13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-15, with 5,316 holding rows worth $160,762,251,000.
- Accession
- 0000948046-15-000050
- Filer
- CIK 948046
- Filed
- 2015-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 19,119 entries on the cover page, a total value of $160,762,251,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $160,762,251,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10152
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 4,433 | $345,000 | thousands by filing date | call |
| NORTEK INC | 656559309 | COM NEW | 3,916 | $345,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 401,000 | $344,000 | thousands by filing date | call |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 11,684 | $343,000 | thousands by filing date | call |
| HILLTOP HLDGS INC | 432748101 | COM | 17,710 | $343,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 26,801 | $342,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 18,035 | $342,000 | thousands by filing date | |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 148,403 | $341,000 | thousands by filing date | call |
| TREVENA INC | 89532E109 | COM | 52,417 | $341,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 18,891 | $341,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 37,875 | $340,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 3,600 | $339,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 3,450 | $337,000 | thousands by filing date | put |
| CSS INDS INC | 125906107 | COMMON STOCK | 11,244 | $337,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 1,824 | $336,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 90,465 | $336,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 6,881 | $336,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 71,769 | $334,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 19,420 | $334,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 280,000 | $332,000 | thousands by filing date | principal |
| SIZMEK INC | 83013P105 | COM | 45,742 | $332,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 18,445 | $331,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 12,799 | $330,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 2,000 | $329,000 | thousands by filing date | call |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 469,600 | $328,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 16,527 | $326,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 21,080 | $326,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 275,000 | $325,000 | thousands by filing date | principal |
| EXXON MOBIL CORP | 30231G102 | COM | 3,828 | $324,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 6,150 | $324,000 | thousands by filing date | call |
| AMERIS BANCORP | 03076K108 | COM | 12,335 | $324,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 18,783 | $323,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 47,680 | $322,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 4,365 | $322,000 | thousands by filing date | principal |
| BROWN FORMAN CORP | 115637100 | CL A | 3,547 | $321,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 9,500 | $321,000 | thousands by filing date | call |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 292,343 | $321,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 25,323 | $321,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 34,843 | $321,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 3,653 | $320,000 | thousands by filing date | call |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 14,102 | $320,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 16,638 | $320,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 19,310 | $320,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 38,935 | $320,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 7,130 | $319,000 | thousands by filing date | put |
| KEY ENERGY SVCS INC | 492914106 | COM | 177,029 | $319,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 69,506 | $318,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 249,895 | $318,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 41,076 | $317,000 | thousands by filing date | |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 261,028 | $317,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 11,904 | $316,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 37,788 | $316,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 23,237 | $316,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H118 | *W EXP 02/08/201 | 37,093 | $316,000 | thousands by filing date | call |
| ADEPTUS HEALTH | 006855100 | Common Stock | 6,328 | $316,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 18,185 | $315,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 13,827 | $315,000 | thousands by filing date | |
| RRSAT GLOBAL COMM NTWRK LTD | M8183P102 | SHS | 40,997 | $314,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 17,522 | $314,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 50,404 | $313,000 | thousands by filing date | |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 49,671 | $313,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 60,389 | $312,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 24,157 | $312,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 14,399 | $312,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 4,550 | $312,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 125,000 | $312,000 | thousands by filing date | principal |
| VERASTEM INC | 92337C104 | COM | 30,635 | $311,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 41,646 | $310,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 252,000 | $310,000 | thousands by filing date | principal |
| ADDUS HOMECARE CORP | 006739106 | COM | 13,460 | $309,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 7,057 | $309,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 5,924 | $309,000 | thousands by filing date | put |
| INVITAE CORP | 46185L103 | COM | 18,400 | $308,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 18,973 | $308,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 3,501 | $308,000 | thousands by filing date | call |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 35,473 | $308,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 55,574 | $306,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 15,500 | $306,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 7,813 | $306,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 46,958 | $305,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 14,900 | $304,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 5,431 | $304,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 7,764 | $303,000 | thousands by filing date | |
| BORDERFREE INC | 09970L100 | COM | 50,510 | $303,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 13,296 | $302,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 16,450 | $301,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 26,945 | $301,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 133,940 | $301,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 227,942 | $300,000 | thousands by filing date | |
| DHT HOLDINGS INC | 23335SAB2 | DEBT 4.50010/0 | 270,000 | $300,000 | thousands by filing date | principal |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 10,511 | $299,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 13,223 | $299,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 18,461 | $299,000 | thousands by filing date | |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 253,000 | $299,000 | thousands by filing date | principal |
| LOMBARD MED INC | G55598109 | COM | 74,393 | $299,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 81,729 | $296,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 35,950 | $295,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 18,266 | $295,000 | thousands by filing date | |
| GCAP 4.1250 18 | 36268WAB6 | Bond 30/360P2 U | 275,000 | $295,000 | thousands by filing date | principal |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 46,716 | $295,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 32,920 | $294,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 11,546 | $294,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 46,825 | $293,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 21,203 | $293,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 288,000 | $293,000 | thousands by filing date | principal |
| DYNEGY INC NEW DEL | 26817R108 | COM | 9,344 | $292,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 20,727 | $291,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 16,449 | $290,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 7,082 | $290,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 7,500 | $287,000 | thousands by filing date | put |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 53,070 | $286,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 150,202 | $285,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 23,600 | $285,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 11,550 | $284,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 11,524 | $283,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 12,331 | $281,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 7,981 | $281,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 29,038 | $281,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 5,544 | $279,000 | thousands by filing date | call |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 9,162 | $279,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 38,191 | $278,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 1,385,215 | $278,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227AA2 | NOTE 7.000% 4/0 | 235,000 | $278,000 | thousands by filing date | principal |
| YUME INC | 98872B104 | COM | 53,707 | $278,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 23,000 | $278,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 7,734 | $277,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 9,758 | $277,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 22,362 | $276,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 3,960 | $274,000 | thousands by filing date | put |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 8,252 | $273,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 5,224 | $273,000 | thousands by filing date | call |
| GOLDMAN SACHS GROUP INC | 38147QMF0 | CNV | 289,000 | $273,000 | thousands by filing date | principal |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,739 | $272,000 | thousands by filing date | call |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 32,112 | $272,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 70,704 | $272,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 9,451 | $271,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 47,902 | $271,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 2,848 | $270,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 1,165,087 | $270,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 5,552 | $269,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 61,302 | $269,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 275,000 | $268,000 | thousands by filing date | principal |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 15,805 | $268,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS IN | 101119113 | WARRANT | 52,180 | $268,000 | thousands by filing date | call |
| CHINA CORD BLOOD CORP | G21107100 | COM | 52,672 | $268,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 8,200 | $267,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 5,500 | $266,000 | thousands by filing date | put |
| CADIZ INC | 127537207 | COM NEW | 26,004 | $266,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 49,278 | $265,000 | thousands by filing date | |
| SREV 1.5 8/18 | 81763UAB6 | Bond 30/360P2 U | 361,000 | $265,000 | thousands by filing date | principal |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 26,005 | $264,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 89,412 | $263,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 21,503 | $263,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 21,836 | $263,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 21,400 | $263,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 4,346 | $262,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 11,647 | $262,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 14,668 | $261,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 4,974 | $261,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 18,130 | $261,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 53,581 | $261,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 8,694 | $260,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 25,046 | $259,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 219,000 | $259,000 | thousands by filing date | principal |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,500 | $258,000 | thousands by filing date | put |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 13,527 | $258,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 48,830 | $257,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 16,329 | $256,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 8,681 | $256,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 8,903 | $255,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 72,698 | $255,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 35,829 | $255,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 36,464 | $254,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 10,113 | $254,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 27,850 | $254,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 160,305 | $254,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 3,215 | $253,000 | thousands by filing date | call |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 30,658 | $253,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 303,000 | $253,000 | thousands by filing date | principal |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 11,518 | $252,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 14,551 | $252,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 4,552 | $252,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 7,050 | $251,000 | thousands by filing date | put |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 18,678 | $250,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 10,720 | $250,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 7,992 | $249,000 | thousands by filing date | |
| GRUMA S.A.B. SPONSORED ADR | 400131306 | ADR | 4,923 | $249,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 71,876 | $248,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAE2 | NOTE 3.750%12/1 | 670,000 | $248,000 | thousands by filing date | principal |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 50,546 | $246,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 10,040 | $245,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 9,518 | $245,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 32,531 | $245,000 | thousands by filing date | |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 135,000 | $245,000 | thousands by filing date | principal |
| NEWMONT CORP | 651639106 | COM | 11,333 | $244,000 | thousands by filing date | put |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,250 | $244,000 | thousands by filing date | put |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 15,160 | $244,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 4,903 | $243,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 72,651 | $243,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 176,971 | $243,000 | thousands by filing date | principal |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 118,466 | $242,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 14,990 | $242,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 4,318 | $241,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 8,549 | $241,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 17,641 | $241,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 6,764 | $240,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,150 | $239,000 | thousands by filing date | put |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 73,400 | $239,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 17,404 | $239,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 500 | $238,000 | thousands by filing date | call |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 15,747 | $238,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 17,661 | $237,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639118 | *W EXP 12/06/201 | 183,600 | $236,000 | thousands by filing date | call |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 66,923 | $236,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 3,604 | $234,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 7,118 | $234,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 12,000 | $232,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 8,741 | $232,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 8,014 | $232,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 15,000 | $232,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,985 | $229,000 | thousands by filing date | call |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 67,498 | $229,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 6,600 | $228,000 | thousands by filing date | put |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 39,278 | $228,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 48,403 | $228,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 5,837 | $227,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 4,750 | $226,000 | thousands by filing date | put |
| Comcast Corp | 20030N101 | COM | 4,000 | $225,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 23,335 | $225,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 5,200 | $225,000 | thousands by filing date | put |
| LPATH INC-CLASS A | 548910306 | CMN | 90,740 | $224,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 61,734 | $223,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 8,041 | $223,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 10,000 | $222,000 | thousands by filing date | call |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 4,000 | $222,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 36,654 | $222,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 13,093 | $221,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 3,207 | $221,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 116,372 | $221,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 6,671 | $218,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 10,549 | $218,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 15,544 | $217,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 47,948 | $217,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013VAB4 | NOTE 7.000%12/1 | 212,000 | $217,000 | thousands by filing date | principal |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 4,100 | $216,000 | thousands by filing date | put |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 10,978 | $216,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 9,093 | $216,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 9,493 | $215,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 2,659 | $215,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 2,895 | $215,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 13,750 | $214,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 55,387 | $214,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 44,552 | $214,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 3,650 | $213,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 68,728 | $213,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,638 | $212,000 | thousands by filing date | call |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 22,398 | $212,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 21,750 | $212,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 8,550 | $212,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 57,000 | $211,000 | thousands by filing date | principal |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,171 | $210,000 | thousands by filing date | call |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 6,776 | $210,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 11,725 | $210,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 335,000 | $210,000 | thousands by filing date | principal |
| SL INDS INC | 784413106 | COMMON STOCK | 4,933 | $210,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,001 | $209,000 | thousands by filing date | put |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 21,252 | $209,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 10,150 | $208,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 11,909 | $208,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 6,601 | $207,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 17,828 | $207,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 16,601 | $207,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 5,109 | $206,000 | thousands by filing date | call |
| CATALENT INC USD 0.01 | 148806102 | COM | 6,635 | $206,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 13,565 | $206,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 10,821 | $206,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 104,684 | $206,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 5,000 | $205,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 8,042 | $205,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 25,765 | $205,000 | thousands by filing date | put |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 8,015 | $205,000 | thousands by filing date | call |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 10,543 | $204,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 4,568 | $204,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 7,411 | $203,000 | thousands by filing date | put |
| CAS 7 12/15/17 | 148411AF8 | Bond 30/360P2 U | 310,000 | $203,000 | thousands by filing date | principal |
| HCA Healthcare Inc | 40412C101 | COM | 2,697 | $202,000 | thousands by filing date | call |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 13,794 | $202,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 19,045 | $201,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 10,469 | $200,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 11,928 | $200,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 8,907 | $200,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 163,000 | $200,000 | thousands by filing date | principal |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 1,152 | $199,000 | thousands by filing date | call |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 28,856 | $199,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 16,205 | $198,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,000 | $197,000 | thousands by filing date | call |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 240,000 | $197,000 | thousands by filing date | principal |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 7,251 | $196,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 9,720 | $196,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 15,272 | $196,000 | thousands by filing date | put |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 9,875 | $196,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 3,760 | $196,000 | thousands by filing date | call |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 39,313 | $196,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 7,587 | $194,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 4,880 | $194,000 | thousands by filing date | principal |
| COSTAMARE INC | Y1771G102 | SHS | 10,984 | $193,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 6,281 | $193,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,540 | $193,000 | thousands by filing date | call |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 3,350 | $193,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 3,242 | $191,000 | thousands by filing date | call |
| PENN WEST PETE LTD NEW | 707887105 | COM | 116,321 | $191,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 106,357 | $191,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 4,599 | $190,000 | thousands by filing date | put |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 22,017 | $190,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 12,698 | $190,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 4,345 | $189,000 | thousands by filing date | call |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 11,228 | $189,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 3,091 | $188,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 14,750 | $188,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 1,429 | $187,000 | thousands by filing date | put |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 12,186 | $187,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 49,700 | $187,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 85,100 | $186,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 1,344 | $185,000 | thousands by filing date | call |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 48,000 | $184,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 139,441 | $184,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 6,050 | $183,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 12,000 | $183,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 11,256 | $183,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 39,754 | $183,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 9,379 | $182,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 1,998 | $182,000 | thousands by filing date | call |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 715 | $181,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 3,651 | $181,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 5,247 | $180,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 12,000 | $180,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 161,477 | $180,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 2,300 | $179,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 228,615 | $179,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 3,460 | $179,000 | thousands by filing date | put |
| EXA CORP | 300614500 | COM | 15,115 | $179,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 15,000 | $178,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 29,308 | $178,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 11,072 | $178,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 3,585 | $177,000 | thousands by filing date | call |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 7,623 | $177,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 33,260 | $177,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 21,600 | $176,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 10,796 | $176,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 7,076 | $176,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 44,586 | $176,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 3,155 | $175,000 | thousands by filing date | call |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 311,282 | $175,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D112 | WARRANT | 270,000 | $175,000 | thousands by filing date | call |
| FORMFACTOR INC COM | 346375108 | Stock | 19,779 | $174,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 15,068 | $174,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 15,000 | $174,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 76,470 | $174,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 19,164 | $174,000 | thousands by filing date | |
| QTM 4.5 11/17 | 747906AJ4 | Bond 30/360P2 U | 150,000 | $174,000 | thousands by filing date | principal |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 8,783 | $173,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,760 | $172,000 | thousands by filing date | call |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 10,790 | $172,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 58,722 | $172,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 18,736 | $172,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 24,867 | $172,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 6,751 | $172,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 1,798 | $171,000 | thousands by filing date | call |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 9,353 | $171,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 1,455 | $171,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 7,530 | $170,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,250 | $169,000 | thousands by filing date | call |
| BARRACUDA NETWORKS INC | 068323104 | COM | 4,408 | $169,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 25,093 | $168,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 41,085 | $168,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 15,100 | $168,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 8,580 | $167,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 3,450 | $167,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 2,224 | $166,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 7,306 | $166,000 | thousands by filing date | put |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 6,004 | $166,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 3,538 | $166,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 6,434 | $166,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 13,065 | $165,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 3,010 | $164,000 | thousands by filing date | put |
| BUNGE LTD | G16962105 | COM | 2,000 | $164,000 | thousands by filing date | put |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 9,350 | $164,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 2,579 | $163,000 | thousands by filing date | put |
| HC2 HLDGS INC | 404139107 | COM | 14,957 | $163,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 2,980 | $162,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 075896100 | COM | 2,111 | $162,000 | thousands by filing date | call |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 9,904 | $162,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 1,942 | $162,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 41,530 | $162,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 4,928 | $161,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 6,935 | $161,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 17,789 | $161,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 12,127 | $161,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 2,830 | $161,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 3,705 | $161,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 6,248 | $161,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 159,521 | $161,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 40,000 | $161,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,743 | $160,000 | thousands by filing date | call |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 15,705 | $160,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 7,355 | $160,000 | thousands by filing date | call |
| WILLIAMS COS INC COM | 969457100 | Stock | 3,160 | $159,000 | thousands by filing date | call |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 2,379 | $159,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 120,506 | $159,000 | thousands by filing date | |
| TCP International Holdings Ltd | H84689100 | COMMON | 86,796 | $159,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 5,101 | $158,000 | thousands by filing date | call |
| Schlumberger Limited | 806857108 | COM | 1,900 | $158,000 | thousands by filing date | call |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 25,800 | $158,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 2,342 | $158,000 | thousands by filing date | call |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 3,388 | $157,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 8,703 | $157,000 | thousands by filing date | put |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 35,610 | $157,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 17,024 | $157,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,900 | $156,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 4,203 | $156,000 | thousands by filing date | call |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 6,497 | $156,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 373 | $155,000 | thousands by filing date | call |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 34,656 | $155,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 6,711 | $155,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 10,945 | $155,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 25,352 | $155,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 22,761 | $155,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,000 | $154,000 | thousands by filing date | call |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 7,111 | $154,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 52,288 | $154,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 6,283 | $154,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 1,766 | $153,000 | thousands by filing date | call |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 4,923 | $153,000 | thousands by filing date | |
| PACIRA PHARMACEUTICALS INC | 695127AB6 | NOTE 3.250 2/0 | 43,000 | $153,000 | thousands by filing date | principal |
| Johnson & Johnson | 478160104 | COM | 1,520 | $152,000 | thousands by filing date | put |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 17,080 | $152,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 6,328 | $152,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 7,746 | $152,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 13,195 | $152,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 5,503 | $151,000 | thousands by filing date | call |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 9,534 | $151,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 9,546 | $151,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 7,879 | $151,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 6,033 | $151,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 6,076 | $151,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 15,354 | $151,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 15,000 | $150,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 13,300 | $149,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 11,194 | $149,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 19,384 | $149,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 42,314 | $149,000 | thousands by filing date | |
| LAKES ENTERTAINMEN | 51206P208 | COM | 17,474 | $149,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 29,501 | $148,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 7,744 | $147,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 5,000 | $147,000 | thousands by filing date | call |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 18,367 | $147,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 3,530 | $146,000 | thousands by filing date | call |
| SEARS CDA INC | 81234D109 | COM | 15,980 | $146,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,269 | $146,000 | thousands by filing date | call |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 41,302 | $146,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 11,580 | $146,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 104,997 | $146,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 6,685,762 | $146,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 10,335 | $145,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 72,005 | $145,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 30,295 | $145,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 12,250 | $144,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 8,338 | $144,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 140,000 | $144,000 | thousands by filing date | principal |
| ADVAXIS INC | 007624208 | COM NEW | 10,000 | $144,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,367 | $143,000 | thousands by filing date | call |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 7,733 | $143,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 3,253 | $143,000 | thousands by filing date | put |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 5,868 | $142,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 40,691 | $142,000 | thousands by filing date | |
| EVERYWARE GLOBAL INC | 300439106 | COM | 117,805 | $141,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 95,591 | $141,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 203,600 | $140,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 19,515 | $140,000 | thousands by filing date | |
| OI SA-ADR | 670851401 | Com | 91,122 | $140,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 10,000 | $139,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 7,558 | $139,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 16,272 | $139,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 29,865 | $139,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 30,772 | $139,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 2,742 | $139,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 2,200 | $138,000 | thousands by filing date | call |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 4,851 | $138,000 | thousands by filing date | put |
| SEACHANGE INTL INC | 811699107 | COM | 17,658 | $138,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 18,517 | $138,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 2,788 | $138,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 11,467 | $138,000 | thousands by filing date | |
| ECPG 3 11/27/17 | 292554AD4 | Bond 30/360P2 U | 100,000 | $138,000 | thousands by filing date | principal |
| MESA LABS INC COM | 59064R109 | Stock | 1,910 | $137,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 2,950 | $137,000 | thousands by filing date | put |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 50,655 | $137,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 8,938 | $137,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 12,050 | $136,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 90,000 | $136,000 | thousands by filing date | principal |
| FBR & CO | 30247C400 | COM NEW | 5,936 | $136,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-15-000050 | this filing | 2015-05-15 | acceptance time not in the bulk data set |