13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-12, with 5,424 holding rows worth $156,663,128,000.
- Accession
- 0000948046-15-000070
- Filer
- CIK 948046
- Filed
- 2015-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 19,052 entries on the cover page, a total value of $156,663,128,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $156,663,128,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10152
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 74,637 | $945,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 15,997 | $943,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 160,159 | $942,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 13,474 | $940,000 | thousands by filing date | call |
| GATX CORP COM | 361448103 | Stock | 17,707 | $939,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 52,956 | $939,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 66,199 | $938,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 120,926 | $937,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 56,324 | $937,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 746,000 | $936,000 | thousands by filing date | principal |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 49,934 | $935,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 28,750 | $935,000 | thousands by filing date | put |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 55,742 | $933,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 177,697 | $932,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 63,943 | $931,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAH5 | NOTE 2.250% 3/3 | 925,000 | $927,000 | thousands by filing date | principal |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 56,697 | $921,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 15,062 | $917,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 178,000 | $916,000 | thousands by filing date | principal |
| SHORETEL INC | 825211105 | COM | 135,211 | $916,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 133,856 | $915,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 21,220 | $915,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 42,500 | $913,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 120,043 | $912,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 45,343 | $907,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 37,654 | $907,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 26,252 | $907,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 50,907 | $905,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 8,355 | $904,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 51,559 | $904,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 36,177 | $904,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 20,442 | $902,000 | thousands by filing date | put |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 133,244 | $901,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 108,591 | $901,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 247,441 | $897,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 55,234 | $897,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 117,259 | $895,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 56,015 | $894,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 90,526 | $893,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 875,000 | $893,000 | thousands by filing date | put |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 5,286,000 | $892,000 | thousands by filing date | principal |
| TUTOR PERINI CORP | 901109108 | COM | 41,303 | $890,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 49,389 | $890,000 | thousands by filing date | |
| LUMENIS LTD | M6778Q121 | SHS CL B | 64,900 | $890,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 64,786 | $889,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 29,678 | $887,000 | thousands by filing date | call |
| GLAUKOS CORP COM | 377322102 | Stock | 30,604 | $886,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 17,540 | $886,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 911,000 | $886,000 | thousands by filing date | principal |
| FORTUNA MNG CORP F | 349915108 | COM | 241,300 | $883,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 85,767 | $883,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 69,768 | $882,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 166,381 | $881,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 51,750 | $880,000 | thousands by filing date | call |
| Comcast Corp | 20030N101 | COM | 14,632 | $879,000 | thousands by filing date | call |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 65,311 | $878,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 21,685 | $875,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 46,050 | $866,000 | thousands by filing date | call |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 63,055 | $865,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 37,304 | $865,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 51,560 | $864,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 44,550 | $864,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 30,370 | $863,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 16,927 | $863,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 128,505 | $862,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 12,699 | $859,000 | thousands by filing date | call |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 45,685 | $853,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 81,731 | $853,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 245,325 | $851,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 23,955 | $849,000 | thousands by filing date | |
| UBS AG | 90270KAW9 | NOTE 2/1 | 913,000 | $848,000 | thousands by filing date | principal |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 3,544 | $847,000 | thousands by filing date | |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 737,386 | $847,000 | thousands by filing date | call |
| TIDEWATER INC | 886423102 | COM | 37,340 | $846,000 | thousands by filing date | |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 703,000 | $846,000 | thousands by filing date | principal |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 46,501 | $844,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 84,543 | $844,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 105,470 | $841,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 2,785,001 | $840,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 679,000 | $839,000 | thousands by filing date | principal |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 197,766 | $838,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 43,785 | $837,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 80,143 | $836,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 55,664 | $836,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 84,721 | $836,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 796,859 | $836,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 108,681 | $832,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 16,638 | $831,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 45,836 | $827,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 42,308 | $825,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 32,501 | $825,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 33,857 | $824,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 30,635 | $823,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 43,412 | $817,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 63,360 | $814,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 40,959 | $813,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 804,000 | $813,000 | thousands by filing date | put |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 22,767 | $812,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 72,013 | $811,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 41,042 | $810,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 22,453 | $810,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 19,474 | $808,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 58,447 | $806,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 34,302 | $805,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 800,000 | $805,000 | thousands by filing date | principal |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 37,258 | $801,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 16,253 | $800,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 22,623 | $799,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 95,811 | $797,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 242,182 | $797,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 5,277 | $796,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 15,315 | $795,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 46,537 | $792,000 | thousands by filing date | put |
| LUMOS NETWORKS CORP | 550283105 | COM | 53,740 | $792,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 65,435 | $790,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 28,564 | $790,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 115,339 | $789,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 26,645 | $789,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 37,978 | $787,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 770,000 | $787,000 | thousands by filing date | principal |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 112,106 | $785,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 34,428 | $785,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 48,738 | $784,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 39,230 | $783,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 12,059 | $781,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 146,431 | $781,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 122,728 | $780,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 16,727 | $779,000 | thousands by filing date | call |
| QUIDEL CORP | 74838J101 | COM | 34,018 | $779,000 | thousands by filing date | |
| ELY 3.75 08/19 | 131193AC8 | Bond 30/360P2 U | 635,000 | $779,000 | thousands by filing date | principal |
| ALLERGAN PLC | G0177J108 | SHS | 2,565 | $778,000 | thousands by filing date | call |
| RCS CAP CORP | 74937W102 | COM CL A | 101,513 | $776,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 15,207 | $773,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 1,250,000 | $771,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 825,000 | $769,000 | thousands by filing date | principal |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 55,069 | $767,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 99,030 | $767,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 26,008 | $765,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 154,946 | $765,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 126,932 | $764,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 54,540 | $762,000 | thousands by filing date | |
| RAMBUS INC | 750917AE6 | CNV | 575,000 | $762,000 | thousands by filing date | principal |
| EXXON MOBIL CORP | 30231G102 | COM | 9,149 | $761,000 | thousands by filing date | put |
| PARK NATL CORP COM | 700658107 | Stock | 8,713 | $760,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 20,947 | $760,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 691,000 | $760,000 | thousands by filing date | principal |
| Knight Capital Group, Inc. | 48244B100 | common stock | 61,800 | $760,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 50,990 | $757,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 307,864 | $757,000 | thousands by filing date | |
| SKYPEOPLE FRUIT JUICE INC | 83086T208 | COM NEW | 555,458 | $755,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 12,979 | $752,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 19,879 | $747,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 19,751 | $744,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 41,296 | $744,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 74,863 | $744,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 13,904 | $742,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 39,870 | $738,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 10,741 | $737,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 97,570 | $737,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 44,309 | $735,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 43,734 | $734,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 87,662 | $730,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 9,316 | $730,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 38,200 | $730,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 29,169 | $730,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 28,826 | $730,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 10,854 | $728,000 | thousands by filing date | put |
| HILL INTERNATIONAL INC | 431466101 | COM | 138,523 | $728,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 115,519 | $726,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 62,159 | $724,000 | thousands by filing date | |
| CONCORDIA HEALTHCARE CORP | 206519100 | COM | 10,060 | $724,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 47,110 | $723,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 28,195 | $722,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694AB3 | NOTE 3.800% 7/0 | 710,000 | $722,000 | thousands by filing date | principal |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 27,714 | $722,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 32,550 | $721,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 31,338 | $720,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 769,000 | $719,000 | thousands by filing date | principal |
| V2X INC | 92242T101 | COM | 28,977 | $718,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 21,951 | $718,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 60,781 | $718,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 30,013 | $716,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639118 | *W EXP 12/06/201 | 183,600 | $716,000 | thousands by filing date | call |
| Medtronic Plc | G5960L103 | COM | 9,652 | $715,000 | thousands by filing date | call |
| MASTEC INC COM | 576323109 | Stock | 36,079 | $715,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 51,777 | $713,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 26,082 | $712,000 | thousands by filing date | |
| AMYRIS INC | 03236MAC5 | NOTE 6.500 5/1 | 1,080,000 | $712,000 | thousands by filing date | principal |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 24,662 | $711,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 64,428 | $711,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205AA3 | NOTE 7.875% 9/0 | 750,000 | $710,000 | thousands by filing date | principal |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 10,686 | $708,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 29,643 | $706,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 47,331 | $702,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 23,348 | $701,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 44,765 | $700,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 65,296 | $699,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 690,000 | $699,000 | thousands by filing date | principal |
| HYSTER-YALE INC | 449172105 | CL A | 10,046 | $694,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 47,121 | $694,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 24,674 | $694,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 19,139 | $693,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 35,235 | $692,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 34,015 | $691,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 61,380 | $690,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 86,094 | $687,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 11,400 | $686,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 7,235 | $686,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 36,640 | $685,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 27,695 | $685,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 275,000 | $683,000 | thousands by filing date | principal |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 108,089 | $682,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 58,877 | $680,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 113,698 | $677,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 60,648 | $677,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 115,151 | $676,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 16,269 | $675,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 39,880 | $675,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 26,480 | $674,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 7,466 | $672,000 | thousands by filing date | call |
| GLYCOMIMETICS INC | 38000Q102 | COM | 84,590 | $672,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 51,011 | $670,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 99,810 | $669,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 13,069 | $669,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 11,043 | $669,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 712,000 | $669,000 | thousands by filing date | principal |
| OMEGA PROTEIN CORP | 68210P107 | COM | 48,695 | $667,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 253,695 | $666,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 48,026 | $665,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 49,528 | $665,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 23,943 | $665,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 29,214 | $663,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 59,323 | $663,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 310,380 | $663,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 50,137 | $661,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 45,868 | $659,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 22,822 | $658,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 50,824 | $657,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 23,422 | $656,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 36,051 | $656,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 69,425 | $655,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 219,729 | $654,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 27,575 | $654,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 709,000 | $654,000 | thousands by filing date | principal |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 41,368 | $653,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 26,680 | $651,000 | thousands by filing date | |
| CENVEO CORP | 15671BAJ0 | NOTE 7.000% 5/1 | 698,000 | $649,000 | thousands by filing date | principal |
| CATALENT INC USD 0.01 | 148806102 | COM | 22,046 | $645,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 41,744 | $645,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 20,155 | $644,000 | thousands by filing date | |
| TSL 3.5 06/19 | 89628EAC8 | Bond30E/360P2 U | 635,000 | $644,000 | thousands by filing date | principal |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 79,838 | $643,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 22,941 | $643,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 32,290 | $642,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 14,214 | $639,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 18,782 | $639,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 48,156 | $639,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 42,905 | $638,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 31,189 | $637,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 56,176 | $636,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 71,111 | $636,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 41,005 | $635,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 96,390 | $635,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 22,908 | $634,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 49,703 | $634,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 76,396 | $633,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 49,935 | $632,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 17,402 | $630,000 | thousands by filing date | put |
| TROVAGENE INC | 897238309 | COM | 62,097 | $629,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 63,788 | $628,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 46,618 | $626,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 60,444 | $623,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 582,464 | $622,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 110,820 | $620,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 55,927 | $620,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 10,412 | $619,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 52,571 | $618,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 27,905 | $617,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 78,712 | $613,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 184,065 | $613,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 39,371 | $611,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 21,787 | $609,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 22,173 | $608,000 | thousands by filing date | put |
| AXOGEN INC | 05463X106 | COM | 192,752 | $605,000 | thousands by filing date | |
| ANR 4.875 12/20 | 02076XAF9 | Bond 30/360P2 U | 8,975,000 | $605,000 | thousands by filing date | principal |
| HCA Healthcare Inc | 40412C101 | COM | 6,662 | $604,000 | thousands by filing date | put |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 33,851 | $603,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 296,217 | $600,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 150,000 | $600,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 74,553 | $599,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 214,715 | $598,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 125,640 | $597,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 36,991 | $597,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 46,692 | $593,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 6,574 | $592,000 | thousands by filing date | put |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 13,274 | $592,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 11,569 | $591,000 | thousands by filing date | call |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 559,000 | $591,000 | thousands by filing date | principal |
| EBAY INC. COM | 278642103 | Stock | 9,788 | $589,000 | thousands by filing date | call |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 4,804 | $589,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 16,552 | $586,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 189,789 | $585,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 17,625 | $585,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 14,849 | $584,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 174,070 | $584,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 56,981 | $584,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 31,389 | $583,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 16,386 | $582,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 168,510 | $581,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 469,000 | $580,000 | thousands by filing date | put |
| AVATAR HLDGS INC | 053494AG5 | NOTE 7.500% 2/1 | 585,000 | $579,000 | thousands by filing date | principal |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 24,546 | $578,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 90,597 | $577,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 38,165 | $577,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 65,389 | $577,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 27,562 | $576,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 29,857 | $576,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 6,996 | $575,000 | thousands by filing date | call |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 76,793 | $574,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 10,249 | $573,000 | thousands by filing date | call |
| CSS INDS INC | 125906107 | COMMON STOCK | 19,009 | $573,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 14,221 | $572,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 87,604 | $572,000 | thousands by filing date | |
| MANNKIND CORP | 56400PAC6 | BOND | 560,000 | $566,000 | thousands by filing date | principal |
| BANK OF AMERICA CORP | 060505153 | CMN | 1,097,613 | $565,000 | thousands by filing date | call |
| VICOR CORP | 925815102 | COM | 46,333 | $564,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 37,198 | $561,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 31,068 | $561,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 21,847 | $559,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 121,113 | $559,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 19,184 | $558,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 44,477 | $558,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 73,587 | $558,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 50,737 | $557,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 107,875 | $557,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 77,361 | $556,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 12,911 | $555,000 | thousands by filing date | put |
| XENCOR INC | 98401F105 | COMMON STOCK | 25,279 | $555,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 9,123 | $555,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 9,654 | $554,000 | thousands by filing date | call |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 84,105 | $553,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 146,193 | $550,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 10,423 | $549,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 14,129 | $548,000 | thousands by filing date | call |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 28,977 | $547,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 24,733 | $546,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 1,047 | $544,000 | thousands by filing date | call |
| MCCLATCHY CO | 579489105 | CL A | 504,243 | $543,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 83,931 | $540,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 29,073 | $540,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 27,906 | $540,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 23,437 | $539,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 13,572 | $537,000 | thousands by filing date | |
| ACCURAY INC | 004397AF2 | NOTE 3.500% 2/0 | 400,000 | $537,000 | thousands by filing date | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,257 | $536,000 | thousands by filing date | call |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 4,431 | $536,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 21,186 | $535,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 19,184 | $534,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 32,830 | $534,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 145,000 | $534,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 46,901 | $533,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 28,602 | $532,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 45,825 | $532,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 61,836 | $532,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 52,009 | $532,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 23,237 | $529,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 153,610 | $529,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 137,316 | $526,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 32,875 | $524,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 44,317 | $524,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 66,034 | $523,000 | thousands by filing date | |
| ARAY 3.5 02/18 | 004397AD7 | Bond 30/360P2 U | 390,000 | $523,000 | thousands by filing date | principal |
| BANCORP INC DEL | 05969A105 | COM | 56,363 | $522,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 121,978 | $521,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 20,075 | $520,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 9,649 | $518,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 57,989 | $517,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 52,600 | $517,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 11,341 | $517,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 144 | $516,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 10,000 | $515,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 94,695 | $511,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 20,000 | $511,000 | thousands by filing date | call |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 43,100 | $510,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 13,235 | $509,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 33,751 | $509,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 25,336 | $509,000 | thousands by filing date | call |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 500,000 | $509,000 | thousands by filing date | principal |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 22,872 | $508,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 245,267 | $506,000 | thousands by filing date | |
| ROI ACQUISITION CORP II | 74966G200 | COM | 49,063 | $506,000 | thousands by filing date | |
| Alliance Bancorp, Inc. of Pennsylvania | 01890A108 | Common Stock | 22,189 | $505,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 75,002 | $504,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 46,534 | $503,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 33,364 | $501,000 | thousands by filing date | |
| TOBIRA THERAPEUTICS INC COM | 88883P101 | COM | 29,144 | $501,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 31,369 | $500,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 48,162 | $500,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 9,253 | $497,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 29,442 | $497,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 18,819 | $496,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 37,256 | $496,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 14,251 | $495,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 14,853 | $494,000 | thousands by filing date | put |
| PALMETTO BANCSHARES INC | 697062206 | COM | 24,997 | $493,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 51,139 | $492,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 7,061 | $492,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 204,606 | $491,000 | thousands by filing date | |
| JOURNAL MEDIA GROUP INC | 48114A109 | COM | 59,477 | $491,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 19,654 | $489,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 34,445 | $489,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 9,576 | $488,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 19,508 | $487,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 12,069 | $486,000 | thousands by filing date | call |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 209,269 | $486,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 52,442 | $483,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 288,457 | $483,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 40,025 | $482,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 31,196 | $482,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 26,705 | $482,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 109,770 | $481,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 24,288 | $481,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 19,982 | $480,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 42,479 | $480,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 36,885 | $478,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 25,505 | $476,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 13,163 | $474,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 40,696 | $473,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 49,888 | $473,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 43,066 | $472,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 28,380 | $469,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 25,850 | $468,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 375,000 | $468,000 | thousands by filing date | principal |
| WL ROSS HLDG CORP | 92939D112 | WARRANT | 468,000 | $468,000 | thousands by filing date | call |
| DIGI INTL INC | 253798102 | COM | 49,017 | $467,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 954,048 | $467,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 43,567 | $466,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 9,658 | $465,000 | thousands by filing date | call |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 38,503 | $465,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 21,966 | $464,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 12,500 | $463,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 14,117 | $463,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 23,876 | $463,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 21,056 | $461,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 203,331 | $461,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 5,590 | $459,000 | thousands by filing date | put |
| CHEFS WHSE INC | 163086101 | COM | 21,629 | $459,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 256,027 | $459,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 23,208 | $458,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 209,090 | $457,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 34,986 | $457,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 53,587 | $456,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 443,000 | $456,000 | thousands by filing date | principal |
| NEOGENOMICS INC | 64049M209 | COM NEW | 84,364 | $455,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 25,557 | $454,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 13,209 | $451,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 36,630 | $451,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 422,147 | $451,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 17,501 | $449,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 34,552 | $448,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 28,252 | $448,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 13,421 | $447,000 | thousands by filing date | call |
| LENNAR CORP CL B | 526057302 | Stock | 10,403 | $447,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 30,170 | $447,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 8,677 | $447,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 32,503 | $447,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 13,117 | $445,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 71,567 | $445,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 409,837 | $445,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 13,004 | $443,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 34,080 | $442,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 25,265 | $440,000 | thousands by filing date | |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 457,000 | $440,000 | thousands by filing date | principal |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 70,458 | $438,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 2,900 | $436,000 | thousands by filing date | |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 148,403 | $436,000 | thousands by filing date | call |
| TERRAPIN 3 ACQUISITION CORP | 88104P112 | *W EXP 06/27/201 | 1,456,064 | $436,000 | thousands by filing date | call |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 17,600 | $435,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 17,411 | $434,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 35,117 | $434,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 51,985 | $432,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 203,653 | $431,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 23,639 | $430,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 65,772 | $430,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 6,631 | $429,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 17,400 | $428,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 20,908 | $428,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 30,450 | $427,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 612,367 | $427,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 28,256 | $426,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 37,118 | $424,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 20,254 | $424,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 21,600 | $424,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 10,094 | $423,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 10,755 | $422,000 | thousands by filing date | call |
| WILLIAMS COS INC COM | 969457100 | Stock | 7,350 | $421,000 | thousands by filing date | put |
| GUARANTY BANCORP | 40075T607 | COM | 25,587 | $421,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 357,000 | $420,000 | thousands by filing date | principal |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 51,812 | $420,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 25,141 | $418,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-15-000070 | this filing | 2015-08-12 | acceptance time not in the bulk data set |