13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 5,072 holding rows worth $141,465,128,000.
- Accession
- 0000948046-16-000206
- Filer
- CIK 948046
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 17,879 entries on the cover page, a total value of $141,465,128,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $141,465,128,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PYXIS TANKERS INC | Y71726106 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RXI PHARMACEUTICALS CORP NEW | 74979C501 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CERECOR INC | 15671L109 | COM | 137 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740Q260 | IPATH S&P MT ETN | 561 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| SUPERCONDUCTOR TECHNOLOGIES | 867931503 | COM PAR NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEAN DIESEL TECHNOLOGIES IN | 18449C500 | COM PAR NEW | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLECTAR BIOSCIENCES INC | 15117F302 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACRE RLTY INVS INCORPORATED REIT | 00489F106 | REIT | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVINE LIVE INC | 300487105 | CL A | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 159 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUALSTAR CORP | 74758R208 | COM NEW | 206 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| StemCells, Inc. | 85857R303 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MABVAX THERAPEUTICS HLDGS INC COM NEW | 55414P504 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Asterias Biothera 16 Wts | 04624N115 | Warrants | 1,920 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Asterias Biothera 16 Wts | 04624N115 | Warrants | 307 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MATEON THERAPEUTICS INC COM | 57667K109 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA CERAMICS CO LTD | G2113X134 | SHS | 295 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAKED BRAND GROUP INC COM | 629839200 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERIX INC | 84842R403 | COM PAR NEW | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MELROSE BANCORP INC | 585553100 | COM | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAYMENT DATA SYS INC | 70438S202 | COM NEW | 189 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CESCA THERAPEUTICS INC | 157131202 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNWORKS INC | 86803X105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Prism Technologies Group Inc | 74273Y100 | US Small Cap | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOSTAR PHARMACEUTICALS INC | 090678301 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATOSSA GENETICS INC | 04962H209 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERE 3D CORP NEW | 84841L100 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DASAN ZHONE SOLUTIONS INC COM NEW | 23305L107 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 308 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WPCS INTL INC COM PAR $.0001 N | 92931L401 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CROSSROADS SYS INC COM PAR | 22765D407 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYSOREX GLOBAL COM NEW | 87184N203 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YIELD10 BIOSCIENCE INC COM | 591018882 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GEVO INC COM PAR | 374396208 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLARITYTE INC COM | 560690406 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBER ENERGY INC COM | 549333300 | Stock | 215 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENNOVA HEALTH INC COM | 759757107 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRYSHIPS INC COM NEW | Y2109Q200 | Stock | 314 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMEDICA CORP COM PAR | 023435209 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOSTAGE INC | 09074M103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOP SHIPS INC | Y8897Y156 | SHS NEW 2016 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDOR HOSPITALITY TR INC | 20676Y106 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GP INVTS ACQUISITION COR | G40357116 | UNIT 99/99/9999 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMBIMATRIX CORPORATION | 20009T501 | COM PAR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YULONG ECO MATLS LTD | G98847117 | ORD SHS NEW | 196 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOREST CITY RLTY TR INC | 345605208 | COM CL B | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTEROMEDICS INC | 29365M307 | COM PAR 0.01 | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT BASIN SCIENTIFIC INC | 39013L601 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HONGLI CLEAN ENERGY TECHNOLO | 438586109 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVENTERGY GLOBAL INC | 46123X409 | COM NEW ADDED | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lpath Inc | 548910405 | Equities | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DATARAM NV ORD | 238108401 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SKYPEOPLE FRUIT JUICE INC | 83086T307 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPLIPHI BIOSCIENCES ORD SHS | 03211P202 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REAL GOODS SOLAR INC | 75601N302 | CL A NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XG TECHNOLOGY INC | 98372A606 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAFERGEN BIO-SYSTEMS INC | 93041P308 | Cmn | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYDRA INDS ACQUISITION CORP | 448740126 | RIGHT 99/99/9999 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-16-000206 | this filing | 2016-11-14 | acceptance time not in the bulk data set |