13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 6,020 holding rows worth $161,060,661,000.
- Accession
- 0000948046-14-000127
- Filer
- CIK 948046
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 18,011 entries on the cover page, a total value of $161,060,661,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $161,060,661,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10152
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CEVA INC | 157210105 | COMMON STOCK | 77,516 | $1,041,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 36,952 | $1,041,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 25,539 | $1,040,000 | thousands by filing date | put |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 31,477 | $1,039,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 8,925 | $1,037,000 | thousands by filing date | put |
| GT ADVANCED TECHNOLOGIES INC | 36191UAA4 | NOTE 3.000%10/0 | 675,000 | $1,036,000 | thousands by filing date | principal |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 16,104 | $1,036,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 26,514 | $1,035,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 5,866 | $1,034,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 60,000 | $1,033,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 6,540,301 | $1,033,000 | thousands by filing date | |
| FIFTH STR FIN CORP | 31679BAC4 | NOTE 5.375% 4/0 | 1,000,000 | $1,032,000 | thousands by filing date | principal |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 12,847 | $1,028,000 | thousands by filing date | call |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 74,426 | $1,028,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 87,462 | $1,027,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 58,385 | $1,024,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 62,484 | $1,023,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 102,512 | $1,023,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 51,673 | $1,022,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 78,484 | $1,022,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 151,229 | $1,019,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 7,477 | $1,017,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 76,633 | $1,016,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 33,740 | $1,014,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 24,686 | $1,013,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 89,004 | $1,012,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 42,347 | $1,012,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 36,949 | $1,011,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 38,368 | $1,011,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 28,253 | $1,010,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 171,480 | $1,009,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 198,916 | $1,009,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 23,458 | $1,003,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 28,684 | $1,003,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 473,170 | $1,002,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 9,242 | $1,001,000 | thousands by filing date | call |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 280,271 | $999,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 52,536 | $999,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 32,160 | $998,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 24,557 | $997,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 58,187 | $993,000 | thousands by filing date | |
| STERLITE INDS INDIA LTD | 859737AB4 | NOTE 4.000%10/3 | 1,000,000 | $993,000 | thousands by filing date | principal |
| UNISYS CORP | 909214306 | COMMON STOCK | 42,374 | $991,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 39,808 | $987,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 29,923 | $986,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 104,511 | $985,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 30,820 | $984,000 | thousands by filing date | put |
| AMTRUST FINL SVCS INC | 032359309 | COM | 24,732 | $984,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 26,665 | $982,000 | thousands by filing date | |
| 38259p508 | COM | 1,666 | $979,000 | thousands by filing date | call | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 31,652 | $978,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 803,000 | $978,000 | thousands by filing date | principal |
| RINGCENTRAL INC | 76680R206 | CL A | 76,820 | $976,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 46,100 | $974,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 47,132 | $970,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205AA3 | NOTE 7.875% 9/0 | 1,000,000 | $970,000 | thousands by filing date | principal |
| MORNINGSTAR INC COM | 617700109 | Stock | 14,247 | $967,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 35,139 | $966,000 | thousands by filing date | |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 1,075,000 | $966,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC | 06739H230 | ETN DJUBSSOFT 38 | 21,900 | $963,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 12,683 | $961,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 44,172 | $960,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 23,782 | $959,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 61,361 | $959,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 75,001 | $959,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 17,548 | $959,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 28,332 | $959,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 32,440 | $958,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 25,578 | $956,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 30,024 | $952,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 13,280 | $952,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 38,925 | $949,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 60,511 | $945,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 35,432 | $940,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 34,093 | $940,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 120,400 | $939,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 8,892 | $938,000 | thousands by filing date | call |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 36,677 | $938,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 34,510 | $936,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 33,309 | $934,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 723,868 | $933,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAH5 | NOTE 2.250% 3/3 | 925,000 | $931,000 | thousands by filing date | principal |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 550,000 | $931,000 | thousands by filing date | principal |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 71,988 | $929,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 34,150 | $928,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 900,000 | $927,000 | thousands by filing date | principal |
| COHEN & STEERS INC COM | 19247A100 | Stock | 24,117 | $926,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 103,190 | $924,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 11,829 | $922,000 | thousands by filing date | put |
| Peregrine Semiconductor | 71366R703 | COM | 74,522 | $921,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 75,643 | $919,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 30,087 | $919,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 873,000 | $919,000 | thousands by filing date | principal |
| ENDOLOGIX INC | 29266S106 | COM | 86,793 | $919,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 11,626 | $918,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 36,712 | $917,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 106,538 | $914,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 63,263 | $914,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 124,601 | $913,000 | thousands by filing date | |
| OMNICARE | 681904AQ1 | NOTE3 | 833,000 | $913,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 41,694 | $910,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 24,979 | $910,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 174,940 | $908,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 39,344 | $906,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 85,305 | $905,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 66,855 | $904,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 71,096 | $904,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 94,844 | $904,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 177,384 | $904,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 59,213 | $903,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 33,228 | $900,000 | thousands by filing date | |
| RAS 4 10/1/33 | 749227AB0 | Bond 30/360P2 U | 960,000 | $900,000 | thousands by filing date | principal |
| Biglari Holdings | 08986r101 | COM | 2,650 | $899,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 76,981 | $896,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 50,823 | $895,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 229,576 | $894,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 22,915 | $893,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 133,782 | $892,000 | thousands by filing date | |
| AMTRUST FINANCIAL SERVICES I | 032359AC5 | NOTE 5.500%12/1 | 565,000 | $892,000 | thousands by filing date | principal |
| TCP CAP CORP | 87238Q103 | COM | 55,246 | $887,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 69,553 | $886,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 42,583 | $886,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 8,717 | $883,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 1,463,772 | $882,000 | thousands by filing date | |
| COMPASS EMP FDS TR | 20452Y825 | US 500 INDEX ETF | 25,564 | $882,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 22,386 | $879,000 | thousands by filing date | |
| ISHARES TR | 46429B457 | MSCI HK SML CP | 31,218 | $879,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 29,677 | $877,000 | thousands by filing date | call |
| CALAMP CORP | 128126109 | COMMON STOCK | 49,791 | $875,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 13,509 | $872,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 255,174 | $872,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 23,432 | $871,000 | thousands by filing date | |
| AV HOMES INC | 00234PAB8 | BOND | 840,000 | $871,000 | thousands by filing date | principal |
| Micron Technology,Inc. | 595112103 | COM | 25,431 | $870,000 | thousands by filing date | call |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 16,654 | $869,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 50,756 | $865,000 | thousands by filing date | put |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 35,337 | $864,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 78,284 | $860,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 27,760 | $858,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 28,048 | $857,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 65,903 | $856,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 26,244 | $855,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 36,096 | $854,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25155L293 | FI ENH GL0BAL HY | 6,942 | $854,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 14,383 | $852,000 | thousands by filing date | call |
| KRATON CORPORATION | 50077C106 | COM | 47,702 | $848,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 74,641 | $847,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 91,658 | $846,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 68,924 | $845,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 18,736 | $845,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 43,071 | $845,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 69,360 | $844,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 50,380 | $842,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 97,240 | $839,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 55,951 | $837,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 153,388 | $834,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 61,241 | $831,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 52,522 | $831,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 711,000 | $830,000 | thousands by filing date | principal |
| NAVIGATORS GROUP INC | 638904102 | COM | 13,516 | $830,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 124,879 | $830,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 35,004 | $826,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 97,179 | $824,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 17,388 | $824,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 563,000 | $823,000 | thousands by filing date | principal |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 87,170 | $823,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 294,861 | $821,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 72,296 | $820,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 15,645 | $820,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 47,694 | $813,000 | thousands by filing date | call |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 180,549 | $811,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 49,056 | $809,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 41,541 | $807,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 56,461 | $806,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 46,726 | $805,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 365,000 | $804,000 | thousands by filing date | principal |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 52,904 | $804,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 54,987 | $802,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 26,229 | $801,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 17,390 | $798,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 48,525 | $798,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 167,609 | $795,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 30,841 | $793,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 20,581 | $792,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 51,473 | $791,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 237,800 | $789,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 8,380 | $788,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 20,600 | $788,000 | thousands by filing date | put |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 799,000 | $787,000 | thousands by filing date | principal |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 134,325 | $786,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 141,259 | $786,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 22,386 | $785,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 21,832 | $784,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 37,200 | $784,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 9,645 | $783,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 62,850 | $780,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 19,148 | $779,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 160,153 | $776,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 57,781 | $775,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 56,605 | $774,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 143,649 | $774,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 747,000 | $774,000 | thousands by filing date | principal |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 24,948 | $772,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 46,413 | $771,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 1,007,000 | $769,000 | thousands by filing date | principal |
| SouthState Corp | 840441109 | Common Stock | 13,751 | $767,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 156,466 | $766,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 57,122 | $766,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 14,129 | $760,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 48,931 | $758,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 18,518 | $757,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 114,328 | $757,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 55,789 | $756,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 1,309 | $754,000 | thousands by filing date | call |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 24,277 | $754,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 10,539 | $752,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 87,736 | $751,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 32,973 | $750,000 | thousands by filing date | put |
| United Parcel Service,Inc. Class B | 911312106 | COM | 7,626 | $749,000 | thousands by filing date | call |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 16,347 | $749,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 21,620 | $744,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 17,674 | $742,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 29,476 | $741,000 | thousands by filing date | put |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 35,299 | $741,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 62,314 | $740,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 95,043 | $739,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 75,594 | $739,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 48,751 | $738,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 49,747 | $734,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 8,642 | $733,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 49,488 | $732,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 18,911 | $732,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 100,930 | $732,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 394,741 | $732,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 6,076 | $731,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 8,500 | $731,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 32,779 | $731,000 | thousands by filing date | |
| CENVEO CORP | 15671BAJ0 | NOTE 7.000% 5/1 | 698,000 | $731,000 | thousands by filing date | principal |
| Equinix, Inc. | 29444U502 | EQIX | 3,439 | $730,000 | thousands by filing date | call |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 6,490 | $729,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 14,633 | $729,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAE2 | NOTE 3.750%12/1 | 1,025,000 | $728,000 | thousands by filing date | principal |
| ENGILITY HLDGS INC | 29285W104 | COM | 23,394 | $727,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 87,426 | $726,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 35,328 | $725,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 91,554 | $725,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 14,347 | $723,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 17,583 | $723,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 367,439 | $723,000 | thousands by filing date | |
| PACIRA PHARMACEUTICALS INC | 695127AB6 | NOTE 3.250 2/0 | 185,000 | $721,000 | thousands by filing date | principal |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 149,099 | $716,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 4,655 | $716,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 12,959 | $716,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 29,072 | $716,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 20,724 | $715,000 | thousands by filing date | |
| LOMBARD MED INC | G55598109 | COM | 92,984 | $714,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 7,314 | $712,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 61,762 | $712,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 8,505 | $712,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 49,267 | $710,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 11,431 | $709,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 13,894 | $708,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 7,072 | $707,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 40,425 | $707,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 10,873 | $706,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 9,872 | $705,000 | thousands by filing date | call |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 39,319 | $704,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 78,465 | $703,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 69,886 | $701,000 | thousands by filing date | put |
| RAMBUS INC | 750917AE6 | CNV | 575,000 | $701,000 | thousands by filing date | principal |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 70,396 | $700,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 47,772 | $697,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 7,948 | $696,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 15,018 | $696,000 | thousands by filing date | put |
| INNOSPEC INC | 45768S105 | COM | 19,412 | $696,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 133,411 | $694,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 13,000 | $694,000 | thousands by filing date | put |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 29,556 | $694,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 14,104 | $693,000 | thousands by filing date | put |
| CORVEL CORP COM | 221006109 | Stock | 20,390 | $693,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 55,663 | $691,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 16,300 | $690,000 | thousands by filing date | put |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 597,000 | $690,000 | thousands by filing date | principal |
| AMSURG CORP | 03232P504 | PFD CNV SR A-1 % | 6,475 | $689,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 48,681 | $688,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 31,724 | $688,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 119,969 | $684,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 42,783 | $683,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 60,935 | $682,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 58,485 | $681,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 40,379 | $679,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 46,740 | $677,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAE4 | CNV | 475,000 | $675,000 | thousands by filing date | principal |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 49,183 | $674,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 16,918 | $673,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 55,934 | $672,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 17,536 | $671,000 | thousands by filing date | call |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 19,335 | $671,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 10,371 | $664,000 | thousands by filing date | put |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 60,126 | $664,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 34,387 | $664,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 28,362 | $663,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 10,420 | $663,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 60,655 | $662,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V134 | WAR | 761,938 | $662,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 952,000 | $661,000 | thousands by filing date | principal |
| GIBRALTAR INDS INC | 374689107 | COM | 48,123 | $658,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 59,018 | $658,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 51,260 | $658,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 27,693 | $657,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 50,101 | $657,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 69,880 | $653,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 12,356 | $652,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 50,294 | $651,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 35,320 | $650,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 21,463 | $650,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 6,763 | $650,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 653,000 | $650,000 | thousands by filing date | principal |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 208,660 | $648,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 215,422 | $648,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 24,616 | $648,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 33,590 | $648,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 86,896 | $647,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 26,123 | $644,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 57,521 | $643,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 18,239 | $642,000 | thousands by filing date | put |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 142,195 | $642,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 26,118 | $641,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 24,108 | $640,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 45,457 | $639,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 263,587 | $637,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 35,073 | $636,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 39,922 | $634,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 25,995 | $633,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 47,942 | $629,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 53,033 | $629,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 43,114 | $628,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 119,100 | $628,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 30,142 | $628,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 12,074 | $627,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 13,744 | $625,000 | thousands by filing date | call |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 43,495 | $624,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879AD3 | NOTE 5.000% 3/1 | 353,000 | $624,000 | thousands by filing date | principal |
| GENERAL MTRS CO COM | 37045V100 | Stock | 19,435 | $620,000 | thousands by filing date | call |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 26,242 | $619,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 25,119 | $619,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 13,710 | $616,000 | thousands by filing date | |
| MANNKIND CORP | 56400PAC6 | BOND | 550,000 | $616,000 | thousands by filing date | principal |
| TUBEMOGUL INC COM | 898570106 | Stock | 53,573 | $616,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,911 | $615,000 | thousands by filing date | put |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 33,662 | $615,000 | thousands by filing date | |
| DIREXION DLY MID CAP BEAR 3X | 25459Y421 | COM | 40,000 | $615,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 8,229 | $614,000 | thousands by filing date | call |
| AMERICAN WOODMARK CORP | 030506109 | COM | 16,682 | $614,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 13,288 | $614,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 24,720 | $610,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 22,000 | $609,000 | thousands by filing date | call |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 106,600 | $608,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 29,659 | $608,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 6,228 | $607,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 17,761 | $607,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 26,479 | $607,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 6,708 | $606,000 | thousands by filing date | |
| AVATAR HLDGS INC | 053494AG5 | NOTE 7.500% 2/1 | 585,000 | $606,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 11,398 | $604,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 183,619 | $603,000 | thousands by filing date | |
| ENVENTIS CORP | 29402J101 | COM | 33,209 | $602,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 22,592 | $601,000 | thousands by filing date | |
| ACCURAY INC | 004397AF2 | NOTE 3.500% 2/0 | 400,000 | $601,000 | thousands by filing date | principal |
| RENESOLA LTD | 75971T103 | SPONS ADS | 200,462 | $600,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 200,000 | $600,000 | thousands by filing date | |
| WASHINGTON FED INC | 938824117 | *W EXP 11/14/201 | 117,562 | $600,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 16,667 | $596,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 38,458 | $595,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 44,830 | $594,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 10,141 | $593,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 24,393 | $591,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 63,448 | $590,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 8,639 | $590,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 28,636 | $589,000 | thousands by filing date | |
| SKYPEOPLE FRUIT JUICE INC | 83086T208 | COM NEW | 555,458 | $588,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 1,713,153 | $586,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 3,130 | $585,000 | thousands by filing date | put |
| NORTEK INC | 656559309 | COM NEW | 7,872 | $585,000 | thousands by filing date | |
| ARAY 3.5 02/18 | 004397AD7 | Bond 30/360P2 U | 390,000 | $585,000 | thousands by filing date | principal |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 23,998 | $584,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 496,000 | $583,000 | thousands by filing date | principal |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 26,788 | $582,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 54,669 | $582,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 5,316 | $582,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 6,992 | $582,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 42,401 | $582,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 49,347 | $581,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 449,000 | $581,000 | thousands by filing date | principal |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 23,577 | $580,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 192,676 | $579,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 46,775 | $577,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 16,600 | $577,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 38,143 | $577,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 38,376 | $577,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 52,389 | $575,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 46,187 | $574,000 | thousands by filing date | |
| AAR CORP 2.25% CB 03/01/2016-REGISTERED | 000361AM7 | Bond | 568,000 | $574,000 | thousands by filing date | principal |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 17,688 | $572,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 25,001 | $571,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 24,476 | $570,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 493,000 | $570,000 | thousands by filing date | principal |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 145,000 | $569,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 42,842 | $568,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 66,538 | $567,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 10,729 | $567,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 51,009 | $567,000 | thousands by filing date | |
| COMPASS EMP FDS TR | 20452Y833 | US 500 VOL WT | 16,477 | $567,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 19,880 | $563,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 70,261 | $563,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 7,230 | $562,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 43,654 | $562,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 10,379 | $562,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 53,000 | $562,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 34,753 | $561,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 17,801 | $560,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 7,625 | $559,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 33,344 | $557,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 87,544 | $557,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 11,000 | $555,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,200 | $553,000 | thousands by filing date | call |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 3,245 | $551,000 | thousands by filing date | put |
| AUDIOCODES LTD | M15342104 | ORD | 114,890 | $551,000 | thousands by filing date | |
| CAS 7 12/15/17 | 148411AF8 | Bond 30/360P2 U | 510,000 | $551,000 | thousands by filing date | principal |
| EPLUS INC | 294268107 | COM | 9,849 | $550,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 21,308 | $550,000 | thousands by filing date | |
| FQF TR | 351680400 | QUANTSHARE SIZ | 22,804 | $550,000 | thousands by filing date | |
| ACCURAY INC | 004397AB1 | CNV | 525,000 | $548,000 | thousands by filing date | principal |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 7,350 | $547,000 | thousands by filing date | call |
| CAESARSTONE LTD | M20598104 | ORD SHS | 10,600 | $547,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 282,490 | $546,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 30,416 | $545,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 20,783 | $545,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 19,026 | $545,000 | thousands by filing date | |
| WINTRUST FINANCIAL CORP | 97650W157 | *W EXP 12/19/201 | 25,000 | $543,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 38,007 | $542,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 67,504 | $541,000 | thousands by filing date | |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 227,000 | $541,000 | thousands by filing date | principal |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 203,735 | $541,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 46,973 | $541,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 16,180 | $541,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 65,641 | $540,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 231,044 | $540,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 13,358 | $539,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 33,242 | $539,000 | thousands by filing date | |
| LUMENIS LTD | M6778Q121 | SHS CL B | 60,285 | $536,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 48,588 | $535,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 39,106 | $535,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 461 | $534,000 | thousands by filing date | call |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 83,800 | $534,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 64,176 | $533,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 537,040 | $531,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 18,115 | $530,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 16,243 | $529,000 | thousands by filing date | put |
| MYLAN INC | 628530107 | COM | 11,641 | $529,000 | thousands by filing date | put |
| HORSEHEAD HLDG CORP | 440694AB3 | NOTE 3.800% 7/0 | 414,000 | $529,000 | thousands by filing date | principal |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 23,496 | $527,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 69,873 | $526,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 770,000 | $526,000 | thousands by filing date | principal |
| ELY 3.75 08/19 | 131193AC8 | Bond 30/360P2 U | 470,000 | $526,000 | thousands by filing date | principal |
| Starbucks Corporation | 855244109 | COM | 6,959 | $525,000 | thousands by filing date | call |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 4,407 | $524,000 | thousands by filing date | call |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 28,046 | $523,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 48,051 | $523,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 9,896 | $523,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 68,355 | $522,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 12,500 | $520,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 15,033 | $520,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 23,267 | $520,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 500,000 | $520,000 | thousands by filing date | principal |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 32,256 | $519,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 19,398 | $519,000 | thousands by filing date | call |
| ERIE INDTY CO CL A | 29530P102 | Stock | 6,840 | $518,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 9,905 | $518,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 105,253 | $518,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 123,264 | $518,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 88,602 | $516,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 19,650 | $516,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 88,255 | $516,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 62,058 | $516,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 40,000 | $516,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 20,072 | $516,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 15,314 | $514,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 500,000 | $514,000 | thousands by filing date | principal |
| FS KKR CAPITAL CORP | 302635107 | COM | 47,600 | $512,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 30,307 | $510,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 40,314 | $509,000 | thousands by filing date | |
| MONTAGE TECHNOLOGY GROUP LTD | G6209T105 | SHS | 24,330 | $508,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 28,170 | $506,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 9,337 | $504,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 42,058 | $502,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 38,503 | $501,000 | thousands by filing date | |
| WEBSTER FINL CORP CONN | 947890117 | *W EXP 11/21/201 | 44,002 | $500,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 31,900 | $499,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 437,000 | $497,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-14-000127 | this filing | 2014-11-14 | acceptance time not in the bulk data set |