13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 5,099 holding rows worth $150,557,626,000.
- Accession
- 0000948046-18-000096
- Filer
- CIK 948046
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A combination report, 20,051 entries on the cover page, a total value of $150,557,626,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $150,557,626,000 with VALUE read as thousands by filing date, 13F file number 028-10103. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerSAL Oppenheim Jr. & Cie.AG & Co.KGaA028-13922
- included managerDeutsche Asset Management (UK) Ltd028-13988
- included managerDBX Advisors LLC028-18169
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALLIENT INC | 019330109 | COM | 97,659 | $4,674,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 162,130 | $4,651,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 531,750 | $4,638,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 294,338 | $4,625,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 102,653 | $4,618,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 4,500,000 | $4,618,000 | thousands by filing date | principal |
| NATERA INC COM | 632307104 | Stock | 245,359 | $4,617,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 139,055 | $4,599,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,798,268 | $4,584,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 46,403 | $4,578,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 96,196 | $4,563,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 354,882 | $4,563,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 53,926 | $4,543,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 370,695 | $4,540,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 137,536 | $4,536,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 60,437 | $4,519,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 177,172 | $4,511,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 105,813 | $4,509,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 105,841 | $4,502,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 146,117 | $4,494,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 264,436 | $4,491,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 213,852 | $4,490,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 3,460,000 | $4,470,000 | thousands by filing date | principal |
| AZENTA INC | 114340102 | COM | 136,823 | $4,461,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 165,563 | $4,451,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 188,021 | $4,445,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 161,273 | $4,444,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 83,454 | $4,436,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 178,496 | $4,434,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 430,279 | $4,430,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 111,629 | $4,429,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 112,373 | $4,421,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 219,098 | $4,420,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 4,768,000 | $4,419,000 | thousands by filing date | principal |
| WINNEBAGO INDS INC | 974637100 | COM | 108,830 | $4,417,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 87,045 | $4,413,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 201,908 | $4,410,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870206 | UNIT 10/19/2022 | 436,200 | $4,409,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 303,911 | $4,402,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 65,438 | $4,388,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 1,549,676 | $4,385,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 215,601 | $4,376,000 | thousands by filing date | call |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 81,858 | $4,369,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 402,469 | $4,365,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 269,203 | $4,359,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 171,637 | $4,358,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 189,782 | $4,353,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 113,812 | $4,340,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 55,364 | $4,339,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 114,804 | $4,336,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 137,069 | $4,335,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 123,397 | $4,329,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 2,949,000 | $4,325,000 | thousands by filing date | principal |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 763,779 | $4,314,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,842,719 | $4,311,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 32,938 | $4,303,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 210,870 | $4,302,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 96,141 | $4,295,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 168,468 | $4,295,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 444,752 | $4,288,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 79,500 | $4,287,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 93,813 | $4,284,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 240,347 | $4,282,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 217,046 | $4,275,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 243,961 | $4,275,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 119,455 | $4,272,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 166,108 | $4,265,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 111,271 | $4,264,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 173,328 | $4,262,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 109,512 | $4,255,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 4,295,000 | $4,251,000 | thousands by filing date | principal |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 428,204 | $4,249,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920119 | UNIT 99/99/9999 | 412,526 | $4,249,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 248,590 | $4,238,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 238,235 | $4,221,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 88,564 | $4,214,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 276,011 | $4,208,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 323,988 | $4,198,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 140,091 | $4,185,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 20,148 | $4,175,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 199,908 | $4,158,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 27,271 | $4,156,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 115,537 | $4,152,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 105,933 | $4,150,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 212,934 | $4,150,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U201 | UNIT 06/30/2022 | 398,607 | $4,145,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 600,512 | $4,113,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 111,600 | $4,112,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 22,208 | $4,110,000 | thousands by filing date | put |
| MANITOWOC CO INC | 563571405 | COM NEW | 158,884 | $4,108,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 249,384 | $4,101,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 505,173 | $4,094,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 274,687 | $4,086,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 58,567 | $4,080,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 4,636,000 | $4,077,000 | thousands by filing date | principal |
| KFORCE INC COM | 493732101 | Stock | 118,612 | $4,068,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 117,996 | $4,068,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 79,577 | $4,063,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 203,043 | $4,060,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 126,351 | $4,059,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 44,022 | $4,057,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 733,331 | $4,054,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 250,279 | $4,053,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 118,234 | $4,049,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 68,530 | $4,048,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 301,089 | $4,047,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 267,983 | $4,045,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 180,316 | $4,040,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 255,055 | $4,040,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 3,820,000 | $4,017,000 | thousands by filing date | principal |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 170,295 | $4,017,000 | thousands by filing date | |
| THUNDER BRIDGE ACQUISITION L | G8857R118 | UNIT 01/01/2025 | 400,000 | $4,013,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 25,186 | $4,008,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 267,008 | $4,004,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 80,333 | $3,992,000 | thousands by filing date | put |
| WISDOMTREE INC | 97717P104 | COM | 439,911 | $3,991,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 167,284 | $3,987,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 202,471 | $3,982,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 35,733 | $3,979,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 206,848 | $3,974,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 102,392 | $3,965,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 6,261,000 | $3,956,000 | thousands by filing date | principal |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 204,652 | $3,947,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 836,556 | $3,929,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 72,071 | $3,926,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 140,535 | $3,912,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 77,442 | $3,899,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 170,829 | $3,895,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 200,912 | $3,895,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 315,021 | $3,891,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 160,196 | $3,891,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 2,249,165 | $3,887,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 101,648 | $3,886,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 487,689 | $3,881,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 189,637 | $3,879,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 632,131 | $3,873,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 197,689 | $3,873,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 112,345 | $3,871,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 222,454 | $3,866,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 283,445 | $3,854,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 89,124 | $3,831,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 4,000,000 | $3,828,000 | thousands by filing date | principal |
| REGIS CORP | 758932107 | COM | 231,316 | $3,824,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 67,452 | $3,816,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 71,164 | $3,798,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 220,897 | $3,796,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 253,013 | $3,795,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 68,462 | $3,794,000 | thousands by filing date | put |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 3,856,000 | $3,794,000 | thousands by filing date | principal |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 2,000,000 | $3,794,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 7,217,000 | $3,790,000 | thousands by filing date | principal |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 3,996,000 | $3,788,000 | thousands by filing date | principal |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 89,464 | $3,781,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 180,615 | $3,770,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 84,569 | $3,766,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 87,404 | $3,766,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 351,903 | $3,764,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 140,035 | $3,761,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 341,032 | $3,746,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 136,978 | $3,739,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 311,480 | $3,736,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 100,690 | $3,735,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 202,203 | $3,735,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 235,805 | $3,726,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 165,887 | $3,725,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 59,107 | $3,724,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 125,818 | $3,722,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 32,107 | $3,719,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 4,219,000 | $3,715,000 | thousands by filing date | principal |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 88,612 | $3,714,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 43,763 | $3,697,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 157,345 | $3,685,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 3,740,000 | $3,683,000 | thousands by filing date | principal |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 3,215,000 | $3,663,000 | thousands by filing date | principal |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 166,344 | $3,661,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 141,591 | $3,660,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 406,691 | $3,658,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 86,697 | $3,656,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 291,838 | $3,646,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 82,904 | $3,641,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339AA3 | NOTE 2.500% 2/0 | 3,500,000 | $3,635,000 | thousands by filing date | principal |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 131,506 | $3,619,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 110,065 | $3,619,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 173,518 | $3,616,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 112,550 | $3,612,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 79,386 | $3,611,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 158,544 | $3,611,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 67,481 | $3,598,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 443,887 | $3,594,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 95,910 | $3,590,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 186,082 | $3,563,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 112,262 | $3,559,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 76,572 | $3,558,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 185,636 | $3,557,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 8,815 | $3,552,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 43,877 | $3,546,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 84,740 | $3,534,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 3,500,000 | $3,528,000 | thousands by filing date | principal |
| NUTRI SYS INC NEW | 67069D108 | COM | 91,671 | $3,527,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 415,800 | $3,515,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 208,400 | $3,510,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 75,084 | $3,503,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 11,374 | $3,494,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 59,130 | $3,491,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 157,221 | $3,484,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 69,232 | $3,484,000 | thousands by filing date | call |
| KIMBALL INTL INC | 494274103 | CL B | 215,668 | $3,483,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 99,796 | $3,482,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 165,205 | $3,481,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 264,508 | $3,478,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 124,619 | $3,475,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N202 | UNIT 05/11/2023 | 345,000 | $3,472,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 79,459 | $3,467,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 77,700 | $3,463,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 157,296 | $3,461,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 81,613 | $3,461,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 74,313 | $3,460,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 153,618 | $3,459,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 100,491 | $3,452,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 63,381 | $3,443,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 391,335 | $3,442,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 221,778 | $3,438,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 95,606 | $3,423,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 342,716 | $3,409,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 91,924 | $3,408,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 174,859 | $3,408,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 1,825,000 | $3,400,000 | thousands by filing date | principal |
| OMNICELL COM COM | 68213N109 | Stock | 64,747 | $3,395,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 378,774 | $3,388,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 198,730 | $3,381,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LD CO | 210226AB2 | NOTE 4.500% 3/1 | 3,232,000 | $3,377,000 | thousands by filing date | principal |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 88,600 | $3,373,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 236,650 | $3,371,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 21,765 | $3,370,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 46,136 | $3,368,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 3,169,000 | $3,368,000 | thousands by filing date | principal |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 136,361 | $3,357,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 71,578 | $3,356,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 64,347 | $3,352,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 248,817 | $3,344,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 156,646 | $3,341,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 1,188,895 | $3,339,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 42,415 | $3,339,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 934,948 | $3,337,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 53,586 | $3,335,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 63,965 | $3,334,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 212,437 | $3,327,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 1,073,400 | $3,327,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 1,440,102 | $3,325,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 177,374 | $3,324,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 45,425 | $3,323,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 111,026 | $3,318,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 451,201 | $3,316,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 191,713 | $3,316,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 31,751 | $3,313,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 136,155 | $3,313,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 83,846 | $3,310,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 66,432 | $3,309,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 47,212 | $3,301,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 22,484 | $3,286,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 113,155 | $3,274,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 114,260 | $3,271,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 43,134 | $3,266,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 114,107 | $3,257,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 76,225 | $3,255,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 568,146 | $3,254,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 127,548 | $3,253,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 69,118 | $3,250,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 35,863 | $3,243,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 16,595 | $3,237,000 | thousands by filing date | put |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 129,493 | $3,222,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 82,255 | $3,208,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 95,231 | $3,198,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 88,795 | $3,191,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 341,201 | $3,183,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 267,996 | $3,180,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 191,154 | $3,172,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 88,832 | $3,172,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 2,133,000 | $3,172,000 | thousands by filing date | principal |
| HURON CONSULTING GROUP INC | 447462102 | COM | 77,463 | $3,166,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 157,872 | $3,163,000 | thousands by filing date | |
| CORSICANTO II DESIGNATED ACT | 220485AB2 | NOTE 3.500% 1/2 | 2,900,000 | $3,161,000 | thousands by filing date | principal |
| CASA SYS INC | 14713L102 | COM | 193,564 | $3,159,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 75,919 | $3,157,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 68,205 | $3,157,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 81,785 | $3,146,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 197,501 | $3,144,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 161,770 | $3,143,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 3,107,000 | $3,142,000 | thousands by filing date | principal |
| MAXLINEAR INC | 57776J100 | COM | 201,391 | $3,138,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 435,514 | $3,135,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 266,200 | $3,133,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q205 | UNIT 04/13/2023 | 305,300 | $3,129,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 65,621 | $3,121,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 147,968 | $3,121,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 407,392 | $3,115,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 105,796 | $3,109,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 296,156 | $3,109,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 71,246 | $3,102,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 55,944 | $3,101,000 | thousands by filing date | call |
| AXOGEN INC | 05463X106 | COM | 61,719 | $3,099,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 454,115 | $3,091,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 782,591 | $3,082,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 64,189 | $3,079,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 80,725 | $3,079,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 112,110 | $3,074,000 | thousands by filing date | |
| OCEAN RIG UDW INC | G66964118 | SHS NEW | 104,304 | $3,074,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 40,155 | $3,072,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 38,336 | $3,062,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 77,679 | $3,052,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 23,023 | $3,048,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L105 | COM | 300,000 | $3,042,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 31,631 | $3,039,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 82,105 | $3,037,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 44,454 | $3,036,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 96,251 | $3,035,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 210,717 | $3,032,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 677,232 | $3,026,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 53,527 | $3,020,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 41,041 | $3,014,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 159,146 | $3,012,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 430,556 | $3,012,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 216,731 | $3,001,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 221,914 | $2,994,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 14,408 | $2,990,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 210,701 | $2,986,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 51,398 | $2,985,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 65,488 | $2,982,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 50,589 | $2,974,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 50,578 | $2,972,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 218,638 | $2,972,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 28,551 | $2,970,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 240,099 | $2,964,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 293,238 | $2,960,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 45,955 | $2,948,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 3,000,000 | $2,947,000 | thousands by filing date | principal |
| ACTUANT CORP | 00508X203 | CL A NEW | 100,378 | $2,943,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 540,056 | $2,937,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 638,581 | $2,936,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 191,312 | $2,933,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 171,625 | $2,930,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 106,385 | $2,929,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 390,220 | $2,926,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 84,913 | $2,921,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 181,403 | $2,912,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 71,260 | $2,908,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 226,541 | $2,904,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 94,655 | $2,901,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 1,503,234 | $2,901,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 83,346 | $2,900,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W107 | CL A | 286,054 | $2,897,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 66,960 | $2,894,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 2,400,000 | $2,891,000 | thousands by filing date | principal |
| ROSETTA STONE INC | 777780107 | COM | 179,889 | $2,882,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 36,701 | $2,877,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 231,795 | $2,874,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 92,902 | $2,860,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 1,011,064 | $2,851,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 339,575 | $2,851,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 263,443 | $2,846,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 101,094 | $2,845,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 47,776 | $2,842,000 | thousands by filing date | |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 1,871,000 | $2,842,000 | thousands by filing date | principal |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 68,206 | $2,840,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 216,787 | $2,837,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U102 | COM CL A | 287,143 | $2,836,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 307,453 | $2,828,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 325,038 | $2,822,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 34,053 | $2,821,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 122,145 | $2,819,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 68,840 | $2,815,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 75,639 | $2,812,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 193,001 | $2,807,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 2,897,000 | $2,807,000 | thousands by filing date | principal |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 194,399 | $2,806,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 290,127 | $2,798,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 72,817 | $2,798,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 69,617 | $2,796,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 1,046,166 | $2,793,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 129,313 | $2,791,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 53,365 | $2,788,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 134,380 | $2,784,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 73,021 | $2,783,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 337,852 | $2,783,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 60,279 | $2,779,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 92,574 | $2,776,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 68,369 | $2,774,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 135,241 | $2,774,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 46,110 | $2,770,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 32,459 | $2,769,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 175,521 | $2,766,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 168,299 | $2,761,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 134,888 | $2,757,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 2,565,000 | $2,757,000 | thousands by filing date | principal |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 115,575 | $2,752,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 84,184 | $2,750,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 71,576 | $2,745,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 60,928 | $2,740,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 60,327 | $2,734,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 59,321 | $2,729,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 77,955 | $2,728,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 166,518 | $2,721,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 2,326,000 | $2,720,000 | thousands by filing date | principal |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 95,820 | $2,717,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 73,491 | $2,714,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 70,310 | $2,712,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 204,717 | $2,711,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 278,732 | $2,711,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 94,248 | $2,710,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 135,568 | $2,706,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 543,539 | $2,700,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 122,257 | $2,697,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 169,424 | $2,692,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 70,271 | $2,689,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 212,449 | $2,686,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 97,632 | $2,678,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 42,359 | $2,677,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 157,123 | $2,676,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 296,043 | $2,675,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 444,448 | $2,670,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 101,221 | $2,662,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 20,703 | $2,647,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 65,435 | $2,647,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 147,504 | $2,632,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 41,345 | $2,630,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 132,432 | $2,630,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 58,271 | $2,615,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 76,004 | $2,612,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 47,608 | $2,609,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 91,782 | $2,608,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 74,487 | $2,607,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 182,601 | $2,599,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 139,703 | $2,596,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 50,937 | $2,590,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 190,341 | $2,589,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 187,424 | $2,585,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 2,670,000 | $2,583,000 | thousands by filing date | principal |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 142,790 | $2,575,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 136,290 | $2,571,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 159,786 | $2,570,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 113,853 | $2,570,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 180,055 | $2,565,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 104,462 | $2,562,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 71,808 | $2,562,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 173,515 | $2,558,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 42,631 | $2,557,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 137,188 | $2,549,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 142,855 | $2,547,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 764,665 | $2,546,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 2,550,000 | $2,543,000 | thousands by filing date | principal |
| OSPREY ENERGY ACQUISITION CO | 688397108 | CL A COM | 250,000 | $2,537,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 32,468 | $2,531,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 44,753 | $2,527,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 46,659 | $2,524,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 321,775 | $2,524,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 198,945 | $2,518,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 48,288 | $2,514,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 127,739 | $2,509,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 184,195 | $2,504,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 45,381 | $2,503,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 47,390 | $2,502,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 55,666 | $2,498,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 160,625 | $2,496,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 1,030,756 | $2,494,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 92,827 | $2,492,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 43,696 | $2,489,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 140,079 | $2,484,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 146,937 | $2,482,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 320,682 | $2,481,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 117,601 | $2,474,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 25,627 | $2,473,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 48,395 | $2,467,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 434,343 | $2,466,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 61,082 | $2,465,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,450 | $2,464,000 | thousands by filing date | put |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 286,169 | $2,457,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 250,661 | $2,456,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 260,891 | $2,454,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 82,574 | $2,450,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 367,175 | $2,447,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 104,051 | $2,440,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 37,373 | $2,438,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 129,117 | $2,424,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 26,843 | $2,423,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 162,571 | $2,420,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 46,130 | $2,420,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 13,044 | $2,419,000 | thousands by filing date | call |
| M/I HOMES INC | 55305B101 | COM | 91,391 | $2,418,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 57,332 | $2,417,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 185,519 | $2,415,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 36,079 | $2,408,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 68,843 | $2,407,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 41,718 | $2,406,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 151,859 | $2,398,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 91,833 | $2,396,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 69,659 | $2,391,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 252,530 | $2,390,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 59,332 | $2,389,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 208,854 | $2,382,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 124,479 | $2,382,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-18-000096 | this filing | 2018-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000948046-20-000075 | base | 2020-04-21 | acceptance time not in the bulk data set |