13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 5,072 holding rows worth $141,465,128,000.
- Accession
- 0000948046-16-000206
- Filer
- CIK 948046
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 17,879 entries on the cover page, a total value of $141,465,128,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $141,465,128,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Empire District Electric Co/Th | 291641108 | COM | 495,932 | $16,930,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 401,863 | $16,924,000 | thousands by filing date | |
| SWAY 4.5 10/17 | 85571WAD1 | Bond 30/360P2 U | 15,803,000 | $16,909,000 | thousands by filing date | principal |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 148,514 | $16,896,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 787,522 | $16,872,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 326,043 | $16,861,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 600,984 | $16,843,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 505,263 | $16,832,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 396,062 | $16,828,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 1,238,094 | $16,774,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 814,286 | $16,772,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 286,711 | $16,705,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 1,544,926 | $16,682,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 11,941,000 | $16,486,000 | thousands by filing date | principal |
| CORECIVIC INC | 22025Y407 | COM | 1,185,844 | $16,445,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 529,795 | $16,432,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 723,393 | $16,382,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 14,997,000 | $16,365,000 | thousands by filing date | principal |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 227,435 | $16,253,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 189,451 | $16,205,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 179,106 | $16,188,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 122,312 | $16,170,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 269,158 | $16,141,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 567,871 | $16,127,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 302,786 | $16,042,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 537,957 | $16,029,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 1,292,728 | $16,029,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 451,732 | $16,022,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 526,378 | $15,979,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 487,029 | $15,976,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 182,589 | $15,918,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 449,694 | $15,887,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 309,974 | $15,761,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 608,750 | $15,740,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 270,168 | $15,724,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 443,643 | $15,659,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 15,846,000 | $15,657,000 | thousands by filing date | principal |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 1,690,407 | $15,652,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 487,533 | $15,652,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 325,659 | $15,639,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 719,118 | $15,638,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 484,316 | $15,587,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 76,253 | $15,583,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 515,780 | $15,574,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 878,449 | $15,557,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 385,356 | $15,547,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 242,328 | $15,499,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 512,552 | $15,430,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 670,226 | $15,340,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 206,825 | $15,241,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 214,265 | $15,198,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 819,414 | $15,198,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 96,769 | $15,193,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 651,459 | $15,184,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 189,899 | $15,164,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 311,237 | $15,124,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 169,762 | $15,097,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 156,797 | $15,041,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 14,343,000 | $14,916,000 | thousands by filing date | principal |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 313,326 | $14,860,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 372,755 | $14,859,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195124 | COM | 1,500,772 | $14,857,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 377,221 | $14,778,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 560,936 | $14,751,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 188,246 | $14,734,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 15,838 | $14,706,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 839,157 | $14,683,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 747,611 | $14,621,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 1,913,762 | $14,601,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 549,113 | $14,528,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 951,014 | $14,483,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 175,259 | $14,466,000 | thousands by filing date | |
| AR CAPITAL ACQUISITION CORP | 00191R109 | COM | 1,460,488 | $14,444,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 27,460 | $14,414,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 1,379,869 | $14,403,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 941,058 | $14,329,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 1,765,275 | $14,297,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 197,759 | $14,287,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 226,799 | $14,287,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 252,446 | $14,277,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 165,639 | $14,271,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 1,064,043 | $14,267,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 179,365 | $14,259,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 191,391 | $14,160,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,515,502 | $14,138,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 671,254 | $14,129,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 205,680 | $14,121,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 338,107 | $14,120,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 710,371 | $14,079,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 332,793 | $13,968,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 623,329 | $13,949,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 198,793 | $13,944,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 468,677 | $13,927,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 486,654 | $13,922,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 12,964,000 | $13,920,000 | thousands by filing date | principal |
| IAMGOLD CORP COM | 450913108 | Stock | 3,437,092 | $13,919,000 | thousands by filing date | |
| LNKD .5 11/19 | 53578AAB4 | Bond 30/360P2 U | 14,033,000 | $13,900,000 | thousands by filing date | principal |
| SONOCO PRODS CO | 835495102 | COM | 262,909 | $13,886,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 229,427 | $13,876,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 104,194 | $13,828,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 12,644,000 | $13,781,000 | thousands by filing date | principal |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 308,502 | $13,758,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 257,037 | $13,753,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 182,084 | $13,730,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 4,713,392 | $13,713,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 431,703 | $13,657,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 298,272 | $13,637,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 436,822 | $13,622,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 453,832 | $13,599,000 | thousands by filing date | |
| DHT HOLDINGS INC | 23335SAB2 | DEBT 4.50010/0 | 15,300,000 | $13,597,000 | thousands by filing date | principal |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 1,472,947 | $13,593,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 399,098 | $13,492,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 135,352 | $13,483,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 770,548 | $13,443,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 31,108 | $13,353,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 861,659 | $13,217,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 439,398 | $13,184,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 233,266 | $13,181,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 272,763 | $13,163,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP III | 14055M205 | STOCK UNIT | 1,301,048 | $13,153,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 258,301 | $13,152,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 182,369 | $13,108,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 811,332 | $13,102,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 228,192 | $13,073,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 217,385 | $13,072,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 809,426 | $13,064,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 2,060,826 | $13,061,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 111,169 | $13,014,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 448,184 | $13,001,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 436,948 | $12,989,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 296,042 | $12,980,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 410,192 | $12,968,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 1,754,182 | $12,961,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 738,163 | $12,960,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 716,990 | $12,954,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 2,353,412 | $12,943,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 1,179,635 | $12,903,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 216,393 | $12,884,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 354,794 | $12,874,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 578,905 | $12,831,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 523,593 | $12,826,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 454,390 | $12,819,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 213,396 | $12,796,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 270,030 | $12,776,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 520,442 | $12,775,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 161,900 | $12,747,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 1,460,656 | $12,735,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 188,832 | $12,661,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 324,731 | $12,648,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 996,682 | $12,646,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 293,110 | $12,637,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 477,408 | $12,629,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 189,837 | $12,575,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 400,265 | $12,574,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 270,816 | $12,569,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 895,920 | $12,531,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 152,000 | $12,515,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 57,740 | $12,500,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 204,661 | $12,499,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 271,182 | $12,491,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 141,918 | $12,478,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 373,614 | $12,477,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 425,780 | $12,465,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 252,593 | $12,455,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 945,213 | $12,446,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 1,450,071 | $12,411,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 279,792 | $12,393,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 591,057 | $12,363,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 602,994 | $12,348,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 1,221,073 | $12,343,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 1,071,743 | $12,334,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 1,527,685 | $12,311,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 782,014 | $12,304,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 1,699,153 | $12,301,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 337,387 | $12,219,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 110,523 | $12,216,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 154,158 | $12,207,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 463,748 | $12,198,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 514,292 | $12,187,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 1,522,650 | $12,179,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 165,661 | $12,144,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195108 | UNIT 99/99/9999 | 1,196,192 | $12,141,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 385,857 | $12,121,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 620,898 | $12,093,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 2,404,147 | $12,092,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 134,440 | $12,065,000 | thousands by filing date | put |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 531,881 | $12,019,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 133,569 | $11,987,000 | thousands by filing date | call |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 731,071 | $11,987,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 9,482,000 | $11,965,000 | thousands by filing date | principal |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 316,772 | $11,938,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 499,110 | $11,932,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 691,672 | $11,909,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 549,772 | $11,895,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 232,504 | $11,858,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 203,650 | $11,855,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 8,000,000 | $11,841,000 | thousands by filing date | principal |
| ITRON INC COM | 465741106 | Stock | 212,349 | $11,838,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 159,017 | $11,830,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 176,282 | $11,817,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 838,267 | $11,808,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 693,357 | $11,792,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 853,927 | $11,790,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 304,201 | $11,783,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 203,869 | $11,773,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 253,992 | $11,747,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 305,710 | $11,738,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 555,605 | $11,733,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 839,291 | $11,728,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 209,849 | $11,721,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 293,313 | $11,701,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 228,695 | $11,691,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 1,682,206 | $11,690,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 584,439 | $11,681,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 315,048 | $11,680,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 816,234 | $11,655,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 773,597 | $11,626,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 10,349,000 | $11,609,000 | thousands by filing date | principal |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 827,801 | $11,596,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 319,033 | $11,543,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 85,693 | $11,530,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 332,937 | $11,485,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 667,734 | $11,477,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 125,895 | $11,469,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 338,311 | $11,452,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359AG6 | NOTE 2.750%12/1 | 13,226,000 | $11,407,000 | thousands by filing date | principal |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 798,020 | $11,362,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 129,623 | $11,360,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 277,325 | $11,352,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 163,745 | $11,347,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 539,237 | $11,338,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 376,158 | $11,265,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 303,152 | $11,255,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 841,457 | $11,240,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 450,924 | $11,177,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 483,712 | $11,173,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U101 | COM | 1,126,326 | $11,161,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 10,745,000 | $11,154,000 | thousands by filing date | principal |
| STRATASYS LTD | M85548101 | SHS | 462,756 | $11,146,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 782,196 | $11,146,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 331,925 | $11,143,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 847,902 | $11,140,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 298,328 | $11,134,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 371,788 | $11,094,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 957,907 | $11,052,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 193,742 | $11,049,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 341,017 | $11,027,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 793,191 | $11,016,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 131,259 | $11,013,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 219,365 | $11,010,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 8,743,000 | $11,005,000 | thousands by filing date | principal |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 3,144,184 | $10,973,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,894,377 | $10,967,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 192,930 | $10,944,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 167,572 | $10,935,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 270,449 | $10,895,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 1,214,418 | $10,893,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 227,896 | $10,880,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 383,231 | $10,866,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 145,772 | $10,861,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 951,678 | $10,855,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 304,418 | $10,821,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 476,494 | $10,819,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 323,111 | $10,816,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 114,012 | $10,774,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 635,863 | $10,752,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 186,153 | $10,742,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 203,180 | $10,728,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 340,700 | $10,726,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 189,849 | $10,710,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 375,094 | $10,677,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 85,681 | $10,674,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 585,485 | $10,672,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 145,816 | $10,590,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 192,876 | $10,568,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 336,433 | $10,542,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 167,818 | $10,507,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 667,753 | $10,488,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 94,827 | $10,479,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 667,162 | $10,473,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 675,348 | $10,419,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 131,401 | $10,404,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 122,778 | $10,399,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP III | 14055M106 | COMMON STOCK | 1,057,024 | $10,358,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 1,073,695 | $10,349,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 297,636 | $10,335,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 8,750,000 | $10,314,000 | thousands by filing date | principal |
| FTI CONSULTING INC | 302941109 | COM | 230,943 | $10,289,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 31,740 | $10,288,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 171,681 | $10,282,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 2,416,262 | $10,268,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 623,293 | $10,239,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 296,397 | $10,231,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 236,238 | $10,217,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 166,886 | $10,215,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 379,678 | $10,185,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 193,855 | $10,172,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 287,471 | $10,163,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 9,846,000 | $10,153,000 | thousands by filing date | principal |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 7,840,000 | $10,147,000 | thousands by filing date | principal |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 62,524 | $10,133,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 518,904 | $10,102,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,523,643 | $10,100,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 727,607 | $10,075,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 2,489,519 | $10,056,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 457,396 | $10,042,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 1,354,827 | $10,023,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 382,556 | $10,021,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W206 | UNIT 12/31/2021T | 975,945 | $10,003,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 191,877 | $9,998,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 689,658 | $9,978,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 255,473 | $9,955,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 202,063 | $9,952,000 | thousands by filing date | |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 8,617,000 | $9,941,000 | thousands by filing date | principal |
| EVERCORE INC CLASS A | 29977A105 | Stock | 192,713 | $9,925,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 71,731 | $9,922,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 7,020,000 | $9,902,000 | thousands by filing date | principal |
| CALLON PETE CO DEL | 13123X102 | COM | 630,251 | $9,893,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 700,073 | $9,805,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 368,567 | $9,799,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 182,985 | $9,788,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 6,275,000 | $9,784,000 | thousands by filing date | principal |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 804,015 | $9,773,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 195,275 | $9,751,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 195,592 | $9,742,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 82,512 | $9,727,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 277,155 | $9,719,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 220,792 | $9,708,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 225,713 | $9,687,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 9,000,000 | $9,686,000 | thousands by filing date | principal |
| HORTONWORKS INC | 440894103 | COM | 1,156,990 | $9,660,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 227,801 | $9,658,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 122,156 | $9,642,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 197,840 | $9,634,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 426,333 | $9,608,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 273,041 | $9,592,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 303,695 | $9,585,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 222,134 | $9,579,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 936,692 | $9,571,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 600,617 | $9,542,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 400,950 | $9,524,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 460,439 | $9,506,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 710,687 | $9,498,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 170,385 | $9,494,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 1,369,451 | $9,487,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 188,907 | $9,469,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 198,034 | $9,456,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 527,997 | $9,449,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 607,743 | $9,418,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 66,720 | $9,410,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 359,205 | $9,370,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 255,008 | $9,360,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 1,058,786 | $9,358,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 75,121 | $9,350,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 1,470,909 | $9,338,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 881,449 | $9,332,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 235,509 | $9,298,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 133,915 | $9,298,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 378,197 | $9,268,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 285,956 | $9,262,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 782,435 | $9,248,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 185,610 | $9,221,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 504,689 | $9,194,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 253,981 | $9,187,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 3,128,000 | $9,186,000 | thousands by filing date | principal |
| OSI SYSTEMS INC | 671044105 | COM | 140,364 | $9,175,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 172,216 | $9,150,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 2,155,147 | $9,136,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 69,150 | $9,131,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 1,010,760 | $9,127,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 405,124 | $9,114,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 530,569 | $9,103,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 175,018 | $9,096,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 393,803 | $9,087,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 398,266 | $9,085,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 368,311 | $9,084,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 931,647 | $9,063,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 239,935 | $9,054,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 493,627 | $9,036,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 130,503 | $9,027,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 148,092 | $9,019,000 | thousands by filing date | |
| INVACARE CORP | 461203AD3 | SDCV 4.125% 2/0 | 9,350,000 | $9,016,000 | thousands by filing date | principal |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 394,883 | $9,003,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 7,500,000 | $9,000,000 | thousands by filing date | principal |
| ENOVIS CORP | 194014106 | COMMON STOCK | 286,309 | $8,996,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 145,173 | $8,995,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 134,300 | $8,950,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 154,537 | $8,924,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 133,437 | $8,914,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 2,620,000 | $8,914,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554102 | COM | 394,785 | $8,874,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 3,741,607 | $8,865,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 386,336 | $8,844,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 116,115 | $8,823,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 8,521,000 | $8,818,000 | thousands by filing date | principal |
| MURPHY USA INC COM | 626755102 | Stock | 123,421 | $8,804,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 358,255 | $8,779,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 196,263 | $8,779,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 152,030 | $8,759,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 707,518 | $8,757,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 648,277 | $8,756,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 1,520,147 | $8,740,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 1,235,015 | $8,718,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 238,357 | $8,703,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 226,256 | $8,692,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 709,959 | $8,689,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 195,503 | $8,660,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 111,455 | $8,627,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 986,242 | $8,627,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 6,578 | $8,612,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 302,154 | $8,608,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 690,367 | $8,601,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 8,944,000 | $8,585,000 | thousands by filing date | principal |
| CACI INTL INC CL A | 127190304 | Stock | 84,974 | $8,571,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 123,583 | $8,570,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 167,854 | $8,548,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 238,086 | $8,530,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 608,594 | $8,530,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 389,588 | $8,511,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 828,295 | $8,480,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 216,749 | $8,462,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 113,054 | $8,461,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 126,082 | $8,453,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 86,176 | $8,445,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 191,419 | $8,431,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 297,673 | $8,429,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 207,050 | $8,426,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 816,880 | $8,411,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 169,031 | $8,380,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 516,340 | $8,374,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 5,092 | $8,347,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 221,341 | $8,344,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 128,454 | $8,328,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 956,654 | $8,311,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 187,526 | $8,298,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 359,760 | $8,294,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 304,977 | $8,286,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 123,834 | $8,215,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,013,517 | $8,207,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 7,183,000 | $8,206,000 | thousands by filing date | principal |
| ICF INTL INC | 44925C103 | COM | 185,139 | $8,204,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 306,285 | $8,177,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097BB6 | NOTE 8.625%12/3 | 8,350,000 | $8,172,000 | thousands by filing date | principal |
| MICHAELS COS INC | 59408Q106 | COM | 338,057 | $8,169,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 9,535,000 | $8,152,000 | thousands by filing date | principal |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 124,048 | $8,107,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 137,815 | $8,102,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 240,424 | $8,094,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 168,417 | $8,078,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 2,200,218 | $8,074,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 293,093 | $8,053,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 564,634 | $8,040,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 496,083 | $8,029,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 205,720 | $8,028,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 349,562 | $8,027,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 275,029 | $7,980,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 277,631 | $7,952,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 7,895,000 | $7,944,000 | thousands by filing date | principal |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 205,890 | $7,933,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 207,043 | $7,928,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550AR8 | NOTE 3.625% 8/1 | 7,174,000 | $7,927,000 | thousands by filing date | principal |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 148,421 | $7,906,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 84,329 | $7,903,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 132,491 | $7,898,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 168,904 | $7,892,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 425,270 | $7,869,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 337,655 | $7,844,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 482,942 | $7,823,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 1,672,102 | $7,807,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 215,306 | $7,794,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 173,381 | $7,739,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 416,445 | $7,731,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 90,710 | $7,715,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 1,836,647 | $7,712,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,228,782 | $7,703,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 966,189 | $7,680,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 273,886 | $7,673,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 717,420 | $7,667,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 403,014 | $7,660,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 103,744 | $7,628,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 219,764 | $7,604,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 234,264 | $7,536,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 126,782 | $7,502,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 662,521 | $7,485,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 174,090 | $7,483,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 641,433 | $7,446,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 94,421 | $7,443,000 | thousands by filing date | |
| PRESS GANEY HOL | 74113L102 | Common Stock | 183,858 | $7,427,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 195,129 | $7,408,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 330,323 | $7,387,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 157,025 | $7,353,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 74,583 | $7,344,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 7,211,000 | $7,309,000 | thousands by filing date | principal |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 468,865 | $7,300,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 107,676 | $7,288,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 390,309 | $7,258,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 179,346 | $7,248,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 829,567 | $7,247,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 490,889 | $7,228,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 100,423 | $7,222,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-16-000206 | this filing | 2016-11-14 | acceptance time not in the bulk data set |