13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-15, with 5,316 holding rows worth $160,762,251,000.
- Accession
- 0000948046-15-000050
- Filer
- CIK 948046
- Filed
- 2015-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 19,119 entries on the cover page, a total value of $160,762,251,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $160,762,251,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10152
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WESTERN DIGITAL CORP | 958102105 | COM | 1,487 | $135,000 | thousands by filing date | call |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 19,484 | $135,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 3,170 | $135,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 26,792 | $135,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 50,023 | $135,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 20,281 | $134,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 11,949 | $134,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 4,403 | $133,000 | thousands by filing date | call |
| WOORI BK | 98105T104 | ADR | 5,218 | $133,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,583 | $132,000 | thousands by filing date | put |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 3,939 | $132,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 75,550 | $132,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 8,337 | $132,000 | thousands by filing date | |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 5,306 | $132,000 | thousands by filing date | call |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 5,950 | $131,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 26,200 | $131,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 35,867 | $130,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 53,816 | $130,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 27,600 | $129,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 6,400 | $129,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 10,000 | $128,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 9,890 | $128,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 40,133 | $128,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 32,687 | $128,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 15,490 | $127,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 4,204 | $127,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 10,703 | $127,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 13,662 | $127,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 17,453 | $127,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 960 | $126,000 | thousands by filing date | call |
| CONSOL ENERGY INC | 20854P109 | COM | 4,519 | $126,000 | thousands by filing date | put |
| SUN HYDRAULICS CORP | 866942105 | COM | 3,089 | $126,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 87,767 | $126,000 | thousands by filing date | |
| COLUMBIA LABS INC | 197779200 | COM NEW | 20,443 | $126,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 155,467 | $125,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 22,421 | $125,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 5,502 | $124,000 | thousands by filing date | put |
| ACTAVIS PLC | G0083B108 | SHS | 418 | $124,000 | thousands by filing date | put |
| REALNETWORKS INC | 75605L708 | COM | 18,676 | $124,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 6,596 | $124,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 10,648 | $123,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 176,106 | $123,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 16,600 | $122,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 7,778 | $122,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 13,668 | $122,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 3,126 | $121,000 | thousands by filing date | put |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 6,588 | $120,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 6,136 | $120,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 2,730 | $119,000 | thousands by filing date | put |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 1,625 | $119,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 8,107 | $119,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 20,447 | $119,000 | thousands by filing date | call |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 9,092 | $119,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 26,537 | $118,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 1,500 | $117,000 | thousands by filing date | put |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 5,000 | $117,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 37,353 | $117,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 22,143 | $117,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 31,373 | $117,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 5,041 | $116,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 6,638 | $116,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,200 | $115,000 | thousands by filing date | call |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 8,369 | $115,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 700 | $115,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134107 | COM | 914 | $115,000 | thousands by filing date | put |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 32,156 | $115,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 330,000 | $115,000 | thousands by filing date | principal |
| MARIN SOFTWARE INC | 56804T106 | COM | 18,579 | $115,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 14,485 | $115,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,850 | $114,000 | thousands by filing date | call |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 700 | $114,000 | thousands by filing date | call |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 4,663 | $114,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 4,520 | $114,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 70,528 | $114,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 8,862 | $113,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 4,933 | $113,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 31,294 | $113,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 22,608 | $113,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 47,500 | $113,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 8,405 | $112,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 9,048 | $112,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 7,500 | $112,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 1,196 | $112,000 | thousands by filing date | put |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 16,575 | $112,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 32,771 | $112,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 17,260 | $111,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 5,102 | $110,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 3,500 | $110,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 16,465 | $110,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 7,497 | $109,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 4,566 | $109,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 3,500 | $109,000 | thousands by filing date | put |
| POZEN INC | 73941U102 | COMMON STOCK | 14,283 | $109,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 23,435 | $109,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,386 | $108,000 | thousands by filing date | call |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 11,079 | $108,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 51,500 | $108,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 46,626 | $108,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 2,683 | $107,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 22,191 | $107,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 15,335 | $106,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 587 | $106,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 11,952 | $106,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 4,019 | $106,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 11,365 | $106,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 29,544 | $106,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 18,221 | $106,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 30,597 | $106,000 | thousands by filing date | |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 43,000 | $106,000 | thousands by filing date | principal |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 12,734 | $106,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,520 | $105,000 | thousands by filing date | call |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 13,200 | $105,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 40,808 | $105,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 5,381 | $105,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 5,598 | $105,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 21,476 | $105,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 1,344 | $105,000 | thousands by filing date | |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 871 | $105,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 10,687 | $105,000 | thousands by filing date | call |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 1,735 | $104,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 4,677 | $104,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 18,905 | $104,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 14,900 | $103,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 2,372 | $103,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 6,475 | $103,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 13,079 | $102,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 676 | $101,000 | thousands by filing date | call |
| TYSON FOODS INC CL A | 902494103 | Stock | 2,640 | $101,000 | thousands by filing date | call |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 12,375 | $101,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 4,779 | $100,000 | thousands by filing date | put |
| QUIDEL CORP | 74838J101 | COM | 3,739 | $100,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 2,661 | $100,000 | thousands by filing date | call |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 6,615 | $100,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 12,579 | $99,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 36,195 | $99,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,234 | $98,000 | thousands by filing date | call |
| MACYS INC COM | 55616P104 | Stock | 1,502 | $97,000 | thousands by filing date | call |
| Cbs Corporation Cl A New | 124857103 | CLA | 1,575 | $97,000 | thousands by filing date | |
| CTPARTNERS EXECUTIVE SEARCH IN | 22945C105 | COMM STK | 19,263 | $97,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 5,700 | $97,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 13,037 | $96,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 3,811 | $95,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 3,074 | $95,000 | thousands by filing date | call |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 11,956 | $95,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 2,945 | $95,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 7,000 | $95,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 2,086 | $95,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 11,271 | $94,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 3,700 | $94,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 12,346 | $94,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 91,000 | $94,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 38,394 | $94,000 | thousands by filing date | |
| ROI ACQUISITION CORP II | 74966G119 | *W EXP 09/17/201 | 451,945 | $94,000 | thousands by filing date | call |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 4,461 | $93,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 7,000 | $93,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 2,380 | $93,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 20,685 | $93,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 11,164 | $93,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 3,860 | $93,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,000 | $92,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 1,700 | $92,000 | thousands by filing date | call |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 10,500 | $92,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 17,356 | $92,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 8,500 | $92,000 | thousands by filing date | call |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 83,000 | $92,000 | thousands by filing date | principal |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 3,270 | $91,000 | thousands by filing date | |
| JIAYUAN COM INTL LTD | 477374102 | SPONSORED ADR | 18,105 | $91,000 | thousands by filing date | |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 79,000 | $91,000 | thousands by filing date | principal |
| Citigroup Inc. | 172967424 | COM | 1,750 | $90,000 | thousands by filing date | put |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 4,685 | $90,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 700 | $90,000 | thousands by filing date | call |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 5,322 | $90,000 | thousands by filing date | |
| AR CAP ACQUISITION CORP | 00191R117 | *W EXP 10/06/201 | 200,000 | $90,000 | thousands by filing date | call |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 2,040 | $89,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 3,959 | $89,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 5,903 | $89,000 | thousands by filing date | |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 50,940 | $89,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 6,000 | $88,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 6,386 | $88,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 6,001 | $88,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 44,108 | $88,000 | thousands by filing date | |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 91,000 | $88,000 | thousands by filing date | principal |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 110,832 | $88,000 | thousands by filing date | call |
| CARBONITE INC | 141337105 | COM | 6,145 | $87,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 2,150 | $87,000 | thousands by filing date | call |
| HIVE | 007786106 | Stock | 19,689 | $87,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 5,815 | $87,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 7,722 | $87,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 28,564 | $87,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 1,614 | $86,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 71,000 | $86,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 3,122 | $86,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,350 | $85,000 | thousands by filing date | put |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 5,000 | $85,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 36,704 | $85,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 6,000 | $85,000 | thousands by filing date | call |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 2,392 | $85,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 3,700 | $85,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 77,000 | $85,000 | thousands by filing date | principal |
| VIRGIN AMER INC | 92765X208 | COM VTG | 2,846 | $85,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 2,860 | $84,000 | thousands by filing date | put |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 3,819 | $84,000 | thousands by filing date | call |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 3,800 | $84,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 31,001 | $84,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 844 | $83,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 6,200 | $83,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 6,407 | $83,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 2,576 | $83,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 39,245 | $83,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 25,552 | $83,000 | thousands by filing date | |
| CORDIA BANCORP INC | 218513109 | COM | 20,000 | $82,000 | thousands by filing date | |
| NEXVET BIOPHARMA PLC | G6503X109 | ORD SHS | 10,220 | $82,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,000 | $81,000 | thousands by filing date | put |
| V2X INC | 92242T101 | COM | 3,252 | $81,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 2,250 | $81,000 | thousands by filing date | call |
| SCIQUEST INC NEW | 80908T101 | COM | 4,802 | $80,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 2,818 | $80,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 126,421 | $80,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 7,102 | $79,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 9,814 | $79,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 70,690 | $79,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 1,975 | $79,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 7,156 | $78,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 14,933 | $78,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 11,787 | $78,000 | thousands by filing date | |
| IMRIS INC | 45322N105 | COM | 82,300 | $78,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 13,937 | $77,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 1,500 | $77,000 | thousands by filing date | put |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 8,386 | $77,000 | thousands by filing date | call |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 3,203 | $77,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 15,653 | $77,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 8,807 | $77,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,055 | $76,000 | thousands by filing date | put |
| RADIAN GROUP INC COM | 750236101 | Stock | 4,527 | $76,000 | thousands by filing date | call |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 12,804 | $76,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 35,585 | $76,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 7,819 | $76,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 30,919 | $76,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 237,641 | $76,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 4,600 | $76,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q709 | UNIT 99/99/9999 | 2,851 | $76,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 3,392 | $76,000 | thousands by filing date | put |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 6,285 | $76,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 639 | $75,000 | thousands by filing date | call |
| HASBRO INC COM | 418056107 | Stock | 1,200 | $75,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 2,000 | $75,000 | thousands by filing date | put |
| IAC INTERACTIVECORP | 44919P508 | COM | 1,112 | $75,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 2,913 | $75,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 7,096 | $75,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 1,189 | $74,000 | thousands by filing date | call |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 11,629 | $74,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 5,014 | $74,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 25,660 | $74,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 100,231 | $74,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 3,704 | $74,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 9,596 | $73,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 7,236 | $73,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 16,340 | $73,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 22,405 | $73,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 7,172 | $73,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 131,000 | $73,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 7,937 | $73,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 500 | $72,000 | thousands by filing date | put |
| BEST BUY INC COM | 086516101 | Stock | 1,925 | $72,000 | thousands by filing date | call |
| FATE THERAPEUTICS INC | 31189P102 | COM | 14,770 | $72,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 2,710 | $72,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 1,352 | $72,000 | thousands by filing date | call |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 302,500 | $72,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 4,114 | $72,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 2,500 | $71,000 | thousands by filing date | put |
| DOLLAR GEN CORP COM | 256677105 | Stock | 950 | $71,000 | thousands by filing date | call |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 5,115 | $71,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 1,000 | $71,000 | thousands by filing date | put |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 4,559 | $71,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 1,625 | $71,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 887 | $70,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 3,750 | $70,000 | thousands by filing date | put |
| EBAY INC. COM | 278642103 | Stock | 1,230 | $70,000 | thousands by filing date | put |
| INTRICON CORP | 46121H109 | COM | 8,738 | $70,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 10,572 | $70,000 | thousands by filing date | |
| DT ASIA INVTS LTD | G2615J120 | UNIT 03/29/2021T | 7,118 | $70,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,500 | $69,000 | thousands by filing date | call |
| CARMAX INC COM | 143130102 | Stock | 1,000 | $69,000 | thousands by filing date | call |
| SOTHERLY HOTELS INC | 83600C103 | COM | 9,168 | $69,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 16,960 | $69,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 6,500 | $68,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 1,500 | $68,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 979 | $68,000 | thousands by filing date | call |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 9,744 | $68,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 18,953 | $68,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 650 | $67,000 | thousands by filing date | call |
| WAFD INC | 938824109 | COM | 3,157 | $67,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 2,686 | $67,000 | thousands by filing date | |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 7,034 | $67,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 3,829 | $67,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 3,958 | $66,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 4,220 | $66,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 980 | $66,000 | thousands by filing date | call |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 200,000 | $66,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 23,481 | $66,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 17,228 | $66,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 9,854 | $66,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 2,366 | $66,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,409 | $65,000 | thousands by filing date | call |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 12,343 | $65,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 2,403 | $65,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 18,526 | $65,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 2,000 | $64,000 | thousands by filing date | put |
| VERACYTE INC COM | 92337F107 | Stock | 9,002 | $64,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 11,700 | $64,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 4,029 | $64,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 3,500 | $64,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 2,000 | $64,000 | thousands by filing date | put |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 550 | $64,000 | thousands by filing date | call |
| CELGENE CORP | 151020104 | COM | 550 | $63,000 | thousands by filing date | put |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 9,067 | $63,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 2,740 | $63,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 28,416 | $63,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 4,506 | $63,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 3,300 | $63,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 11,185 | $63,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 3,200 | $62,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 2,235 | $62,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 4,100 | $62,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 722 | $62,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP | 958102105 | COM | 679 | $61,000 | thousands by filing date | put |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 450 | $61,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 3,250 | $61,000 | thousands by filing date | call |
| SIERRA BANCORP | 82620P102 | COM | 3,694 | $61,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G407 | ETN DJUBS IND MT | 2,423 | $61,000 | thousands by filing date | principal |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 4,452 | $60,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 23,973 | $60,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 16,980 | $60,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 57,669 | $60,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 7,140 | $60,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 500 | $59,000 | thousands by filing date | put |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 9,870 | $59,000 | thousands by filing date | put |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 146,296 | $59,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 5,303 | $59,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 134,643 | $59,000 | thousands by filing date | |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 18,000 | $59,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 750 | $58,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 513 | $58,000 | thousands by filing date | call |
| KEMPER CORP COM | 488401100 | Stock | 1,530 | $58,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 1,629 | $58,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 4,304 | $58,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 2,382 | $58,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 11,245 | $58,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 3,880 | $58,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 2,297 | $58,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 1,479 | $58,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 1,220 | $57,000 | thousands by filing date | call |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 735 | $57,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 2,621 | $57,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 1,433 | $56,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 1,920 | $56,000 | thousands by filing date | call |
| GLADSTONE LAND CORP | 376549101 | REIT | 4,652 | $56,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 2,500 | $56,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 45,584 | $56,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 2,297 | $55,000 | thousands by filing date | put |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 2,924 | $55,000 | thousands by filing date | call |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 3,794 | $55,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 4,630 | $55,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 2,518 | $54,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 4,000 | $54,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 3,709 | $54,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 1,385 | $54,000 | thousands by filing date | call |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 54,449 | $54,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 1,800 | $54,000 | thousands by filing date | principal |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 6,056 | $54,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | G5866L124 | UNIT 06/25/2016 | 5,555 | $54,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 2,556 | $53,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 13,289 | $53,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 4,331 | $53,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 5,619 | $53,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 60,680 | $53,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 18,481 | $53,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 9,597 | $53,000 | thousands by filing date | |
| FREESEAS INC | Y26496300 | SHS PAR 0.001NEW | 1,140,891 | $53,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 901 | $52,000 | thousands by filing date | call |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 5,757 | $52,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 2,501 | $52,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 1,097 | $52,000 | thousands by filing date | call |
| DESTINATION XL GROUP INC | 25065K104 | COM | 10,635 | $52,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 3,000 | $52,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 3,000 | $52,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 1,200 | $52,000 | thousands by filing date | put |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 1,254 | $51,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 1,850 | $51,000 | thousands by filing date | call |
| MOLYCORP INC DEL | 608753109 | COM | 134,598 | $51,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 1,412 | $50,000 | thousands by filing date | call |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 8,804 | $50,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 2,053 | $50,000 | thousands by filing date | call |
| MMA Capital Management LLC | 55315D105 | COM | 5,000 | $50,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 33,767 | $50,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 9,685 | $50,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 2,025 | $49,000 | thousands by filing date | put |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 3,000 | $49,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 3,022 | $49,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 3,827 | $49,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 4,238 | $49,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 4,417 | $49,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 6,635 | $49,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 600 | $49,000 | thousands by filing date | put |
| Lifetime Brands Inc | 53222Q103 | COM | 3,269 | $49,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 1,935 | $49,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 10,155 | $49,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 6,390 | $49,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 12,978 | $49,000 | thousands by filing date | call |
| OPOWER INC | 68375Y109 | COM | 4,936 | $49,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 1,324 | $48,000 | thousands by filing date | call |
| FRANCO NEV CORP COM | 351858105 | Stock | 1,000 | $48,000 | thousands by filing date | call |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 3,390 | $48,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 5,542 | $48,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 8,010 | $48,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 3,266 | $48,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 450 | $47,000 | thousands by filing date | put |
| KELLANOVA | 487836108 | COM | 721 | $47,000 | thousands by filing date | call |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 8,204 | $47,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 5,856 | $47,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 8,759 | $47,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 1,350 | $47,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 712 | $47,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 1,009 | $47,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06739H420 | IPATH AS GLF CUR | 957 | $47,000 | thousands by filing date | principal |
| ConocoPhillips | 20825C104 | COM | 750 | $46,000 | thousands by filing date | put |
| OFS CAPITAL CORP | 67103B100 | COM | 3,758 | $46,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 2,024 | $46,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 5,108 | $46,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 7,597 | $46,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 220,888 | $46,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 1,000 | $45,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 4,000 | $45,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 230 | $45,000 | thousands by filing date | call |
| ROSETTA STONE INC | 777780107 | COM | 6,118 | $45,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 12,260 | $45,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 800 | $44,000 | thousands by filing date | call |
| FLOWSERVE CORP | 34354P105 | COM | 788 | $44,000 | thousands by filing date | call |
| BANKFINANCIAL CORP | 06643P104 | COM | 3,448 | $44,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 1,312 | $44,000 | thousands by filing date | call |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 2,850 | $44,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H248 | ETN DJUBS PMET38 | 788 | $44,000 | thousands by filing date | principal |
| Amgen Inc. | 031162100 | COM | 271 | $43,000 | thousands by filing date | call |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 10,904 | $43,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 400 | $42,000 | thousands by filing date | call |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 1,026 | $42,000 | thousands by filing date | call |
| XILINX INC | 983919101 | COM | 1,000 | $42,000 | thousands by filing date | call |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 1,140 | $42,000 | thousands by filing date | put |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 427 | $42,000 | thousands by filing date | call |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 1,304 | $42,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 1,696 | $42,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 8,103 | $42,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 2,321 | $42,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 535 | $41,000 | thousands by filing date | call |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 4,300 | $41,000 | thousands by filing date | call |
| TRIPADVISOR INC | 896945201 | COM | 500 | $41,000 | thousands by filing date | call |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 5,877 | $41,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 2,873 | $40,000 | thousands by filing date | call |
| YUM BRANDS INC COM | 988498101 | Stock | 512 | $40,000 | thousands by filing date | call |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 6,226 | $40,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 1,000 | $40,000 | thousands by filing date | call |
| SIFCO INDS INC | 826546103 | COM | 1,843 | $40,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 3,212 | $40,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 3,325 | $40,000 | thousands by filing date | put |
| STAPLES INC | 855030102 | COM | 2,500 | $40,000 | thousands by filing date | call |
| Transition Therapeutics, Inc. | 893716209 | COM | 5,975 | $40,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 35,450 | $40,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 483 | $39,000 | thousands by filing date | put |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 2,860 | $39,000 | thousands by filing date | call |
| BIODEL INC | 09064M204 | COM | 33,551 | $39,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 894 | $38,000 | thousands by filing date | call |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 500 | $38,000 | thousands by filing date | put |
| BOX INC CL A | 10316T104 | Stock | 2,029 | $38,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 1,135 | $38,000 | thousands by filing date | put |
| BIOGEN INC COM | 09062X103 | Stock | 90 | $38,000 | thousands by filing date | put |
| ENERGY RECOVERY INC | 29270J100 | COM | 15,128 | $38,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 5,300 | $38,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 3,205 | $38,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 16,481 | $38,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 2,500 | $37,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 1,889 | $37,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 3,913 | $37,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 820 | $37,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 1,270 | $37,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 600 | $36,000 | thousands by filing date | put |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 585 | $36,000 | thousands by filing date | put |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 471 | $36,000 | thousands by filing date | call |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 2,542 | $36,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 2,025 | $36,000 | thousands by filing date | call |
| JOY GLOBAL INC | 481165108 | COM | 921 | $36,000 | thousands by filing date | put |
| MEI PHARMA INC | 55279B202 | COM NEW | 20,370 | $36,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 1,943 | $36,000 | thousands by filing date | call |
| J G WENTWORTH CO CL A | 46618D108 | CL A | 3,530 | $36,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 200 | $35,000 | thousands by filing date | call |
| TIPTREE INC | 88822Q103 | COM | 5,624 | $35,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 4,690 | $35,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 4,089 | $35,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 8,916 | $35,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 37,240 | $35,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 250 | $34,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-15-000050 | this filing | 2015-05-15 | acceptance time not in the bulk data set |