13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 5,072 holding rows worth $141,465,128,000.
- Accession
- 0000948046-16-000206
- Filer
- CIK 948046
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 17,879 entries on the cover page, a total value of $141,465,128,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $141,465,128,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KAMAN CORP-CLASS A | 483548103 | COM | 77,771 | $3,413,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 230,900 | $3,410,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 26,487 | $3,396,000 | thousands by filing date | call |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 53,873 | $3,394,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 414,599 | $3,394,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 269,320 | $3,392,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 182,223 | $3,388,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 455,853 | $3,381,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 415,792 | $3,374,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 84,746 | $3,370,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 189,972 | $3,368,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 141,909 | $3,365,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 79,033 | $3,358,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 568,500 | $3,354,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 319,627 | $3,352,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 922,919 | $3,349,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 233,277 | $3,345,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 189,567 | $3,335,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 53,903 | $3,332,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 141,776 | $3,329,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 2,085,000 | $3,319,000 | thousands by filing date | principal |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 112,402 | $3,318,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 81,526 | $3,310,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 196,837 | $3,297,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 179,098 | $3,292,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 123,697 | $3,284,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 154,689 | $3,282,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 555,564 | $3,281,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 162,530 | $3,280,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 890,926 | $3,268,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 101,582 | $3,267,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 244,903 | $3,245,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 98,555 | $3,239,000 | thousands by filing date | |
| CNX COAL RES LP COM UNIT RP LP | 12592V100 | Stock | 208,929 | $3,238,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 188,894 | $3,236,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 123,866 | $3,226,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 199,010 | $3,223,000 | thousands by filing date | |
| PACE HLDGS CORP | G6865N129 | UNIT 99/99/9999 | 308,291 | $3,221,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 92,779 | $3,203,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 3,100,000 | $3,200,000 | thousands by filing date | principal |
| ORTHOFIX INTL N V | N6748L102 | COM | 74,513 | $3,186,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 946,385 | $3,170,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 441,705 | $3,165,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 77,989 | $3,160,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4,066 | $3,159,000 | thousands by filing date | call |
| ENNIS INC COM | 293389102 | Stock | 187,475 | $3,157,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 2,583 | $3,153,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 217,142 | $3,149,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 42,159 | $3,146,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 64,326 | $3,146,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 91,601 | $3,144,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 239,850 | $3,136,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 101,920 | $3,134,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 41,193 | $3,130,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 471,487 | $3,114,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 242,902 | $3,113,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 105,080 | $3,112,000 | thousands by filing date | put |
| PATRICK INDS INC | 703343103 | COM | 50,284 | $3,112,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 1,650,000 | $3,104,000 | thousands by filing date | principal |
| SIMPSON MFG INC | 829073105 | COM | 70,535 | $3,098,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 3,300,000 | $3,095,000 | thousands by filing date | principal |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 55,716 | $3,094,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 60,401 | $3,084,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 92,957 | $3,080,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 5,807,000 | $3,077,000 | thousands by filing date | principal |
| MADDEN STEVEN LTD | 556269108 | COM | 89,046 | $3,075,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 84,184 | $3,067,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 185,395 | $3,060,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 47,822 | $3,057,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 85,373 | $3,055,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 154,996 | $3,041,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 170,237 | $3,040,000 | thousands by filing date | |
| SILVER RUN ACQUISITION CORP | 82811P101 | CL A | 193,100 | $3,040,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 108,472 | $3,037,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 71,723 | $3,033,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,617 | $3,027,000 | thousands by filing date | call |
| AEGON N V | 007924103 | NY REGISTRY SHS | 784,088 | $3,026,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 154,055 | $3,023,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 162,233 | $3,023,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 426,304 | $3,013,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 103,796 | $3,006,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 61,123 | $2,995,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 60,000 | $2,994,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 37,754 | $2,991,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 608,185 | $2,991,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 103,168 | $2,981,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 211,979 | $2,980,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 46,030 | $2,967,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 264,990 | $2,966,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 101,237 | $2,965,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 1,096,917 | $2,961,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 47,430 | $2,959,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 148,591 | $2,959,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 111,461 | $2,942,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 140,955 | $2,942,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 48,439 | $2,940,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 147,782 | $2,939,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 152,759 | $2,938,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 136,092 | $2,937,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q201 | CL A | 287,718 | $2,937,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 398,301 | $2,931,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 489,059 | $2,929,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 186,850 | $2,928,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 157,028 | $2,920,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 62,553 | $2,911,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 204,796 | $2,906,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 2,834,000 | $2,904,000 | thousands by filing date | principal |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 41,559 | $2,901,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 2,721,000 | $2,900,000 | thousands by filing date | principal |
| AMBER ROAD INC | 02318Y108 | COM | 300,554 | $2,900,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 18,622 | $2,890,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 98,659 | $2,885,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 285,092 | $2,883,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 37,799 | $2,879,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 249,136 | $2,873,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT | 891160MJ9 | NOTE 3.625% 9/1 | 2,860,000 | $2,867,000 | thousands by filing date | call |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 107,443 | $2,857,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 227,533 | $2,854,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 2,832,000 | $2,852,000 | thousands by filing date | principal |
| DERMIRA INC | 24983L104 | COM | 84,224 | $2,847,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 128,083 | $2,840,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 118,105 | $2,837,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 58,486 | $2,832,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 63,597 | $2,826,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 43,201 | $2,807,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 76,553 | $2,805,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 21,846 | $2,801,000 | thousands by filing date | put |
| APIGEE CORP COM | 03765N108 | Stock | 160,533 | $2,793,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 161,674 | $2,789,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 80,730 | $2,789,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 231,944 | $2,782,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 76,301 | $2,779,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 45,658 | $2,774,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 269,237 | $2,768,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 106,176 | $2,767,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 41,936 | $2,762,000 | thousands by filing date | |
| BATS GLOBAL MKTS INC COM | 05491G109 | Stock | 91,265 | $2,749,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 158,230 | $2,746,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 198,849 | $2,740,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 382,523 | $2,738,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 45,147 | $2,730,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 36,931 | $2,730,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 2,945,000 | $2,726,000 | thousands by filing date | principal |
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 2,715,000 | $2,713,000 | thousands by filing date | principal |
| EBIX INC | 278715206 | COM NEW | 47,634 | $2,705,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 58,498 | $2,694,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 82,426 | $2,693,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R405 | UNIT 07/01/20191 | 32,500 | $2,693,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 49,673 | $2,684,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 128,987 | $2,683,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 99,784 | $2,683,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 371,986 | $2,682,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 43,758 | $2,676,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 3,225 | $2,674,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 27,885 | $2,662,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 146,800 | $2,657,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 174,315 | $2,654,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 103,278 | $2,654,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 2,253,000 | $2,652,000 | thousands by filing date | principal |
| CATHAY GEN BANCORP | 149150104 | COM | 86,055 | $2,647,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 105,949 | $2,646,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AD6 | NOTE 1.750% 9/1 | 2,499,000 | $2,639,000 | thousands by filing date | principal |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 30,498 | $2,635,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 33,967 | $2,632,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 72,474 | $2,632,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 982,371 | $2,631,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 98,011 | $2,630,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 201,102 | $2,628,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 234,787 | $2,625,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 34,250 | $2,617,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 126,371 | $2,615,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 412,400 | $2,609,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 114,818 | $2,607,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 214,354 | $2,605,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 74,948 | $2,605,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 83,792 | $2,604,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 186,726 | $2,595,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 1,100,000 | $2,593,000 | thousands by filing date | principal |
| OUTFRONT MEDIA INC | 69007J106 | COM | 109,700 | $2,592,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 32,863 | $2,576,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 107,724 | $2,576,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 170,885 | $2,570,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 57,276 | $2,567,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 74,456 | $2,561,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 168,567 | $2,556,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 51,480 | $2,553,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 166,020 | $2,553,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 331,347 | $2,550,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 26,775 | $2,541,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 126,351 | $2,534,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 52,202 | $2,525,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 141,859 | $2,521,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 123,536 | $2,504,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 108,320 | $2,499,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 699,804 | $2,497,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 369,635 | $2,494,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 91,792 | $2,493,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 113,859 | $2,492,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 41,594 | $2,490,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 84,533 | $2,488,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 148,676 | $2,479,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 264,277 | $2,475,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 113,368 | $2,474,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 356,247 | $2,474,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 74,455 | $2,470,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 332,682 | $2,468,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 533,405 | $2,468,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 390,425 | $2,466,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 264,173 | $2,458,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 261,926 | $2,451,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 195,530 | $2,442,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 32,690 | $2,432,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 60,851 | $2,425,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 160,207 | $2,425,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 107,579 | $2,423,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 241,540 | $2,423,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 98,655 | $2,422,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 275,400 | $2,412,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 301,685 | $2,412,000 | thousands by filing date | |
| SILVER RUN ACQUISITION CORP | 82811P119 | *W EXP 02/23/202 | 433,333 | $2,404,000 | thousands by filing date | call |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 2,299,000 | $2,394,000 | thousands by filing date | principal |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 124,913 | $2,392,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 123,321 | $2,386,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 130,369 | $2,384,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 29,596 | $2,383,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 67,687 | $2,382,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 95,121 | $2,381,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 89,331 | $2,380,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 123,628 | $2,379,000 | thousands by filing date | |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 2,500,000 | $2,379,000 | thousands by filing date | principal |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 199,158 | $2,378,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 298,473 | $2,377,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 14,028 | $2,374,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 235,430 | $2,373,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 201,301 | $2,372,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 73,449 | $2,369,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 49,140 | $2,365,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 16,161 | $2,365,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 212,651 | $2,365,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 126,192 | $2,363,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 306,467 | $2,362,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 129,046 | $2,345,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 118,072 | $2,343,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 2,327,000 | $2,339,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 1,325,000 | $2,337,000 | thousands by filing date | principal |
| TRUSTCO BK CORP N Y | 898349105 | COM | 329,796 | $2,336,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 402,142 | $2,331,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 226,823 | $2,323,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 180,001 | $2,320,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 83,591 | $2,314,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 47,909 | $2,312,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 100,100 | $2,306,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 320,067 | $2,304,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 50,102 | $2,303,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 101,214 | $2,301,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 4,743 | $2,282,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 517,597 | $2,281,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 55,282 | $2,279,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 71,280 | $2,275,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 123,767 | $2,275,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 167,274 | $2,274,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 436,924 | $2,271,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 170,401 | $2,270,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 61,470 | $2,265,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 142,641 | $2,258,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 800,989 | $2,257,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 81,884 | $2,255,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 263,760 | $2,252,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 54,436 | $2,252,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 69,245 | $2,252,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 201,695 | $2,252,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 22,037 | $2,248,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 66,567 | $2,246,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 304,812 | $2,242,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 51,300 | $2,241,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 47,143 | $2,232,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 3,680,000 | $2,226,000 | thousands by filing date | principal |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 143,609 | $2,225,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 150,774 | $2,218,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 188,106 | $2,216,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 41,934 | $2,215,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 224,674 | $2,210,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 60,916 | $2,206,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 112,079 | $2,202,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 75,212 | $2,191,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 139,665 | $2,185,000 | thousands by filing date | call |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 34,697 | $2,185,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 112,741 | $2,184,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 94,125 | $2,182,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 131,867 | $2,181,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 160,800 | $2,180,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 229,913 | $2,177,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 92,695 | $2,177,000 | thousands by filing date | call |
| KLX INC | 482539103 | COM | 61,761 | $2,172,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 181,137 | $2,172,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 198,391 | $2,170,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 157,047 | $2,167,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 1,974,000 | $2,163,000 | thousands by filing date | principal |
| GENESCO INC | 371532102 | COM | 39,512 | $2,150,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 69,607 | $2,149,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 98,222 | $2,139,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 120,103 | $2,138,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 288,954 | $2,137,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 158,279 | $2,134,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 33,522 | $2,133,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 68,317 | $2,133,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 48,706 | $2,131,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 42,111 | $2,128,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 110,799 | $2,127,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 2,200,000 | $2,127,000 | thousands by filing date | principal |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 88,516 | $2,124,000 | thousands by filing date | |
| 51JOB INC | 316827AC8 | NOTE 3.250 4/1 | 2,000,000 | $2,121,000 | thousands by filing date | principal |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 77,946 | $2,119,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 3,718,000 | $2,119,000 | thousands by filing date | principal |
| STEPAN CO | 858586100 | COM | 29,179 | $2,118,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 246,213 | $2,114,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 64,375 | $2,113,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 145,614 | $2,111,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 14,226 | $2,107,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 69,232 | $2,106,000 | thousands by filing date | call |
| ECPG 3 11/27/17 | 292554AD4 | Bond 30/360P2 U | 2,128,000 | $2,106,000 | thousands by filing date | principal |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 17,693 | $2,105,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 203,474 | $2,095,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 118,310 | $2,095,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 231,713 | $2,091,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 99,888 | $2,089,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 126,463 | $2,084,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 151,104 | $2,079,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 98,840 | $2,073,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 62,998 | $2,069,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 26,135 | $2,062,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 32,877 | $2,060,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 95,053 | $2,059,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 459,574 | $2,058,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 89,988 | $2,055,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 55,785 | $2,052,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 30,780 | $2,048,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 88,752 | $2,042,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 1,123,608 | $2,033,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 159,821 | $2,029,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 75,710 | $2,024,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 89,203 | $2,018,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 115,771 | $2,018,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 101,934 | $2,012,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 2,683,000 | $2,012,000 | thousands by filing date | principal |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 101,627 | $2,009,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 132,320 | $2,006,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 70,200 | $2,006,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 50,016 | $2,002,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 78,861 | $1,999,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 116,555 | $1,994,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 1,638,000 | $1,994,000 | thousands by filing date | principal |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 30,556 | $1,985,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 140,821 | $1,984,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 1,975,000 | $1,982,000 | thousands by filing date | principal |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 23,989 | $1,979,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 63,225 | $1,975,000 | thousands by filing date | |
| CYNAPSUS THERAPEUTICS INC | 23257Y859 | COM PAR NO PAR | 49,100 | $1,975,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 28,643 | $1,974,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 53,932 | $1,974,000 | thousands by filing date | |
| PROS HOLDINGS INC | 74346YAB9 | NOTE 2.00012/0 | 2,000,000 | $1,970,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075402 | COM | 138,958 | $1,966,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 47,600 | $1,963,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q102 | CL A | 199,500 | $1,959,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 103,085 | $1,958,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 71,783 | $1,957,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 167,820 | $1,956,000 | thousands by filing date | |
| HENNESSY CAP ACQUISITION COR | 42588J100 | COM | 199,067 | $1,950,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 61,493 | $1,943,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 2,599,000 | $1,942,000 | thousands by filing date | principal |
| CINCINNATI BELL INC NEW | 171871106 | COM | 476,174 | $1,941,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 14,687 | $1,939,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 137,943 | $1,939,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 17,252 | $1,937,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 87,628 | $1,936,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 169,061 | $1,933,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 92,537 | $1,932,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 146,539 | $1,931,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 64,843 | $1,929,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 76,751 | $1,923,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 105,977 | $1,919,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 85,968 | $1,907,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 152,679 | $1,907,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 84,000 | $1,906,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 69,763 | $1,904,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 60,075 | $1,904,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 67,618 | $1,901,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 587,358 | $1,895,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 160,072 | $1,888,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 219,890 | $1,885,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 1,860,000 | $1,885,000 | thousands by filing date | principal |
| TRUECAR INC | 89785L107 | COM | 199,667 | $1,884,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 145,595 | $1,882,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 45,749 | $1,882,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 35,524 | $1,878,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 106,589 | $1,876,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 62,162 | $1,869,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 76,568 | $1,866,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 109,728 | $1,864,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 37,239 | $1,863,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 1,445,000 | $1,863,000 | thousands by filing date | call |
| HORIZON BANCORP IND | 440407104 | COM | 63,359 | $1,860,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 147,586 | $1,858,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 252,677 | $1,856,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 62,451 | $1,849,000 | thousands by filing date | call |
| MARINEMAX INC | 567908108 | COM | 88,355 | $1,849,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 19,561 | $1,846,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 35,528 | $1,844,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 418,224 | $1,843,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 203,117 | $1,842,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 102,230 | $1,840,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 43,948 | $1,840,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 96,942 | $1,839,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 150,898 | $1,838,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 380,920 | $1,838,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 30,064 | $1,834,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 50,388 | $1,829,000 | thousands by filing date | |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 1,261,000 | $1,829,000 | thousands by filing date | principal |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 150,754 | $1,827,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 77,600 | $1,824,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 43,047 | $1,823,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 2,250,000 | $1,822,000 | thousands by filing date | principal |
| 51JOB INC | 316827104 | SPONSORED ADS | 54,493 | $1,818,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 36,162 | $1,816,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 1,035,000 | $1,812,000 | thousands by filing date | call |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 16,111 | $1,809,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 83,319 | $1,808,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 70,995 | $1,803,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 31,115 | $1,803,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 95,830 | $1,795,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 100,762 | $1,790,000 | thousands by filing date | put |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 39,714 | $1,790,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 171,797 | $1,789,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT | 891160MJ9 | NOTE 3.625% 9/1 | 1,775,000 | $1,779,000 | thousands by filing date | principal |
| AARONS INC | 002535300 | COM PAR $0.50 | 69,963 | $1,777,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC COM | 14740B101 | Stock | 1,082,942 | $1,775,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C205 | UNIT 99/99/9999 | 175,827 | $1,772,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 36,230 | $1,765,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 277,129 | $1,764,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 48,337 | $1,763,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 238,122 | $1,760,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 76,317 | $1,757,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 266,985 | $1,756,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 137,417 | $1,754,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 107,665 | $1,754,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 260,000 | $1,742,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 167,763 | $1,737,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 59,931 | $1,735,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 128,901 | $1,735,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 47,939 | $1,735,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 117,778 | $1,732,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 34,749 | $1,726,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 16,002 | $1,725,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 63,313 | $1,725,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 111,170 | $1,724,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 132,571 | $1,723,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 56,961 | $1,718,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 26,507 | $1,716,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 77,481 | $1,711,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 43,823 | $1,710,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 59,850 | $1,709,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 70,971 | $1,708,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 1,743,000 | $1,708,000 | thousands by filing date | principal |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 33,572 | $1,707,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 46,358 | $1,707,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 52,202 | $1,706,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 76,116 | $1,699,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 74,998 | $1,691,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 98,089 | $1,688,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 276,661 | $1,688,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 227,678 | $1,688,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907AK4 | NOTE 4.750 2/1 | 2,000,000 | $1,688,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 1,405,000 | $1,685,000 | thousands by filing date | principal |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 171,655 | $1,680,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 105,620 | $1,678,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 77,131 | $1,670,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 67,534 | $1,669,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 113,216 | $1,666,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 160,657 | $1,665,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 33,225 | $1,654,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 86,197 | $1,648,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 117,322 | $1,645,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 39,825 | $1,644,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 78,700 | $1,644,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 71,600 | $1,642,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 63,915 | $1,642,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 129,798 | $1,631,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 1,633,000 | $1,624,000 | thousands by filing date | put |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 75,382 | $1,621,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 55,331 | $1,620,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 12,559 | $1,616,000 | thousands by filing date | call |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 255,429 | $1,614,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 120,233 | $1,610,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 32,323 | $1,606,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 85,116 | $1,605,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 241,200 | $1,603,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 190,071 | $1,603,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 232,033 | $1,602,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 85,294 | $1,599,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 71,190 | $1,594,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-16-000206 | this filing | 2016-11-14 | acceptance time not in the bulk data set |