13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 5,072 holding rows worth $141,465,128,000.
- Accession
- 0000948046-16-000206
- Filer
- CIK 948046
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 17,879 entries on the cover page, a total value of $141,465,128,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $141,465,128,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GORMAN RUPP CO COM | 383082104 | Stock | 29,032 | $743,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 82,925 | $739,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 399,230 | $738,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 620,000 | $738,000 | thousands by filing date | principal |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 88,699 | $736,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 793,000 | $736,000 | thousands by filing date | principal |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 47,496 | $735,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 121,375 | $735,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 613,000 | $735,000 | thousands by filing date | principal |
| TREDEGAR CORP | 894650100 | COM | 39,550 | $733,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 57,464 | $733,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 43,488 | $733,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 39,422 | $732,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 65,018 | $732,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 22,593 | $730,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 46,903 | $728,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 95,639 | $727,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 19,640 | $727,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 41,749 | $723,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 9,957 | $717,000 | thousands by filing date | put |
| CAESARSTONE LTD | M20598104 | ORD SHS | 19,009 | $716,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 105,638 | $716,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 33,632 | $715,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 882,241 | $715,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 28,953 | $713,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 95,707 | $710,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 92,785 | $710,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 54,477 | $707,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 95,149 | $704,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 19,645 | $703,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 19,162 | $702,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 1,877,100 | $702,000 | thousands by filing date | principal |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 34,000 | $701,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 54,268 | $701,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 770,000 | $701,000 | thousands by filing date | principal |
| COWEN INC | 223622AB7 | NOTE 3.000 3/1 | 725,000 | $700,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 702,000 | $700,000 | thousands by filing date | principal |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 81,214 | $696,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 100,961 | $693,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,636 | $692,000 | thousands by filing date | call |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 50,854 | $691,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 201,210 | $690,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 47,294 | $690,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 78,030 | $690,000 | thousands by filing date | |
| WASHINGTON FED INC | 938824117 | *W EXP 11/14/201 | 76,562 | $690,000 | thousands by filing date | call |
| PARK NATL CORP COM | 700658107 | Stock | 7,193 | $689,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 26,156 | $678,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 17,451 | $677,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 52,212 | $677,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 174,454 | $677,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 28,310 | $675,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 16,936 | $674,000 | thousands by filing date | call |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 12,725 | $674,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 19,488 | $673,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 41,964 | $673,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 46,608 | $672,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 61,491 | $671,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 48,803 | $670,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 19,597 | $667,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 47,179 | $666,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 46,453 | $665,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 25,961 | $663,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 56,567 | $661,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 7,427 | $660,000 | thousands by filing date | call |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 29,177 | $660,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 53,100 | $657,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 333,204 | $656,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 96,346 | $656,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 39,680 | $652,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 600,000 | $652,000 | thousands by filing date | principal |
| Walt Disney Co | 254687106 | COM | 7,026 | $651,000 | thousands by filing date | call |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 26,003 | $650,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 74,360 | $650,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 422,200 | $649,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 80,511 | $647,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 605,006 | $646,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 57,547 | $645,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 47,531 | $644,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 32,223 | $643,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 22,373 | $640,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 66,201 | $638,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 36,279 | $636,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 25,369 | $634,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 80,534 | $634,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 8,792 | $633,000 | thousands by filing date | call |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 156,060 | $632,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 68,511 | $627,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 33,791 | $627,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 55,302 | $627,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 78,284 | $625,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 32,398 | $625,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 77,116 | $624,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 35,402 | $622,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 76,258 | $622,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 102,266 | $622,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 32,802 | $622,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 9,386 | $617,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 39,002 | $617,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 14,036 | $616,000 | thousands by filing date | put |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 53,217 | $613,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 44,001 | $611,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 23,361 | $608,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 12,271 | $607,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 13,460 | $604,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 650,000 | $604,000 | thousands by filing date | principal |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 73,562 | $599,000 | thousands by filing date | |
| WOORIB 4.5 49 | 98105HAE0 | Bond30E/360P2 U | 600,000 | $599,000 | thousands by filing date | call |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 63,941 | $598,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 42,623 | $596,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 42,544 | $594,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 25,199 | $593,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 10,076 | $591,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 18,502 | $587,000 | thousands by filing date | call |
| MARTEN TRANSPORT LTD | 573075108 | COM | 28,036 | $587,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 37,067 | $587,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 28,979 | $586,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 64,499 | $586,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 38,044 | $585,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 500,000 | $585,000 | thousands by filing date | principal |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 31,000 | $582,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 17,328 | $580,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 60,649 | $580,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 8,708 | $579,000 | thousands by filing date | put |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 21,892 | $579,000 | thousands by filing date | |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 668,000 | $576,000 | thousands by filing date | principal |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 8,600 | $575,000 | thousands by filing date | call |
| CELADON GROUP INC | 150838100 | COM | 65,921 | $575,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 28,703 | $574,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 14,102 | $572,000 | thousands by filing date | call |
| CHEFS WHSE INC | 163086101 | COM | 51,447 | $572,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 14,277 | $572,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 74,453 | $569,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 8,618 | $567,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 30,806 | $565,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS AG | 62957M104 | SPONSORED ADR | 80,061 | $564,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 18,519 | $562,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 31,654 | $562,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 9,924 | $561,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 14,229 | $560,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 22,449 | $560,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 469,000 | $558,000 | thousands by filing date | put |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 110,892 | $555,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 47,130 | $554,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 126,804 | $553,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 12,681 | $552,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 21,495 | $552,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 55,336 | $550,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 45,727 | $547,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 45,869 | $545,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 38,967 | $544,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 71,229 | $543,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 17,110 | $542,000 | thousands by filing date | put |
| BOOT BARN HLDGS INC | 099406100 | COM | 47,747 | $542,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 550,000 | $542,000 | thousands by filing date | principal |
| GORES HLDGS INC | 382866101 | CL A | 50,200 | $542,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 22,421 | $541,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 28,890 | $540,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 18,408 | $540,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 26,396 | $539,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 72,176 | $537,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 23,589 | $536,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 17,901 | $534,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 4,848 | $532,000 | thousands by filing date | call |
| VERITEX HLDGS INC | 923451108 | COM | 30,555 | $530,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 23,940 | $530,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 70,103 | $530,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AD6 | NOTE 1.750% 9/1 | 500,000 | $528,000 | thousands by filing date | call |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 36,059 | $525,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 62,513 | $524,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 121,838 | $518,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 270,224 | $518,000 | thousands by filing date | |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 500,000 | $517,000 | thousands by filing date | principal |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 12,008 | $516,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 16,157 | $515,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 27,155 | $515,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 10,491 | $514,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,231 | $513,000 | thousands by filing date | put |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 45,657 | $513,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 17,356 | $513,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 30,069 | $510,000 | thousands by filing date | |
| UTS CF CORP | G20307123 | UNIT | 50,000 | $510,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 3,913 | $509,000 | thousands by filing date | put |
| ZOGENIX INC. | 98978L204 | Common Stock | 44,504 | $508,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 12,994 | $507,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 209,190 | $507,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 112,497 | $504,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,591 | $502,000 | thousands by filing date | put |
| ENVESTNET INC | 29404K106 | COM | 13,795 | $501,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 26,600 | $500,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 13,995 | $498,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 31,847 | $498,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 145 | $497,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 87,638 | $497,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 69,321 | $495,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 403,000 | $495,000 | thousands by filing date | principal |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 17,708 | $494,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 37,066 | $494,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 20,190 | $493,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 18,618 | $492,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 83,230 | $491,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 35,601 | $491,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 6,798 | $490,000 | thousands by filing date | put |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 18,484 | $490,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 39,854 | $490,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 631 | $489,000 | thousands by filing date | put |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 15,705 | $487,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 26,814 | $487,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,770 | $485,000 | thousands by filing date | put |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 67,546 | $485,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 20,326 | $485,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 61,036 | $484,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 28,707 | $481,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 20,001 | $481,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 56,533 | $478,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 17,289 | $478,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 3,755 | $477,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 14,007 | $476,000 | thousands by filing date | call |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 44,200 | $476,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 15,390 | $474,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 81,700 | $472,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 20,700 | $472,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 10,654 | $472,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 97,984 | $472,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 16,720 | $471,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 9,400 | $470,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 32,546 | $470,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 58,976 | $470,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 48,477 | $468,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 36,039 | $468,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 43,384 | $467,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 44,145 | $467,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 20,305 | $467,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 7,822 | $466,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 32,390 | $466,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 455,000 | $466,000 | thousands by filing date | principal |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 182,395 | $466,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 39,141 | $465,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 14,817 | $465,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 24,198 | $465,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 45,159 | $465,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 42,606 | $465,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 19,539 | $462,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 457,000 | $461,000 | thousands by filing date | principal |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 36,277 | $460,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 261,447 | $460,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 120,557 | $459,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 17,365 | $458,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 57,919 | $458,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 38,161 | $454,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 19,956 | $454,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 14,167 | $453,000 | thousands by filing date | call |
| Xunlei Ltd-Adr | 98419E108 | COM | 83,930 | $452,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 5,714 | $451,000 | thousands by filing date | put |
| READING INTL INC | 755408101 | CL A | 33,870 | $451,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 55,790 | $448,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 6,045 | $448,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 17,830 | $446,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 56,026 | $446,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 10,022 | $446,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 33,752 | $446,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 36,207 | $446,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 35,394 | $444,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 69,734 | $442,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 14,706 | $441,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 42,015 | $441,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 22,505 | $440,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 16,920 | $440,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 450,000 | $440,000 | thousands by filing date | principal |
| LIBBEY INC | 529898108 | COM | 24,560 | $437,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 74,575 | $435,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 73,700 | $435,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 91,483 | $434,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 69,050 | $432,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 14,627 | $432,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 34,527 | $431,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 10,906 | $428,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 14,016 | $427,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 47,408 | $426,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 529,000 | $426,000 | thousands by filing date | principal |
| Barington/Hilco Acquisition Corp. | 06759V200 | UNIT | 41,399 | $426,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 30,308 | $423,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 70,467 | $423,000 | thousands by filing date | |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 61,538 | $423,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 46,013 | $422,000 | thousands by filing date | |
| TERRAPIN 3 ACQUISITION CORP | 88104P112 | *W EXP 06/27/201 | 2,338,850 | $422,000 | thousands by filing date | call |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 70,786 | $421,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 31,327 | $421,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 19,090 | $420,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 30,445 | $420,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 44,717 | $419,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 66,851 | $419,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 24,869 | $418,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 261,813 | $416,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 79,015 | $415,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 461,000 | $414,000 | thousands by filing date | principal |
| Johnson & Johnson | 478160104 | COM | 3,506 | $413,000 | thousands by filing date | call |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 24,447 | $412,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 12,820 | $410,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 234,549 | $410,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 661,000 | $408,000 | thousands by filing date | principal |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 261,000 | $407,000 | thousands by filing date | principal |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 22,805 | $406,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 10,754 | $405,000 | thousands by filing date | put |
| BANCORP INC DEL | 05969A105 | COM | 63,328 | $405,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 16,179 | $405,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 160,093 | $404,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 502 | $403,000 | thousands by filing date | put |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 163,927 | $403,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 8,450 | $403,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 27,567 | $403,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 17,917 | $401,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 74,200 | $399,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 20,690 | $399,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 14,533 | $399,000 | thousands by filing date | |
| WOORIB 4.5 49 | 98105HAE0 | Bond30E/360P2 U | 400,000 | $399,000 | thousands by filing date | principal |
| STANDARD CHARTERED PLC | G84228CQ9 | DEBT 7.500%12/3 | 400,000 | $399,000 | thousands by filing date | principal |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 25,882 | $398,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 26,326 | $392,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 45,812 | $392,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 27,158 | $391,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 16,560 | $391,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 4,296 | $390,000 | thousands by filing date | call |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 49,382 | $389,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 26,550 | $388,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 16,120 | $388,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 8,589 | $388,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 25,686 | $384,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 14,765 | $382,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 375,000 | $382,000 | thousands by filing date | principal |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 59,719 | $381,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 69,871 | $379,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 25,309 | $379,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 33,275 | $378,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 27,361 | $377,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 40,130 | $376,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 97,349 | $376,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,150 | $375,000 | thousands by filing date | call |
| EVERPURE INC CL A | 74624M102 | Stock | 27,760 | $375,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 15,091 | $375,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 121,760 | $375,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 232,892 | $374,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 27,300 | $373,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 28,365 | $373,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 82,415 | $373,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 344,000 | $372,000 | thousands by filing date | principal |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 11,600 | $371,000 | thousands by filing date | put |
| SIENTRA INC | 82621J105 | COM | 41,303 | $371,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 27,663 | $369,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 30,806 | $369,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 13,380 | $368,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 11,541 | $365,000 | thousands by filing date | call |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 5,397 | $365,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 29,172 | $365,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 19,987 | $364,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 24,656 | $364,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 15,497 | $361,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 68,833 | $360,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,870 | $358,000 | thousands by filing date | put |
| RESONANT INC | 76118L102 | COM | 65,761 | $358,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 2,013 | $356,000 | thousands by filing date | call |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 72,064 | $356,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 468,000 | $356,000 | thousands by filing date | principal |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 20,874 | $353,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,455 | $352,000 | thousands by filing date | call |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 16,800 | $352,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 22,479 | $351,000 | thousands by filing date | put |
| REVLON INC | 761525609 | OPT | 9,591 | $351,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 46,935 | $351,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 8,699 | $350,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 20,688 | $350,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 42,694 | $350,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 61,409 | $348,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 42,230 | $347,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 350,000 | $347,000 | thousands by filing date | principal |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 99,070 | $344,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 25,587 | $344,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 22,794 | $344,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 12,455 | $343,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 24,670 | $342,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 17,943 | $339,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 2,702 | $338,000 | thousands by filing date | call |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 66,088 | $338,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 19,813 | $338,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 18,592 | $337,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 4,513 | $336,000 | thousands by filing date | put |
| LIBERTY | 531229888 | COMMON STOCK | 19,576 | $336,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 200,241 | $336,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 18,393 | $335,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 15,081 | $334,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 100,583 | $334,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 16,613 | $332,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 7,470 | $331,000 | thousands by filing date | call |
| Philip Morris International Inc. | 718172109 | COM | 3,393 | $329,000 | thousands by filing date | put |
| INNERWORKINGS INC | 45773Y105 | COM | 35,067 | $329,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 47,903 | $328,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 90,890 | $327,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 50,538 | $327,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 24,629 | $325,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 12,324 | $324,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 12,442 | $324,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 98,787 | $324,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 41,857 | $324,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 34,832 | $324,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 20,901 | $323,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 8,830 | $322,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 22,749 | $322,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 31,363 | $322,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 13,956 | $321,000 | thousands by filing date | put |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 57,479 | $319,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 10,759 | $318,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 56,053 | $318,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 18,482 | $317,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 33,420 | $317,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 59,813 | $317,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,988 | $315,000 | thousands by filing date | put |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 9,921 | $315,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 13,100 | $314,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 3,000 | $313,000 | thousands by filing date | call |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 19,406 | $313,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 49,660 | $313,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 11,645 | $313,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,578 | $312,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 28,400 | $312,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 33,165 | $312,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 20,494 | $311,000 | thousands by filing date | |
| ARI NETWORK SERVICES | 001930205 | COMM | 70,089 | $311,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 51,591 | $311,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 971,711 | $310,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 30,937 | $309,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 40,886 | $309,000 | thousands by filing date | |
| Sierra Oncology, Inc. | 74346L101 | common | 170,298 | $309,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 6,000 | $306,000 | thousands by filing date | call |
| AMERICAS CAR-MART INC | 03062T105 | COM | 8,416 | $305,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 5,974 | $305,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 30,008 | $303,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP III | 14055M114 | *W EXP 10/19/202 | 450,000 | $303,000 | thousands by filing date | call |
| NIKE,Inc. Class B | 654106103 | COM | 5,769 | $302,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 20,136,925 | $302,000 | thousands by filing date | call |
| FIRST HAWAIIAN INC | 32051X108 | COM | 11,248 | $301,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 149,201 | $301,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 302,000 | $301,000 | thousands by filing date | principal |
| DEMAND MEDIA INC | 24802N208 | Cmn | 52,870 | $300,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 17,000 | $299,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 47,612 | $299,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 23,335 | $299,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 33,944 | $299,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 10,707 | $298,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 223,000 | $297,000 | thousands by filing date | principal |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 54,127 | $297,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 14,845 | $295,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 29,302 | $295,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 22,736 | $294,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 14,848 | $294,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 137,410 | $294,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 16,300 | $293,000 | thousands by filing date | put |
| SENECA FOODS CORP NEW | 817070501 | CL A | 10,406 | $293,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 11,974 | $293,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 54,153 | $293,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 47,148 | $293,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 245,000 | $293,000 | thousands by filing date | principal |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 27,802 | $293,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 27,527 | $292,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102103 | COM | 127,617 | $292,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 7,430 | $291,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 26,227 | $291,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 10,760 | $291,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 11,852 | $290,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 8,465 | $289,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 76,815 | $288,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 19,900 | $287,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 16,103 | $285,000 | thousands by filing date | call |
| QUINSTREET INC | 74874Q100 | COM | 94,722 | $285,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 23,028 | $285,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,707 | $284,000 | thousands by filing date | put |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 39,637 | $284,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 33,538 | $283,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 15,026 | $282,000 | thousands by filing date | put |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 13,861 | $282,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 25,328 | $280,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 189 | $278,000 | thousands by filing date | put |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 7,377 | $277,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 144,933 | $276,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 14,668 | $275,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 53,325 | $273,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 235,000 | $273,000 | thousands by filing date | principal |
| BARCLAYS PLC | 06738EAB1 | PRFD 6.625%12/3 | 300,000 | $273,000 | thousands by filing date | principal |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 85,492 | $272,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 40,227 | $272,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 23,528 | $272,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 30,267 | $272,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 48,456 | $272,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,500 | $271,000 | thousands by filing date | put |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 17,157 | $270,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 7,095 | $270,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 373,831 | $270,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 18,695 | $270,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 28,582 | $270,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 17,557 | $268,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 41,838 | $267,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 1,550 | $267,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-16-000206 | this filing | 2016-11-14 | acceptance time not in the bulk data set |