13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 5,056 holding rows worth $124,355,916,000.
- Accession
- 0000948046-17-000037
- Filer
- CIK 948046
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A combination report, 18,029 entries on the cover page, a total value of $124,355,916,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $124,355,916,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investments Group, Ltd.028-17598
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 2,000 | $29,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 2,000 | $29,000 | thousands by filing date | put |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 700 | $29,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 19,935 | $29,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 16,531 | $29,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 586 | $29,000 | thousands by filing date | call |
| WABASH NATL CORP | 929566AH0 | CNV | 21,000 | $29,000 | thousands by filing date | principal |
| STEWARDSHIP FINL CORP | 860326107 | COM | 3,038 | $29,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 5,616 | $29,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 840 | $28,000 | thousands by filing date | put |
| BIOGEN INC COM | 09062X103 | Stock | 100 | $28,000 | thousands by filing date | call |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 429 | $28,000 | thousands by filing date | call |
| CONDUENT INC | 206787103 | COM | 1,900 | $28,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 1,469 | $28,000 | thousands by filing date | call |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 342 | $28,000 | thousands by filing date | call |
| CVD EQUIP CORP | 126601103 | COM | 3,268 | $28,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 2,256 | $28,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 3,381 | $28,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 33,642 | $28,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 25,751 | $28,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 3,826 | $28,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 8,639 | $28,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 166 | $27,000 | thousands by filing date | call |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 290 | $27,000 | thousands by filing date | put |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 1,992 | $27,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 10,829 | $27,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 1,325 | $27,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 1,818 | $27,000 | thousands by filing date | call |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 500 | $26,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 370 | $26,000 | thousands by filing date | put |
| Concho Resources Inc. | 20605P101 | COM | 200 | $26,000 | thousands by filing date | put |
| STEALTHGAS INC | Y81669106 | COM | 7,865 | $26,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 34,600 | $26,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 29,097 | $26,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 6,323 | $26,000 | thousands by filing date | |
| DIFFERENTIAL BRANDS GROUP IN | 25374L108 | COM | 11,346 | $26,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 623 | $25,000 | thousands by filing date | call |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 220 | $25,000 | thousands by filing date | call |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 7,814 | $25,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 1,800 | $25,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 1,391 | $25,000 | thousands by filing date | call |
| VERTEX ENERGY INC | 92534K107 | COM | 19,558 | $25,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 6,816 | $25,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 5,044 | $25,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 770 | $24,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,197 | $24,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 18,825 | $24,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 13,211 | $24,000 | thousands by filing date | |
| BIOPTIX INC | 09074N101 | COM | 6,486 | $24,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 1,809 | $24,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 180 | $23,000 | thousands by filing date | put |
| DOLLAR GEN CORP COM | 256677105 | Stock | 320 | $23,000 | thousands by filing date | call |
| RALPH LAUREN CORP | 751212101 | CL A | 263 | $23,000 | thousands by filing date | put |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 1,726 | $23,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 517 | $23,000 | thousands by filing date | call |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 3,897 | $23,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 12,871 | $23,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 34,375 | $23,000 | thousands by filing date | |
| PARAGON COML CORP COM NEW | 69911U403 | Stock | 567 | $23,000 | thousands by filing date | |
| RELIV INTERNATIONAL INC | 75952R209 | COM NEW | 5,100 | $23,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 351 | $22,000 | thousands by filing date | call |
| CASEYS GEN STORES INC | 147528103 | COM | 193 | $22,000 | thousands by filing date | call |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 225 | $22,000 | thousands by filing date | put |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 180 | $22,000 | thousands by filing date | put |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 500 | $22,000 | thousands by filing date | call |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 6,279 | $22,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 9,215 | $22,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 19,898 | $22,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 12,000 | $22,000 | thousands by filing date | principal |
| CAS MED SYS INC | 124769209 | COM | 13,800 | $22,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 11,550 | $22,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 292 | $21,000 | thousands by filing date | call |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 150 | $21,000 | thousands by filing date | call |
| Waste Management, Inc. | 94106L109 | COM | 300 | $21,000 | thousands by filing date | put |
| Waste Management, Inc. | 94106L109 | COM | 300 | $21,000 | thousands by filing date | call |
| OHIO VY BANC CORP | 677719106 | COM | 800 | $21,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 3,974 | $21,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 1,246 | $21,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 900 | $21,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 6,900 | $21,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 61,680 | $21,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 9,302 | $21,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 7,564 | $21,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 200 | $20,000 | thousands by filing date | call |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 317 | $20,000 | thousands by filing date | put |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 1,678 | $20,000 | thousands by filing date | call |
| VALUE LINE INC | 920437100 | COMMON STOCK | 1,063 | $20,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 1,495 | $20,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 24,428 | $20,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 781 | $20,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 3,598 | $20,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 500 | $19,000 | thousands by filing date | put |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 622 | $19,000 | thousands by filing date | call |
| AFLAC INC COM | 001055102 | Stock | 275 | $19,000 | thousands by filing date | put |
| AUTOZONE INC COM | 053332102 | Stock | 25 | $19,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 94,050 | $19,000 | thousands by filing date | principal |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1,000 | $19,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 1,341 | $19,000 | thousands by filing date | call |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 1,000 | $19,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 8,068 | $19,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 2,733 | $19,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 2,954 | $19,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 830 | $19,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 3,550 | $19,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 476 | $19,000 | thousands by filing date | put |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 20,471 | $19,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 5,428 | $19,000 | thousands by filing date | |
| COMMERCE UNION BANCSHARES INC | 200828101 | Common Stock | 900 | $19,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 8,250 | $19,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 11,528 | $19,000 | thousands by filing date | |
| Adobe Systems Inc | 98979H103 | COM | 25,171 | $19,000 | thousands by filing date | |
| CHINA CUST RELATIONS CNTR IN | G2118P102 | COM | 1,155 | $19,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 1,548 | $19,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25155L293 | FI ENH GL0BAL HY | 15,283 | $19,000 | thousands by filing date | principal |
| Danaher Corporation | 235851102 | COM | 238 | $18,000 | thousands by filing date | call |
| MEXCO ENERGY CORP | 592770101 | COM | 3,652 | $18,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 2,584 | $18,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 8,211 | $18,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 2,000 | $18,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 3,000 | $18,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 19,450 | $18,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 59,457 | $18,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 200 | $17,000 | thousands by filing date | call |
| ALLY FINL INC COM | 02005N100 | Stock | 900 | $17,000 | thousands by filing date | put |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 600 | $17,000 | thousands by filing date | call |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 957 | $17,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 650 | $17,000 | thousands by filing date | call |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 2,135 | $17,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 5,771 | $17,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 8,200 | $17,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 1,192 | $17,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 601 | $17,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 400 | $17,000 | thousands by filing date | put |
| ENSYNC INC. | 29359T102 | Common Stock | 24,245 | $17,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 42,651 | $17,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 517 | $16,000 | thousands by filing date | put |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 12,083 | $16,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 1,292 | $16,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 3,327 | $16,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 4,575 | $16,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 1,500 | $16,000 | thousands by filing date | call |
| CONTINENTAL MATLS CORP | 211615307 | COM | 700 | $16,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 17,400 | $16,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 940 | $15,000 | thousands by filing date | put |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 406 | $15,000 | thousands by filing date | put |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 863 | $15,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 427 | $15,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 600 | $15,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 3,818 | $15,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 236,974 | $15,000 | thousands by filing date | |
| YULONG ECO MATLS LTD | G98847117 | ORD SHS NEW | 17,402 | $15,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 242 | $14,000 | thousands by filing date | put |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,200 | $14,000 | thousands by filing date | put |
| TERADYNE INC COM | 880770102 | Stock | 568 | $14,000 | thousands by filing date | call |
| HP INC COM | 40434L105 | Stock | 1,000 | $14,000 | thousands by filing date | put |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 2,183 | $14,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 300 | $14,000 | thousands by filing date | call |
| CONNS INC | 208242107 | COM | 1,124 | $14,000 | thousands by filing date | call |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 11,392 | $14,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 22,985 | $14,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 6,571 | $14,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 114 | $13,000 | thousands by filing date | call |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 1,129 | $13,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 375 | $13,000 | thousands by filing date | put |
| CIGNA CORPORATION | 125509109 | COM | 100 | $13,000 | thousands by filing date | call |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 22,109 | $13,000 | thousands by filing date | |
| NORTECH SYS INC | 656553104 | COM | 3,500 | $13,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 7,992 | $13,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 750 | $13,000 | thousands by filing date | put |
| OCLARO INC | 67555N206 | COM | 1,460 | $13,000 | thousands by filing date | call |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 6,520 | $13,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 841 | $13,000 | thousands by filing date | call |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 7,599 | $13,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 172 | $12,000 | thousands by filing date | call |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,000 | $12,000 | thousands by filing date | call |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 310 | $12,000 | thousands by filing date | put |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,332 | $12,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 250 | $12,000 | thousands by filing date | call |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 300 | $12,000 | thousands by filing date | call |
| ELECTROMED INC | 285409108 | COMMON STOCK | 3,335 | $12,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 605 | $12,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 398 | $11,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 4,104 | $11,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 1,400 | $11,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 3,626 | $11,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 3,863 | $11,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 3,981 | $11,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 3,500 | $11,000 | thousands by filing date | put |
| SILVER WHEATON CORP | 828336107 | COM | 595 | $11,000 | thousands by filing date | put |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 3,046 | $11,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 11,400 | $11,000 | thousands by filing date | |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 11,833 | $11,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 265 | $10,000 | thousands by filing date | put |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 278 | $10,000 | thousands by filing date | call |
| IDENTIV INC | 45170X205 | COM NEW | 3,333 | $10,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 9,472 | $10,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 3,830 | $10,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 600 | $10,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 3,142 | $10,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 6,032 | $10,000 | thousands by filing date | |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 725 | $10,000 | thousands by filing date | |
| United Community Bancorp | 90984R101 | Common Stock | 626 | $10,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 3,065 | $10,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,153 | $9,000 | thousands by filing date | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 198 | $9,000 | thousands by filing date | call |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 86 | $9,000 | thousands by filing date | call |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 700 | $9,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 104 | $9,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 400 | $9,000 | thousands by filing date | call |
| VUZIX CORP | 92921W300 | COM NEW | 1,415 | $9,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 242 | $9,000 | thousands by filing date | call |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 13,000 | $9,000 | thousands by filing date | principal |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 5,298 | $9,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 120 | $8,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 104 | $8,000 | thousands by filing date | call |
| COACH INC | 189754104 | COM | 254 | $8,000 | thousands by filing date | call |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 28,841 | $8,000 | thousands by filing date | principal |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 300 | $8,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,000 | $8,000 | thousands by filing date | call |
| P & F INDS INC | 692830508 | CL A NEW | 1,004 | $8,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 743 | $8,000 | thousands by filing date | put |
| CDI CORP | 125071100 | COM | 1,184 | $8,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 2,600 | $8,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 190 | $7,000 | thousands by filing date | call |
| PPL CORP COM | 69351T106 | Stock | 227 | $7,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 250 | $7,000 | thousands by filing date | put |
| COTERRA ENERGY INC COM | 127097103 | Stock | 300 | $7,000 | thousands by filing date | call |
| HELMERICH & PAYNE INC | 423452101 | COM | 100 | $7,000 | thousands by filing date | put |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,421 | $7,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 200 | $7,000 | thousands by filing date | call |
| SIGMATRON INTL INC | 82661L101 | COM | 1,565 | $7,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 200 | $7,000 | thousands by filing date | put |
| INVENSENSE INC | 46123D205 | COM | 570 | $7,000 | thousands by filing date | call |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 600 | $7,000 | thousands by filing date | call |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 235 | $7,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 780 | $6,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 898 | $6,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 100,830 | $6,000 | thousands by filing date | principal |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 346 | $6,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 2,054 | $6,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 100 | $6,000 | thousands by filing date | |
| ABILITY INC | G8789K108 | SHS | 2,400 | $6,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924127 | *W EXP 01/17/201 | 10,109 | $6,000 | thousands by filing date | call |
| TJX Companies Inc | 872540109 | COM | 68 | $5,000 | thousands by filing date | call |
| COMERICAINC | 200340107 | COM | 78 | $5,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 75 | $5,000 | thousands by filing date | put |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 1,714 | $5,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 550 | $5,000 | thousands by filing date | call |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 595 | $5,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 40 | $5,000 | thousands by filing date | call |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 386 | $5,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 274 | $5,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 866 | $5,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 1,275 | $5,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 250 | $5,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 500 | $5,000 | thousands by filing date | call |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 19,935 | $5,000 | thousands by filing date | principal |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 1,270 | $5,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 1,104 | $5,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406608 | SHS VAR VTG | 1,100 | $5,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 1,476 | $5,000 | thousands by filing date | |
| SIGNAL GENETICS INC | 826640203 | COM NEW | 1,060 | $5,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 417 | $4,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 315 | $4,000 | thousands by filing date | call |
| ENERGY FUELS INC | 292671708 | COM NEW | 3,169 | $4,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 200 | $4,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 78 | $4,000 | thousands by filing date | put |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 611 | $4,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 200 | $4,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 1,276 | $4,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 2,974 | $4,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 3,900 | $4,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 77 | $4,000 | thousands by filing date | call |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 7,800 | $4,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 166 | $4,000 | thousands by filing date | put |
| CIBER INC | 17163B102 | COM | 6,371 | $4,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 713 | $4,000 | thousands by filing date | |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 29,800 | $4,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 17,939 | $4,000 | thousands by filing date | principal |
| ELECTRUM SPL ACQUISITION COR | G3105C112 | *W EXP 06/16/202 | 15,000 | $4,000 | thousands by filing date | call |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 4,809 | $4,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 400 | $3,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 90 | $3,000 | thousands by filing date | call |
| MAXLINEAR INC | 57776J100 | COM | 150 | $3,000 | thousands by filing date | call |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 141 | $3,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 231 | $3,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 162 | $3,000 | thousands by filing date | call |
| U S GLOBAL INVS INC | 902952100 | CL A | 2,493 | $3,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 123 | $3,000 | thousands by filing date | put |
| VELOCITYSHARES | 22542D530 | COMMON STOCK | 100,000 | $3,000 | thousands by filing date | principal |
| SANOFI | 80105N113 | COMMON STOCK-FO | 8,215 | $3,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 56 | $3,000 | thousands by filing date | put |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 497 | $3,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 450 | $3,000 | thousands by filing date | call |
| DIGIRAD CORP | 253827109 | COM | 672 | $3,000 | thousands by filing date | |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 1,805 | $3,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 3,404 | $3,000 | thousands by filing date | |
| ECHELON CORP | 27874N303 | COM NEW | 690 | $3,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 1,600 | $3,000 | thousands by filing date | |
| FULING GLOBAL INC | G3729B102 | SHS | 1,450 | $3,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 1,889 | $3,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 31 | $2,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435105 | COM | 19 | $2,000 | thousands by filing date | call |
| CONAGRA FOODS INC | 205887102 | COM | 66 | $2,000 | thousands by filing date | put |
| NOKIA CORP | 654902204 | SPONSORED ADR | 456 | $2,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 32 | $2,000 | thousands by filing date | put |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 56 | $2,000 | thousands by filing date | put |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 31 | $2,000 | thousands by filing date | call |
| EXELON CORP COM | 30161N101 | Stock | 80 | $2,000 | thousands by filing date | call |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 55 | $2,000 | thousands by filing date | put |
| MCKESSON CORP COM | 58155Q103 | Stock | 16 | $2,000 | thousands by filing date | put |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 74 | $2,000 | thousands by filing date | call |
| JETBLUE AWYS CORP | 477143101 | COM | 99 | $2,000 | thousands by filing date | put |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 90 | $2,000 | thousands by filing date | call |
| ATHENE HOLDING LTD | G0684D107 | CL A | 48 | $2,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 363 | $2,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 169 | $2,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 181 | $2,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 154 | $2,000 | thousands by filing date | call |
| TESORO CORP | 881609101 | COM | 24 | $2,000 | thousands by filing date | put |
| AMYRIS INC | 03236M101 | COM | 3,150 | $2,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 1,899 | $2,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 150 | $2,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 400 | $2,000 | thousands by filing date | call |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 200 | $2,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 90 | $2,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 1,100 | $2,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 1,200 | $2,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 409 | $2,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 132 | $2,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424207 | SPON ADR NEW | 1,300 | $2,000 | thousands by filing date | |
| NEXVET BIOPHARMA PLC | G6503X109 | ORD SHS | 583 | $2,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 24 | $1,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 140 | $1,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 94 | $1,000 | thousands by filing date | put |
| KEYCORP COM | 493267108 | Stock | 60 | $1,000 | thousands by filing date | call |
| WHIRLPOOL CORP COM | 963320106 | Stock | 6 | $1,000 | thousands by filing date | call |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 33 | $1,000 | thousands by filing date | put |
| STATE STR CORP COM | 857477103 | Stock | 25 | $1,000 | thousands by filing date | call |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 600 | $1,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 41 | $1,000 | thousands by filing date | put |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 125 | $1,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 14 | $1,000 | thousands by filing date | put |
| APACHE CORP | 037411105 | COM | 31 | $1,000 | thousands by filing date | put |
| SPRINT CORP | 85207U105 | COM SER 1 | 220 | $1,000 | thousands by filing date | put |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 200 | $1,000 | thousands by filing date | call |
| GROUPON INC | 399473107 | COMMON STOCK | 500 | $1,000 | thousands by filing date | call |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 63 | $1,000 | thousands by filing date | put |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 67 | $1,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 202 | $1,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 45 | $1,000 | thousands by filing date | call |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 100 | $1,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 52 | $1,000 | thousands by filing date | put |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 93 | $1,000 | thousands by filing date | call |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 500 | $1,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 143 | $1,000 | thousands by filing date | put |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 100 | $1,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 1,300 | $1,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 164 | $1,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 453 | $1,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 967 | $1,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 6,000 | $1,000 | thousands by filing date | principal |
| RMG Networks Hldgs | 74966K102 | COM | 2,400 | $1,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 164 | $1,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 56 | $1,000 | thousands by filing date | call |
| BIOMERICA INC | 09061H307 | COM NEW | 526 | $1,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 1,301 | $1,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 217 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q260 | IPATH S&P MT ETN | 3,458 | $1,000 | thousands by filing date | principal |
| NRG YIELD INC | 62942X405 | CL C | 103 | $1,000 | thousands by filing date | call |
| KEMPHARM INC COM NEW | 488445107 | Stock | 641 | $1,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 50 | $1,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 344 | $1,000 | thousands by filing date | |
| Asterias Biothera 16 Wts | 04624N115 | Warrants | 1,920 | $1,000 | thousands by filing date | |
| DRYSHIPS INC COM PAR NEW | Y2109Q309 | Stock | 530 | $1,000 | thousands by filing date | |
| POLARITYTE INC COM | 560690406 | Stock | 571 | $1,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 14 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAREDX INC | 14167L103 | COM | 141 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 209 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 199 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRO DEX INC | 74265M205 | COMMON STOCK | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Zedge Inc | 98923T104 | COM | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIVE VENTURES INC | 538142308 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 272 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 280 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEMILEDS CORP | 816645204 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIR T INC | 009207101 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 100 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 100 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 28 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 28 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| United Bancshares | 909458101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIXELWORKS INC | 72581M305 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WIDEPOINT CORP COMMON | 967590100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Dow Chemical Company | 260543103 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAITRON COMPONENTS INC | 874028103 | CL A | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVON PRODS INC | 054303102 | COM | 183 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 59 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 112 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEACHANGE INTL INC | 811699107 | COM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BON-TON STORES INC | 09776J101 | COM | 323 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 421 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 16,960 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 7,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAST THERAPEUTICS INC | 576314108 | COM | 141 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARTE-HANKS INC | 416196103 | COM | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Female Health Company | 314462102 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD | 92205F106 | Domestic Common | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HHGREGG INC | 42833L108 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTA FUNDING INC | 046220109 | COM | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 98 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK MNG INC | 205750102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 3,988 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 6 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIRMEDIA GROUP INC | 009411109 | ADR | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATTERSIGHT CORP | 577097108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEANTECH SOLUTIONS INTL INC | 18451N204 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORIENT PAPER INC | 68619F205 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRONET ENERTEC TECH | 595117102 | COMMON | 564 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONVIA INC | 68338T403 | COM | 123 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEVCON INC | 81783K108 | COM | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REMARK MEDIA INC | 75954W107 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONGZHONG CORP | 50047P104 | CMN | 144 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINGTONE WIRELESSINFO SOL HL | 496880204 | SPONSORED ADR NE | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIO ONE INC | 75040P108 | CL A | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALECTIN THERAPEUTICS INC | 363225111 | W EXP 03/28/201 | 2,600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLIGENIX INC | 834223307 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 302 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOCYTE CORP | 68235C107 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FITBIT INC | 33812L102 | CL A | 15 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 15 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| URANIUM RES INC | 916901705 | COM | 382 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYREN LTD | M26895108 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNE PHARMACEUTICALS INC | 45254C101 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A105 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 156 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIGROUP GLOBAL MKTS HLDGS | 17325E291 | VLCTYSHS 3X LNG | 613 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PYXIS TANKERS INC | Y71726106 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GWG HLDGS INC | 36192A109 | COM | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RXI PHARMACEUTICALS CORP NEW | 74979C501 | COM | 1,396 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVEVE MED INC | 92852W204 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERCONDUCTOR TECHNOLOGIES | 867931503 | COM PAR NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEAN DIESEL TECHNOLOGIES IN | 18449C500 | COM PAR NEW | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-17-000037 | this filing | 2017-02-14 | acceptance time not in the bulk data set |