13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-15, with 5,316 holding rows worth $160,762,251,000.
- Accession
- 0000948046-15-000050
- Filer
- CIK 948046
- Filed
- 2015-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 19,119 entries on the cover page, a total value of $160,762,251,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $160,762,251,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10152
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 17,255 | $1,816,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 73,934 | $1,816,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 23,351 | $1,816,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 33,205 | $1,816,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 47,962 | $1,814,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 68,224 | $1,814,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 136,098 | $1,812,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 52,380 | $1,811,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 68,873 | $1,805,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 116,805 | $1,805,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 70,574 | $1,804,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 186,981 | $1,803,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 484,382 | $1,801,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 1,854,000 | $1,801,000 | thousands by filing date | principal |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 3,840,000 | $1,790,000 | thousands by filing date | principal |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 1,620,000 | $1,789,000 | thousands by filing date | principal |
| BRIDGE BANCORP INC | 108035106 | COM | 69,387 | $1,789,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 31,236 | $1,784,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 237,728 | $1,781,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 102,302 | $1,780,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 270,420 | $1,780,000 | thousands by filing date | |
| JARDEN CORP | 471109AL2 | NOTE 1.500 6/1 | 1,250,000 | $1,779,000 | thousands by filing date | principal |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 1,544,000 | $1,776,000 | thousands by filing date | principal |
| Comcast Corp | 20030N101 | COM | 31,410 | $1,772,000 | thousands by filing date | call |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 104,647 | $1,771,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 1,534,000 | $1,764,000 | thousands by filing date | principal |
| CHOICE HOTELS INTL INC | 169905106 | COM | 27,557 | $1,762,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 3,190,000 | $1,758,000 | thousands by filing date | principal |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 158,038 | $1,755,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 1,023,000 | $1,752,000 | thousands by filing date | principal |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 134,540 | $1,751,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 1,755,000 | $1,747,000 | thousands by filing date | principal |
| GIGAMON INC | 37518B102 | COM | 82,262 | $1,745,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 1,388,000 | $1,745,000 | thousands by filing date | principal |
| TANGOE INC/CT | 87582Y108 | COM | 126,363 | $1,741,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 100,560 | $1,737,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 119,256 | $1,734,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 186,153 | $1,729,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 850,676 | $1,726,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 48,122 | $1,717,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 116,417 | $1,715,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 116,562 | $1,714,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 1,150,000 | $1,714,000 | thousands by filing date | principal |
| KNOWLES CORP COM | 49926D109 | Stock | 89,057 | $1,713,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 32,526 | $1,709,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 699,109 | $1,704,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 68,994 | $1,700,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 89,218 | $1,699,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 42,606 | $1,698,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 27,007 | $1,695,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 35,998 | $1,692,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 201,572 | $1,691,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 1,633,000 | $1,689,000 | thousands by filing date | put |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 25,900 | $1,686,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 74,202 | $1,684,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 148,635 | $1,682,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 908,521 | $1,680,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 1,423,000 | $1,679,000 | thousands by filing date | principal |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 70,162 | $1,676,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 134,416 | $1,676,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 996,000 | $1,675,000 | thousands by filing date | principal |
| CAE INC COM | 124765108 | Stock | 143,411 | $1,671,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 57,739 | $1,669,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 175,248 | $1,669,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 143,513 | $1,667,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 73,179 | $1,664,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 329,823 | $1,663,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 1,550,000 | $1,660,000 | thousands by filing date | principal |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 72,945 | $1,657,000 | thousands by filing date | |
| ONEIDA FINL CORP MD | 682479100 | COM | 84,108 | $1,654,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 706,873 | $1,653,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 56,611 | $1,651,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 39,908 | $1,648,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 31,113 | $1,644,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 60,615 | $1,643,000 | thousands by filing date | put |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 63,185 | $1,643,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 39,941 | $1,643,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 129,894 | $1,637,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 92,603 | $1,635,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 512,018 | $1,633,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 461,523 | $1,628,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 366,753 | $1,627,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 60,285 | $1,626,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 49,321 | $1,625,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 126,684 | $1,618,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 35,960 | $1,616,000 | thousands by filing date | |
| KOFAX LTD | G5307C105 | COM USD | 147,443 | $1,614,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 42,448 | $1,613,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 1,742,000 | $1,609,000 | thousands by filing date | principal |
| HAYNES INTL INC | 420877201 | COM NEW | 35,999 | $1,605,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 1,564,000 | $1,605,000 | thousands by filing date | principal |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 73,083 | $1,602,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 3,868 | $1,600,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 231,004 | $1,598,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 113,109 | $1,595,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 121,300 | $1,595,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 1,623,000 | $1,595,000 | thousands by filing date | principal |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 71,091 | $1,593,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 67,004 | $1,591,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 59,988 | $1,589,000 | thousands by filing date | |
| MIG 5 3/15/20 | 58319PAC2 | Bond 30/360P2 U | 1,395,000 | $1,589,000 | thousands by filing date | principal |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 24,220 | $1,587,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 1,409,000 | $1,587,000 | thousands by filing date | principal |
| CURIS INC | 231269101 | COM | 658,952 | $1,580,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 154,050 | $1,576,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 82,606 | $1,573,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 1,394,000 | $1,567,000 | thousands by filing date | principal |
| MYRIAD GENETICS INC | 62855J104 | COM | 44,301 | $1,566,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 127,082 | $1,566,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 25,729 | $1,565,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 51,433 | $1,563,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 183,660 | $1,559,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 155,228 | $1,559,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 44,268 | $1,559,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 58,158 | $1,555,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 15,957 | $1,555,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 1,107,000 | $1,554,000 | thousands by filing date | principal |
| STRAYER ED INC | 863236105 | COM | 29,071 | $1,552,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 22,419 | $1,551,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 105,448 | $1,546,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 51,063 | $1,545,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 51,486 | $1,542,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 256,231 | $1,538,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 47,063 | $1,534,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 41,723 | $1,534,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 143,822 | $1,534,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 146,374 | $1,531,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 1,127,000 | $1,527,000 | thousands by filing date | principal |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 1,430,000 | $1,518,000 | thousands by filing date | principal |
| FORTUNA MNG CORP F | 349915108 | COM | 395,095 | $1,516,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 52,474 | $1,504,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 90,892 | $1,499,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 106,226 | $1,498,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 45,945 | $1,494,000 | thousands by filing date | |
| HYDRA INDS ACQUISITION CORP | 448740100 | COM | 156,700 | $1,494,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 81,598 | $1,487,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 208,572 | $1,484,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 60,797 | $1,481,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 37,794 | $1,479,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 20,205 | $1,473,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 13,564 | $1,469,000 | thousands by filing date | call |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 24,102 | $1,469,000 | thousands by filing date | |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 550,000 | $1,461,000 | thousands by filing date | principal |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 83,779 | $1,459,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 139,096 | $1,457,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 61,906 | $1,456,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 41,876 | $1,455,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 89,604 | $1,452,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 90,687 | $1,447,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 784,586 | $1,443,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 25,478 | $1,442,000 | thousands by filing date | call |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 52,184 | $1,441,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 121,376 | $1,439,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 84,253 | $1,438,000 | thousands by filing date | |
| OMNICARE CAP TR II | 68214Q200 | PFD B TR 4.00% | 15,100 | $1,436,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 81,741 | $1,434,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 133,092 | $1,433,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 60,081 | $1,429,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 88,479 | $1,427,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 112,617 | $1,424,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 118,882 | $1,421,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 102,022 | $1,418,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 79,211 | $1,418,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 1,418,000 | $1,416,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503403 | COM NEW | 1,216 | $1,415,000 | thousands by filing date | call |
| BRUNSWICK CORP | 117043109 | COM | 27,521 | $1,414,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 185,879 | $1,414,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 44,726 | $1,413,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 61,000 | $1,412,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 46,011 | $1,406,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 114,189 | $1,403,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 92,236 | $1,401,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 150,918 | $1,400,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 52,628 | $1,398,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 1,684,000 | $1,396,000 | thousands by filing date | principal |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 57,634 | $1,395,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 78,757 | $1,393,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 15,975 | $1,392,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 8,658 | $1,389,000 | thousands by filing date | call |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 7,114 | $1,386,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 18,522 | $1,385,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 179,922 | $1,385,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 113,094 | $1,384,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 66,945 | $1,383,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 41,766 | $1,383,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 1,082,000 | $1,373,000 | thousands by filing date | principal |
| TILLYS INC | 886885102 | CL A | 87,705 | $1,372,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 30,996 | $1,371,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 2,500 | $1,370,000 | thousands by filing date | put |
| GOOGLE INC | 38259P706 | CL C | 2,500 | $1,370,000 | thousands by filing date | call |
| CON-WAY INC | 205944101 | COM | 31,056 | $1,369,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 58,440 | $1,368,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 56,123 | $1,366,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 53,481 | $1,365,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 646,146 | $1,363,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 9,736 | $1,359,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 29,916 | $1,359,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 59,939 | $1,358,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 1,180,000 | $1,357,000 | thousands by filing date | principal |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 201,010 | $1,356,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 102,520 | $1,350,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 135,374 | $1,347,000 | thousands by filing date | |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 1,155,000 | $1,346,000 | thousands by filing date | principal |
| VERITIV CORP | 923454102 | COM | 30,487 | $1,342,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 80,004 | $1,341,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 76,582 | $1,340,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 330,228 | $1,340,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 278,869 | $1,337,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 40,567 | $1,333,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 32,316 | $1,330,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 59,511 | $1,330,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 1,179,000 | $1,329,000 | thousands by filing date | principal |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 222,366 | $1,328,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 34,215 | $1,326,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 312,788 | $1,326,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 20,653 | $1,325,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 1,272,000 | $1,323,000 | thousands by filing date | principal |
| PEGASYSTEMS INC COM | 705573103 | Stock | 60,620 | $1,317,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 168,906 | $1,316,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 114,303 | $1,313,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 1,206,000 | $1,308,000 | thousands by filing date | principal |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 52,178 | $1,301,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 100,121 | $1,301,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 25,295 | $1,300,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 42,242 | $1,300,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 80,769 | $1,299,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 161,961 | $1,299,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 15,776 | $1,294,000 | thousands by filing date | call |
| Vale Sa | 91912E204 | COM | 266,650 | $1,292,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 54,233 | $1,292,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 67,150 | $1,291,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 282,914 | $1,289,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 1,219,000 | $1,289,000 | thousands by filing date | call |
| SQUARE 1 FINL INC | 85223W101 | CL A | 48,209 | $1,289,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 1,357,707 | $1,288,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 38,978 | $1,286,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 31,649 | $1,285,000 | thousands by filing date | call |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 22,486 | $1,285,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 14,495 | $1,283,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 1,424,000 | $1,283,000 | thousands by filing date | principal |
| KELLY SVCS INC | 488152208 | CL A | 73,543 | $1,282,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 71,820 | $1,277,000 | thousands by filing date | |
| COWEN INC | 223622AB7 | NOTE 3.000 3/1 | 1,117,000 | $1,269,000 | thousands by filing date | principal |
| Foundation Medicine Inc | 350465100 | COM | 26,374 | $1,267,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 40,484 | $1,265,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 13,352 | $1,264,000 | thousands by filing date | call |
| PHH CORP | 693320202 | COM NEW | 52,385 | $1,264,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 40,120 | $1,260,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 393,165 | $1,258,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 926,000 | $1,257,000 | thousands by filing date | principal |
| FIBROGEN INC | 31572Q808 | COM | 40,021 | $1,255,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 18,005 | $1,253,000 | thousands by filing date | |
| AAR CORP 2.25% CB 03/01/2016-REGISTERED | 000361AM7 | Bond | 1,186,000 | $1,253,000 | thousands by filing date | principal |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 50,921 | $1,252,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 96,220 | $1,249,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 574,877 | $1,246,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 72,039 | $1,244,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763AAB4 | NOTE 2.750%12/1 | 1,360,000 | $1,243,000 | thousands by filing date | principal |
| AMTRUST FINANCIAL SERVICES I | 032359AC5 | NOTE 5.500%12/1 | 565,000 | $1,240,000 | thousands by filing date | principal |
| ACCURAY INC | 004397AB1 | CNV | 1,118,000 | $1,239,000 | thousands by filing date | principal |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 78,551 | $1,237,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 93,200 | $1,234,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 254,606 | $1,234,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 115,492 | $1,229,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 117,472 | $1,229,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 52,657 | $1,223,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 429,082 | $1,221,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 34,748 | $1,220,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 73,231 | $1,219,000 | thousands by filing date | |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 955,000 | $1,215,000 | thousands by filing date | principal |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 61,155 | $1,214,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 293,017 | $1,214,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 195,393 | $1,210,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 47,436 | $1,207,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 127,008 | $1,204,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 92,329 | $1,202,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 48,576 | $1,201,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 51,030 | $1,199,000 | thousands by filing date | |
| 38259p508 | COM | 2,160 | $1,197,000 | thousands by filing date | call | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 425,929 | $1,195,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 98,548 | $1,194,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 24,435 | $1,193,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 18,907 | $1,192,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 190,321 | $1,190,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 46,130 | $1,190,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 45,908 | $1,188,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 307,932 | $1,186,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 144,757 | $1,182,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 123,133 | $1,182,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 53,768 | $1,182,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 73,859 | $1,180,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 61,210 | $1,178,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 18,844 | $1,177,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 36,713 | $1,176,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 125,368 | $1,172,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 1,132,000 | $1,170,000 | thousands by filing date | principal |
| LDR HLDG CORP | 50185U105 | COM | 31,912 | $1,167,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 14,166 | $1,164,000 | thousands by filing date | put |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 67,534 | $1,164,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 13,630 | $1,157,000 | thousands by filing date | put |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 34,653 | $1,157,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 23,322 | $1,156,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 262,219 | $1,155,000 | thousands by filing date | |
| UBS AG | 90270KAW9 | NOTE 2/1 | 1,216,000 | $1,151,000 | thousands by filing date | principal |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 39,129 | $1,149,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 23,342 | $1,148,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 65,501 | $1,147,000 | thousands by filing date | |
| 38259p508 | COM | 2,068 | $1,146,000 | thousands by filing date | put | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 59,643 | $1,142,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 14,618 | $1,140,000 | thousands by filing date | call |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 15,755 | $1,137,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 230,739 | $1,136,000 | thousands by filing date | |
| 1347 CAP CORP | 68245V103 | COM | 118,334 | $1,136,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 45,398 | $1,133,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 50,833 | $1,133,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 59,848 | $1,131,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 14,453 | $1,130,000 | thousands by filing date | call |
| Barington/Hilco Acquisition Corp. | 06759V200 | UNIT | 113,451 | $1,128,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 38,959 | $1,127,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 1,000,000 | $1,126,000 | thousands by filing date | principal |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 45,190 | $1,123,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 87,689 | $1,122,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 46,588 | $1,120,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 16,512 | $1,119,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 26,177 | $1,113,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 40,047 | $1,113,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 55,065 | $1,112,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 1,085,000 | $1,112,000 | thousands by filing date | principal |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 34,118 | $1,111,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 22,073 | $1,108,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 70,515 | $1,106,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 14,396 | $1,101,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 42,756 | $1,100,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 653,113 | $1,097,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 69,806 | $1,095,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 20,371 | $1,094,000 | thousands by filing date | |
| ANR 4.875 12/20 | 02076XAF9 | Bond 30/360P2 U | 4,370,000 | $1,094,000 | thousands by filing date | principal |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 1,056,000 | $1,092,000 | thousands by filing date | principal |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 187,269 | $1,091,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 45,558 | $1,090,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 68,512 | $1,090,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 67,071 | $1,085,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 50,572 | $1,084,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 100,208 | $1,082,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 36,144 | $1,082,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 95,006 | $1,078,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 81,115 | $1,078,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 56,531 | $1,069,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 360,893 | $1,067,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 43,960 | $1,063,000 | thousands by filing date | |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 880,000 | $1,062,000 | thousands by filing date | principal |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 1,038,000 | $1,060,000 | thousands by filing date | principal |
| OTTER TAIL CORP | 689648103 | COM | 32,861 | $1,056,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 5,058 | $1,054,000 | thousands by filing date | call |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 45,893 | $1,053,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 10,200 | $1,052,000 | thousands by filing date | call |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 242,493 | $1,049,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 120,512 | $1,049,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 38,500 | $1,041,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 92,003 | $1,035,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 48,696 | $1,034,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 34,102 | $1,032,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 386,919 | $1,031,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 1,054,000 | $1,029,000 | thousands by filing date | call |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 96,267 | $1,028,000 | thousands by filing date | |
| FIFTH STR FIN CORP | 31679BAC4 | NOTE 5.375% 4/0 | 1,000,000 | $1,022,000 | thousands by filing date | principal |
| Knight Capital Group, Inc. | 48244B100 | common stock | 83,356 | $1,020,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 519,000 | $1,019,000 | thousands by filing date | principal |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 37,226 | $1,017,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 114,609 | $1,017,000 | thousands by filing date | |
| CAMBRIDGE CAP ACQUISITION CO | 13215Q106 | COM | 101,267 | $1,017,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 24,839 | $1,016,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 401,148 | $1,016,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 66,395 | $1,015,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 114,672 | $1,012,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 34,193 | $1,011,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 47,445 | $1,010,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 100,200 | $1,007,000 | thousands by filing date | principal |
| TCP CAP CORP | 87238Q103 | COM | 62,429 | $999,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 19,374 | $998,000 | thousands by filing date | call |
| CTC MEDIA INC | 12642X106 | COM | 251,877 | $997,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 94,975 | $993,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 77,006 | $992,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 131,633 | $992,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 55,281 | $989,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 43,934 | $987,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 60,033 | $984,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 253,579 | $984,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 32,914 | $984,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 11,307 | $982,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 22,929 | $981,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 46,969 | $979,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 106,787 | $979,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 51,902 | $979,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 1,505,000 | $976,000 | thousands by filing date | principal |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 67,237 | $974,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 102,231 | $972,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 400,178 | $972,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 1,225,000 | $971,000 | thousands by filing date | principal |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 816,858 | $971,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 53,445 | $969,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 51,065 | $968,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 420,328 | $966,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 884,000 | $966,000 | thousands by filing date | principal |
| TRUECAR INC | 89785L107 | COM | 53,493 | $953,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 97,928 | $952,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 19,072 | $950,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 73,656 | $946,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 159,718 | $945,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 345,823 | $944,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 46,960 | $943,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 20,747 | $943,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 799,000 | $931,000 | thousands by filing date | principal |
| Intel Corp | 458140100 | COM | 29,715 | $928,000 | thousands by filing date | put |
| TUTOR PERINI CORP | 901109108 | COM | 39,780 | $928,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 96,992 | $926,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAH5 | NOTE 2.250% 3/3 | 925,000 | $926,000 | thousands by filing date | principal |
| MARLIN MIDSTREAM PARTNERS LP | 57118V100 | COM UTLTD PTN IN | 41,900 | $926,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 37,769 | $925,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 8,920 | $923,000 | thousands by filing date | |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 987,000 | $919,000 | thousands by filing date | principal |
| ACETO CORP | 004446100 | COM | 41,633 | $915,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 22,506 | $914,000 | thousands by filing date | put |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 35,069 | $911,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 293,967 | $909,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 37,446 | $907,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 64,836 | $907,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 50,398 | $906,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 36,540 | $905,000 | thousands by filing date | put |
| ALMOST FAMILY INC | 020409108 | COM | 20,261 | $905,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205AA3 | NOTE 7.875% 9/0 | 1,000,000 | $901,000 | thousands by filing date | principal |
| ORCHID IS CAP INC | 68571X103 | COM | 67,773 | $897,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 122,695 | $897,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 1,179,000 | $896,000 | thousands by filing date | principal |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 64,028 | $896,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 10,802 | $894,000 | thousands by filing date | call |
| POINTS INTL LTD | 730843208 | COM NEW | 88,147 | $892,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 37,766 | $891,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 86,417 | $891,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 900,000 | $888,000 | thousands by filing date | principal |
| HAWKINS INC | 420261109 | COM | 23,328 | $885,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 21,436 | $884,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 875,000 | $884,000 | thousands by filing date | put |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 139,613 | $883,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 915,000 | $880,000 | thousands by filing date | principal |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 59,622 | $879,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 153,492 | $879,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 28,057 | $878,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 10,351 | $876,000 | thousands by filing date | call |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 790,000 | $875,000 | thousands by filing date | principal |
| ZAFGEN INC | 98885E103 | COM | 22,120 | $875,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 42,623 | $871,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 37,487 | $870,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 670,588 | $870,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 69,891 | $869,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 68,435 | $868,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 292,598 | $868,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 8,271 | $867,000 | thousands by filing date | call |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 44,528 | $867,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 65,000 | $867,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AC8 | DEB 0.750 3/3 | 622,000 | $867,000 | thousands by filing date | principal |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 39,424 | $866,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 57,015 | $865,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 37,163 | $861,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 85,424 | $858,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 126,794 | $857,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 776,000 | $857,000 | thousands by filing date | principal |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 934,000 | $853,000 | thousands by filing date | principal |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 39,193 | $852,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 43,554 | $847,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 107,424 | $843,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 39,025 | $841,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 60,852 | $840,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 24,053 | $840,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 9,834 | $839,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 46,271 | $839,000 | thousands by filing date | |
| AV HOMES INC | 00234PAB8 | BOND | 840,000 | $836,000 | thousands by filing date | principal |
| Micron Technology,Inc. | 595112103 | COM | 30,825 | $835,000 | thousands by filing date | call |
| MODINE MFG CO COM | 607828100 | Stock | 62,211 | $835,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 91,047 | $834,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 27,849 | $833,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 32,730 | $833,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 26,974 | $832,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 12,096 | $831,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 55,096 | $829,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 50,281 | $827,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 33,998 | $825,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 48,502 | $825,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 166,308 | $824,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 825,000 | $824,000 | thousands by filing date | principal |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 39,767 | $823,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 37,355 | $823,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP | 14056V113 | W | 823,341 | $823,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 16,402 | $821,000 | thousands by filing date | put |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 74,246 | $819,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 41,419 | $819,000 | thousands by filing date | |
| RAS 4 10/1/33 | 749227AB0 | Bond 30/360P2 U | 960,000 | $818,000 | thousands by filing date | principal |
| NANOMETRICS | 630077105 | COM | 48,681 | $817,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 83,513 | $817,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 388,800 | $816,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-15-000050 | this filing | 2015-05-15 | acceptance time not in the bulk data set |