13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-12, with 5,424 holding rows worth $156,663,128,000.
- Accession
- 0000948046-15-000070
- Filer
- CIK 948046
- Filed
- 2015-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 19,052 entries on the cover page, a total value of $156,663,128,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $156,663,128,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10152
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 11,209 | $418,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 45,821 | $417,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 6,631 | $417,000 | thousands by filing date | put |
| JUST ENERGY GROUP INC | 48213W101 | COM | 80,400 | $417,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 67,533 | $416,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 27,706 | $415,000 | thousands by filing date | put |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 27,000 | $415,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,983 | $414,000 | thousands by filing date | call |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 5,562 | $413,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 606,758 | $412,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 10,858 | $411,000 | thousands by filing date | |
| KOHLBERG CAPITAL CORP | 500233AB7 | BOND | 392,000 | $411,000 | thousands by filing date | principal |
| VIRGIN AMER INC | 92765X208 | COM VTG | 14,975 | $411,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 9,296 | $410,000 | thousands by filing date | put |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 170,000 | $410,000 | thousands by filing date | principal |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 56,746 | $409,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 135,676 | $408,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 65,401 | $408,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 352,548 | $407,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 19,197 | $406,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 47,510 | $406,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 308,000 | $406,000 | thousands by filing date | principal |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 11,727 | $405,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 299,000 | $404,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 225,000 | $403,000 | thousands by filing date | principal |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 79,541 | $402,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 16,517 | $396,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 289,762 | $396,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 21,412 | $395,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,466 | $392,000 | thousands by filing date | put |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 10,820 | $392,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 14,866 | $392,000 | thousands by filing date | call |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 44,649 | $392,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 13,364 | $390,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 17,397 | $390,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 20,400 | $389,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 44,749 | $389,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 17,271 | $388,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 457,331 | $388,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 5,972 | $388,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 21,108 | $387,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 12,269 | $386,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 16,713 | $386,000 | thousands by filing date | |
| GEEKNET INC | 36846Q203 | COM | 19,426 | $386,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 11,500 | $385,000 | thousands by filing date | put |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 28,047 | $385,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 206,933 | $385,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 44,975 | $385,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 145,186 | $384,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 47,898 | $383,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 13,817 | $382,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 62,011 | $382,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 137,000 | $381,000 | thousands by filing date | principal |
| PATRIOT NATL INC | 70338T102 | COM | 23,958 | $381,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 9,062 | $380,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 2,001 | $380,000 | thousands by filing date | call |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 192,229 | $380,000 | thousands by filing date | |
| OCI RES LP | 67081B106 | COM UNIT LTD | 15,537 | $380,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 114,061 | $379,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 130,231 | $378,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 33,144 | $377,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 53,440 | $376,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 323,000 | $375,000 | thousands by filing date | principal |
| MARKIT LTD | G58249106 | SHS | 14,640 | $374,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 39,334 | $370,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 29,300 | $370,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 8,439 | $370,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 29,954 | $370,000 | thousands by filing date | |
| GEVO INC COM PAR | 374396208 | Stock | 113,401 | $370,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 53,262 | $369,000 | thousands by filing date | |
| 38259p508 | COM | 685 | $369,000 | thousands by filing date | call | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 8,362 | $368,000 | thousands by filing date | call |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 92,027 | $368,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 276,000 | $368,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657101 | COM | 7,848 | $367,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 20,398 | $366,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 297,860 | $366,000 | thousands by filing date | |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 49,671 | $366,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 18,853 | $365,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 9,290 | $364,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 17,048 | $364,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 11,607 | $364,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 884,893 | $363,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 23,416 | $363,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 500,000 | $362,000 | thousands by filing date | principal |
| CBS CORP NEW | 124857202 | CL B | 6,513 | $361,000 | thousands by filing date | call |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 14,136 | $361,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 40,201 | $361,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 24,815 | $360,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 51,964 | $360,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 66,272 | $359,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 23,154 | $359,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 40,093 | $357,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 11,060 | $355,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 55,156 | $355,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 48,700 | $355,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 28,361 | $354,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 66,415 | $354,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 13,729 | $351,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 64,927 | $351,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 315,000 | $351,000 | thousands by filing date | principal |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 13,411 | $350,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 25,905 | $350,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 21,599 | $350,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 11,700 | $350,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,599 | $349,000 | thousands by filing date | put |
| ICAD INC | 44934S206 | COM NEW | 107,900 | $349,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 7,913 | $349,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 46,706 | $349,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 51,059 | $347,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 55,623 | $346,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 117,727 | $346,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 391,000 | $345,000 | thousands by filing date | principal |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 401,000 | $344,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 8,669 | $343,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 41,741 | $342,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 29,658 | $342,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 4,400 | $341,000 | thousands by filing date | call |
| SPS COMM INC COM | 78463M107 | Stock | 5,188 | $341,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 43,726 | $340,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 27,400 | $339,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 22,113 | $339,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 9,796 | $338,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 185,000 | $338,000 | thousands by filing date | principal |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 26,652 | $337,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 7,390 | $335,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 22,319 | $334,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 13,940 | $332,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 9,010 | $331,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 11,644 | $329,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 55,822 | $329,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 5,224 | $328,000 | thousands by filing date | call |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 10,327 | $328,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 33,232 | $328,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 86,722 | $328,000 | thousands by filing date | |
| LOMBARD MED INC | G55598109 | COM | 74,393 | $327,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 22,465 | $325,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 16,111 | $324,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 78,232 | $324,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 28,100 | $322,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5,200 | $321,000 | thousands by filing date | call |
| TIFFANY & CO NEW | 886547108 | COM | 3,501 | $321,000 | thousands by filing date | call |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 39,082 | $321,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 10,855 | $320,000 | thousands by filing date | |
| DHT HOLDINGS INC | 23335SAB2 | DEBT 4.50010/0 | 270,000 | $319,000 | thousands by filing date | principal |
| BOSTON PRIVATE FINL HLDGS IN | 101119113 | WARRANT | 52,180 | $318,000 | thousands by filing date | call |
| SIZMEK INC | 83013P105 | COM | 44,833 | $317,000 | thousands by filing date | |
| ABENGOA SA | 00289R201 | SPONS ADR REP B | 20,037 | $317,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 9,318 | $316,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 38,289 | $315,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 196,220 | $315,000 | thousands by filing date | |
| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 270,000 | $314,000 | thousands by filing date | put |
| ARGAN INC | 04010E109 | COM | 7,787 | $313,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 5,590 | $313,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 14,225 | $312,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 273,000 | $312,000 | thousands by filing date | principal |
| JPMorgan Chase & Co | 46625H100 | COM | 4,600 | $311,000 | thousands by filing date | put |
| MYLAN NV | N59465109 | SHS EURO | 4,581 | $310,000 | thousands by filing date | call |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 23,538 | $309,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 9,500 | $309,000 | thousands by filing date | call |
| ENERGIZER HLDGS INC | 29266R108 | COM | 2,355 | $309,000 | thousands by filing date | call |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 77,276 | $308,000 | thousands by filing date | |
| RRSAT GLOBAL COMM NTWRK LTD | M8183P102 | SHS | 40,997 | $308,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 84,777 | $307,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 13,466 | $306,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 140,819 | $306,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 21,024 | $304,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 6,530 | $303,000 | thousands by filing date | put |
| SUNEDISON INC | 86732Y109 | COM | 10,153 | $303,000 | thousands by filing date | put |
| VANGUARD | 92205F106 | Domestic Common | 20,267 | $302,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 58,118 | $302,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 248,000 | $301,000 | thousands by filing date | principal |
| REMY INTL INC NEW | 75971M108 | COM | 13,741 | $301,000 | thousands by filing date | |
| GCAP 4.1250 18 | 36268WAB6 | Bond 30/360P2 U | 275,000 | $300,000 | thousands by filing date | principal |
| AbbVie,Inc. | 00287Y109 | COM | 4,459 | $299,000 | thousands by filing date | call |
| CRAWFORD & CO | 224633107 | COM | 35,660 | $299,000 | thousands by filing date | |
| TRULIA INC | 897888AB9 | NOTE 2.750%12/1 | 235,000 | $299,000 | thousands by filing date | principal |
| NORTEK INC | 656559309 | COM NEW | 3,599 | $298,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 23,801 | $298,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 88,089 | $298,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 4,743 | $297,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,791 | $296,000 | thousands by filing date | call |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 20,451 | $296,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 32,214 | $296,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 4,375 | $295,000 | thousands by filing date | call |
| PULASKI FINANCIAL CORP | 745548107 | COM | 22,972 | $295,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 24,115 | $294,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 5,750 | $293,000 | thousands by filing date | put |
| K2M GROUP HLDGS INC | 48273J107 | COM | 12,258 | $293,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 673 | $292,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 475,000 | $292,000 | thousands by filing date | principal |
| GLOBALSTAR INC | 378973408 | COM | 139,110 | $292,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 73,760 | $292,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 22,374 | $291,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 297,000 | $290,000 | thousands by filing date | principal |
| SCIQUEST INC NEW | 80908T101 | COM | 19,658 | $290,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 53,893 | $290,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 14,085 | $290,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 32,618 | $289,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 491,468 | $289,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 40,779 | $289,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U119 | *W EXP 01/01/202 | 964,900 | $289,000 | thousands by filing date | call |
| EDGIO INC | 53261M104 | COM | 73,392 | $288,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 7,944 | $287,000 | thousands by filing date | call |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 13,586 | $287,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 37,582 | $287,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,956 | $286,000 | thousands by filing date | call |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 11,451 | $286,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 12,800 | $286,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 12,990 | $286,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 31,131 | $284,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 85,869 | $284,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 11,524 | $283,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 14,200 | $283,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 264,000 | $283,000 | thousands by filing date | principal |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 35,450 | $282,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 13,440 | $281,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 40,199 | $280,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 25,377 | $280,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 175,812 | $280,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 12,481 | $279,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 1,396,570 | $279,000 | thousands by filing date | principal |
| Coca-Cola Company | 191216100 | COM | 7,110 | $278,000 | thousands by filing date | call |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 7,271 | $278,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 12,861 | $277,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 48,830 | $277,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 5,734 | $276,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 35,378 | $276,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 13,351 | $274,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 112,416 | $274,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 8,156 | $273,000 | thousands by filing date | call |
| LAKE SHORE GOLD CORP | 510728108 | COM | 262,024 | $272,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 17,659 | $271,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 54,269 | $271,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 10,911 | $271,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 16,017 | $270,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 38,935 | $270,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 17,689 | $269,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,961 | $268,000 | thousands by filing date | call |
| BROWN FORMAN CORP | 115637100 | CL A | 2,420 | $268,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 4,380 | $268,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 34,277 | $268,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 10,350 | $268,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 12,897 | $267,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 6,783 | $267,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 126,900 | $266,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 114,434 | $266,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 3,650 | $265,000 | thousands by filing date | put |
| LIBERTY TAX INC | 53128T102 | CL A | 10,761 | $265,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 38,477 | $264,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 39,068 | $263,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 11,150 | $262,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H118 | *W EXP 02/08/201 | 37,093 | $262,000 | thousands by filing date | call |
| NOBILIS HEALTH CORP | 65500B103 | COM | 38,681 | $262,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 22,000 | $261,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 6,100 | $260,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 6,500 | $259,000 | thousands by filing date | call |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 19,245 | $259,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 5,330 | $258,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 24,715 | $257,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227AA2 | NOTE 7.000% 4/0 | 235,000 | $257,000 | thousands by filing date | principal |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 9,259 | $257,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 37,738 | $256,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 89,436 | $256,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 39,824 | $256,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 2,876 | $255,000 | thousands by filing date | put |
| TCP CAP CORP | 87238Q103 | COM | 16,564 | $253,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 6,273 | $252,000 | thousands by filing date | put |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 73,812 | $252,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 14,522 | $251,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 33,560 | $251,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 10,430 | $251,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 100,757 | $251,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 28,113 | $251,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 189,000 | $251,000 | thousands by filing date | principal |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 15,697 | $250,000 | thousands by filing date | call |
| A10 NETWORKS INC | 002121101 | COM | 38,929 | $249,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 17,068 | $249,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 51,038 | $249,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 8,132 | $248,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 23,228 | $248,000 | thousands by filing date | |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 65,788 | $248,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 20,922 | $247,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 14,897 | $246,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 71,635 | $246,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 155,311 | $246,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 13,577 | $245,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 21,126 | $243,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 2,000 | $243,000 | thousands by filing date | put |
| PICO HLDGS INC | 693366205 | COM NEW | 16,677 | $243,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,251 | $242,000 | thousands by filing date | call |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 3,450 | $242,000 | thousands by filing date | call |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 40,699 | $242,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 36,309 | $242,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 4,500 | $241,000 | thousands by filing date | put |
| RUCKUS WIRELESS INC | 781220108 | COM | 23,360 | $241,000 | thousands by filing date | |
| VISIONCHINA MEDIA INC | 92833U202 | SPON ADR NEW | 19,647 | $241,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 44,739 | $240,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 26,845 | $240,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 8,464 | $239,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 5,534 | $238,000 | thousands by filing date | call |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 4,117 | $238,000 | thousands by filing date | put |
| RIGNET INC | 766582100 | COM | 7,820 | $238,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 5,794 | $237,000 | thousands by filing date | put |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 17,425 | $237,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 45,065 | $237,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 3,462 | $236,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 20,882 | $236,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 31,123 | $235,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 19,759 | $234,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 38,151 | $234,000 | thousands by filing date | |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 101,846 | $233,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,153 | $232,000 | thousands by filing date | put |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 13,902 | $232,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 12,756 | $232,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 37,050 | $231,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 5,650 | $230,000 | thousands by filing date | put |
| BLUE NILE INC | 09578R103 | COM | 7,609 | $230,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 10,115 | $230,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 12,422 | $229,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 42,930 | $229,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 6,963 | $229,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,150 | $228,000 | thousands by filing date | put |
| BANCFIRST CORP | 05945F103 | COM | 3,509 | $228,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 11,266 | $228,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 5,371 | $228,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 54,756 | $228,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 4,000 | $227,000 | thousands by filing date | call |
| FXCM INC | 302693106 | COM | 156,637 | $226,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 23,338 | $225,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 9,568 | $224,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 21,440 | $224,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 1,029,577 | $224,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 59,526 | $224,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 33,276 | $224,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,800 | $223,000 | thousands by filing date | put |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 2,583 | $223,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 12,311 | $223,000 | thousands by filing date | call |
| VERASTEM INC | 92337C104 | COM | 29,734 | $223,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 19,088 | $222,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 3,490 | $221,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 23,460 | $221,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 38,800 | $221,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 1,683 | $221,000 | thousands by filing date | put |
| Hugoton Royalty Trust | 444717102 | COM | 63,111 | $220,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 27,346 | $219,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 12,499 | $219,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 10,718 | $218,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 28,409 | $218,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 47,486 | $218,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 13,821 | $218,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 123,000 | $218,000 | thousands by filing date | principal |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 8,124 | $217,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 69,400 | $217,000 | thousands by filing date | |
| CIPHER PHARMACEUTICALS INC | 17253X105 | COM | 25,400 | $217,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,225 | $215,000 | thousands by filing date | call |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 9,193 | $215,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 7,737 | $215,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,448 | $214,000 | thousands by filing date | call |
| Coupons Com Inc | 22265J102 | Common Stock | 19,933 | $214,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 5,670 | $213,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 11,928 | $212,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 32,415 | $212,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 3,049 | $212,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 10,500 | $211,000 | thousands by filing date | call |
| INPHI CORP | 45772F107 | COM | 9,202 | $210,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 21,496 | $210,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 5,438 | $209,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 5,499 | $209,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 195,000 | $209,000 | thousands by filing date | principal |
| Chevron Corporation | 166764100 | COM | 2,176 | $208,000 | thousands by filing date | put |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 11,572 | $208,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 21,635 | $207,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 5,226 | $207,000 | thousands by filing date | call |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 240,000 | $207,000 | thousands by filing date | principal |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 24,000 | $206,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 68,292 | $206,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 3,600 | $206,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,138 | $205,000 | thousands by filing date | call |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 18,200 | $205,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 32,748 | $205,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 2,500 | $204,000 | thousands by filing date | call |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 26,841 | $203,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 4,223 | $203,000 | thousands by filing date | put |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 12,528 | $203,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 48,519 | $203,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 21,505 | $203,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 7,346 | $202,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 63,406 | $201,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 287,059 | $200,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 43,982 | $200,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 4,612 | $199,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 76,399 | $198,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 20,243 | $197,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 87,129 | $197,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 3,664 | $197,000 | thousands by filing date | |
| ING GROEP N V | 456837AE3 | DBCV 6.000%12/2 | 200,000 | $197,000 | thousands by filing date | call |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 3,817 | $196,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 28,827 | $196,000 | thousands by filing date | |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 12,043 | $196,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 450 | $195,000 | thousands by filing date | call |
| EXELIXIS INC COM | 30161Q104 | Stock | 52,266 | $195,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 2,200 | $195,000 | thousands by filing date | put |
| HOSPIRA INC | 441060100 | COM | 2,200 | $195,000 | thousands by filing date | call |
| VALHI INC NEW | 918905100 | COM | 34,625 | $195,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 61,777 | $195,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 113,710 | $195,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 11,798 | $194,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 11,588 | $194,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 12,141 | $194,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 9,766 | $193,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 7,884 | $192,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 15,000 | $192,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38147QMF0 | CNV | 212,950 | $192,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 714 | $191,000 | thousands by filing date | call |
| FORMFACTOR INC COM | 346375108 | Stock | 21,018 | $191,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 3,100 | $191,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,221 | $190,000 | thousands by filing date | call |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 3,292 | $190,000 | thousands by filing date | call |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 32,323 | $190,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 10,803 | $190,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 16,815 | $190,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 17,859 | $188,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 8,900 | $188,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 50,723 | $188,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 160,000 | $188,000 | thousands by filing date | principal |
| NANOSPHERE INC COM NEW | 63009F204 | Stock | 58,256 | $188,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,990 | $186,000 | thousands by filing date | put |
| COSTAMARE INC | Y1771G102 | SHS | 10,133 | $186,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 26,691 | $186,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 109,375 | $186,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 14,407 | $185,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 31,612 | $184,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 12,659 | $183,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 2,596 | $183,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 4,135 | $183,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 3,482 | $183,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 20,020 | $183,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 13,465 | $182,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 16,093 | $182,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 7,262 | $181,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 87,185 | $181,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 3,000 | $180,000 | thousands by filing date | put |
| Philip Morris International Inc. | 718172109 | COM | 2,250 | $180,000 | thousands by filing date | call |
| ALICO INC | 016230104 | COM | 3,991 | $180,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 4,642 | $180,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 11,200 | $180,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 17,217 | $180,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 7,033 | $180,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 11,876 | $179,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 38,265 | $179,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 9,060 | $178,000 | thousands by filing date | |
| QTM 4.5 11/17 | 747906AJ4 | Bond 30/360P2 U | 150,000 | $178,000 | thousands by filing date | principal |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 13,620 | $177,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 11,256 | $177,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 14,750 | $177,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 4,409 | $177,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 18,250 | $176,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 34,418 | $176,000 | thousands by filing date | |
| NISOURCE INC - W/I | 65473P113 | Common Stock | 10,500 | $175,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 12,000 | $174,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 14,596 | $173,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 367,628 | $173,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 20,620 | $172,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 30,723 | $171,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 85,100 | $171,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 98,809 | $170,000 | thousands by filing date | |
| OI SA-ADR | 670851401 | Com | 89,722 | $170,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 8,097 | $169,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 6,418 | $169,000 | thousands by filing date | |
| ITEK 5 02/15/20 | 45780VAA0 | Bond 30/360P2 U | 175,000 | $169,000 | thousands by filing date | principal |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 6,769 | $168,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 32,627 | $167,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 59,792 | $167,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 133,834 | $167,000 | thousands by filing date | principal |
| PHILLIPS 66 COM | 718546104 | Stock | 2,063 | $166,000 | thousands by filing date | call |
| FATE THERAPEUTICS INC | 31189P102 | COM | 25,842 | $166,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 5,214 | $166,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 29,744 | $166,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 5,981 | $165,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 7,600 | $165,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 34,697 | $165,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 10,973 | $164,000 | thousands by filing date | |
| Call - MTB $73.86 Exp 12/23/2018 | 55261F112 | Warrants | 3,151 | $164,000 | thousands by filing date | call |
| DEUTSCHE BK AG LONDON BRH | 25154W407 | PWRSHR 3X GERM | 353,405 | $164,000 | thousands by filing date | principal |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 20,127 | $163,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 719,900 | $163,000 | thousands by filing date | principal |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 4,389 | $163,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 50,546 | $163,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 12,849 | $163,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 11,000 | $162,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 9,155 | $162,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 21,678 | $162,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 896 | $161,000 | thousands by filing date | put |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 6,222 | $161,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 25,302 | $161,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 2,459 | $161,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 20,010 | $159,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 3,751 | $159,000 | thousands by filing date | call |
| UR-ENERGY INC | 91688R108 | COM | 202,050 | $159,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-15-000070 | this filing | 2015-08-12 | acceptance time not in the bulk data set |