13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-12, with 5,424 holding rows worth $156,663,128,000.
- Accession
- 0000948046-15-000070
- Filer
- CIK 948046
- Filed
- 2015-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 19,052 entries on the cover page, a total value of $156,663,128,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $156,663,128,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10152
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 203 | $13,000 | thousands by filing date | call |
| WPP PLC NEW ADR | 92937A102 | ADR | 119 | $13,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 250 | $13,000 | thousands by filing date | put |
| POST HLDGS INC | 737446104 | COM | 250 | $13,000 | thousands by filing date | call |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 580 | $13,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 1,050 | $13,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 1,952 | $13,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 4,000 | $13,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 1,312 | $13,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 3,200 | $13,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 1,264 | $13,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 9,000 | $13,000 | thousands by filing date | principal |
| VIMICRO INTL CORP | 92718N109 | ADR | 1,244 | $13,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 2,596 | $13,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 17,518 | $13,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 18,801 | $13,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 6,560 | $13,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 3,517 | $13,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 1,646 | $13,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 200 | $12,000 | thousands by filing date | call |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,512 | $12,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 708 | $12,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,500 | $12,000 | thousands by filing date | put |
| SUNTRUST BANKS INC | 867914103 | COM | 281 | $12,000 | thousands by filing date | call |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 2,484 | $12,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 101,030 | $12,000 | thousands by filing date | principal |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 1,300 | $12,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 1,000 | $12,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 1,556 | $12,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 5,800 | $12,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 8,604 | $12,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 540 | $12,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 2,137 | $12,000 | thousands by filing date | |
| FMSA HLDGS INC | 30255X106 | COM | 1,500 | $12,000 | thousands by filing date | put |
| FMSA HLDGS INC | 30255X106 | COM | 1,500 | $12,000 | thousands by filing date | call |
| ARCADIA BIOSCIENCES INC | 039014105 | COM | 1,954 | $12,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25155L293 | FI ENH GL0BAL HY | 11,000 | $12,000 | thousands by filing date | principal |
| APIGEE CORP COM | 03765N108 | Stock | 1,229 | $12,000 | thousands by filing date | |
| TECUMSEH PRODS CO | 878895309 | COM | 5,207 | $12,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 136 | $11,000 | thousands by filing date | call |
| ADMA BIOLOGICS INC | 000899104 | COM | 1,200 | $11,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 600 | $11,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 1,000 | $11,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 1,104 | $11,000 | thousands by filing date | call |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 1,000 | $11,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 5,838 | $11,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 6,754 | $11,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 685 | $11,000 | thousands by filing date | |
| PSB HLDGS INC | 69360W108 | COM | 1,432 | $11,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 2,200 | $11,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 433 | $11,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 2,511 | $11,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 196 | $10,000 | thousands by filing date | call |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 160 | $10,000 | thousands by filing date | put |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 1,000 | $10,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 495 | $10,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 900 | $10,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 2,540 | $10,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 517 | $10,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 2,200 | $10,000 | thousands by filing date | call |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 1,070 | $10,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 31,395 | $10,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 2,400 | $10,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 675 | $10,000 | thousands by filing date | |
| DT ASIA INVTS LTD | G2615J138 | *W EXP 03/29/202 | 98,500 | $10,000 | thousands by filing date | call |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 1,190 | $9,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 3,458 | $9,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 500 | $9,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 13,365 | $9,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 127 | $9,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154P188 | 3X INV JAP GOV | 64,393 | $9,000 | thousands by filing date | principal |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 400 | $9,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 721 | $9,000 | thousands by filing date | |
| ZAIS GROUP HLDGS INC | 98887G106 | COM | 910 | $9,000 | thousands by filing date | |
| INFINERA CORPORATION | 45667GAB9 | DBCV 1.750% 6/0 | 6,000 | $9,000 | thousands by filing date | principal |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 5,118 | $9,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 200 | $8,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 275 | $8,000 | thousands by filing date | call |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 386 | $8,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 400 | $8,000 | thousands by filing date | call |
| WHOLE FOODS MKT INC | 966837106 | COM | 208 | $8,000 | thousands by filing date | call |
| ASTRONOVA INC | 04638F108 | COM | 567 | $8,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 4,951 | $8,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 400 | $8,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 898 | $8,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 534 | $8,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 1,200 | $8,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 848 | $8,000 | thousands by filing date | put |
| P & F INDS INC | 692830508 | CL A NEW | 1,000 | $8,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 2,200 | $8,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 3,544 | $8,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 500 | $8,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 16,668 | $8,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 1,410 | $8,000 | thousands by filing date | call |
| POINTER TELOCATION LTD | M7946T104 | SHS | 1,000 | $8,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 1,100 | $8,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 600 | $8,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 1,000 | $8,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 1,000 | $8,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164AB0 | NOTE 2.750%12/0 | 9,000 | $8,000 | thousands by filing date | principal |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 674 | $8,000 | thousands by filing date | |
| CODE REBEL CORP | 19200J106 | COM | 258 | $8,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 250 | $7,000 | thousands by filing date | call |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 1,701 | $7,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 3,870 | $7,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 900 | $7,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 391 | $7,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 500 | $7,000 | thousands by filing date | put |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,000 | $7,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 800 | $7,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 780 | $7,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 185 | $7,000 | thousands by filing date | put |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 101 | $7,000 | thousands by filing date | call |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 370 | $7,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 14,976 | $7,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 20,858 | $7,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 1,000 | $7,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 4,025 | $7,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 101 | $7,000 | thousands by filing date | put |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 6,223 | $7,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 62 | $7,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 1,000 | $6,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 266 | $6,000 | thousands by filing date | call |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 598 | $6,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 150 | $6,000 | thousands by filing date | put |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 500 | $6,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 2,200 | $6,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 341 | $6,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 500 | $6,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 225 | $6,000 | thousands by filing date | call |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 3,793 | $6,000 | thousands by filing date | |
| ARRHYTHMIA RESH TECHNOLOGY I | 042698308 | COM PAR $0.01 | 1,000 | $6,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 538 | $6,000 | thousands by filing date | call |
| VERSO PAPER CORP | 92531L108 | COM | 10,848 | $6,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 1,747 | $6,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 3,827 | $6,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 925 | $6,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 1,000 | $6,000 | thousands by filing date | |
| OI SA SPONSORED ADR CMN | 670851302 | COM | 3,211 | $6,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 5,281 | $6,000 | thousands by filing date | |
| GLOBEIMMUNE INC | 37957B100 | COM | 2,571 | $6,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 39 | $5,000 | thousands by filing date | put |
| ConocoPhillips | 20825C104 | COM | 85 | $5,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 9 | $5,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 103 | $5,000 | thousands by filing date | put |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 1,177 | $5,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 72 | $5,000 | thousands by filing date | call |
| TERADATA CORP DEL | 88076W103 | COM | 150 | $5,000 | thousands by filing date | call |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 400 | $5,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 400 | $5,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 164 | $5,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 400 | $5,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 900 | $5,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 866 | $5,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 1,275 | $5,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 200 | $5,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 587 | $5,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 1,025 | $5,000 | thousands by filing date | call |
| NAM TAI PROPERTY INC | G63907102 | Com | 1,100 | $5,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 9,500 | $5,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 8,000 | $5,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 2,700 | $5,000 | thousands by filing date | put |
| PEABODY ENERGY CORP | 704549104 | COM | 2,700 | $5,000 | thousands by filing date | call |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 5,317 | $5,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 3,500 | $5,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 275 | $5,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 295 | $5,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 1,062 | $5,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 2,131 | $5,000 | thousands by filing date | |
| SREV 1.5 8/18 | 81763UAB6 | Bond 30/360P2 U | 6,000 | $5,000 | thousands by filing date | principal |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 670 | $5,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605116 | Cmn | 4,116 | $5,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 48 | $4,000 | thousands by filing date | call |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 572 | $4,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 87 | $4,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 100 | $4,000 | thousands by filing date | call |
| GEOPARK LTD USD SHS | G38327105 | Stock | 1,000 | $4,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 300 | $4,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 252 | $4,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 125 | $4,000 | thousands by filing date | call |
| RARE ELEMENT RES LTD | 75381M102 | COM | 11,500 | $4,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 200 | $4,000 | thousands by filing date | call |
| MEI PHARMA INC | 55279B202 | COM NEW | 2,500 | $4,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 540 | $4,000 | thousands by filing date | call |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 453 | $4,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 1,000 | $4,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 5,439 | $4,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 1,000 | $4,000 | thousands by filing date | call |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 3,700 | $4,000 | thousands by filing date | principal |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 600 | $4,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 300 | $4,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 1,888 | $4,000 | thousands by filing date | |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 745 | $4,000 | thousands by filing date | |
| Emerald Oil Inc | 29101U407 | Common Stock | 1,044 | $4,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 500 | $4,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 75 | $3,000 | thousands by filing date | call |
| LCNB CORP | 50181P100 | COM | 200 | $3,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 300 | $3,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 755 | $3,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 736 | $3,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 138 | $3,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 581 | $3,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 1,340 | $3,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 200 | $3,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 75 | $3,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 1,500 | $3,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 1,625 | $3,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 5,179 | $3,000 | thousands by filing date | |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 2,848 | $3,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 5,000 | $3,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 179 | $3,000 | thousands by filing date | call |
| WHITING USA TR II | 966388100 | TR UNIT | 1,500 | $3,000 | thousands by filing date | |
| BOOKS-A-MILLION INC | 098570104 | COM | 1,144 | $3,000 | thousands by filing date | |
| WAYNE SAVINGS BANCSHARES INC | 94624Q101 | COMMON | 247 | $3,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 4,000 | $3,000 | thousands by filing date | principal |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 300 | $3,000 | thousands by filing date | |
| REMARK MEDIA INC | 75954W107 | COM | 894 | $3,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 1,264 | $3,000 | thousands by filing date | |
| BLUE EARTH INC COM | 095428108 | COMMON STOCK | 2,858 | $3,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 300 | $3,000 | thousands by filing date | |
| Neothetics Inc | 64066G101 | COM | 400 | $3,000 | thousands by filing date | |
| VAPOR CORP NEV COM NEW | 922099205 | US SMALL AND MID-CAP EQUITIES | 9,751 | $3,000 | thousands by filing date | |
| CNOVA ORD | N20947102 | COM | 600 | $3,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | G5866L132 | RIGHT 06/25/2016 | 21,145 | $3,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 20 | $2,000 | thousands by filing date | call |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 15 | $2,000 | thousands by filing date | call |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 100 | $2,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 100 | $2,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 53 | $2,000 | thousands by filing date | call |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 1,581 | $2,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 117 | $2,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 83 | $2,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 900 | $2,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 500 | $2,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 625 | $2,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 175 | $2,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 44 | $2,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 100 | $2,000 | thousands by filing date | put |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 1,029 | $2,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 100 | $2,000 | thousands by filing date | call |
| AIR INDS GROUP COM | 00912N205 | Stock | 293 | $2,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 1,721 | $2,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 500 | $2,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 31 | $2,000 | thousands by filing date | put |
| AIXTRON SE | 009606104 | SPONSORED ADR | 300 | $2,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 3,965 | $2,000 | thousands by filing date | principal |
| MOSYS INC COM | 619718109 | COM | 1,570 | $2,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 805 | $2,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 400 | $2,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 1,000 | $2,000 | thousands by filing date | |
| ERBA DIAGNOSTICS | 29490B101 | COM | 1,069 | $2,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 537 | $2,000 | thousands by filing date | |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 4,125 | $2,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 105 | $2,000 | thousands by filing date | call |
| COUNTY BANCORP INC | 221907108 | COM | 124 | $2,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 3,000 | $2,000 | thousands by filing date | principal |
| SESEN BIO, INC. | 286221106 | COM | 760 | $2,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 9,717 | $2,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R207 | PFD CONV SER A | 25 | $2,000 | thousands by filing date | |
| CEL SCI CORP | 150837177 | *W EXP 10/11/201 | 10,000 | $2,000 | thousands by filing date | call |
| LIME ENERGY CO COM | 53261U304 | COM | 770 | $2,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 45 | $1,000 | thousands by filing date | call |
| AEMETIS INC | 00770K202 | COM NEW | 300 | $1,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 50 | $1,000 | thousands by filing date | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 20 | $1,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 119 | $1,000 | thousands by filing date | call |
| STANTEC INC COM | 85472N109 | Stock | 63 | $1,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 14 | $1,000 | thousands by filing date | call |
| W & T OFFSHORE INC | 92922P106 | COM | 250 | $1,000 | thousands by filing date | put |
| CAREDX INC | 14167L103 | COM | 200 | $1,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 18 | $1,000 | thousands by filing date | put |
| NORDSTROM INC | 655664100 | COM | 14 | $1,000 | thousands by filing date | call |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 270 | $1,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 300 | $1,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 300 | $1,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 200 | $1,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 101 | $1,000 | thousands by filing date | |
| READING INTL INC | 755408200 | CL B | 100 | $1,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 25 | $1,000 | thousands by filing date | put |
| CHEVIOT FINANCIAL CORP | 16677X105 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 200 | $1,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 4,000 | $1,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 1,500 | $1,000 | thousands by filing date | call |
| INTERMOLECULAR INC | 45882D109 | COM | 1,015 | $1,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 1,051 | $1,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 900 | $1,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 2,000 | $1,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 500 | $1,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 1,240 | $1,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 200 | $1,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 1,300 | $1,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 748 | $1,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 1,500 | $1,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 2,763 | $1,000 | thousands by filing date | |
| COMSTOCK HOLDING COMPANIES | 205684103 | CL A | 2,144 | $1,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 35 | $1,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 1,750 | $1,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 688 | $1,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 510 | $1,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 651 | $1,000 | thousands by filing date | |
| SOUTHWEST GA FINL CORP | 84502A104 | COM | 101 | $1,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 972 | $1,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 1,300 | $1,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 69 | $1,000 | thousands by filing date | |
| AVOLON HLDGS LTD | G52237107 | COM | 67 | $1,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 300 | $1,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 367 | $1,000 | thousands by filing date | |
| BIOBLAST PHARMA LTD | M20156101 | SHS | 200 | $1,000 | thousands by filing date | |
| FREESEAS INC | Y26496193 | Cmn | 424 | $1,000 | thousands by filing date | |
| JACKSONVILLE BANCORP INC FLA | 469249205 | COM NEW | 135 | $1,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Texas Instruments Incorporated | 882508104 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CORNING INC | 219350105 | COM | 15 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 106 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 385 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GAMESTOP CORP | 36467W109 | CL A | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TERADATA CORP DEL | 88076W103 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VERICEL CORP | 92346J108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 174 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNODATA INC | 457642205 | COM NEW | 362 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUDIOCODES LTD | M15342104 | ORD | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEALTHGAS INC | Y81669106 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DSW INC-CLASS A | 23334L102 | CL A | 25 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DLH HLDGS CORP | 23335Q100 | COM | 137 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRALIFE CORP | 903899102 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 383 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPROTT FOCUS TR INC | 85208J109 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 100 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 9 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNETEK INC | 559424403 | COMMON STOCK | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 644 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZION OIL & GAS INC | 989696109 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Apollo Global Management | 037612306 | COM | 25 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| OFFICE DEPOT INC | 676220106 | COM | 94 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TAITRON COMPONENTS INC | 874028103 | CL A | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06740P114 | FUND | 90 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| TEARLAB CORP | 878193101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNEY J C INC | 708160106 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 173 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEYW HLDG CORP | 493723100 | COM | 15 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BLYTH INC | 09643P207 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLARCITY CORP | 83416T100 | COM | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| APOLLO GROUP INC | 037604105 | CL A | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| XOMA CORP DEL | 98419J107 | COM | 235 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 900 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| GSE SYS INC | 36227k106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METALICO INC | 591176102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEMCELLS INC | 85857R204 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THESTREET INC | 88368Q103 | COM | 144 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERSECTIONS INC | 460981301 | COM | 273 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URANIUM RESOURCES INC | 916901606 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONIC FDRY INC | 83545R207 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 1,852 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| AMERIANA BANCORP | 023613102 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPITOL ACQUISITION CORP II | 14056V204 | UNIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06739H248 | ETN DJUBS PMET38 | 788 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06738G407 | ETN DJUBS IND MT | 2,423 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 200 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CSR PLC | 12640Y205 | SPONSORED ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06739H420 | IPATH AS GLF CUR | 957 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| COUNTRY STYLE COOKING REST ADR | 22238M109 | ADR-EMG MKT | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 234 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Polonia Bancorp, Inc. | 73158Q109 | Common Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUALSTAR CORP QBAK | 74758R109 | COMMON | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONVIA INC | 68338T403 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NET ELEMENT INTL INC | 64111R102 | CMN | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN BIO-CHEM INC | 674631106 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALLEY NATL BANCORP | 919794123 | *W EXP 06/30/201 | 5,141 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| USMD HLDGS INC | 903313104 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIO ONE INC | 75040P108 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOR MINERALS INTL INC | 890878309 | COM NEW | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 100 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ESCALON MED CORP CMN STK | 296074305 | Cmn | 252 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Birner Dental Management | 091283200 | COM NEW | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINOCOKING COAL & COKE CH IN | 829357102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RMG Networks Hldgs | 74966K102 | COM | 153 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Swisher Hygiene Inc | 870808300 | Common Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERE 3D CORP NEW | 84841L100 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 94 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 94 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AURIS MED HLDG AG | H03579101 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LGL GROUP INC WTS EXP 08/06/18 | 50186A116 | NOTE 1.250% 5/1 | 1,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PERSEON CORP | 715270203 | Cmn | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIQUID HLDGS GROUP INC COM | 53633A101 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-15-000070 | this filing | 2015-08-12 | acceptance time not in the bulk data set |