13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 6,020 holding rows worth $161,060,661,000.
- Accession
- 0000948046-14-000127
- Filer
- CIK 948046
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 18,011 entries on the cover page, a total value of $161,060,661,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $161,060,661,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10152
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ELLIS PERRY INTL INC | 288853104 | COM | 11,275 | $228,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 13,610 | $227,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 54,911 | $227,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 11,928 | $225,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 13,845 | $224,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 3,459 | $224,000 | thousands by filing date | call |
| CONSOL ENERGY INC | 20854P109 | COM | 5,933 | $224,000 | thousands by filing date | call |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 110,837 | $224,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,376 | $223,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 4,149 | $223,000 | thousands by filing date | put |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 24,223 | $223,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 11,139 | $222,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 10,925 | $222,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 3,771 | $221,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 17,221 | $221,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 10,138 | $220,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 20,000 | $220,000 | thousands by filing date | |
| WOORI FIN HLDGS CO LTD | 981063209 | ADR NEW | 5,962 | $220,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 14,805 | $219,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 15,668 | $219,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 10,203 | $217,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 58,721 | $217,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 7,200 | $216,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 35,827 | $216,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 73,861 | $216,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 6,682 | $215,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 12,567 | $215,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 8,700 | $215,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 9,048 | $215,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 15,022 | $214,000 | thousands by filing date | call |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 51,500 | $214,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 21,715 | $214,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 4,663 | $214,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 7,856 | $213,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 24,540 | $212,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 12,000 | $212,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 25,593 | $212,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 10,263 | $212,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 43,161 | $212,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 1,614 | $211,000 | thousands by filing date | call |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 15,182 | $211,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 4,128 | $210,000 | thousands by filing date | call |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 12,359 | $210,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 2,937 | $209,000 | thousands by filing date | put |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 7,734 | $209,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 8,276 | $209,000 | thousands by filing date | call |
| SWS GROUP INC | 78503N107 | COM | 30,549 | $209,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 8,651 | $209,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,565 | $208,000 | thousands by filing date | put |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 955 | $208,000 | thousands by filing date | put |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 5,037 | $208,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 92,852 | $208,000 | thousands by filing date | |
| COMPUCREDIT HLDGS CORP | 20478NAD2 | NOTE 5.875%11/3 | 520,000 | $208,000 | thousands by filing date | principal |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 9,787 | $207,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 228,300 | $207,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 202,050 | $206,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,723 | $205,000 | thousands by filing date | call |
| PICO HLDGS INC | 693366205 | COM NEW | 10,383 | $205,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 3,252 | $205,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 5,600 | $205,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 7,720 | $204,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 4,425 | $204,000 | thousands by filing date | call |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 12,081 | $204,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 1,759 | $204,000 | thousands by filing date | call |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 15,650 | $204,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 8,083 | $204,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 9,332 | $203,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 10,532 | $203,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 2,230 | $202,000 | thousands by filing date | put |
| PARNELL PHARMACEUT HLDGS LIMITED SHS | Q73622104 | Foreign Ordinary Shares | 35,240 | $202,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 5,500 | $201,000 | thousands by filing date | put |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 9,150 | $201,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 18,200 | $201,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 150,000 | $201,000 | thousands by filing date | principal |
| OPOWER INC | 68375Y109 | COM | 10,683 | $201,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 4,169 | $200,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 8,500 | $200,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 5,652 | $199,000 | thousands by filing date | call |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 14,704 | $198,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 9,230 | $198,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,999 | $197,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 2,360 | $197,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 2,587 | $197,000 | thousands by filing date | call |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 4,913 | $197,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,970 | $195,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 7,757 | $195,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 165,000 | $195,000 | thousands by filing date | principal |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 6,598 | $194,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 11,256 | $194,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 2,914 | $192,000 | thousands by filing date | call |
| RYERSON HLDG CORP | 783754104 | COM | 15,001 | $192,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 15,979 | $192,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 5,904 | $192,000 | thousands by filing date | call |
| ANTARES PHARMA INC | 036642106 | COM | 106,337 | $192,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 10,081 | $192,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 2,836 | $191,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 52,151 | $191,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 23,428 | $191,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 7,499 | $191,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 7,417 | $191,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 57,000 | $191,000 | thousands by filing date | principal |
| CENTRAL EUROPEAN MEDIA | 153443AH9 | NOTE 5.000%11/1 | 196,000 | $191,000 | thousands by filing date | principal |
| Coca-Cola Company | 191216100 | COM | 4,459 | $190,000 | thousands by filing date | put |
| ConocoPhillips | 20825C104 | COM | 2,500 | $190,000 | thousands by filing date | put |
| YUM BRANDS INC COM | 988498101 | Stock | 2,650 | $190,000 | thousands by filing date | call |
| GOLUB CAP BDC INC | 38173M102 | COM | 11,895 | $189,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 6,664 | $189,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 12,195 | $188,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 5,072 | $188,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 13,477 | $188,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 10,653 | $188,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 9,681 | $187,000 | thousands by filing date | |
| ARES MULTI STRATEGY CR FD IN | 04014Q108 | COM | 9,000 | $187,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 3,625 | $186,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 15,216 | $186,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 11,816 | $186,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 4,000 | $185,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 4,032 | $185,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 14,750 | $185,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 7,087 | $185,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 1,925 | $184,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 34,374 | $184,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 2,175 | $184,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 2,665 | $183,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 15,785 | $183,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 16,156 | $183,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 9,600 | $182,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 4,805 | $182,000 | thousands by filing date | put |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 27,144 | $182,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 8,531 | $182,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 118,000 | $182,000 | thousands by filing date | principal |
| Morgan Stanley | 617446448 | COM | 5,250 | $181,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 5,672 | $181,000 | thousands by filing date | put |
| SEABOARD CORP DEL | 811543107 | COM | 68 | $181,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 17,020 | $181,000 | thousands by filing date | put |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 25,574 | $181,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 60,414 | $181,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,940 | $180,000 | thousands by filing date | call |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 29,261 | $180,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 3,700 | $180,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 11,055 | $180,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,600 | $179,000 | thousands by filing date | call |
| ARDELYX INC | 039697107 | COM | 12,614 | $179,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 6,749 | $179,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 14,912 | $179,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,223 | $178,000 | thousands by filing date | call |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 4,300 | $178,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 1,600 | $177,000 | thousands by filing date | call |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 12,450 | $177,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 20,135 | $177,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 12,932 | $177,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 11,142 | $177,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 58,735 | $177,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 32,609 | $177,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 5,862 | $177,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 2,200 | $176,000 | thousands by filing date | put |
| MACROGENICS INC | 556099109 | COM | 8,509 | $176,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 17,534 | $176,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 3,881 | $176,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,650 | $175,000 | thousands by filing date | call |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 6,050 | $175,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 13,967 | $175,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 42,258 | $175,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 37,669 | $175,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 7,477 | $175,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 3,450 | $175,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 19,690 | $174,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 18,300 | $174,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 8,171 | $173,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 2,435 | $173,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 13,393 | $173,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 4,133 | $172,000 | thousands by filing date | call |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 46,451 | $172,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 6,742 | $172,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 26,833 | $172,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 1,618 | $171,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 12,000 | $171,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 6,536 | $171,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 18,075 | $171,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 3,104 | $170,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 12,050 | $170,000 | thousands by filing date | put |
| ACTIVE POWER INC | 00504W308 | COM NEW | 85,100 | $170,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 111,243 | $169,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 4,786 | $169,000 | thousands by filing date | put |
| ASIA PAC FD INC | 044901106 | COM | 15,000 | $169,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 920 | $168,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 3,132 | $168,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 6,400 | $168,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 6,994 | $168,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 9,459 | $167,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 1,016 | $167,000 | thousands by filing date | put |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 21,242 | $167,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 7,643 | $167,000 | thousands by filing date | |
| ZS PHARMA INC | 98979G105 | Common Stock | 4,275 | $167,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R585 | RUSSIA SMALLCP | 5,652 | $167,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 3,500 | $166,000 | thousands by filing date | put |
| MARKIT LTD | G58249106 | SHS | 7,136 | $166,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 3,310 | $166,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 5,308 | $166,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 5,901 | $166,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 6,211 | $165,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 71,448 | $165,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 7,745 | $165,000 | thousands by filing date | put |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 81,751 | $165,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 1,200 | $165,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 7,626 | $164,000 | thousands by filing date | call |
| ARBOR REALTY TRUST INC | 038923108 | COM | 24,430 | $164,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 4,216 | $164,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 1,756 | $164,000 | thousands by filing date | call |
| Dow Chemical Company | 260543103 | COM | 3,150 | $164,000 | thousands by filing date | put |
| HUTCHINSON TECHNOLOGY INC | 448407AG1 | CNV | 170,000 | $163,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 669 | $162,000 | thousands by filing date | put |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 2,498 | $162,000 | thousands by filing date | call |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 4,350 | $162,000 | thousands by filing date | |
| CTPARTNERS EXECUTIVE SEARCH IN | 22945C105 | COMM STK | 10,403 | $162,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,000 | $161,000 | thousands by filing date | put |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 45,175 | $161,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 20,106 | $160,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 7,004 | $160,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 6,685 | $160,000 | thousands by filing date | |
| Innocoll | 45780Q103 | SPONDS ADR | 24,361 | $160,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,102 | $159,000 | thousands by filing date | call |
| COACH INC | 189754104 | COM | 4,477 | $159,000 | thousands by filing date | call |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 10,087 | $159,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 31,711 | $158,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 31,673 | $158,000 | thousands by filing date | |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 1,284 | $158,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 23,049 | $158,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 5,334 | $157,000 | thousands by filing date | put |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 11,183 | $157,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 15,000 | $157,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 4,221 | $157,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 6,352 | $157,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 13,459 | $156,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 6,452 | $156,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 876 | $156,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 3,111 | $156,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 5,250 | $155,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 7,386 | $155,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 4,592 | $155,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 12,247 | $155,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 8,195 | $155,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119TAE4 | DEBT 5.000% 6/0 | 240,000 | $155,000 | thousands by filing date | principal |
| LDR HLDG CORP | 50185U105 | COM | 5,012 | $155,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 13,519 | $154,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,719 | $153,000 | thousands by filing date | call |
| BON-TON STORES INC | 09776J101 | COM | 18,431 | $153,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 73,000 | $153,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 6,000 | $152,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 3,892 | $151,000 | thousands by filing date | put |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 11,386 | $151,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 20,390 | $151,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 41,617 | $151,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 32,609 | $151,000 | thousands by filing date | |
| QTM 4.5 11/17 | 747906AJ4 | Bond 30/360P2 U | 150,000 | $151,000 | thousands by filing date | principal |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 2,685 | $150,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 1,855 | $150,000 | thousands by filing date | call |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 10,163 | $150,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 14,014 | $150,000 | thousands by filing date | put |
| INTEROIL CORP | 460951AC0 | NOTE 2.750%11/1 | 150,000 | $150,000 | thousands by filing date | principal |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 11,052 | $149,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 1,600 | $149,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388JAM8 | CORPORATE OBLIG | 149,000 | $149,000 | thousands by filing date | principal |
| ECPG 3 11/27/17 | 292554AD4 | Bond 30/360P2 U | 100,000 | $149,000 | thousands by filing date | principal |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 4,112 | $148,000 | thousands by filing date | call |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 4,507 | $148,000 | thousands by filing date | put |
| LAKELAND FINL CORP | 511656100 | COM | 3,982 | $148,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 5,000 | $147,000 | thousands by filing date | call |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 16,209 | $147,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 6,650 | $147,000 | thousands by filing date | call |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 8,365 | $147,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 11,663 | $146,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 1,730 | $145,000 | thousands by filing date | put |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 12,414 | $145,000 | thousands by filing date | |
| L N B BANCORP INC | 502100100 | COM | 10,200 | $145,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,237 | $144,000 | thousands by filing date | call |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 6,326 | $144,000 | thousands by filing date | call |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 17,201 | $144,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 162,854 | $144,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 21,674 | $144,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 1,645 | $143,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 3,001 | $143,000 | thousands by filing date | call |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 6,351 | $143,000 | thousands by filing date | put |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 7,182 | $143,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 6,360 | $143,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 6,615 | $143,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 11,479 | $143,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 17,010 | $142,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 40,460 | $142,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 2,660 | $142,000 | thousands by filing date | call |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 5,700 | $142,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 3,050 | $142,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 14,184 | $142,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,762 | $141,000 | thousands by filing date | put |
| USBANCORPDEL | 902973304 | COM NEW | 3,388 | $141,000 | thousands by filing date | put |
| PVH CORPORATION COM | 693656100 | Stock | 1,165 | $141,000 | thousands by filing date | call |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 14,841 | $141,000 | thousands by filing date | |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 208,500 | $141,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 5,832 | $141,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 10,000 | $140,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 13,497 | $140,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 13,000 | $140,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 9,375 | $140,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 2,745 | $139,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 16,289 | $139,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 7,226 | $139,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP 5% CB 11/15/2029-REGISTERED | 457461AC5 | Bond | 132,000 | $139,000 | thousands by filing date | principal |
| GENERAL ELEC CO | 369604103 | COM | 5,427 | $138,000 | thousands by filing date | call |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 15,208 | $138,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 5,886 | $138,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 9,500 | $138,000 | thousands by filing date | put |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 135,000 | $138,000 | thousands by filing date | principal |
| SOLARFUN POWER HOLDINGS CO L | 83415UAB4 | NOTE 3.500% 1/1 | 146,000 | $138,000 | thousands by filing date | principal |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 3,700 | $137,000 | thousands by filing date | call |
| BROWN FORMAN CORP | 115637100 | CL A | 1,547 | $137,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 3,151 | $137,000 | thousands by filing date | put |
| LAM RESEARCH CORP | 512807108 | COM | 1,835 | $137,000 | thousands by filing date | call |
| Foundation Medicine Inc | 350465100 | COM | 7,270 | $136,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 26,683 | $135,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 900 | $135,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 108,828 | $135,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 138,000 | $135,000 | thousands by filing date | principal |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,010 | $134,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 5,060 | $134,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 5,249 | $134,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 48,642 | $134,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 10,250 | $133,000 | thousands by filing date | put |
| TRUPANION INC | 898202106 | COM | 15,719 | $133,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 14,472 | $133,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 27,895 | $133,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 5,531 | $133,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 11,382 | $132,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 2,703 | $132,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 5,256 | $132,000 | thousands by filing date | put |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 5,000 | $132,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 6,354 | $132,000 | thousands by filing date | call |
| HOLLYFRONTIER CORP | 436106108 | COM | 3,000 | $131,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 120,000 | $131,000 | thousands by filing date | principal |
| FURMANITE CORPORATION | 361086101 | COM | 19,591 | $131,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,398 | $130,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 65,701 | $130,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 26,330 | $130,000 | thousands by filing date | put |
| VSE CORP COM | 918284100 | Stock | 2,679 | $130,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 2,748 | $130,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 4,993 | $129,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 11,706 | $129,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 6,300 | $129,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 41,000 | $128,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 5,073 | $128,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 10,244 | $128,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 7,140 | $127,000 | thousands by filing date | call |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 3,715 | $127,000 | thousands by filing date | put |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 3,949 | $127,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 3,115 | $127,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 2,441 | $126,000 | thousands by filing date | put |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 6,267 | $126,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 5,360 | $126,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 25,273 | $126,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 5,364 | $126,000 | thousands by filing date | call |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 1,300 | $126,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 11,546 | $126,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 7,477 | $125,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 9,026 | $125,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 7,071 | $125,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,428 | $125,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 12,800 | $125,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 18,865 | $125,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 16,979 | $125,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 500 | $124,000 | thousands by filing date | put |
| COCA COLA CONS INC | 191098102 | COM | 1,679 | $124,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 8,685 | $124,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 15,223 | $124,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 300,015 | $124,000 | thousands by filing date | |
| VIMICRO INTL CORP | 92718N109 | ADR | 12,505 | $124,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR RNG 2000 | 00400R106 | CEF | 5,000 | $124,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 1,800 | $123,000 | thousands by filing date | call |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 3,600 | $123,000 | thousands by filing date | put |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 13,400 | $123,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,212 | $123,000 | thousands by filing date | put |
| ABSOLUTE SHS TR WBI BBR GBL HIGH | 00400R882 | CEF | 5,000 | $123,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 2,800 | $122,000 | thousands by filing date | call |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 6,072 | $122,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 5,000 | $122,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 5,000 | $122,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,093 | $121,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 8,257 | $121,000 | thousands by filing date | call |
| CBS CORP NEW | 124857202 | CL B | 2,276 | $121,000 | thousands by filing date | call |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 4,333 | $121,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 13,925 | $121,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 6,235 | $121,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 84,504 | $121,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 114,318 | $121,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 6,722 | $121,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R205 | WBI BBR VAL 2000 | 5,000 | $121,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,400 | $120,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 4,141 | $120,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 6,800 | $120,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 7,690 | $120,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 4,539 | $120,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 628 | $119,000 | thousands by filing date | call |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,174 | $119,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 5,117 | $119,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 4,256 | $119,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 32,073 | $119,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 28,284 | $119,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 4,057 | $119,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 31,373 | $119,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 5,918 | $119,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K809 | PS CRD OIL ETN | 3,350 | $119,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 3,056 | $119,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 5,789 | $118,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 11,181 | $118,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 2,800 | $118,000 | thousands by filing date | call |
| HURCO CO | 447324104 | COM | 3,159 | $118,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 5,430 | $118,000 | thousands by filing date | put |
| LOXO ONCOLOGY INC | 548862101 | COM | 9,010 | $118,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 1,678 | $118,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 29,003 | $118,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 1,825 | $117,000 | thousands by filing date | call |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 16,600 | $117,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 10,284 | $117,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 4,464 | $117,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 6,150 | $117,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 3,725 | $117,000 | thousands by filing date | |
| SREV 1.5 8/18 | 81763UAB6 | Bond 30/360P2 U | 156,000 | $117,000 | thousands by filing date | principal |
| WEIS MKTS INC COM | 948849104 | Stock | 2,990 | $116,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 4,500 | $116,000 | thousands by filing date | call |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 43,491 | $116,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 4,867 | $116,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 9,588 | $116,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 2,363 | $115,000 | thousands by filing date | call |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 5,700 | $115,000 | thousands by filing date | put |
| BANCFIRST CORP | 05945F103 | COM | 1,852 | $115,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 8,107 | $115,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 5,181 | $114,000 | thousands by filing date | put |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 10,648 | $114,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 16,630 | $114,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 1,678 | $114,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 6,017 | $114,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 3,000 | $114,000 | thousands by filing date | put |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 3,499 | $114,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 10,891 | $114,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,034 | $113,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 2,225 | $113,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,400 | $113,000 | thousands by filing date | call |
| PATRICK INDS INC | 703343103 | COM | 2,708 | $113,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 56,500 | $113,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 9,460 | $113,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 17,858 | $112,000 | thousands by filing date | |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 46,822 | $112,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 4,300 | $111,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 2,084 | $111,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 5,767 | $111,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 996 | $111,000 | thousands by filing date | put |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 28,670 | $111,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC | 127387AJ7 | NOTE | 49,000 | $111,000 | thousands by filing date | principal |
| CUBIST PHARMACEUTICALS INC | 229678AH0 | NOTE 1.875% 9/0 | 100,000 | $111,000 | thousands by filing date | principal |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 8,795 | $110,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 3,250 | $109,000 | thousands by filing date | put |
| CRH PLC ADS | 12626K203 | ADR | 4,863 | $109,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 6,079 | $109,000 | thousands by filing date | |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 52,700 | $109,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,149 | $108,000 | thousands by filing date | call |
| Union Pacific Corporation | 907818108 | COM | 1,000 | $108,000 | thousands by filing date | put |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,011 | $108,000 | thousands by filing date | call |
| AMREIT INC | 03216B208 | CL B | 4,732 | $108,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 2,375 | $107,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 984 | $106,000 | thousands by filing date | call |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 15,430 | $106,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 8,939 | $106,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 6,070 | $106,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 500 | $106,000 | thousands by filing date | put |
| HARDINGE INC | 412324303 | COM | 9,700 | $106,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 4,137 | $106,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 14,892 | $105,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 2,597 | $105,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,970 | $105,000 | thousands by filing date | call |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 4,275 | $105,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 3,365 | $105,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 5,444 | $105,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 758 | $104,000 | thousands by filing date | call |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 16,037 | $104,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 2,135 | $104,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 1,366 | $104,000 | thousands by filing date | call |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 44,603 | $104,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 2,100 | $104,000 | thousands by filing date | put |
| INTL FCSTONE INC | 46116V105 | COM | 6,078 | $104,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 10,605 | $104,000 | thousands by filing date | call |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 11,199 | $103,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 6,000 | $103,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 29,769 | $103,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 7,232 | $102,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,900 | $102,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 3,082 | $102,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 6,700 | $102,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 577 | $102,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 799 | $101,000 | thousands by filing date | put |
| Stryker Corporation | 863667101 | COM | 1,254 | $101,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 3,107 | $101,000 | thousands by filing date | call |
| CITRIX SYSTEMS INC | 177376100 | COM | 1,427 | $101,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-14-000127 | this filing | 2014-11-14 | acceptance time not in the bulk data set |