13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-15, with 5,316 holding rows worth $160,762,251,000.
- Accession
- 0000948046-15-000050
- Filer
- CIK 948046
- Filed
- 2015-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 19,119 entries on the cover page, a total value of $160,762,251,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $160,762,251,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10152
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ELY 3.75 08/19 | 131193AC8 | Bond 30/360P2 U | 635,000 | $813,000 | thousands by filing date | principal |
| BIOTELEMETRY INC | 090672106 | COM | 91,692 | $811,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 48,584 | $809,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 44,085 | $809,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 114,027 | $808,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 27,533 | $806,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 20,736 | $805,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 39,903 | $804,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,000 | $802,000 | thousands by filing date | put |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 43,156 | $802,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 72,877 | $801,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 23,280 | $800,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 35,288 | $799,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 65,350 | $799,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 56,131 | $799,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 804,000 | $797,000 | thousands by filing date | put |
| ONCOTHYREON INC | 682324108 | COM | 489,405 | $796,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 178,376 | $796,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 93,865 | $794,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 66,948 | $793,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 7,054 | $793,000 | thousands by filing date | call |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 38,275 | $790,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 69,911 | $789,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 72,438 | $788,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 88,224 | $788,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 32,117 | $787,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 51,079 | $782,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 51,339 | $782,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 335,737 | $782,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 181,000 | $779,000 | thousands by filing date | principal |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 58,974 | $778,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 51,680 | $777,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 58,743 | $777,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 2,608 | $776,000 | thousands by filing date | call |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 32,124 | $775,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 715,000 | $775,000 | thousands by filing date | principal |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 103,190 | $773,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 49,630 | $770,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 70,003 | $769,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 48,053 | $768,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 31,846 | $768,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 24,017 | $767,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 49,996 | $767,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 11,268 | $767,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 45,566 | $766,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 142,709 | $764,000 | thousands by filing date | |
| MANNKIND CORP | 56400PAC6 | BOND | 750,000 | $764,000 | thousands by filing date | principal |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 43,740 | $762,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 80,788 | $762,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 93,100 | $761,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 15,401 | $760,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 130,004 | $760,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 151,360 | $759,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 15,947 | $755,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 32,638 | $755,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694AB3 | NOTE 3.800% 7/0 | 710,000 | $754,000 | thousands by filing date | principal |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 70,101 | $752,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 175,000 | $752,000 | thousands by filing date | |
| REMY INTL INC NEW | 75971M108 | COM | 33,945 | $752,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 42,010 | $751,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 44,638 | $750,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 41,076 | $750,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 29,759 | $749,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 46,084 | $749,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 11,797 | $747,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 650,000 | $747,000 | thousands by filing date | principal |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 56,651 | $744,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 29,040 | $743,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 158,951 | $742,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 188,589 | $742,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 52,625 | $741,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 19,035 | $741,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 13,308 | $740,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 36,787 | $739,000 | thousands by filing date | |
| WASHINGTON FED INC | 938824117 | *W EXP 11/14/201 | 159,062 | $739,000 | thousands by filing date | call |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 42,300 | $738,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 12,211 | $736,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 19,279 | $734,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 27,032 | $734,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 52,862 | $733,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 76,733 | $733,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 40,000 | $732,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 33,340 | $731,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 59,007 | $731,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 89,362 | $730,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 39,101 | $730,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 533,839 | $730,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 30,000 | $729,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 104,686 | $729,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 25,671 | $728,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 65,318 | $725,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 37,350 | $724,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 14,240 | $724,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 48,394 | $723,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 11,528 | $721,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 113,625 | $719,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 51,119 | $717,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 30,076 | $716,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 22,543 | $715,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 101,318 | $713,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 27,936 | $713,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 172,985 | $712,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 62,850 | $712,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 11,725 | $710,000 | thousands by filing date | call |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 47,263 | $710,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 27,501 | $710,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 68,514 | $709,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 89,815 | $709,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 55,216 | $709,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 42,227 | $709,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 185,364 | $709,000 | thousands by filing date | |
| ACCURAY INC | 004397AF2 | NOTE 3.500% 2/0 | 400,000 | $709,000 | thousands by filing date | principal |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 198,469 | $708,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 67,520 | $707,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 177,247 | $706,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 21,711 | $706,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 25,435 | $705,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 64,649 | $704,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 33,681 | $703,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 106,738 | $702,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 75,247 | $701,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 68,346 | $700,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 655,000 | $699,000 | thousands by filing date | principal |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 39,819 | $697,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 9,519 | $696,000 | thousands by filing date | |
| RAMBUS INC | 750917AE6 | CNV | 575,000 | $696,000 | thousands by filing date | principal |
| AUTODESK INC COM | 052769106 | Stock | 11,844 | $694,000 | thousands by filing date | call |
| ALPHA NATURAL RESOURCES INC | 02076XAA0 | CNV | 700,000 | $693,000 | thousands by filing date | principal |
| ARAY 3.5 02/18 | 004397AD7 | Bond 30/360P2 U | 390,000 | $691,000 | thousands by filing date | principal |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 51,888 | $690,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 88,778 | $686,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 112,023 | $685,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 50,840 | $684,000 | thousands by filing date | |
| BRIDGE CAP HLDGS | 108030107 | COM | 26,234 | $684,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 133,412 | $683,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 56,987 | $682,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 277,000 | $682,000 | thousands by filing date | principal |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 42,100 | $682,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 67,348 | $680,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 177,378 | $679,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 488,000 | $679,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 26,192 | $675,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 98,466 | $673,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 11,700 | $673,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 35,936 | $672,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 371,255 | $671,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 29,285 | $670,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 41,844 | $670,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 32,200 | $668,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 23,534 | $666,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 113,533 | $665,000 | thousands by filing date | |
| FORCEFIELD ENERGY | 34520U103 | COM | 88,022 | $660,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 76,835 | $659,000 | thousands by filing date | |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 227,000 | $657,000 | thousands by filing date | principal |
| LinnCo, LLC | 535782106 | LTD | 68,581 | $655,000 | thousands by filing date | |
| CENVEO CORP | 15671BAJ0 | NOTE 7.000% 5/1 | 698,000 | $653,000 | thousands by filing date | principal |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 681,000 | $652,000 | thousands by filing date | principal |
| CEMPRA INC | 15130J109 | COM | 19,002 | $651,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 25,433 | $647,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 48,911 | $644,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 44,526 | $642,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 11,090 | $641,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 35,900 | $640,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 36,571 | $640,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 41,729 | $640,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 56,568 | $639,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 30,580 | $637,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 35,800 | $636,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 18,750 | $634,000 | thousands by filing date | put |
| ACXIOM CORP | 005125109 | COMMON STOCK | 34,395 | $634,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 28,527 | $633,000 | thousands by filing date | |
| SKYPEOPLE FRUIT JUICE INC | 83086T208 | COM NEW | 555,458 | $633,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 36,414 | $632,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 37,398 | $630,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 21,408 | $629,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 84,040 | $627,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 29,618 | $627,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 40,470 | $624,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 22,510 | $622,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 25,081 | $622,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 8,240 | $620,000 | thousands by filing date | put |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 67,341 | $620,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 22,420 | $619,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 151,794 | $619,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 31,297 | $618,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 288,155 | $613,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 31,152 | $612,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 32,543 | $611,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 19,512 | $611,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 68,980 | $611,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 31,194 | $611,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 43,705 | $611,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 13,966 | $609,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 48,959 | $609,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 23,330 | $608,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 10,267 | $607,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 50,558 | $607,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 3,203 | $603,000 | thousands by filing date | put |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 72,815 | $603,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 6,623 | $602,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 45,767 | $602,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 469,000 | $600,000 | thousands by filing date | put |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 22,134 | $599,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,734 | $598,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 76,965 | $598,000 | thousands by filing date | |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 790,000 | $596,000 | thousands by filing date | principal |
| ZS PHARMA INC | 98979G105 | Common Stock | 14,138 | $594,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 8,623 | $593,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 29,562 | $592,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 36,675 | $591,000 | thousands by filing date | put |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 10,843 | $591,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 243,958 | $589,000 | thousands by filing date | |
| BLUE BIRD CORP WARRANTS EXP 01 | 095306114 | com | 794,966 | $588,000 | thousands by filing date | call |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 338,946 | $586,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 14,453 | $584,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 133,333 | $581,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 1,117,913 | $581,000 | thousands by filing date | call |
| PFSWEB INC | 717098206 | COM | 52,797 | $579,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 30,383 | $578,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 22,036 | $577,000 | thousands by filing date | |
| AVATAR HLDGS INC | 053494AG5 | NOTE 7.500% 2/1 | 585,000 | $577,000 | thousands by filing date | principal |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 42,562 | $576,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 19,240 | $574,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 104,713 | $574,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 295,726 | $573,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 10,500 | $571,000 | thousands by filing date | call |
| Ashland | 044209104 | Common | 4,485 | $570,000 | thousands by filing date | put |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 11,483 | $569,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 10,518 | $568,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 101,326 | $567,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 9,967 | $566,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 68,572 | $563,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 161,887 | $561,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 93,500 | $560,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 70,031 | $559,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 128,215 | $558,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 901,330 | $558,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 225,000 | $558,000 | thousands by filing date | principal |
| RE MAX HLDGS INC | 75524W108 | CL A | 16,830 | $557,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 31,312 | $557,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 35,876 | $557,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 31,728 | $556,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 446,000 | $556,000 | thousands by filing date | principal |
| OMNICARE | 681904AQ1 | NOTE3 | 458,000 | $556,000 | thousands by filing date | principal |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 78,183 | $555,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 7,339 | $554,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 589,466 | $554,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,917 | $550,000 | thousands by filing date | call |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 19,308 | $550,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 8,066 | $550,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 49,863 | $549,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 5,462 | $548,000 | thousands by filing date | call |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 42,746 | $546,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 35,417 | $544,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 8,324 | $544,000 | thousands by filing date | call |
| VICOR CORP | 925815102 | COM | 35,874 | $544,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 55,318 | $544,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 62,880 | $542,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 15,388 | $540,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 570,000 | $539,000 | thousands by filing date | principal |
| UNILIFE CORP NEW | 90478E103 | COM | 134,510 | $538,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 22,155 | $535,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 34,947 | $534,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 24,653 | $533,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 48,636 | $531,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 18,437 | $530,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 56,120 | $528,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 741,582 | $526,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 283,877 | $525,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 59,399 | $525,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 19,800 | $524,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 12,400 | $524,000 | thousands by filing date | put |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 409,000 | $523,000 | thousands by filing date | principal |
| Amazon.com, Inc | 023135106 | COM | 1,401 | $521,000 | thousands by filing date | call |
| Q2 HLDGS INC COM | 74736L109 | Stock | 24,666 | $521,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 3,600 | $521,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 94,966 | $519,000 | thousands by filing date | |
| ABENGOA SA | 00289R201 | SPONS ADR REP B | 28,692 | $519,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 11,836 | $518,000 | thousands by filing date | put |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 185,676 | $518,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 500,000 | $518,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 595,000 | $516,000 | thousands by filing date | principal |
| DYNEX CAP INC | 26817Q506 | COM NEW | 60,697 | $513,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 69,200 | $511,000 | thousands by filing date | |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 169,000 | $510,000 | thousands by filing date | principal |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 45,201 | $510,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 53,328 | $509,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 4,501 | $508,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 20,893 | $508,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 8,377 | $507,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 9,561 | $505,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 23,058 | $504,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 21,570 | $503,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 34,805 | $502,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 47,389 | $502,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 20,939 | $502,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,100 | $501,000 | thousands by filing date | call |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 50,626 | $501,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 18,049 | $501,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 36,333 | $501,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 32,193 | $500,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 28,209 | $497,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 49,674 | $495,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 26,042 | $495,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U119 | *W EXP 01/01/202 | 990,000 | $495,000 | thousands by filing date | call |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 21,278 | $494,000 | thousands by filing date | |
| OCI RES LP | 67081B106 | COM UNIT LTD | 21,900 | $494,000 | thousands by filing date | |
| ROI ACQUISITION CORP II | 74966G200 | COM | 49,063 | $493,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 5,907 | $491,000 | thousands by filing date | put |
| IDT CORP | 448947507 | CL B NEW | 27,778 | $490,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 30,540 | $490,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 485,165 | $489,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 248,000 | $488,000 | thousands by filing date | principal |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 11,873 | $488,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 25,960 | $486,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 174,000 | $486,000 | thousands by filing date | principal |
| TELENAV INC | 879455103 | COMMON STOCK | 61,412 | $485,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 188,672 | $483,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 58,077 | $483,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 62,783 | $482,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 29,200 | $478,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 24,841 | $477,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 70,808 | $475,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 6,753 | $474,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 59,636 | $474,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 200,000 | $474,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 46,600 | $472,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 145,000 | $471,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 8,612 | $469,000 | thousands by filing date | |
| TERRAPIN 3 ACQUISITION CORP | 88104P112 | *W EXP 06/27/201 | 1,466,064 | $469,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 9,355 | $468,000 | thousands by filing date | call |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 9,444 | $467,000 | thousands by filing date | put |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 9,198 | $467,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 16,997 | $466,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 33,311 | $466,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 9,681 | $464,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 137,142 | $464,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 33,257 | $463,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 12,353 | $462,000 | thousands by filing date | put |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 15,964 | $462,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 29,200 | $462,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 49,985 | $462,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 20,000 | $462,000 | thousands by filing date | call |
| TERRENO RLTY CORP | 88146M101 | COM | 20,223 | $460,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 77,447 | $459,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,230 | $456,000 | thousands by filing date | put |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 9,038 | $456,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 15,497 | $456,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 13,729 | $455,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 20,100 | $454,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 13,855 | $453,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 30,477 | $453,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 38,572 | $453,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 9,726 | $450,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 20,339 | $450,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 4,000 | $450,000 | thousands by filing date | put |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 600,000 | $450,000 | thousands by filing date | principal |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 69,378 | $450,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 306,773 | $450,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 25,427 | $449,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 30,500 | $448,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 32,563 | $448,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,376 | $446,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 29,925 | $446,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 27,066 | $446,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 100,961 | $445,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 29,610 | $444,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 30,056 | $444,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 12,425 | $443,000 | thousands by filing date | call |
| ARES MULTI STRATEGY CR FD IN | 04014Q108 | COM | 22,000 | $442,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 16,850 | $441,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 6,866 | $440,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 79,097 | $439,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,242 | $438,000 | thousands by filing date | call |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 17,800 | $438,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 40,525 | $438,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 12,500 | $436,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 16,184 | $435,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 27,056 | $435,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 15,749 | $435,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 24,664 | $434,000 | thousands by filing date | |
| NORCRAFT COS INC | 65557Y105 | COM | 17,014 | $434,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 5,283 | $432,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 7,478 | $431,000 | thousands by filing date | call |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 26,999 | $431,000 | thousands by filing date | |
| KOHLBERG CAPITAL CORP | 500233AB7 | BOND | 392,000 | $431,000 | thousands by filing date | principal |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 47,118 | $430,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 25,100 | $430,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 23,755 | $429,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 6,730 | $427,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 9,636 | $423,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 17,100 | $423,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 16,451 | $423,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 18,851 | $422,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 109,878 | $422,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 28,231 | $418,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 16,646 | $418,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 22,034 | $417,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 46,700 | $417,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 61,342 | $417,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 16,033 | $416,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 13,978 | $416,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 6,876 | $416,000 | thousands by filing date | call |
| EROS INTL PLC | G3788M114 | SHS NEW | 23,937 | $416,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 15,956 | $415,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 180,000 | $414,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 28,285 | $414,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 10,545 | $413,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 46,363 | $413,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 12,251 | $413,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 31,617 | $411,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 36,769 | $411,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 26,715 | $410,000 | thousands by filing date | put |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 25,007 | $410,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 39,301 | $408,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 31,871 | $408,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 8,050 | $407,000 | thousands by filing date | put |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 18,866 | $407,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 433,000 | $407,000 | thousands by filing date | principal |
| TRC COS INC | 872625108 | COM | 49,008 | $407,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 13,602 | $406,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 13,011 | $405,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 22,851 | $405,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 57,004 | $404,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 834,296 | $403,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 592,292 | $403,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 9,323 | $402,000 | thousands by filing date | |
| LUMENIS LTD | M6778Q121 | SHS CL B | 33,697 | $402,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,435 | $401,000 | thousands by filing date | call |
| HACKETT GROUP INC | 404609109 | COM | 45,068 | $401,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 48,327 | $399,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 50,268 | $399,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 20,007 | $399,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 11,607 | $397,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 43,027 | $397,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 32,234 | $397,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 532,000 | $397,000 | thousands by filing date | principal |
| CELLULAR DYNAMICS INTL INC | 15117V109 | COM | 24,234 | $397,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 34,425 | $396,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 418,550 | $396,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 65,712 | $396,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 6,740 | $395,000 | thousands by filing date | call |
| WESBANCO INC | 950810101 | COM | 12,137 | $394,000 | thousands by filing date | |
| Call - MTB $73.86 Exp 12/23/2018 | 55261F112 | Warrants | 7,515 | $394,000 | thousands by filing date | call |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 53,289 | $393,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 39,053 | $392,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 4,392 | $392,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 17,224 | $388,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 52,155 | $388,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 8,999 | $387,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 16,592 | $387,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 12,418 | $385,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 38,369 | $385,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 311,000 | $385,000 | thousands by filing date | principal |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 58,012 | $384,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 22,994 | $384,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 44,474 | $384,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 36,262 | $383,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 332,000 | $383,000 | thousands by filing date | principal |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 144,218 | $382,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 31,549 | $381,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 276,000 | $381,000 | thousands by filing date | principal |
| DEX MEDIA INC | 25213A107 | COM | 91,222 | $381,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 12,886 | $381,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 323,000 | $380,000 | thousands by filing date | principal |
| 1ST SOURCE CORP COM | 336901103 | Stock | 11,737 | $376,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 22,194 | $375,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 38,140 | $374,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 24,679 | $374,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 30,249 | $371,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 16,382 | $368,000 | thousands by filing date | call |
| WEST CORP | 952355204 | COM | 10,945 | $368,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 13,964 | $367,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 296,000 | $367,000 | thousands by filing date | principal |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 339,000 | $365,000 | thousands by filing date | principal |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 16,608 | $363,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 361,681 | $360,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,695 | $359,000 | thousands by filing date | put |
| BANCORP INC DEL | 05969A105 | COM | 39,912 | $358,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 64,065 | $358,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 145,224 | $358,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 22,451 | $358,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 10,905 | $357,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 14,000 | $357,000 | thousands by filing date | call |
| LENNAR CORP CL A | 526057104 | Stock | 6,876 | $356,000 | thousands by filing date | call |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 25,142 | $356,000 | thousands by filing date | |
| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 300,000 | $356,000 | thousands by filing date | principal |
| INTEROIL CORP | 460951106 | COM | 7,758 | $356,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 13,192 | $355,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 4,264 | $354,000 | thousands by filing date | call |
| YAHOO INC | 984332106 | COM | 7,989 | $354,000 | thousands by filing date | call |
| CIT GROUP INC COM NEW | 125581801 | Stock | 7,838 | $353,000 | thousands by filing date | put |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 34,331 | $352,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 38,579 | $352,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 11,490 | $350,000 | thousands by filing date | |
| CIPHER PHARMACEUTICALS INC | 17253X105 | COM | 38,800 | $350,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 61,337 | $348,000 | thousands by filing date | |
| ENERSYS 3.375 | 29275YAA0 | NOTE | 217,000 | $348,000 | thousands by filing date | principal |
| AXOGEN INC | 05463X106 | COM | 99,293 | $347,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,919 | $346,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-15-000050 | this filing | 2015-05-15 | acceptance time not in the bulk data set |