | $1,033,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 29,646 | $1,031,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 29,520 | $1,031,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 81,011 | $1,031,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 61,765 | $1,029,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 15,895 | $1,027,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 31,667 | $1,027,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 52,774 | $1,027,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 292,050 | $1,026,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 27,399 | $1,026,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 13,016 | $1,022,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 52,860 | $1,021,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 22,818 | $1,021,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 50,307 | $1,020,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W208 | UNIT 06/01/2025 | 100,000 | $1,019,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 33,287 | $1,018,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 32,000 | $1,016,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 33,017 | $1,012,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 29,307 | $1,011,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 230,439 | $1,010,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 76,598 | $1,008,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 38,977 | $1,006,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 9,646 | $1,004,000 | thousands by filing date | call |
| BANCORP INC DEL | 05969A105 | COM | 96,019 | $1,002,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 35,000 | $999,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 40,616 | $998,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 57,600 | $996,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 34,128 | $995,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 50,507 | $991,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 62,000 | $990,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 26,784 | $989,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 257,165 | $989,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 42,011 | $986,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 700,000 | $986,000 | thousands by filing date | principal |
| MEI PHARMA INC | 55279B202 | COM NEW | 250,163 | $985,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 1,394,467 | $983,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 52,977 | $982,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 44,076 | $976,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 27,264 | $974,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,998 | $970,000 | thousands by filing date | put |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 38,933 | $970,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 29,266 | $967,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 42,257 | $965,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 7,935 | $964,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 94,872 | $964,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 675,000 | $964,000 | thousands by filing date | principal |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 87,622 | $962,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 27,096 | $957,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 49,821 | $954,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 41,721 | $949,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 122,998 | $948,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 7,578 | $947,000 | thousands by filing date | call |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 54,543 | $946,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 200,735 | $946,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 13,599 | $941,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 250,446 | $940,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 20,026 | $939,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 64,800 | $938,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 426,432 | $937,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 65,593 | $935,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 9,950 | $935,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 334,184 | $935,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 120,092 | $934,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 104,409 | $933,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 22,906 | $931,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 4,247 | $929,000 | thousands by filing date | put |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 2,637 | $929,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 126,552 | $927,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 22,398 | $927,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 137,720 | $926,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 24,100 | $926,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 1,000,000 | $926,000 | thousands by filing date | principal |
| Accelerate Diagnostics | 00430H102 | COM | 41,555 | $926,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 185,392 | $926,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 950,000 | $921,000 | thousands by filing date | principal |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 176,235 | $921,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AA7 | NOTE 2.125% 6/0 | 597,000 | $921,000 | thousands by filing date | principal |
| ENTEGRA FINL CORP | 29363J108 | COM | 31,472 | $921,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 140,775 | $919,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 28,557 | $917,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 82,397 | $917,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 19,712 | $916,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 27,148 | $915,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 89,542 | $915,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,727 | $913,000 | thousands by filing date | call |
| Booking Holdings Inc. | 09857L108 | COM | 450 | $911,000 | thousands by filing date | call |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 194,734 | $911,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 128,505 | $911,000 | thousands by filing date | |
| NEW YORK REIT INC liquidation shs | 64976L208 | COMMON STOCK | 49,849 | $909,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 22,507 | $908,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 399,799 | $907,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 27,365 | $907,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 117,158 | $906,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 30,176 | $905,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 65,578 | $904,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 44,224 | $903,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 212,165 | $900,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 79,198 | $897,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 103,125 | $897,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 23,994 | $896,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 65,540 | $896,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 50,395 | $894,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 297,969 | $893,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 11,406 | $892,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A110 | UNIT 99/99/9999 | 85,600 | $892,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 4,049 | $888,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 36,815 | $888,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 74,103 | $887,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 60,252 | $887,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 99,690 | $887,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 29,197 | $886,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 22,003 | $885,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 119,790 | $883,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 329,586 | $882,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,836 | $878,000 | thousands by filing date | call |
| ON DECK CAP INC | 682163100 | COM | 125,640 | $878,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 200,406 | $873,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 6,384 | $870,000 | thousands by filing date | call |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 41,933 | $869,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 780,000 | $868,000 | thousands by filing date | principal |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 25,592 | $867,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 84,204 | $865,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 145,711 | $864,000 | thousands by filing date | |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 950,000 | $862,000 | thousands by filing date | principal |
| NEW HOME CO INC COM | 645370107 | COM | 86,437 | $861,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 17,958 | $856,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 63,068 | $856,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 30,336 | $855,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 7,497 | $854,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 66,791 | $853,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 26,384 | $852,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 751,000 | $851,000 | thousands by filing date | principal |
| HOSTESS BRANDS INC | 44109J114 | WTS | 500,000 | $850,000 | thousands by filing date | call |
| CORVEL CORP COM | 221006109 | Stock | 15,740 | $848,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 209,328 | $848,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 25,320 | $846,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 206,555 | $845,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 12,416 | $844,000 | thousands by filing date | put |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 34,858 | $844,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 34,400 | $844,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 10,292 | $844,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 30,500 | $843,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 268,161 | $842,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 26,597 | $842,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 270,035 | $837,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 44,131 | $833,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 49,221 | $832,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 52,141 | $831,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 24,417 | $829,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 167,460 | $828,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 32,974 | $827,000 | thousands by filing date | |
| TPG PACE ENERGY HLDGS CORP | 872656111 | *W EXP 99/99/999 | 300,718 | $826,000 | thousands by filing date | call |
| FTS INTERNATIONAL INC | 30283W104 | COM | 57,911 | $824,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 252,000 | $823,000 | thousands by filing date | call |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 82,603 | $820,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 23,380 | $819,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 41,589 | $818,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 110,017 | $818,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 44,820 | $818,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 825,000 | $818,000 | thousands by filing date | principal |
| Golden Entertainment Inc | 381013101 | Common Stock | 30,316 | $816,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 556,241 | $811,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 89,411 | $810,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 44,511 | $809,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 47,591 | $809,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 219,196 | $808,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 22,220 | $808,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 143,003 | $808,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 17,147 | $807,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 6,312 | $807,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 33,792 | $805,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 25,347 | $804,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 19,198 | $804,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 87,722 | $803,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 33,829 | $801,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 14,989 | $800,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 25,830 | $796,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 6,790 | $794,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 69,658 | $792,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 363,527 | $791,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 63,536 | $790,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 41,468 | $790,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 60,389 | $790,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 61,101 | $786,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 28,980 | $783,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 20,888 | $783,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 35,155 | $782,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 20,564 | $779,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 65,052 | $779,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 79,285 | $778,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 75,820 | $777,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 27,694 | $775,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 19,472 | $774,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 20,651 | $774,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 39,555 | $773,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 24,370 | $773,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 162,680 | $772,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 102,580 | $770,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 48,301 | $769,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 39,408 | $769,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 35,358 | $769,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 106,281 | $769,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 53,821 | $768,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 248,343 | $768,000 | thousands by filing date | |
| United Community Bancorp | 90984R101 | Common Stock | 28,257 | $768,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 57,040 | $767,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 51,094 | $766,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 49,361 | $763,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 264,725 | $763,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 68,516 | $763,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 60,119 | $762,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 171,141 | $760,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 20,892 | $751,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 39,479 | $751,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 47,767 | $749,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 39,621 | $749,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 20,328 | $744,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 214,414 | $744,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 9,730 | $740,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 22,434 | $740,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 80,541 | $740,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 10,971 | $734,000 | thousands by filing date | put |
| MERCHANTS BANCORP IND | 58844R108 | COM | 25,722 | $733,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 122,057 | $732,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 122,098 | $732,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 46,840 | $731,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 24,800 | $729,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 308,212 | $728,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 37,390 | $727,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 51,710 | $726,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 20,804 | $725,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 29,613 | $725,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827110 | *W EXP 06/27/202 | 439,034 | $724,000 | thousands by filing date | call |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 34,971 | $723,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 82,781 | $723,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 62,900 | $723,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 169,925 | $721,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 34,064 | $720,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W115 | *W EXP 06/01/202 | 900,000 | $720,000 | thousands by filing date | call |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 13,600 | $719,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 32,254 | $719,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 37,660 | $718,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 172,936 | $717,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 79,738 | $717,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 25,608 | $716,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 30,434 | $715,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 44,392 | $714,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 17,400 | $714,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 20,118 | $713,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 26,712 | $710,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 350,667 | $707,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 107,678 | $707,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 767,000 | $707,000 | thousands by filing date | principal |
| ASCENT INDUSTRIES CO | 871565107 | COM | 35,455 | $706,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 47,758 | $706,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 21,957 | $704,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 27,673 | $702,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 64,116 | $702,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 12,497 | $701,000 | thousands by filing date | put |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 57,450 | $700,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 45,586 | $694,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 145,153 | $693,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 26,306 | $693,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 29,784 | $691,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 43,531 | $691,000 | thousands by filing date | |
| SENDGRID INC | 816883102 | COM | 26,030 | $690,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 36,435 | $689,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 143,200 | $688,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 83,373 | $687,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 40,820 | $686,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 22,943 | $685,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 65,775 | $684,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 97,723 | $682,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 62,080 | $681,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 52,401 | $680,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L113 | *W EXP 06/15/202 | 472,452 | $680,000 | thousands by filing date | call |
| STRATUS PPTYS INC | 863167201 | COM NEW | 22,230 | $678,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 85,171 | $677,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 47,623 | $675,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 126,281 | $673,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 44,104 | $673,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 1,812,825 | $673,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 81,812 | $672,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 10,174 | $670,000 | thousands by filing date | call |
| SYSTEMAX INC | 871851101 | COM | 19,546 | $670,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 54,589 | $666,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 44,185 | $666,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 289,199 | $666,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 20,891 | $664,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 50,816 | $663,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 68,227 | $663,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 15,528 | $661,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 301,686 | $661,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 59,024 | $660,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 30,586 | $659,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 58,877 | $659,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 29,789 | $658,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 40,267 | $658,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 970,175 | $654,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 52,167 | $652,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 50,177 | $651,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 25,058 | $651,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 28,201 | $650,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 417,188 | $650,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 65,293 | $649,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 6,581 | $648,000 | thousands by filing date | put |
| READING INTL INC | 755408101 | CL A | 40,775 | $648,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 500,000 | $648,000 | thousands by filing date | principal |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 43,499 | $647,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 22,958 | $646,000 | thousands by filing date | put |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 24,814 | $645,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 108,096 | $644,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 33,603 | $642,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 19,998 | $640,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 14,576 | $640,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 91,680 | $639,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 86,869 | $633,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 31,113 | $632,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 186,368 | $632,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 19,046 | $631,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 209,239 | $631,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 20,016 | $629,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 39,723 | $626,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 92,317 | $626,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 73,746 | $626,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 5,000 | $625,000 | thousands by filing date | put |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 27,478 | $624,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 3,387 | $624,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 79,807 | $620,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 15,893 | $619,000 | thousands by filing date | put |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 123,680 | $617,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 506,000 | $616,000 | thousands by filing date | principal |
| DIGI INTL INC | 253798102 | COM | 46,680 | $614,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 16,690 | $614,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 620,000 | $614,000 | thousands by filing date | principal |
| ADIENT PLC | G0084W101 | ORD SHS | 12,490 | $612,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 33,820 | $612,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 26,354 | $612,000 | thousands by filing date | put |
| ZYMEWORKS INC | 98985W102 | COM | 41,348 | $611,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 48,098 | $608,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 37,352 | $608,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 113,705 | $606,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 9,964 | $604,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 12,079 | $601,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 11,747 | $599,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 24,635 | $599,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 352 | $597,000 | thousands by filing date | call |
| SENECA FOODS CORP NEW | 817070501 | CL A | 22,180 | $597,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 18,450 | $596,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 23,352 | $595,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 39,242 | $593,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 21,619 | $593,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 525,000 | $591,000 | thousands by filing date | principal |
| ANTARES PHARMA INC | 036642106 | COM | 229,345 | $591,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 41,119 | $591,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 517,000 | $589,000 | thousands by filing date | principal |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 30,609 | $589,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 111,661 | $587,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 34,386 | $585,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 493,000 | $584,000 | thousands by filing date | principal |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 42,441 | $583,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 14,451 | $582,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 26,271 | $581,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 40,923 | $580,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 12,366 | $580,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 30,640 | $579,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 41,482 | $579,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 11,588 | $579,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 23,876 | $579,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 84,128 | $578,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 18,018 | $577,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 1,476 | $577,000 | thousands by filing date | put |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 303,988 | $574,000 | thousands by filing date | |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 56,400 | $574,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 172,642 | $572,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 134,181 | $570,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 34,265 | $569,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 472,000 | $569,000 | thousands by filing date | principal |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 30,438 | $568,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 105,689 | $566,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 64,179 | $566,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 5,292 | $562,000 | thousands by filing date | put |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 136,842 | $560,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 23,053 | $560,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 2,813 | $557,000 | thousands by filing date | call |
| SECUREWORKS CORP | 81374A105 | CL A | 44,706 | $556,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 71,148 | $554,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 97,138 | $553,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 35,019 | $553,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 33,401 | $553,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 129,732 | $551,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 141,581 | $550,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 3,286 | $549,000 | thousands by filing date | call |
| BSB BANCORP INC MD | 05573H108 | COM | 16,021 | $549,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 73,337 | $547,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 37,851 | $546,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 93,627 | $546,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 341,220 | $545,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 78,825 | $544,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 31,609 | $544,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-18-000096 | this filing | 2018-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-20-000075 | base | 2020-04-21 | acceptance time not in the bulk data set |