13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 5,072 holding rows worth $141,465,128,000.
- Accession
- 0000948046-16-000206
- Filer
- CIK 948046
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 17,879 entries on the cover page, a total value of $141,465,128,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $141,465,128,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CENTERSTATE BK CORP | 15201P109 | COM | 15,155 | $267,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 24,082 | $266,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 17,548 | $266,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 21,492 | $266,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 4,000 | $265,000 | thousands by filing date | put |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 9,410 | $264,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 46,304 | $264,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 213,184 | $264,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 25,805 | $264,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 36,805 | $264,000 | thousands by filing date | |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 13,577 | $264,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 10,815 | $263,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 28,690 | $263,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 7,755 | $262,000 | thousands by filing date | put |
| Schlumberger Limited | 806857108 | COM | 3,349 | $262,000 | thousands by filing date | put |
| BALLANTYNE STRONG INC | 058516105 | COM | 37,489 | $262,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 43,134 | $262,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 15,196 | $261,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 113,114 | $261,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 22,065 | $260,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 17,878 | $259,000 | thousands by filing date | |
| CENVEO CORP | 15671BAJ0 | NOTE 7.000% 5/1 | 275,000 | $259,000 | thousands by filing date | principal |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 259,000 | $259,000 | thousands by filing date | principal |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 30,984 | $258,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 8,821 | $257,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,308 | $256,000 | thousands by filing date | call |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 13,481 | $256,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 17,124 | $256,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 67,400 | $256,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 4,214 | $255,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 55,643 | $255,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 8,800 | $255,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 19,323 | $255,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 15,862 | $254,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 30,237 | $254,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 48,500 | $254,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 33,100 | $253,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 91,210 | $252,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 14,410 | $252,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 27,269 | $252,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 23,194 | $251,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 100,673 | $251,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 56,978 | $250,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 12,493 | $249,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 13,583 | $249,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 15,480 | $249,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 72,311 | $248,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 27,899 | $248,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 10,700 | $248,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 37,952 | $247,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 17,191 | $247,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 27,865 | $245,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 213,696 | $245,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 527,685 | $245,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 28,349 | $244,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 10,165 | $244,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 6,924 | $243,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 25,930 | $243,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 10,000 | $241,000 | thousands by filing date | put |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 18,831 | $241,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 17,930 | $241,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 12,000 | $240,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,156 | $239,000 | thousands by filing date | call |
| MODINE MFG CO COM | 607828100 | Stock | 20,067 | $236,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 17,885 | $236,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 10,862 | $236,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 12,967 | $235,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,850 | $234,000 | thousands by filing date | call |
| National Holdings Corporation | 636375206 | COM NEW | 72,359 | $234,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357124 | SHS | 24,398 | $234,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 21,500 | $233,000 | thousands by filing date | put |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 92,201 | $233,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 28,748 | $232,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 26,733 | $232,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 20,019 | $231,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 11,506 | $230,000 | thousands by filing date | call |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 12,372 | $230,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 21,800 | $230,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 18,528 | $229,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 7,500 | $228,000 | thousands by filing date | call |
| TUTOR PERINI CORP | 901109108 | COM | 10,707 | $228,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 12,082 | $227,000 | thousands by filing date | call |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 15,769 | $227,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 82,739 | $227,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 16,517 | $226,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 19,239 | $226,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 92,923 | $226,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 13,183 | $225,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 6,266 | $225,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 3,273 | $224,000 | thousands by filing date | put |
| MARIN SOFTWARE INC | 56804T106 | COM | 89,244 | $224,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 83,229 | $224,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 6,619 | $223,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 5,000 | $223,000 | thousands by filing date | call |
| HARDINGE INC | 412324303 | COM | 20,078 | $223,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 26,860 | $222,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 6,302 | $222,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 78,110 | $222,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 17,281 | $221,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 19,443 | $221,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 5,871 | $220,000 | thousands by filing date | call |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 11,490 | $220,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 512,873 | $220,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 5,865 | $219,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 20,198 | $219,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 18,906 | $218,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 29,356 | $218,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 12,710 | $218,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 2,993 | $217,000 | thousands by filing date | call |
| PAR TECHNOLOGY CORP | 698884103 | COM | 40,629 | $217,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 21,069 | $217,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 14,576 | $217,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 54,823 | $217,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,500 | $216,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 4,834 | $216,000 | thousands by filing date | put |
| NUVEEN NY | 670706100 | COM | 13,600 | $216,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 800 | $215,000 | thousands by filing date | call |
| IRIDEX CORP | 462684101 | COM | 14,954 | $215,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 1,772 | $214,000 | thousands by filing date | call |
| TRIANGLE CAP CORP | 895848109 | COM | 10,900 | $214,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 20,915 | $214,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 27,912 | $214,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 19,300 | $213,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 7,393 | $210,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 13,956 | $210,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 51,441 | $210,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 15,844 | $209,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 10,382 | $208,000 | thousands by filing date | put |
| FIRST INTERNET BANCORP | 320557101 | COM | 9,076 | $208,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 30,261 | $208,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 90,544 | $208,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 99,239 | $208,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 62,874 | $208,000 | thousands by filing date | |
| ADVANCEPIERRE FOODS HLDGS IN | 00782L107 | COM | 7,588 | $207,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 8,755 | $206,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 11,929 | $206,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 299,831 | $205,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 52,997 | $205,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 25,616 | $205,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 34,280 | $204,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 23,164 | $204,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 546,604 | $204,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 31,463 | $203,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 7,051 | $203,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 70,367 | $203,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 25,039 | $203,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 30,000 | $203,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 179,499 | $203,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 883 | $202,000 | thousands by filing date | put |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 28,604 | $202,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 2,858 | $201,000 | thousands by filing date | call |
| IPASS INC | 46261V108 | COM | 123,367 | $201,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 42,297 | $199,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 14,409 | $199,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 27,840 | $199,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 23,387 | $199,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 7,458 | $198,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 25,680 | $197,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,069 | $196,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 16,337 | $196,000 | thousands by filing date | put |
| GAIA INC NEW | 36269P104 | CL A | 27,503 | $196,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 26,719 | $196,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 10,716 | $196,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 17,314 | $196,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 14,981 | $196,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,200 | $195,000 | thousands by filing date | call |
| Morgan Stanley | 617446448 | COM | 6,100 | $195,000 | thousands by filing date | put |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 9,200 | $195,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 193,126 | $195,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 43,825 | $195,000 | thousands by filing date | |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 56,300 | $195,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,608 | $194,000 | thousands by filing date | put |
| ING GROEP N V | 456837AE3 | DBCV 6.000%12/2 | 200,000 | $194,000 | thousands by filing date | principal |
| ING GROEP N V | 456837AE3 | DBCV 6.000%12/2 | 200,000 | $194,000 | thousands by filing date | call |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 719,900 | $193,000 | thousands by filing date | principal |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 6,563 | $193,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 143,268 | $192,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 10,331 | $191,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 326,083 | $191,000 | thousands by filing date | |
| PACE HLDGS CORP | G6865N111 | W EXP 99/99/999 | 456,000 | $191,000 | thousands by filing date | call |
| AGILYSYS INC | 00847J105 | COM | 17,235 | $190,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 11,861 | $189,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 17,021 | $189,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 16,767 | $188,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 107,709 | $188,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 784 | $187,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 7,954 | $186,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 6,287 | $185,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 3,902 | $185,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 4,050 | $184,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 12,575 | $184,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 10,524 | $184,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 60,869 | $184,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,476 | $182,000 | thousands by filing date | put |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 15,250 | $181,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 19,654 | $181,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 7,498 | $181,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 36,285 | $181,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 16,304 | $180,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 7,852 | $180,000 | thousands by filing date | call |
| CSP INC | 126389105 | CMN | 17,660 | $180,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 180,000 | $180,000 | thousands by filing date | principal |
| AUTOBYTEL INC | 05275N205 | COM | 10,233 | $180,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 23,469 | $180,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 55,422 | $180,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 83,007 | $179,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 20,365 | $179,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 44,560 | $179,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 11,000 | $178,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 2,077 | $177,000 | thousands by filing date | call |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 80,059 | $177,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 311,000 | $177,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 6,577 | $176,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 15,100 | $175,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 3,351 | $173,000 | thousands by filing date | put |
| PEOPLES BANCORP INC | 709789101 | COM | 7,072 | $173,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 4,812 | $173,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 19,427 | $173,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 10,000 | $173,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 14,021 | $173,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,200 | $172,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 3,899 | $172,000 | thousands by filing date | call |
| VERACYTE INC COM | 92337F107 | Stock | 22,707 | $172,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 11,248 | $172,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 18,034 | $172,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 24,667 | $172,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,663 | $171,000 | thousands by filing date | call |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 8,681 | $171,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 10,135 | $171,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 4,300 | $168,000 | thousands by filing date | call |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 7,196 | $168,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 35,419 | $168,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,003 | $167,000 | thousands by filing date | call |
| CITY OFFICE REIT INC | 178587101 | COM | 13,232 | $167,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 6,348 | $167,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,714 | $166,000 | thousands by filing date | call |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 905 | $166,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 52,341 | $166,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 10,301 | $165,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 24,291 | $165,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,179 | $164,000 | thousands by filing date | put |
| MESA LABS INC COM | 59064R109 | Stock | 1,445 | $164,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 25,368 | $164,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 15,548 | $164,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 23,349 | $164,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 32,291 | $164,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 19,697 | $164,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 16,700 | $163,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 15,722 | $162,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 49,460 | $162,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 22,629 | $161,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 13,707 | $161,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 22,467 | $161,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 3,690 | $161,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 10,305 | $161,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 15,137 | $160,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 13,807 | $159,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 31,053 | $159,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,750 | $158,000 | thousands by filing date | put |
| ASIA PAC FD INC | 044901106 | COM | 15,000 | $158,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 23,864 | $158,000 | thousands by filing date | |
| NORSAT INTL INC NEW | 656512209 | COM NEW | 19,801 | $158,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 4,265 | $158,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 27,904 | $158,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 56,946 | $157,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 18,833 | $157,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 8,763 | $156,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 14,938 | $156,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 30,628 | $156,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 1,750 | $155,000 | thousands by filing date | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 967 | $155,000 | thousands by filing date | call |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 77,193 | $155,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 8,557 | $155,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 4,638 | $154,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 8,332 | $154,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 142,000 | $154,000 | thousands by filing date | principal |
| CBS CORP NEW | 124857202 | CL B | 2,810 | $153,000 | thousands by filing date | put |
| TSL 3.5 06/19 | 89628EAC8 | Bond30E/360P2 U | 158,000 | $153,000 | thousands by filing date | principal |
| ENDESA AMERS SA | 29261D104 | SPON ADR ADDED | 11,200 | $153,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 1,392 | $152,000 | thousands by filing date | put |
| AETNA INC NEW | 00817Y108 | COM | 1,321 | $152,000 | thousands by filing date | put |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 12,000 | $151,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 81,691 | $151,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 18,832 | $151,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 4,759 | $150,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,423 | $150,000 | thousands by filing date | call |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 178,520 | $149,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 8,100 | $149,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 1,450 | $148,000 | thousands by filing date | put |
| Global Partner Acquisition Corp | 37954X113 | *W EXP 07/01/202 | 550,000 | $148,000 | thousands by filing date | call |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 3,859 | $147,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 5,027 | $147,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 19,033 | $147,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 15,000 | $147,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 5,116 | $146,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 7,401 | $146,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 6,877 | $146,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,283 | $145,000 | thousands by filing date | call |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,328 | $145,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 10,881 | $145,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 3,907 | $144,000 | thousands by filing date | call |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 10,743 | $144,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 195,780 | $144,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 147,000 | $144,000 | thousands by filing date | principal |
| FXCM INC | 302693205 | Common Stock | 16,427 | $144,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 13,494 | $143,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 7,070 | $143,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 11,562 | $143,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 19,925 | $143,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 24,282 | $142,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 48,474 | $142,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 15,017 | $141,000 | thousands by filing date | |
| GOLDEN ENTERPRISES | 381010107 | COM | 11,600 | $139,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 17,801 | $139,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 6,000 | $139,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 1,730 | $138,000 | thousands by filing date | call |
| ESCALADE INC | 296056104 | COMMON STOCK | 10,931 | $138,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 16,759 | $138,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 7,422 | $136,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 7,364 | $136,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,250 | $135,000 | thousands by filing date | put |
| WYNN RESORTS LTD | 983134107 | COM | 1,387 | $135,000 | thousands by filing date | call |
| Bowater Inc | 09066L105 | COMMON STOCKS | 35,259 | $135,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 1,320 | $135,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 35,356 | $134,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 19,527 | $134,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,350 | $133,000 | thousands by filing date | put |
| FS BANCORP INC | 30263Y104 | COM | 4,591 | $133,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 3,293 | $133,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 10,913 | $133,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 56,271 | $132,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 21,120 | $132,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 24,033 | $132,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,340 | $130,000 | thousands by filing date | put |
| USBANCORPDEL | 902973304 | COM NEW | 3,037 | $130,000 | thousands by filing date | call |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 8,915 | $130,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 19,151 | $130,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 6,242 | $130,000 | thousands by filing date | call |
| PRIMO WTR CORP | 74165N105 | COM | 10,768 | $130,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 9,480 | $130,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 20,468 | $129,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 6,484 | $128,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 2,492 | $128,000 | thousands by filing date | call |
| HARTE-HANKS INC | 416196103 | COM | 79,560 | $128,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 5,296 | $127,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 1,650 | $127,000 | thousands by filing date | call |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 9,540 | $127,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 21,674 | $127,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 7,000 | $127,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 4,050 | $127,000 | thousands by filing date | call |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 7,629 | $127,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 6,074 | $127,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 3,955 | $126,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 21,477 | $126,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 96,906 | $126,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1,475 | $125,000 | thousands by filing date | call |
| BIOGEN INC COM | 09062X103 | Stock | 400 | $125,000 | thousands by filing date | put |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 13,910 | $125,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,200 | $125,000 | thousands by filing date | put |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 5,454 | $125,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 16,079 | $125,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 2,950 | $124,000 | thousands by filing date | call |
| CALIX INC | 13100M509 | COM | 17,230 | $124,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 1,711 | $124,000 | thousands by filing date | put |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 5,245 | $124,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 5,500 | $124,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 14,500 | $124,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 3,530 | $123,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 29,861 | $123,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 2,850 | $122,000 | thousands by filing date | put |
| ADDUS HOMECARE CORP | 006739106 | COM | 4,733 | $122,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 56,374 | $122,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 2,281 | $122,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 40,821 | $122,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U119 | *W EXP 01/01/202 | 700,000 | $122,000 | thousands by filing date | call |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 20,637 | $121,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 14,597 | $121,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 20,027 | $121,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 68,601 | $120,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 18,225 | $120,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 68,000 | $120,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 11,314 | $120,000 | thousands by filing date | |
| GORES HOLDINGS INC-CW20 | 382866119 | Warrants | 100,000 | $120,000 | thousands by filing date | call |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 3,351 | $119,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 103,871 | $119,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 29,398 | $119,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 139,418 | $119,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 30,214 | $119,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 12,745 | $118,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 16,151 | $118,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 4,949 | $117,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 10,674 | $117,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 56,956 | $117,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 1,340 | $117,000 | thousands by filing date | |
| Cenveo Inc (NV) | 15670S402 | CS | 16,600 | $117,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 20,310 | $116,000 | thousands by filing date | |
| TSR INC | 872885207 | COM | 15,600 | $116,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 7,409 | $115,000 | thousands by filing date | call |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 11,762 | $115,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 1,624 | $114,000 | thousands by filing date | put |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 16,960 | $114,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 72,986 | $114,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 28,485 | $114,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 970 | $113,000 | thousands by filing date | call |
| INTREXON CORP | 46122T102 | COM | 4,050 | $113,000 | thousands by filing date | call |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,533 | $112,000 | thousands by filing date | call |
| COGENTIX MED INC COM | 19243A104 | Stock | 61,910 | $112,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 10,716 | $111,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 13,979 | $111,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 14,700 | $110,000 | thousands by filing date | |
| WINDTREE THERAPEUTICS INC | 97382D105 | COM | 43,343 | $110,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 61,500 | $109,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,000 | $108,000 | thousands by filing date | call |
| Rithm Property Trust Inc | 38983D300 | REIT | 7,951 | $108,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 77,657 | $108,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 169,175 | $108,000 | thousands by filing date | principal |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 150,833 | $107,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 10,374 | $107,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,062 | $107,000 | thousands by filing date | call |
| UNITED GUARDIAN INC | 910571108 | COM | 7,262 | $106,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 18,866 | $106,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 5,503 | $106,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 37,711 | $106,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 10,177 | $105,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 10,600 | $105,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 2,055 | $105,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 14,472 | $104,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 2,445 | $103,000 | thousands by filing date | call |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 4,790 | $103,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 3,700 | $102,000 | thousands by filing date | call |
| GTT COMMUNICATIONS INC | 362393100 | COM | 4,366 | $102,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 12,164 | $102,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 28,165 | $102,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 4,398 | $101,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 13,651 | $101,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 2,836 | $101,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 1,827 | $101,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 6,549 | $101,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 2,927 | $100,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 8,714 | $100,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 75,933 | $100,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 97,600 | $100,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 7,334 | $100,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195116 | *W EXP 09/16/202 | 250,100 | $100,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 200,000 | $99,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 82,846 | $99,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 8,786 | $98,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 68,075 | $98,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 29,672 | $98,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 17,700 | $98,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 3,722 | $97,000 | thousands by filing date | call |
| CODEXIS INC | 192005106 | COM | 22,015 | $97,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 3,960 | $97,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 39,869 | $97,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 2,180 | $96,000 | thousands by filing date | put |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 22,885 | $96,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 4,698 | $96,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 625 | $95,000 | thousands by filing date | put |
| Eli Lilly and Company | 532457108 | COM | 1,196 | $95,000 | thousands by filing date | call |
| VENTAS INC COM | 92276F100 | REIT | 1,350 | $95,000 | thousands by filing date | call |
| ARQ INC | 00770C101 | COM | 12,842 | $95,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 6,036 | $95,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 1,508 | $95,000 | thousands by filing date | put |
| BSB BANCORP INC MD | 05573H108 | COM | 4,073 | $95,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 871 | $94,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 2,423 | $94,000 | thousands by filing date | put |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 2,445 | $94,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 83,509 | $94,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 13,436 | $94,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 17,979 | $94,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 8,586 | $94,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 6,350 | $93,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 5,215 | $93,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 4,644 | $92,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 2,722 | $92,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 5,045 | $92,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 74,773 | $92,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 9,935 | $91,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 11,287 | $91,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 8,821 | $90,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 38,111 | $90,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 6,724 | $89,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 17,102 | $89,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 24,029 | $89,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 2,500 | $88,000 | thousands by filing date | call |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 2,200 | $88,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 3,496 | $88,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 19,032 | $88,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 3,937 | $88,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 74,000 | $88,000 | thousands by filing date | principal |
| Gilat Satellite Network | M51474118 | COM | 17,913 | $87,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 18,485 | $87,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 5,529 | $87,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 416 | $86,000 | thousands by filing date | put |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 1,425 | $86,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 2,734 | $86,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 4,915 | $86,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 102,720 | $86,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 25,603 | $86,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 5,542 | $86,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-16-000206 | this filing | 2016-11-14 | acceptance time not in the bulk data set |