13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 6,020 holding rows worth $161,060,661,000.
- Accession
- 0000948046-14-000127
- Filer
- CIK 948046
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 18,011 entries on the cover page, a total value of $161,060,661,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $161,060,661,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10152
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INSULET CORP COM | 45784P101 | Stock | 107,784 | $3,970,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 288,335 | $3,969,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 2,304,842 | $3,964,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 92,418 | $3,959,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 107,335 | $3,952,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 128,702 | $3,943,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 90,205 | $3,939,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 393,129 | $3,938,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 157,123 | $3,936,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 90,694 | $3,925,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 126,917 | $3,924,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,078,041 | $3,923,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 228,570 | $3,921,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 1,000,360 | $3,911,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 469,156 | $3,906,000 | thousands by filing date | |
| HENNESSY CAPITAL ACQUIS | 425886108 | COM | 398,233 | $3,902,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 81,738 | $3,889,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 81,000 | $3,888,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 25,927 | $3,888,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 61,553 | $3,888,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 488,280 | $3,886,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 35,318 | $3,880,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 163,405 | $3,873,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 423,498 | $3,870,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 81,748 | $3,859,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 51,525 | $3,856,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 139,612 | $3,849,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 154,263 | $3,839,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 86,281 | $3,839,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 51,120 | $3,828,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 204,039 | $3,812,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 67,097 | $3,810,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 83,883 | $3,803,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 237,991 | $3,795,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 96,513 | $3,793,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 121,600 | $3,792,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 83,909 | $3,780,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 21,758 | $3,778,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 75,596 | $3,757,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 122,950 | $3,749,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 34,625 | $3,743,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 89,565 | $3,743,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 175,307 | $3,741,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 612,836 | $3,737,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 319,713 | $3,736,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 144,718 | $3,726,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 162,482 | $3,715,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 3,513,000 | $3,712,000 | thousands by filing date | principal |
| KEMPER CORP COM | 488401100 | Stock | 108,430 | $3,702,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 175,640 | $3,695,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 36,423 | $3,694,000 | thousands by filing date | call |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 2,925,000 | $3,689,000 | thousands by filing date | principal |
| NELNET INC | 64031N108 | CL A | 85,588 | $3,686,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 219,775 | $3,686,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 769,704 | $3,685,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 437,046 | $3,684,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 98,800 | $3,683,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 61,623 | $3,679,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 117,452 | $3,668,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 52,279 | $3,663,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 3,456,000 | $3,654,000 | thousands by filing date | principal |
| FINISAR CORP | 31787A507 | COM NEW | 219,422 | $3,648,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 64,081 | $3,645,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 74,590 | $3,635,000 | thousands by filing date | |
| HENNESSY CAPITAL ACQUIS | 425886207 | COM | 350,000 | $3,622,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 81,077 | $3,619,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 143,278 | $3,615,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 152,278 | $3,612,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 87,225 | $3,597,000 | thousands by filing date | |
| SQNM 5 10/1/17 | 817337AB4 | Bond 30/360P2 U | 3,760,000 | $3,597,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 47,509 | $3,596,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 3,358,000 | $3,592,000 | thousands by filing date | principal |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 2,998,000 | $3,587,000 | thousands by filing date | principal |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 117,763 | $3,585,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 149,007 | $3,581,000 | thousands by filing date | |
| NORTH VALLEY BANCORP | 66304M204 | COM NEW | 165,958 | $3,581,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 149,483 | $3,580,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 218,842 | $3,577,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 327,958 | $3,574,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 40,820 | $3,564,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 900,576 | $3,564,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 3,619,000 | $3,562,000 | thousands by filing date | principal |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 32,266 | $3,557,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 52,071 | $3,553,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 136,542 | $3,550,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 140,035 | $3,545,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 174,006 | $3,531,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 113,001 | $3,514,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 50,814 | $3,506,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 567,983 | $3,490,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 930,489 | $3,488,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 33,145 | $3,487,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 68,107 | $3,484,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 30,961 | $3,477,000 | thousands by filing date | put |
| PRIMERICA INC | 74164M108 | COM | 71,922 | $3,467,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 279,908 | $3,467,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 347,667 | $3,467,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 62,902 | $3,465,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 243,063 | $3,460,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 68,425 | $3,453,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 200,539 | $3,452,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 127,395 | $3,451,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 624,020 | $3,431,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 45,331 | $3,429,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 162,250 | $3,426,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 572,415 | $3,422,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 1,488,888 | $3,408,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 31,360 | $3,405,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 84,916 | $3,401,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 148,617 | $3,396,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 141,220 | $3,388,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 3,364,000 | $3,388,000 | thousands by filing date | principal |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 121,732 | $3,382,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 90,280 | $3,366,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 137,806 | $3,364,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 151,865 | $3,360,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 46,169 | $3,356,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 244,226 | $3,354,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 132,408 | $3,352,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 258,332 | $3,349,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 114,149 | $3,349,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 206,766 | $3,346,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R437 | MSCI IN QLT DI | 67,021 | $3,345,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 123,838 | $3,332,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 43,864 | $3,328,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 142,248 | $3,328,000 | thousands by filing date | |
| PROSHARES TR | 74348A889 | GERMAN SOV/SUB | 82,038 | $3,327,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 29,212 | $3,311,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 224,969 | $3,304,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 89,583 | $3,303,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 129,907 | $3,300,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 278,642 | $3,293,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 389,053 | $3,291,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 176,115 | $3,289,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 233,421 | $3,288,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 452,930 | $3,287,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 454,733 | $3,286,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 308,543 | $3,282,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 75,000 | $3,275,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 257,797 | $3,274,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 83,045 | $3,265,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W225 | US INFLATN ETN | 72,400 | $3,258,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 136,355 | $3,257,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 271,195 | $3,255,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 50,617 | $3,247,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 269,016 | $3,246,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 119,729 | $3,245,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 46,323 | $3,241,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 20,788 | $3,241,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 520,437 | $3,240,000 | thousands by filing date | |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 3,324,000 | $3,240,000 | thousands by filing date | principal |
| LSB INDS INC | 502160104 | COM | 90,659 | $3,236,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 25,137 | $3,228,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 287,756 | $3,227,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 85,064 | $3,227,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 221,811 | $3,223,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 75,456 | $3,222,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 116,613 | $3,220,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 124,417 | $3,216,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 1,877,000 | $3,215,000 | thousands by filing date | principal |
| MARKET VECTORS ETF TR | 57061R452 | EM QUAL DIVID | 62,327 | $3,214,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 521,825 | $3,213,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 241,700 | $3,200,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 102,071 | $3,199,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 127,692 | $3,184,000 | thousands by filing date | |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 3,000,000 | $3,183,000 | thousands by filing date | principal |
| EVERCORE INC CLASS A | 29977A105 | Stock | 67,710 | $3,182,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 393,405 | $3,178,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 180,181 | $3,174,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 95,056 | $3,172,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 14,631 | $3,168,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 43,847 | $3,164,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 37,051 | $3,154,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 285,864 | $3,143,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 67,270 | $3,141,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 97,189 | $3,140,000 | thousands by filing date | |
| ATHLON ENERGY INC | 047477104 | COM | 53,905 | $3,138,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 36,364 | $3,132,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 97,515 | $3,129,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 121,618 | $3,122,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 116,231 | $3,118,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 2,880,000 | $3,117,000 | thousands by filing date | principal |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 92,805 | $3,116,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 311,999 | $3,113,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 181,848 | $3,110,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 68,310 | $3,109,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AC8 | DEB 0.750 3/3 | 2,346,000 | $3,106,000 | thousands by filing date | principal |
| QEP MIDSTREAM PARTNERS LP | 74735R115 | COM | 131,146 | $3,106,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 246,776 | $3,102,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 70,227 | $3,101,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 155,277 | $3,097,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 2,998,000 | $3,095,000 | thousands by filing date | principal |
| EZCORP INC | 302301106 | CL A NON VTG | 312,200 | $3,093,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 1,321,281 | $3,089,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 106,476 | $3,082,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 228,002 | $3,076,000 | thousands by filing date | |
| TEREX CORP NEW | 880779AV5 | NOTE 4.000% 6/0 | 1,557,000 | $3,076,000 | thousands by filing date | principal |
| NEWMARKET CORP COM | 651587107 | Stock | 8,076 | $3,075,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 74,355 | $3,070,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 57,385 | $3,060,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 2,383,000 | $3,059,000 | thousands by filing date | principal |
| PROSHARES TR | 74348A798 | CMN | 76,299 | $3,057,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 422,940 | $3,054,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 77,167 | $3,052,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 164,284 | $3,052,000 | thousands by filing date | |
| ANR 4.875 12/20 | 02076XAF9 | Bond 30/360P2 U | 5,145,000 | $3,044,000 | thousands by filing date | principal |
| ROYAL GOLD INC | 780287AA6 | NOTE | 2,933,000 | $3,042,000 | thousands by filing date | principal |
| JIVE SOFTWARE INC | 47760A108 | COM | 521,716 | $3,040,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 21,050 | $3,039,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 90,550 | $3,026,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 660,625 | $3,024,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 41,414 | $3,022,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 62,815 | $3,021,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 226,413 | $3,010,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 177,495 | $2,997,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 71,272 | $2,996,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 30,297 | $2,993,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 55,499 | $2,992,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 895,418 | $2,989,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 112,635 | $2,988,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 75,373 | $2,984,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 84,098 | $2,982,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 2,988,000 | $2,977,000 | thousands by filing date | principal |
| ANNIES INC | 03600T104 | COM | 64,699 | $2,967,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 147,108 | $2,966,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 73,811 | $2,963,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 103,849 | $2,962,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 28,790 | $2,960,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 86,000 | $2,958,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 766,454 | $2,958,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 48,500 | $2,955,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 3,011,000 | $2,950,000 | thousands by filing date | principal |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 173,831 | $2,938,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 94,106 | $2,934,000 | thousands by filing date | call |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 2,701,000 | $2,928,000 | thousands by filing date | principal |
| FLOTEK INDS INC DEL | 343389102 | COM | 112,129 | $2,922,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 32,900 | $2,921,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 166,814 | $2,919,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 109,725 | $2,906,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 91,147 | $2,906,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 599,844 | $2,872,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 147,883 | $2,871,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 129,153 | $2,866,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 94,841 | $2,866,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 218,484 | $2,864,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 100,002 | $2,854,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 127,724 | $2,853,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 236,976 | $2,850,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 112,583 | $2,840,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 61,915 | $2,835,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 42,260 | $2,834,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 192,148 | $2,833,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 103,033 | $2,831,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 19,038 | $2,824,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 121,090 | $2,823,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 78,199 | $2,822,000 | thousands by filing date | |
| SILVER EAGLE ACQUISITION | 827694100 | COM | 283,640 | $2,819,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 207,472 | $2,817,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 113,040 | $2,814,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 214,638 | $2,813,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 78,084 | $2,810,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 164,349 | $2,806,000 | thousands by filing date | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 83,599 | $2,803,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 107,071 | $2,797,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 350,706 | $2,797,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 52,000 | $2,796,000 | thousands by filing date | call |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 80,047 | $2,795,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 141,237 | $2,787,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 107,902 | $2,780,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 125,837 | $2,772,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 69,232 | $2,772,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 45,569 | $2,768,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 88,528 | $2,759,000 | thousands by filing date | put |
| Vanguard Growth | 922908736 | COM | 27,668 | $2,757,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 177,637 | $2,756,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 112,647 | $2,754,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 66,050 | $2,753,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 262,233 | $2,751,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 88,542 | $2,748,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 234,011 | $2,747,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 189,834 | $2,743,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 54,067 | $2,741,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 134,512 | $2,737,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 27,133 | $2,733,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 80,684 | $2,732,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 161,500 | $2,732,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 114,108 | $2,727,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 108,604 | $2,720,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 314,059 | $2,710,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 136,643 | $2,709,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 44,091 | $2,709,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 498,755 | $2,703,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 2,489,000 | $2,700,000 | thousands by filing date | principal |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 2,729,000 | $2,694,000 | thousands by filing date | principal |
| TRUSTMARK CORP | 898402102 | COM | 116,974 | $2,693,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 68,552 | $2,688,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 184,741 | $2,677,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 24,200 | $2,674,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 96,777 | $2,674,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 61,300 | $2,672,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 2,166,000 | $2,672,000 | thousands by filing date | principal |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 208,189 | $2,666,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 187,389 | $2,664,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 152,212 | $2,650,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 120,114 | $2,642,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 131,135 | $2,642,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 167,193 | $2,633,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 281,485 | $2,632,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 77,300 | $2,628,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 92,200 | $2,626,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 36,381 | $2,624,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y405 | 20YR TRES BEAR | 103,317 | $2,618,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 167,414 | $2,617,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 129,326 | $2,612,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 2,860,000 | $2,612,000 | thousands by filing date | principal |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 54,513 | $2,604,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 21,970 | $2,603,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 167,641 | $2,602,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 287,061 | $2,602,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 241,209 | $2,599,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 56,369 | $2,594,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 36,601 | $2,593,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 57,069 | $2,590,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 220,008 | $2,588,000 | thousands by filing date | |
| COMPRESSCO PARTNERS L P | 20467A101 | COM UNIT | 107,000 | $2,585,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 210,640 | $2,584,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 115,149 | $2,583,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 97,958 | $2,579,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 98,042 | $2,578,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 98,082 | $2,575,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 130,440 | $2,567,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 69,703 | $2,567,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 51,249 | $2,562,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 71,166 | $2,560,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 33,822 | $2,558,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 126,941 | $2,555,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 208,798 | $2,552,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 2,075,000 | $2,552,000 | thousands by filing date | principal |
| GLATFELTER | 377316104 | COM | 116,223 | $2,550,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 143,296 | $2,549,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 127,558 | $2,538,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 45,287 | $2,538,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 94,545 | $2,537,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 130,800 | $2,537,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 41,603 | $2,536,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 104,358 | $2,534,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 135,632 | $2,533,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 94,165 | $2,530,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 361,306 | $2,528,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 166,398 | $2,527,000 | thousands by filing date | |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 146,525 | $2,527,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 602,914 | $2,525,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 28,729 | $2,524,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 97,830 | $2,524,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 118,177 | $2,519,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 44,493 | $2,516,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 108,999 | $2,514,000 | thousands by filing date | |
| ROI ACQUISITION CORP II | 74966G200 | COM | 248,464 | $2,507,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 79,900 | $2,495,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 175,749 | $2,494,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 71,382 | $2,491,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 13,141 | $2,483,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 32,611 | $2,483,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 36,739 | $2,478,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 56,053 | $2,477,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 68,068 | $2,477,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 22,471 | $2,476,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 27,731 | $2,476,000 | thousands by filing date | |
| CURRENCYSHARES CHINESE RENMI | 23131C107 | CHIN RENMINBI | 30,900 | $2,475,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 52,084 | $2,473,000 | thousands by filing date | |
| GOODRICH | 382410AG3 | NOTE5 | 2,339,000 | $2,469,000 | thousands by filing date | principal |
| PROSHARES TR II | 74347W494 | PROSHS ULT AUS | 79,047 | $2,465,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 56,206 | $2,462,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 2,845,000 | $2,462,000 | thousands by filing date | principal |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 54,137 | $2,459,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 1,335,068 | $2,455,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 79,634 | $2,443,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 98,185 | $2,434,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 45,427 | $2,434,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 116,146 | $2,433,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 40,148 | $2,428,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 104,132 | $2,427,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 124,209 | $2,427,000 | thousands by filing date | |
| GLOBAL DEFENSE & NATL SEC SY | 37953N108 | COM | 236,189 | $2,423,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 25,897 | $2,421,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 72,857 | $2,415,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 633,954 | $2,415,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 123,722 | $2,406,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 58,020 | $2,403,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 159,684 | $2,399,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 241,134 | $2,398,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 100,966 | $2,395,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 76,924 | $2,390,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 190,536 | $2,388,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 619,753 | $2,385,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 35,420 | $2,383,000 | thousands by filing date | |
| DIREXION | 25459Y728 | SHS ETF TR S\&P.* VOL RES | 40,102 | $2,383,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 59,479 | $2,382,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 66,692 | $2,381,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 41,011 | $2,376,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 94,505 | $2,366,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 49,460 | $2,360,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 40,026 | $2,356,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 72,300 | $2,354,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 72,873 | $2,353,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 109,140 | $2,346,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 685,543 | $2,343,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 73,046 | $2,339,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 17,855 | $2,339,000 | thousands by filing date | |
| TAMINCO CORP | 87509U106 | COM | 89,624 | $2,338,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 2,244,000 | $2,335,000 | thousands by filing date | principal |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 83,080 | $2,334,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 366,360 | $2,332,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 51,028 | $2,329,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 79,900 | $2,328,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 125,600 | $2,325,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 38,109 | $2,322,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 70,397 | $2,320,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 143,030 | $2,318,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 50,970 | $2,317,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 209,174 | $2,316,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 100,141 | $2,307,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 590,467 | $2,302,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 67,168 | $2,301,000 | thousands by filing date | put |
| ZOES KITCHEN INC | 98979J109 | COM | 74,485 | $2,290,000 | thousands by filing date | |
| SYMMETRY MEDICAL INC | 871546206 | COM | 227,024 | $2,290,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 83,138 | $2,289,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 69,042 | $2,284,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 27,283 | $2,283,000 | thousands by filing date | |
| Susser Petroleum Partners, LP | 869239103 | LTD | 41,329 | $2,273,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 88,365 | $2,266,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 37,674 | $2,263,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 2,330,000 | $2,263,000 | thousands by filing date | principal |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 159,092 | $2,262,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 113,259 | $2,256,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 401,821 | $2,252,000 | thousands by filing date | |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 908,000 | $2,252,000 | thousands by filing date | principal |
| DIREXION DAILY SEMICON 3X | 25459Y314 | Cmn | 120,000 | $2,250,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 78,575 | $2,247,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 2,303,000 | $2,242,000 | thousands by filing date | principal |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 1,682,000 | $2,234,000 | thousands by filing date | principal |
| GENCORP INC | 368682AN0 | SDCV | 1,260,000 | $2,234,000 | thousands by filing date | principal |
| CIS ACQUISITION LTD | G21490209 | SHS SER A | 216,961 | $2,234,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 90,449 | $2,229,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 37,114 | $2,229,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 207,100 | $2,228,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 99,319 | $2,227,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 1,667,000 | $2,227,000 | thousands by filing date | principal |
| BBCN BANCORP INC | 073295107 | COM | 152,646 | $2,226,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 119,777 | $2,221,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 240,047 | $2,220,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 54,685 | $2,219,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 73,615 | $2,217,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 175,398 | $2,207,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 26,124 | $2,205,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 183,771 | $2,199,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 35,168 | $2,197,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 47,367 | $2,195,000 | thousands by filing date | call |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 2,193,000 | $2,193,000 | thousands by filing date | principal |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 2,307,000 | $2,191,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 51,548 | $2,189,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 87,438 | $2,188,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 98,301 | $2,187,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 74,144 | $2,180,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 151,798 | $2,177,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 122,903 | $2,174,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 31,521 | $2,173,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 36,289 | $2,172,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 2,037,000 | $2,171,000 | thousands by filing date | principal |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 363,098 | $2,170,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 181,724 | $2,165,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 31,461 | $2,163,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 32,499 | $2,159,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 114,462 | $2,153,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 264,398 | $2,150,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 37,858 | $2,146,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 2,204,000 | $2,146,000 | thousands by filing date | principal |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 2,293,000 | $2,144,000 | thousands by filing date | principal |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 121,303 | $2,140,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 72,744 | $2,140,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 203,871 | $2,132,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 95,048 | $2,125,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 199,894 | $2,125,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 64,275 | $2,123,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 31,049 | $2,118,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 146,270 | $2,116,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 201,282 | $2,115,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 54,785 | $2,105,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 57,334 | $2,105,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 49,327 | $2,103,000 | thousands by filing date | call |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 152,353 | $2,098,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 29,277 | $2,095,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 67,752 | $2,094,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 184,340 | $2,090,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 1,050,382 | $2,089,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 39,386 | $2,089,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 271,474 | $2,089,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 80,471 | $2,089,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 49,721 | $2,087,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 34,095 | $2,083,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-14-000127 | this filing | 2014-11-14 | acceptance time not in the bulk data set |