13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-12, with 5,424 holding rows worth $156,663,128,000.
- Accession
- 0000948046-15-000070
- Filer
- CIK 948046
- Filed
- 2015-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 19,052 entries on the cover page, a total value of $156,663,128,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $156,663,128,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10152
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHEESECAKE FACTORY INC | 163072101 | COM | 34,607 | $1,884,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 71,646 | $1,877,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 97,342 | $1,876,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 91,754 | $1,866,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 225,302 | $1,859,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 42,707 | $1,859,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 29,283 | $1,858,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 18,870 | $1,856,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AK8 | NOTE 3.250 4/0 | 1,656,000 | $1,854,000 | thousands by filing date | principal |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 56,125 | $1,853,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 1,248,000 | $1,853,000 | thousands by filing date | principal |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 193,845 | $1,852,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 102,980 | $1,851,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 46,146 | $1,851,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 38,110 | $1,847,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 16,141 | $1,842,000 | thousands by filing date | call |
| STAG INDUSTRIAL INC | 85254J102 | COM | 91,989 | $1,837,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 126,472 | $1,833,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 1,378,000 | $1,833,000 | thousands by filing date | principal |
| ORION S.A. | L72967109 | COM | 99,271 | $1,831,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 62,569 | $1,826,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 1,549,105 | $1,826,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 833,095 | $1,823,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 395,080 | $1,823,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 56,494 | $1,818,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 68,301 | $1,817,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 297,216 | $1,817,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 318,727 | $1,813,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 22,656 | $1,809,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 253,459 | $1,808,000 | thousands by filing date | |
| GLBR 2.25 06/18 | 302693AB2 | Bond 30/360P2 U | 2,161,000 | $1,805,000 | thousands by filing date | principal |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 25,924 | $1,803,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 166,458 | $1,803,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 17,693 | $1,802,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 113,234 | $1,800,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 19,863 | $1,799,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 28,894 | $1,799,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 1,618,000 | $1,798,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 1,596,000 | $1,797,000 | thousands by filing date | principal |
| RADIUS HEALTH INC | 750469207 | COM NEW | 26,517 | $1,794,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 60,690 | $1,793,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 109,466 | $1,788,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 68,539 | $1,786,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 71,172 | $1,786,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 663,920 | $1,784,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 444,209 | $1,784,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 535,902 | $1,783,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 64,608 | $1,782,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 48,415 | $1,775,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 34,614 | $1,770,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 577,641 | $1,770,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 1,000,000 | $1,766,000 | thousands by filing date | principal |
| Micron Technology,Inc. | 595112103 | COM | 93,720 | $1,765,000 | thousands by filing date | put |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 171,387 | $1,761,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 54,054 | $1,760,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 1,775,000 | $1,760,000 | thousands by filing date | principal |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 45,725 | $1,759,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 143,445 | $1,759,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 48,867 | $1,757,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 98,375 | $1,756,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 82,502 | $1,754,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 14,971 | $1,752,000 | thousands by filing date | put |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 727,266 | $1,752,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 635,274 | $1,752,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 190,777 | $1,752,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 65,360 | $1,752,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 103,451 | $1,751,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 76,610 | $1,749,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 1,044,000 | $1,749,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419L101 | CL A | 46,448 | $1,746,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 32,322 | $1,745,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 146,879 | $1,745,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 83,718 | $1,743,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 101,355 | $1,743,000 | thousands by filing date | |
| OMNICARE CAP TR II | 68214Q200 | PFD B TR 4.00% | 15,100 | $1,742,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 134,204 | $1,742,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 41,626 | $1,739,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 933,475 | $1,736,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 96,979 | $1,733,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 53,053 | $1,730,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 173,503 | $1,728,000 | thousands by filing date | |
| SQNM 5 10/1/17 | 817337AB4 | Bond 30/360P2 U | 1,804,000 | $1,728,000 | thousands by filing date | principal |
| VOC ENERGY TR | 91829B103 | TR UNIT | 303,938 | $1,723,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 311,272 | $1,723,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 40,054 | $1,718,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 1,814,000 | $1,718,000 | thousands by filing date | principal |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 646,146 | $1,718,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 1,850,000 | $1,718,000 | thousands by filing date | principal |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 67,025 | $1,717,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 75,873 | $1,716,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 45,576 | $1,714,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 57,729 | $1,713,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 853,000 | $1,707,000 | thousands by filing date | principal |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 43,270 | $1,706,000 | thousands by filing date | |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 1,560,000 | $1,705,000 | thousands by filing date | principal |
| FRONTLINE LTD | G3682E127 | COM | 698,335 | $1,703,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 36,011 | $1,694,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 155,185 | $1,689,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 65,414 | $1,684,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 63,330 | $1,682,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 1,424,000 | $1,682,000 | thousands by filing date | principal |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 31,539 | $1,680,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 102,779 | $1,680,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 1,574,000 | $1,677,000 | thousands by filing date | principal |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 405,901 | $1,675,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 104,820 | $1,675,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 1,419,000 | $1,674,000 | thousands by filing date | principal |
| CAVCO INDS INC DEL | 149568107 | COM | 22,165 | $1,670,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 92,481 | $1,670,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 65,031 | $1,669,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 1,636,000 | $1,666,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 3,208,000 | $1,656,000 | thousands by filing date | principal |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 20,484 | $1,655,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 27,391 | $1,654,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 74,744 | $1,647,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 132,513 | $1,647,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 106,630 | $1,645,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 424,577 | $1,641,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 1,396,000 | $1,637,000 | thousands by filing date | principal |
| MONSANTO CO NEW | 61166W101 | COM | 15,337 | $1,634,000 | thousands by filing date | call |
| PHILLIPS 66 COM | 718546104 | Stock | 20,251 | $1,631,000 | thousands by filing date | put |
| INTERPARFUMS INC COM | 458334109 | Stock | 48,073 | $1,630,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 36,840 | $1,630,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 23,604 | $1,629,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 210,758 | $1,629,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 36,399 | $1,628,000 | thousands by filing date | |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 1,745,000 | $1,626,000 | thousands by filing date | principal |
| CLIFTON BANCORP INC | 186873105 | COM | 116,153 | $1,624,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 72,977 | $1,623,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 107,768 | $1,623,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 51,804 | $1,622,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 72,009 | $1,620,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 10,748 | $1,617,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 94,203 | $1,615,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 1,979,000 | $1,615,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 54,340 | $1,613,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 26,684 | $1,612,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 191,297 | $1,610,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 366,517 | $1,604,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 34,515 | $1,601,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 237,819 | $1,600,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 80,110 | $1,598,000 | thousands by filing date | |
| MIG 5 3/15/20 | 58319PAC2 | Bond 30/360P2 U | 1,395,000 | $1,598,000 | thousands by filing date | principal |
| MORNINGSTAR INC COM | 617700109 | Stock | 20,082 | $1,595,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 51,281 | $1,593,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 213,251 | $1,591,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 121,153 | $1,590,000 | thousands by filing date | |
| TRONC INC | 896082104 | Common equity shares | 102,281 | $1,589,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 64,322 | $1,588,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 77,979 | $1,586,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 126,249 | $1,585,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 19,405 | $1,583,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 32,192 | $1,582,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 15,469 | $1,581,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP | 14056V113 | W | 672,600 | $1,579,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 2,402 | $1,577,000 | thousands by filing date | call |
| NIKE,Inc. Class B | 654106103 | COM | 14,605 | $1,577,000 | thousands by filing date | call |
| WATSCO INC COM | 942622200 | Stock | 12,698 | $1,569,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 255,769 | $1,567,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 1,550,000 | $1,567,000 | thousands by filing date | principal |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 118,863 | $1,567,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 26,476 | $1,566,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 204,157 | $1,564,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 19,147 | $1,563,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 68,303 | $1,560,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 49,481 | $1,560,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 109,974 | $1,559,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 1,820,000 | $1,557,000 | thousands by filing date | principal |
| LORAL SPACE & COM INC | 543881106 | COM | 24,676 | $1,555,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 86,999 | $1,553,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 19,815 | $1,552,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 11,747 | $1,552,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 62,942 | $1,547,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 90,798 | $1,543,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 51,375 | $1,541,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 129,105 | $1,539,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 76,571 | $1,538,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 45,923 | $1,536,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 140,299 | $1,535,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H126 | *W EXP 02/08/201 | 328,969 | $1,529,000 | thousands by filing date | call |
| HYDRA INDS ACQUISITION CORP | 448740100 | COM | 157,900 | $1,525,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 94,653 | $1,524,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 27,343 | $1,523,000 | thousands by filing date | call |
| TUBEMOGUL INC COM | 898570106 | Stock | 106,702 | $1,523,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 148,635 | $1,521,000 | thousands by filing date | |
| RAS 4 10/1/33 | 749227AB0 | Bond 30/360P2 U | 1,765,000 | $1,514,000 | thousands by filing date | principal |
| MODINE MFG CO COM | 607828100 | Stock | 141,245 | $1,513,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 738,575 | $1,512,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 87,672 | $1,512,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 20,678 | $1,508,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 152,314 | $1,503,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 119,677 | $1,501,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 1,434,000 | $1,498,000 | thousands by filing date | principal |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 233,985 | $1,495,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 90,127 | $1,495,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 154,080 | $1,493,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 40,704 | $1,490,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 117,398 | $1,489,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 307,954 | $1,482,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 68,944 | $1,479,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 99,544 | $1,477,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 269,989 | $1,475,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 101,745 | $1,474,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 72,702 | $1,474,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 206,226 | $1,472,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 154,006 | $1,471,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 77,340 | $1,466,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 6,986 | $1,458,000 | thousands by filing date | call |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 69,185 | $1,458,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 15,287 | $1,457,000 | thousands by filing date | call |
| BIOAMBER INC | 09072Q106 | COM | 169,512 | $1,457,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 63,775 | $1,455,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 1,412,000 | $1,454,000 | thousands by filing date | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 16,950 | $1,452,000 | thousands by filing date | put |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 81,809 | $1,448,000 | thousands by filing date | |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 1,035,000 | $1,447,000 | thousands by filing date | principal |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 194,705 | $1,446,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 42,459 | $1,441,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 23,440 | $1,441,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 53,984 | $1,441,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 43,612 | $1,437,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 465,229 | $1,432,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 22,515 | $1,431,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 291,355 | $1,429,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 71,653 | $1,428,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 66,756 | $1,427,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 140,107 | $1,425,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 162,535 | $1,424,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 102,614 | $1,422,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 55,470 | $1,421,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 46,189 | $1,421,000 | thousands by filing date | |
| COWEN INC | 223622AB7 | NOTE 3.000 3/1 | 1,087,000 | $1,419,000 | thousands by filing date | principal |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 260,000 | $1,414,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 71,893 | $1,410,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 111,810 | $1,410,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 673,000 | $1,409,000 | thousands by filing date | principal |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 196,476 | $1,406,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 1,296,000 | $1,405,000 | thousands by filing date | principal |
| TUCOWS INC | 898697206 | COM NEW | 50,445 | $1,404,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 1,339,000 | $1,404,000 | thousands by filing date | principal |
| OCLARO INC | 67555N206 | COM | 621,663 | $1,404,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 47,873 | $1,399,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 56,357 | $1,398,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 17,050 | $1,397,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 175,916 | $1,396,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 16,459 | $1,389,000 | thousands by filing date | call |
| Matrix Service Company | 576853105 | COM | 76,075 | $1,388,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 53,313 | $1,388,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 51,065 | $1,388,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 83,443 | $1,383,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 983,000 | $1,381,000 | thousands by filing date | principal |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 45,424 | $1,377,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 54,878 | $1,377,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 1,337,000 | $1,370,000 | thousands by filing date | principal |
| CBIZ INC | 124805102 | COM | 142,152 | $1,369,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 134,300 | $1,368,000 | thousands by filing date | |
| BOULEVARD ACQUISITION CORP | 10157P112 | *W EXP 02/19/201 | 375,000 | $1,368,000 | thousands by filing date | call |
| EPIQ SYSTEMS INC | 26882D109 | COM | 81,104 | $1,367,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 95,937 | $1,365,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 1,418,000 | $1,365,000 | thousands by filing date | principal |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 124,723 | $1,364,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 1,375,000 | $1,363,000 | thousands by filing date | principal |
| AMAYA INC | 02314M108 | COM | 49,769 | $1,362,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 67,013 | $1,361,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 227,988 | $1,358,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 51,942 | $1,357,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 87,357 | $1,354,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 100,368 | $1,351,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 80,667 | $1,351,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 55,848 | $1,349,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 83,834 | $1,348,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 90,361 | $1,346,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 57,199 | $1,343,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 110,517 | $1,342,000 | thousands by filing date | |
| Barington/Hilco Acquisition Corp. | 06759V200 | UNIT | 133,451 | $1,341,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 108,354 | $1,336,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 72,338 | $1,335,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 27,031 | $1,332,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 14,617 | $1,327,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 69,062 | $1,326,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 60,350 | $1,325,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 61,744 | $1,320,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 1,031,814 | $1,320,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 21,929 | $1,320,000 | thousands by filing date | |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 1,709,000 | $1,319,000 | thousands by filing date | principal |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 69,072 | $1,310,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 104,648 | $1,307,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 78,007 | $1,306,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 103,407 | $1,306,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 13,045 | $1,303,000 | thousands by filing date | |
| AZURE MIDSTREAM PARTNERS LP COM UNIT | 05501X100 | COMMON | 109,900 | $1,303,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 46,756 | $1,300,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 56,518 | $1,298,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 24,873 | $1,295,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 225,039 | $1,294,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 31,341 | $1,294,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 127,754 | $1,292,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 69,266 | $1,289,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 1,361,000 | $1,287,000 | thousands by filing date | principal |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 55,540 | $1,286,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 47,419 | $1,282,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 21,917 | $1,277,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 209,078 | $1,276,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 49,574 | $1,271,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 57,228 | $1,270,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 62,091 | $1,264,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 1,219,000 | $1,264,000 | thousands by filing date | call |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 28,437 | $1,263,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 96,785 | $1,262,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 106,472 | $1,261,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 94,400 | $1,261,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 44,069 | $1,260,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 962,731 | $1,260,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 93,853 | $1,258,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 62,130 | $1,256,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 47,997 | $1,256,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 52,886 | $1,256,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 123,913 | $1,256,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 48,936 | $1,256,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 53,011 | $1,256,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 57,499 | $1,255,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 774,275 | $1,253,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 36,702 | $1,251,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 81,867 | $1,248,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 76,189 | $1,248,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 1,411,000 | $1,247,000 | thousands by filing date | principal |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 50,876 | $1,246,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 81,162 | $1,245,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 63,760 | $1,243,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 87,112 | $1,241,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 23,911 | $1,240,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 76,304 | $1,237,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 238,648 | $1,237,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 40,520 | $1,231,000 | thousands by filing date | put |
| KLX INC | 482539103 | COM | 27,901 | $1,230,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763AAB4 | NOTE 2.750%12/1 | 1,310,000 | $1,229,000 | thousands by filing date | principal |
| CEB INC | 125134106 | COM | 14,134 | $1,228,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 60,989 | $1,225,000 | thousands by filing date | put |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 15,620 | $1,221,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 35,190 | $1,221,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 28,039 | $1,212,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 141,172 | $1,212,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 38,566 | $1,211,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 174,769 | $1,211,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 45,559 | $1,208,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 311,523 | $1,207,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 55,219 | $1,205,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 394,309 | $1,198,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 39,506 | $1,197,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 122,136 | $1,195,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 30,922 | $1,194,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 31,249 | $1,194,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 65,183 | $1,192,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 123,858 | $1,190,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 88,027 | $1,189,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 267,585 | $1,182,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 49,089 | $1,180,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 120,742 | $1,180,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 31,831 | $1,179,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 34,866 | $1,177,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 40,488 | $1,175,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 52,242 | $1,174,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 68,248 | $1,171,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 58,387 | $1,171,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 41,198 | $1,170,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 1,137,000 | $1,170,000 | thousands by filing date | principal |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 28,210 | $1,169,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 2,979 | $1,167,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 30,086 | $1,163,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 117,040 | $1,163,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 21,663 | $1,162,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 40,365 | $1,162,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 38,624 | $1,159,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 26,476 | $1,158,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 1,268,000 | $1,157,000 | thousands by filing date | principal |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 96,408 | $1,155,000 | thousands by filing date | |
| ACCURAY INC | 004397AB1 | CNV | 1,134,000 | $1,155,000 | thousands by filing date | principal |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 66,162 | $1,155,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 47,123 | $1,153,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 33,377 | $1,153,000 | thousands by filing date | |
| 1347 CAP CORP | 68245V103 | COM | 118,334 | $1,153,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 91,695 | $1,152,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 52,742 | $1,152,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 53,981 | $1,145,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 34,344 | $1,140,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 91,389 | $1,139,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 16,205 | $1,135,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 350,732 | $1,135,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 473,629 | $1,133,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 20,095 | $1,125,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 40,202 | $1,124,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 3,407,286 | $1,124,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 57,058 | $1,122,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 19,935 | $1,121,000 | thousands by filing date | call |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 189,338 | $1,119,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 27,613 | $1,117,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 43,468 | $1,113,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 965 | $1,111,000 | thousands by filing date | call |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 184,289 | $1,106,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 890,000 | $1,104,000 | thousands by filing date | principal |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 230,903 | $1,103,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 46,000 | $1,100,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 32,034 | $1,099,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 47,208 | $1,098,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 40,538 | $1,096,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 88,000 | $1,093,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 46,352 | $1,092,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 365,445 | $1,091,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 328,498 | $1,086,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 40,000 | $1,080,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 4,097 | $1,077,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 653,113 | $1,077,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 104,887 | $1,077,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 63,754 | $1,077,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 38,430 | $1,077,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 82,603 | $1,073,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 64,607 | $1,072,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 19,962 | $1,070,000 | thousands by filing date | call |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 203,713 | $1,070,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 55,892 | $1,069,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 63,230 | $1,062,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 35,322 | $1,062,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 88,563 | $1,062,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 13,228 | $1,061,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 23,780 | $1,060,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 55,400 | $1,059,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 39,862 | $1,058,000 | thousands by filing date | put |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 46,100 | $1,054,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 81,921 | $1,050,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 105,232 | $1,048,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 43,214 | $1,047,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 6,427 | $1,045,000 | thousands by filing date | call |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 131,890 | $1,041,000 | thousands by filing date | |
| SQUARE 1 FINL INC | 85223W101 | CL A | 38,099 | $1,040,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 60,754 | $1,039,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 55,499 | $1,038,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 1,183,935 | $1,037,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 28,821 | $1,036,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 93,845 | $1,036,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 46,784 | $1,033,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 103,503 | $1,031,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 53,724 | $1,028,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 120,087 | $1,028,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 21,077 | $1,023,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 464,000 | $1,023,000 | thousands by filing date | principal |
| FIFTH STR FIN CORP | 31679BAC4 | NOTE 5.375% 4/0 | 1,000,000 | $1,020,000 | thousands by filing date | principal |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 48,969 | $1,019,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 186,361 | $1,019,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 48,496 | $1,019,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 39,666 | $1,018,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 150,234 | $1,018,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 63,853 | $1,017,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 1,225,000 | $1,016,000 | thousands by filing date | principal |
| EXAR CORP | 300645108 | COMMON STOCK | 103,838 | $1,014,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 35,947 | $1,011,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 87,000 | $1,010,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 146,112 | $1,010,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 51,187 | $1,007,000 | thousands by filing date | |
| CAMBRIDGE CAP ACQUISITION CO | 13215Q106 | COM | 101,267 | $1,007,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 38,636 | $1,004,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 64,827 | $1,002,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 122,377 | $1,002,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 745,000 | $1,002,000 | thousands by filing date | principal |
| JIVE SOFTWARE INC | 47760A108 | COM | 189,271 | $992,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 83,874 | $990,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 107,999 | $990,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 1,054,000 | $989,000 | thousands by filing date | call |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 65,432 | $988,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 32,448 | $988,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 948,000 | $987,000 | thousands by filing date | principal |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 100,365 | $985,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 45,620 | $984,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 36,517 | $984,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 21,014 | $983,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 29,816 | $983,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 39,886 | $982,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 701,000 | $979,000 | thousands by filing date | principal |
| LIVEPERSON, INC. | 538146101 | COM | 99,601 | $975,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 38,338 | $974,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 26,775 | $971,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 59,377 | $969,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 116,097 | $969,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 31,798 | $966,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 295,623 | $966,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 12,622 | $965,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 17,663 | $963,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 70,747 | $962,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 142,291 | $961,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 133,661 | $961,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 45,963 | $958,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 206,987 | $958,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 32,038 | $958,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 133,828 | $956,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 55,167 | $954,000 | thousands by filing date | |
| YODLEE INC | 98600P201 | COM | 66,189 | $954,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 46,404 | $952,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 14,560 | $951,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 98,003 | $951,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 154,199 | $950,000 | thousands by filing date | |
| WASHINGTON FED INC | 938824117 | *W EXP 11/14/201 | 156,762 | $948,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-15-000070 | this filing | 2015-08-12 | acceptance time not in the bulk data set |