13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 6,020 holding rows worth $161,060,661,000.
- Accession
- 0000948046-14-000127
- Filer
- CIK 948046
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 18,011 entries on the cover page, a total value of $161,060,661,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $161,060,661,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10152
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 77,448 | $2,082,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 65,896 | $2,079,000 | thousands by filing date | |
| IDREAMSKY TECHNOLOGY LIMITED | 45173K101 | SPONSORED ADS | 122,246 | $2,079,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 227,021 | $2,078,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 426,255 | $2,074,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 286,203 | $2,071,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 51,995 | $2,068,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 93,771 | $2,068,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 70,591 | $2,065,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 46,025 | $2,065,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 59,261 | $2,064,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 42,279 | $2,063,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 16,664 | $2,060,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 69,704 | $2,056,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 82,825 | $2,053,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 39,052 | $2,050,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 256,179 | $2,050,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 18,515 | $2,047,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 71,000 | $2,047,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F861 | UNIT 09/01/2016 | 37,375 | $2,040,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 311,468 | $2,037,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 80,760 | $2,036,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 36,952 | $2,033,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 16,258 | $2,023,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 70,495 | $2,022,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 36,251 | $2,020,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 39,784 | $2,018,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 198,032 | $2,009,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AF8 | DBCV 6.750%10/1 | 920,000 | $1,996,000 | thousands by filing date | principal |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 41,173 | $1,995,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 166,253 | $1,994,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892507 | CV 8% CUM PFD-D | 74,684 | $1,994,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 81,626 | $1,992,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 83,150 | $1,989,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 464,151 | $1,989,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 2,015,000 | $1,987,000 | thousands by filing date | principal |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 89,517 | $1,981,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 144,792 | $1,978,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 82,379 | $1,976,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 38,802 | $1,975,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 587,410 | $1,973,000 | thousands by filing date | |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 142,563 | $1,964,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 93,937 | $1,964,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 35,552 | $1,958,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 77,982 | $1,950,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 70,756 | $1,942,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 69,303 | $1,932,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 198,084 | $1,932,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 87,827 | $1,927,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 91,248 | $1,927,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 114,699 | $1,923,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 331,671 | $1,909,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 100,889 | $1,908,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 183,684 | $1,905,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 252,921 | $1,902,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 702,765 | $1,896,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 83,870 | $1,896,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 36,580 | $1,895,000 | thousands by filing date | call |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 140,689 | $1,891,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 1,684,000 | $1,889,000 | thousands by filing date | principal |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 45,299 | $1,887,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 98,807 | $1,886,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 110,858 | $1,878,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAC6 | NOTE 6.250% | 1,790,000 | $1,878,000 | thousands by filing date | principal |
| GENCORP INC | 368682100 | COM | 117,383 | $1,874,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 116,419 | $1,871,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 20,359 | $1,868,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 42,880 | $1,866,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 67,334 | $1,864,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 128,939 | $1,859,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 21,031 | $1,857,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 566,026 | $1,855,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264FAB2 | BOND | 793,000 | $1,853,000 | thousands by filing date | principal |
| CANTEL MEDICAL CORP | 138098108 | COM | 53,822 | $1,848,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 111,696 | $1,846,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 1,552,810 | $1,845,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 76,123 | $1,837,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 61,584 | $1,836,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 199,529 | $1,829,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 39,331 | $1,828,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 81,562 | $1,825,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 57,701 | $1,825,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 125,394 | $1,824,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 43,623 | $1,820,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 67,493 | $1,820,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 63,834 | $1,794,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 108,676 | $1,790,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 106,867 | $1,788,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 1,711,000 | $1,785,000 | thousands by filing date | principal |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 50,307 | $1,784,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 2,831 | $1,783,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 104,466 | $1,781,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 211,867 | $1,780,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 7,381 | $1,780,000 | thousands by filing date | call |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 146,475 | $1,779,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 165,056 | $1,778,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAS7 | CNV | 1,000,000 | $1,775,000 | thousands by filing date | principal |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 56,526 | $1,773,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 115,000 | $1,771,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 60,016 | $1,769,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 49,805 | $1,767,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 1,785,000 | $1,767,000 | thousands by filing date | principal |
| CNA FINL CORP | 126117100 | COM | 46,469 | $1,766,000 | thousands by filing date | |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 108,333 | $1,766,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 63,574 | $1,763,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 69,956 | $1,762,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 40,095 | $1,758,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 157,655 | $1,758,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 24,524 | $1,756,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 127,835 | $1,753,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 35,482 | $1,752,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 57,525 | $1,752,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 125,482 | $1,748,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 213,279 | $1,747,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 106,147 | $1,746,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 137,089 | $1,742,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 182,791 | $1,734,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 121,207 | $1,733,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 85,822 | $1,730,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 83,036 | $1,730,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 342,432 | $1,728,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y355 | DLY DEV MKT BEAR | 52,300 | $1,722,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 32,185 | $1,719,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 139,973 | $1,718,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 113,637 | $1,717,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 81,459 | $1,716,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 43,363 | $1,702,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 167,427 | $1,700,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AG6 | DBCV 6.750%10/1 | 750,000 | $1,696,000 | thousands by filing date | principal |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 39,723 | $1,693,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 74,283 | $1,693,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 21,402 | $1,691,000 | thousands by filing date | put |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 42,492 | $1,682,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP II | 14056V105 | COM | 170,908 | $1,676,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 28,223 | $1,673,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 49,006 | $1,670,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 105,336 | $1,667,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 35,830 | $1,666,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 1,423,000 | $1,665,000 | thousands by filing date | principal |
| SAIA INC | 78709Y105 | COM | 33,584 | $1,663,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 47,630 | $1,655,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 71,383 | $1,653,000 | thousands by filing date | |
| CONVERGYS CORP | 212485AE6 | SDCV | 950,000 | $1,653,000 | thousands by filing date | principal |
| BANK OF AMERICA CORP | 060505153 | CMN | 1,721,426 | $1,652,000 | thousands by filing date | |
| MERGEWORTHRX CORP | 58952R106 | COM | 200,804 | $1,652,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 96,821 | $1,651,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 82,685 | $1,651,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 54,517 | $1,648,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 67,550 | $1,647,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 94,500 | $1,645,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 470,808 | $1,642,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 42,900 | $1,641,000 | thousands by filing date | call |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 34,762 | $1,641,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 73,180 | $1,641,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 37,199 | $1,639,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 676,229 | $1,636,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 834,472 | $1,635,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 60,724 | $1,634,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 1,595,000 | $1,634,000 | thousands by filing date | principal |
| DIGITAL RIV INC | 25388B104 | COM | 112,570 | $1,633,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 27,726 | $1,632,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 1,388,574 | $1,624,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 55,900 | $1,621,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 69,183 | $1,620,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 130,730 | $1,619,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 40,201 | $1,618,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 300,949 | $1,618,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 59,529 | $1,615,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 84,125 | $1,613,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 63,909 | $1,612,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 25,018 | $1,611,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 200,024 | $1,608,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 23,200 | $1,605,000 | thousands by filing date | put |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 1,664,000 | $1,605,000 | thousands by filing date | principal |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 128,600 | $1,604,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 31,795 | $1,603,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 27,028 | $1,602,000 | thousands by filing date | put |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 115,240 | $1,601,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 76,272 | $1,599,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 121,416 | $1,593,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 46,062 | $1,592,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 100,573 | $1,592,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 44,145 | $1,588,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 1,583,000 | $1,587,000 | thousands by filing date | principal |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 48,430 | $1,585,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 283,328 | $1,585,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 177,306 | $1,584,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 56,294 | $1,583,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 41,151 | $1,574,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 27,758 | $1,571,000 | thousands by filing date | call |
| GARNERO GROUP ACQUISITION CO | G5866L124 | UNIT 06/25/2016 | 157,108 | $1,571,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 12,471 | $1,570,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 122,819 | $1,569,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 24,511 | $1,567,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 23,226 | $1,565,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 20,734 | $1,563,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 242,851 | $1,563,000 | thousands by filing date | |
| MARLIN MIDSTREAM PARTNERS LP | 57118V100 | COM UTLTD PTN IN | 73,326 | $1,563,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 143,292 | $1,562,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 1,417,000 | $1,556,000 | thousands by filing date | principal |
| CAPELLA EDUCATION CO | 139594105 | COM | 24,824 | $1,553,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 69,383 | $1,550,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 81,106 | $1,548,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632QAB9 | NOTE | 1,546,000 | $1,546,000 | thousands by filing date | principal |
| Matrix Service Company | 576853105 | COM | 64,164 | $1,545,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 20,903 | $1,543,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 26,008 | $1,541,000 | thousands by filing date | call |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 99,352 | $1,537,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 30,962 | $1,535,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 516,331 | $1,532,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 75,586 | $1,527,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 58,672 | $1,520,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 35,953 | $1,518,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 55,865 | $1,515,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 144,331 | $1,515,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 80,021 | $1,511,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 43,912 | $1,510,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 63,030 | $1,509,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 12,840 | $1,507,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 75,181 | $1,503,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 88,147 | $1,497,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 100,002 | $1,497,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 67,300 | $1,496,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 59,900 | $1,495,000 | thousands by filing date | |
| LIONS GATE ENTERTAINMENT 3.625% CB 03/15/2025- REG | 53626YAA6 | Bond | 375,000 | $1,494,000 | thousands by filing date | principal |
| INTERFACE INC | 458665304 | COM | 92,429 | $1,491,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 155,592 | $1,487,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 286,450 | $1,485,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 51,130 | $1,485,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 96,456 | $1,478,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 74,173 | $1,478,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 96,163 | $1,476,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 63,755 | $1,471,000 | thousands by filing date | |
| STEWART INFO SVCS 6% CB 10/15/2014-REGISTERED | 860372AB7 | Bond | 625,000 | $1,471,000 | thousands by filing date | principal |
| DEL MONTE CORP ORD | G36738105 | Stock | 46,159 | $1,470,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y439 | DLY TECBEARX NEW | 110,000 | $1,470,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 34,824 | $1,467,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 44,642 | $1,465,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 229,166 | $1,465,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 18,370 | $1,464,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 68,353 | $1,463,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 71,969 | $1,462,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 30,652 | $1,460,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 99,024 | $1,459,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y231 | SML CP BULL 2X | 38,600 | $1,459,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 183,477 | $1,458,000 | thousands by filing date | |
| Del Taco Restaurants | 52748T104 | COM | 150,427 | $1,456,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 32,205 | $1,455,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 162,377 | $1,452,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 89,060 | $1,451,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 44,794 | $1,451,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAC8 | CNV | 1,145,000 | $1,451,000 | thousands by filing date | principal |
| FEDERAL SIGNAL CORP | 313855108 | COM | 109,618 | $1,449,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 448,194 | $1,447,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 1,619,000 | $1,441,000 | thousands by filing date | principal |
| ZIFF DAVIS INC | 48123V102 | COM | 29,221 | $1,439,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 1,278,000 | $1,438,000 | thousands by filing date | principal |
| DYCOM INDS INC COM | 267475101 | Stock | 46,787 | $1,436,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 21,200 | $1,435,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 1,466,000 | $1,434,000 | thousands by filing date | principal |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 48,670 | $1,431,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 44,192 | $1,431,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 19,107 | $1,428,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 68,981 | $1,427,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 405,271 | $1,425,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 71,730 | $1,425,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 105,203 | $1,425,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H118 | *W EXP 02/08/201 | 208,423 | $1,425,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 76,223 | $1,423,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 241,049 | $1,422,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 134,800 | $1,421,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 40,464 | $1,421,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 44,480 | $1,419,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 46,573 | $1,419,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 183,057 | $1,418,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 26,417 | $1,415,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 12,489 | $1,410,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 28,063 | $1,409,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 62,494 | $1,407,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 2,178,000 | $1,407,000 | thousands by filing date | principal |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 270,811 | $1,399,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 93,211 | $1,398,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 50,280 | $1,398,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 42,538 | $1,397,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 1,387,000 | $1,396,000 | thousands by filing date | principal |
| Flushing Financial Corp | 343873105 | Common Stock | 76,248 | $1,392,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 236,687 | $1,392,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 50,962 | $1,391,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 42,608 | $1,388,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 92,103 | $1,386,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 32,400 | $1,386,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 49,351 | $1,385,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 1,438,000 | $1,384,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 1,051,000 | $1,382,000 | thousands by filing date | principal |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 101,392 | $1,380,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 29,480 | $1,379,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 141,669 | $1,378,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 12,249 | $1,377,000 | thousands by filing date | call |
| UNITIL CORP COM | 913259107 | Stock | 44,306 | $1,376,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 77,523 | $1,372,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 54,413 | $1,370,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 60,877 | $1,367,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 114,750 | $1,366,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 94,929 | $1,366,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 20,096 | $1,365,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 142,393 | $1,364,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 16,109 | $1,350,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 55,393 | $1,348,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 1,180,000 | $1,346,000 | thousands by filing date | principal |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 13,451 | $1,345,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 63,041 | $1,342,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 39,171 | $1,341,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 40,196 | $1,340,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 32,875 | $1,338,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 118,827 | $1,338,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 113,187 | $1,336,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 41,770 | $1,335,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 159,316 | $1,335,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 78,071 | $1,331,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 80,096 | $1,330,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 16,100 | $1,329,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 12,800 | $1,325,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 1,075,000 | $1,324,000 | thousands by filing date | principal |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 176,382 | $1,321,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 104,700 | $1,317,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X350 | SOLACTIVE GERMNY | 24,795 | $1,317,000 | thousands by filing date | |
| UBS AG | 90270KAW9 | NOTE 2/1 | 1,343,000 | $1,316,000 | thousands by filing date | principal |
| VIRTUSA CORP | 92827P102 | COM | 36,960 | $1,314,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 33,718 | $1,310,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 48,438 | $1,309,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 20,400 | $1,307,000 | thousands by filing date | call |
| GSV CAPITAL CORP | 36191J101 | COM | 130,650 | $1,306,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 182,965 | $1,304,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 56,229 | $1,302,000 | thousands by filing date | call |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 147,279 | $1,302,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 24,925 | $1,300,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 39,605 | $1,299,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 29,744 | $1,298,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 1,052,000 | $1,297,000 | thousands by filing date | principal |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 1,446,000 | $1,297,000 | thousands by filing date | principal |
| JPMorgan Chase & Co | 46625H100 | COM | 21,497 | $1,294,000 | thousands by filing date | call |
| ALBANY INTL CORP | 012348108 | CL A | 38,051 | $1,294,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 639,000 | $1,293,000 | thousands by filing date | principal |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 36,002 | $1,291,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 21,113 | $1,290,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 351,930 | $1,287,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 200,348 | $1,283,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 25,912 | $1,279,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 379,827 | $1,278,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 17,236 | $1,277,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 107,691 | $1,276,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 15,222 | $1,274,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 1,210,000 | $1,273,000 | thousands by filing date | principal |
| MICHAELS COS INC | 59408Q106 | COM | 72,754 | $1,271,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 27,193 | $1,270,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 14,834 | $1,269,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 26,800 | $1,269,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 62,500 | $1,269,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 22,387 | $1,268,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 21,123 | $1,267,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 74,057 | $1,266,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 29,500 | $1,262,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 48,529 | $1,255,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 73,769 | $1,254,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 61,210 | $1,254,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 34,863 | $1,253,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 14,704 | $1,253,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550AR8 | NOTE 3.625% 8/1 | 1,213,000 | $1,248,000 | thousands by filing date | principal |
| AIRCASTLE LTD | G0129K104 | COM | 76,298 | $1,247,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 137,951 | $1,243,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 70,243 | $1,243,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 37,431 | $1,242,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 56,289 | $1,240,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 63,539 | $1,238,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 297,466 | $1,235,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 82,085 | $1,234,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 45,025 | $1,233,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 4,708 | $1,232,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 33,206 | $1,232,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 33,228 | $1,231,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 57,822 | $1,226,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 74,009 | $1,226,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 68,857 | $1,225,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 94,997 | $1,225,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 75,638 | $1,224,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 30,009 | $1,222,000 | thousands by filing date | call |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 91,870 | $1,217,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 27,421 | $1,216,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 440,659 | $1,215,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 41,834 | $1,214,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 44,494 | $1,207,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 918,000 | $1,206,000 | thousands by filing date | principal |
| PREMIER INC | 74051N102 | CL A | 36,688 | $1,202,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 32,027 | $1,200,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 500,234 | $1,200,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 45,570 | $1,198,000 | thousands by filing date | call |
| BENEFITFOCUS INC | 08180D106 | COM | 44,518 | $1,198,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 45,662 | $1,198,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 23,054 | $1,197,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 26,688 | $1,197,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 9,841 | $1,193,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 180,311 | $1,193,000 | thousands by filing date | |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 1,150,000 | $1,193,000 | thousands by filing date | principal |
| TIME WARNER CABLE INC | 88732J207 | COM | 8,303 | $1,191,000 | thousands by filing date | put |
| CODEXIS INC | 192005106 | COM | 510,769 | $1,190,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 13,089 | $1,186,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 1,146,000 | $1,186,000 | thousands by filing date | principal |
| CURIS INC | 231269101 | COM | 840,789 | $1,185,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 75,496 | $1,184,000 | thousands by filing date | |
| TRONC INC | 896082104 | Common equity shares | 58,650 | $1,183,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 12,006 | $1,175,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 32,041 | $1,174,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 23,089 | $1,171,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 47,707 | $1,168,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 112,300 | $1,161,000 | thousands by filing date | |
| COMPASS EMP FDS TR | 20452Y783 | 100 ENH VOLA ETF | 33,500 | $1,160,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 114,244 | $1,159,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 110,288 | $1,158,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 27,649 | $1,158,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 321,394 | $1,158,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 87,893 | $1,156,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 68,665 | $1,155,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 29,657 | $1,154,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 44,010 | $1,153,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 67,481 | $1,152,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 65,000 | $1,151,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 68,585 | $1,151,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 181,435 | $1,149,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 83,610 | $1,148,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 44,105 | $1,147,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 1,086,000 | $1,143,000 | thousands by filing date | principal |
| EHEALTH INC | 28238P109 | COM | 47,362 | $1,142,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 380,056 | $1,142,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 72,686 | $1,139,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 47,649 | $1,136,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 60,244 | $1,130,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 41,308 | $1,129,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 28,938 | $1,129,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 32,409 | $1,128,000 | thousands by filing date | put |
| Market Vectors Small Cap India | 57061r551 | COM | 25,500 | $1,125,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 18,095 | $1,122,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 49,641 | $1,122,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,479 | $1,121,000 | thousands by filing date | call |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 29,582 | $1,118,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 57,769 | $1,118,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 20,751 | $1,117,000 | thousands by filing date | |
| 1347 CAP CORP | 68245V103 | COM | 116,861 | $1,117,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 46,686 | $1,115,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 47,265 | $1,115,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 188,576 | $1,112,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 72,068 | $1,112,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 83,317 | $1,112,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 13,183 | $1,109,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 12,472 | $1,108,000 | thousands by filing date | call |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 33,002 | $1,108,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 56,202 | $1,108,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 166,760 | $1,108,000 | thousands by filing date | |
| MIG 5 3/15/20 | 58319PAC2 | Bond 30/360P2 U | 1,165,000 | $1,107,000 | thousands by filing date | principal |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 64,219 | $1,106,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 71,572 | $1,105,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 125,144 | $1,105,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 28,680 | $1,104,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 185,658 | $1,103,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 772,755 | $1,103,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 56,751 | $1,102,000 | thousands by filing date | |
| NEW SOURCE ENERGY PARTNERS L | 64881E109 | CMN | 46,100 | $1,099,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 73,653 | $1,094,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 25,924 | $1,091,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 41,267 | $1,089,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 134,542 | $1,089,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 1,099,000 | $1,089,000 | thousands by filing date | principal |
| HMS HLDGS CORP | 40425J101 | COM | 57,637 | $1,085,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 117,257 | $1,080,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 56,766 | $1,080,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 194,902 | $1,079,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 47,200 | $1,075,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 30,918 | $1,074,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 59,189 | $1,074,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 111,397 | $1,074,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 158,840 | $1,070,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 36,147 | $1,069,000 | thousands by filing date | put |
| FBL FINL GROUP INC | 30239F106 | CL A | 23,950 | $1,069,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 33,817 | $1,067,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 38,887 | $1,065,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 23,806 | $1,065,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 53,739 | $1,064,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 32,971 | $1,064,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 124,168 | $1,060,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 83,412 | $1,058,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 15,345 | $1,055,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 149,575 | $1,055,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 30,737 | $1,051,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 51,846 | $1,051,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 9,857 | $1,050,000 | thousands by filing date | put |
| TOWER INTL INC | 891826109 | COM | 41,752 | $1,050,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 8,006 | $1,048,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 1,823,000 | $1,043,000 | thousands by filing date | principal |
| WARREN RESOURCES INC | 93564A100 | COM | 197,131 | $1,043,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 21,201 | $1,042,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 32,754 | $1,041,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-14-000127 | this filing | 2014-11-14 | acceptance time not in the bulk data set |