13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 6,020 holding rows worth $161,060,661,000.
- Accession
- 0000948046-14-000127
- Filer
- CIK 948046
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 18,011 entries on the cover page, a total value of $161,060,661,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $161,060,661,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10152
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BGC PARTNERS INC | 05541T101 | CL A | 1,103,281 | $8,196,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 197,379 | $8,187,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 211,354 | $8,184,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 603,571 | $8,177,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 95,315 | $8,174,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 221,322 | $8,172,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 107,303 | $8,169,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 349,681 | $8,156,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 129,228 | $8,151,000 | thousands by filing date | |
| PEOPLES FED BANCSHARES INC | 711037101 | COM | 407,561 | $8,151,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 231,293 | $8,140,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 236,206 | $8,127,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 410,791 | $8,110,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 134,667 | $8,094,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 944,933 | $8,085,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 150,000 | $8,068,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 802,236 | $8,053,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 359,447 | $8,040,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 572,778 | $8,028,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 480,972 | $7,959,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 317,620 | $7,933,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 214,474 | $7,922,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 103,283 | $7,901,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 883,015 | $7,892,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 7,367,000 | $7,886,000 | thousands by filing date | principal |
| GENPACT LIMITED SHS | G3922B107 | Stock | 480,915 | $7,847,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 173,172 | $7,845,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826TAH1 | NOTE 4.000% 7/0 | 5,130,000 | $7,844,000 | thousands by filing date | principal |
| ARRIS GROUP INC | 04270V106 | COM | 275,971 | $7,823,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 155,613 | $7,764,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 445,639 | $7,753,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 228,432 | $7,736,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 169,156 | $7,733,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 231,487 | $7,723,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 277,977 | $7,707,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 6,801 | $7,684,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 115,094 | $7,672,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 774,242 | $7,663,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 174,246 | $7,657,000 | thousands by filing date | |
| MYLAN INC | 628530AJ6 | CORPORATE OBLIG | 2,238,000 | $7,644,000 | thousands by filing date | principal |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 87,951 | $7,629,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 191,522 | $7,624,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 346,045 | $7,623,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 252,621 | $7,612,000 | thousands by filing date | |
| BOULEVARD ACQUISITION CORP | 10157P203 | UNIT 02/19/2019 | 757,480 | $7,589,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 110,415 | $7,549,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 71,307 | $7,546,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 195,743 | $7,545,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 172,312 | $7,545,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 283,879 | $7,544,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 936,374 | $7,527,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 4,581,000 | $7,512,000 | thousands by filing date | principal |
| FINANCIAL ENGINES INC | 317485100 | COM | 219,331 | $7,503,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 170,821 | $7,496,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 62,137 | $7,488,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 752,459 | $7,476,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 303,022 | $7,466,000 | thousands by filing date | |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 149,820 | $7,428,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 127,263 | $7,426,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 73,350 | $7,416,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 468,740 | $7,394,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 381,050 | $7,384,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 91,844 | $7,381,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 533,987 | $7,352,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 156,217 | $7,341,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 218,834 | $7,336,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 145,407 | $7,334,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 7,323,000 | $7,317,000 | thousands by filing date | principal |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 216,337 | $7,303,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 324,265 | $7,285,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 240,352 | $7,282,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 285,800 | $7,236,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 94,407 | $7,233,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 487,309 | $7,196,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 79,492 | $7,195,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 257,604 | $7,160,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 70,930 | $7,146,000 | thousands by filing date | call |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 2,275,000 | $7,146,000 | thousands by filing date | principal |
| Waste Connections | 941053100 | COM | 147,167 | $7,138,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 613,603 | $7,111,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 242,018 | $7,097,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 150,748 | $7,091,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 232,772 | $7,063,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 118,149 | $7,041,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 118,586 | $7,039,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 136,272 | $7,016,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 262,523 | $7,013,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 126,996 | $7,006,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 1,065,762 | $6,969,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 543,955 | $6,958,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 435,810 | $6,955,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 309,154 | $6,951,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 85,005 | $6,934,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 204,712 | $6,933,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 188,021 | $6,930,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 315,110 | $6,922,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 572,091 | $6,904,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 183,023 | $6,903,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 312,004 | $6,890,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 314,521 | $6,890,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 472,433 | $6,888,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 130,140 | $6,835,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290AV5 | NOTE | 5,709,000 | $6,835,000 | thousands by filing date | principal |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 116,314 | $6,832,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 311,420 | $6,820,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,326,488 | $6,817,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 2,060,570 | $6,798,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 170,466 | $6,798,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 1,694,653 | $6,794,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 282,832 | $6,792,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 8,192,000 | $6,783,000 | thousands by filing date | principal |
| NETSUITE INC | 64118Q107 | COM | 75,738 | $6,781,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 142,132 | $6,778,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 458,989 | $6,778,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 302,233 | $6,772,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 230,002 | $6,768,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 9,666 | $6,760,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 204,884 | $6,754,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 184,117 | $6,727,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 413,895 | $6,724,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 130,090 | $6,721,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 159,842 | $6,711,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154P188 | 3X INV JAP GOV | 414,510 | $6,706,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 180,713 | $6,703,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 296,090 | $6,699,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 287,840 | $6,695,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 5,585,000 | $6,669,000 | thousands by filing date | principal |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 5,031,000 | $6,665,000 | thousands by filing date | principal |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 193,928 | $6,657,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 60,900 | $6,655,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 1,900,000 | $6,652,000 | thousands by filing date | principal |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 126,916 | $6,642,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 56,362 | $6,639,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 115,663 | $6,618,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 413,035 | $6,615,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 272,055 | $6,614,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 481,643 | $6,611,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 181,338 | $6,611,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 531,979 | $6,610,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 154,049 | $6,566,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 173,638 | $6,550,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 226,793 | $6,543,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 249,698 | $6,534,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 82,927 | $6,524,000 | thousands by filing date | |
| SUNTRUST BKS INC | 867914111 | *W EXP 11/14/201 | 1,513,126 | $6,521,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 360,038 | $6,487,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 179,093 | $6,485,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 188,572 | $6,478,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 190,261 | $6,467,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 226,596 | $6,445,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 670,675 | $6,437,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 103,188 | $6,427,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 257,909 | $6,402,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 357,171 | $6,391,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 247,300 | $6,377,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 260,627 | $6,375,000 | thousands by filing date | |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 6,440,000 | $6,367,000 | thousands by filing date | principal |
| GENESEE & WYOMING INC | 371559105 | CL A | 66,698 | $6,355,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 63,079 | $6,353,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 91,674 | $6,342,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 1,171,335 | $6,335,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 70,207 | $6,323,000 | thousands by filing date | |
| LEHIGH GAS PARTNERS LP | 524814100 | UT LTD PTN INT | 185,301 | $6,294,000 | thousands by filing date | |
| CROWN CASTLE CNV PFD | 228227500 | PFDs, REITs, | 59,735 | $6,282,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 114,625 | $6,272,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 83,014 | $6,259,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 75,300 | $6,239,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 253,280 | $6,237,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 45,811 | $6,236,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y462 | DLY CHINBR3X NEW | 370,309 | $6,228,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 94,157 | $6,225,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 92,886 | $6,199,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 188,450 | $6,192,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 122,203 | $6,171,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 72,912 | $6,160,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 445,371 | $6,153,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 100,065 | $6,137,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 101,109 | $6,136,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 99,998 | $6,136,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 140,918 | $6,117,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 56,102 | $6,112,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 3,529,000 | $6,080,000 | thousands by filing date | principal |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 818,472 | $6,080,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 140,868 | $6,062,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 174,629 | $6,054,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 83,802 | $6,053,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 97,793 | $6,048,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 400,840 | $6,043,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 146,510 | $6,037,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 211,579 | $6,027,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 147,567 | $6,026,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 142,577 | $6,019,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 75,008 | $6,005,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 436,750 | $5,996,000 | thousands by filing date | |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 2,478,000 | $5,993,000 | thousands by filing date | principal |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 362,416 | $5,979,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 266,369 | $5,944,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 96,180 | $5,942,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 5,751,000 | $5,933,000 | thousands by filing date | principal |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 164,809 | $5,932,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 80,554 | $5,916,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 313,177 | $5,913,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 101,188 | $5,909,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 147,764 | $5,908,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 480,964 | $5,907,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 123,675 | $5,906,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 669,905 | $5,894,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 105,263 | $5,894,000 | thousands by filing date | |
| LINDE PLC F | 532771102 | COM | 265,409 | $5,891,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 120,988 | $5,890,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 185,755 | $5,889,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 412,157 | $5,855,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 194,055 | $5,834,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 77,884 | $5,820,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 114,325 | $5,814,000 | thousands by filing date | |
| TF FINANCIAL CORP | 872391107 | COMMON STOCK | 139,771 | $5,810,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 580,918 | $5,807,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 240,246 | $5,805,000 | thousands by filing date | |
| CHART ACQUISITION CORP | 161151105 | COM | 584,961 | $5,802,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 79,609 | $5,800,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 97,697 | $5,785,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 179,840 | $5,781,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 173,026 | $5,780,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 414,492 | $5,773,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 628,953 | $5,772,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 144,327 | $5,765,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 65,716 | $5,761,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 147,519 | $5,757,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 100,104 | $5,753,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 455,410 | $5,746,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 166,516 | $5,737,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 33,250 | $5,735,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 118,692 | $5,730,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 128,040 | $5,729,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 120,939 | $5,724,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 59,178 | $5,715,000 | thousands by filing date | |
| SHIP FINANCE INTERNATIONAL L | G81075AE6 | NOTE 3.250% 2/0 | 5,272,000 | $5,712,000 | thousands by filing date | principal |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 73,218 | $5,710,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 152,402 | $5,696,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 194,957 | $5,651,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 151,838 | $5,649,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 315,843 | $5,630,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 680,133 | $5,629,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 50,953 | $5,620,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 201,838 | $5,589,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 402,551 | $5,566,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 64,852 | $5,550,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 446,150 | $5,549,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 109,009 | $5,543,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 5,245,000 | $5,536,000 | thousands by filing date | principal |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 412,658 | $5,535,000 | thousands by filing date | |
| OMNICARE CAP TR II | 68214Q200 | PFD B TR 4.00% | 72,318 | $5,535,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 218,617 | $5,520,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 124,594 | $5,520,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 422,640 | $5,513,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,137,059 | $5,501,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 261,415 | $5,488,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 4,077,000 | $5,485,000 | thousands by filing date | principal |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 120,079 | $5,478,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 42,421 | $5,464,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 184,087 | $5,458,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 5,144,000 | $5,446,000 | thousands by filing date | principal |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 118,993 | $5,431,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 123,427 | $5,431,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W506 | PWRSHR DB GERM | 206,631 | $5,424,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 107,671 | $5,413,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 155,522 | $5,401,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 224,314 | $5,393,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 4,506,000 | $5,384,000 | thousands by filing date | principal |
| DRIL-QUIP INC | 262037104 | COM | 60,192 | $5,379,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 130,320 | $5,360,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 5,389,000 | $5,355,000 | thousands by filing date | principal |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 246,240 | $5,339,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 50,804 | $5,335,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 129,299 | $5,332,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 235,630 | $5,331,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 165,250 | $5,324,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 367,565 | $5,318,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 208,707 | $5,316,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 174,424 | $5,310,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 120,476 | $5,306,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 407,700 | $5,304,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 121,027 | $5,299,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 3,998,000 | $5,299,000 | thousands by filing date | principal |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 163,533 | $5,292,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 87,287 | $5,287,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 95,132 | $5,283,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 161,328 | $5,281,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 777,756 | $5,278,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 69,332 | $5,272,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 75,295 | $5,267,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 549,008 | $5,248,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 93,178 | $5,247,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 146,170 | $5,243,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 190,199 | $5,220,000 | thousands by filing date | |
| PROSHARES TR II | 74347W460 | PROSHS U/SHAUS | 113,604 | $5,205,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 125,924 | $5,203,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 213,806 | $5,198,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W308 | DB JAP GOV BD | 242,974 | $5,185,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D104 | COM SHS | 523,859 | $5,180,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 446,150 | $5,177,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 96,172 | $5,175,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 185,041 | $5,174,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 80,938 | $5,165,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 146,946 | $5,165,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 147,624 | $5,161,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 42,297 | $5,139,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 176,112 | $5,130,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 225,105 | $5,129,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 138,104 | $5,128,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 475,245 | $5,127,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 49,510 | $5,108,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 54,169 | $5,105,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 398,246 | $5,094,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 109,175 | $5,085,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 1,424,464 | $5,081,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 120,572 | $5,076,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 73,438 | $5,075,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 500,950 | $5,068,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 552,128 | $5,068,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 4,850,000 | $5,062,000 | thousands by filing date | principal |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 68,716 | $5,061,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 75,950 | $5,055,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 106,047 | $5,049,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 138,800 | $5,048,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 68,231 | $5,046,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 351,021 | $5,026,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 324,251 | $5,023,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 54,889 | $5,019,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 200,000 | $5,016,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 193,146 | $5,014,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 471,560 | $5,012,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 49,214 | $5,010,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 171,981 | $4,998,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 438,368 | $4,982,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 81,569 | $4,967,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 1,098,494 | $4,964,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 125,676 | $4,963,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 92,040 | $4,961,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 178,038 | $4,956,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 117,549 | $4,952,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 81,717 | $4,944,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 206,876 | $4,937,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 101,796 | $4,936,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 273,424 | $4,931,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 173,024 | $4,929,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 402,738 | $4,928,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 143,628 | $4,922,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 281,225 | $4,915,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 72,664 | $4,911,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 55,559 | $4,898,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 61,945 | $4,892,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 90,527 | $4,884,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 222,346 | $4,883,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 201,145 | $4,873,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 112,002 | $4,866,000 | thousands by filing date | put |
| REALPAGE INC | 75606N109 | COM | 313,648 | $4,860,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 229,919 | $4,854,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 368,351 | $4,851,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 4,472,000 | $4,849,000 | thousands by filing date | principal |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 162,341 | $4,844,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 62,355 | $4,839,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 327,704 | $4,821,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 96,353 | $4,821,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 372,213 | $4,821,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 157,502 | $4,810,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 137,381 | $4,809,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 190,290 | $4,808,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 89,784 | $4,804,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 108,060 | $4,795,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 5,006,000 | $4,780,000 | thousands by filing date | principal |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 244,512 | $4,774,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 409,821 | $4,752,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 461,655 | $4,744,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 339,936 | $4,744,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 36,229 | $4,740,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 488,358 | $4,740,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 6,342,000 | $4,740,000 | thousands by filing date | principal |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 155,268 | $4,735,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 165,515 | $4,734,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 73,885 | $4,723,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 176,432 | $4,716,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 314,031 | $4,716,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 154,630 | $4,714,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 154,383 | $4,712,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 572,080 | $4,712,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 111,150 | $4,708,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 55,877 | $4,708,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 35,059 | $4,705,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 113,522 | $4,698,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 143,385 | $4,694,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 626,341 | $4,689,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 325,037 | $4,667,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 390,216 | $4,662,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 82,903 | $4,650,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 198,659 | $4,650,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 148,128 | $4,640,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 204,781 | $4,610,000 | thousands by filing date | |
| HF2 FINL MGMT INC | 40421A104 | CL A | 442,825 | $4,605,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 285,032 | $4,605,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 79,548 | $4,604,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 138,574 | $4,596,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 298,942 | $4,592,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 20,680 | $4,585,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 134,577 | $4,580,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 53,921 | $4,573,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 4,988,000 | $4,564,000 | thousands by filing date | principal |
| VERA BRADLEY INC | 92335C106 | COM | 220,542 | $4,560,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 149,391 | $4,542,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 196,104 | $4,539,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 79,338 | $4,514,000 | thousands by filing date | |
| ILLUMINA INC | 452327AD1 | NOTE 0.250% 3/1 | 2,270,000 | $4,509,000 | thousands by filing date | principal |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 182,738 | $4,506,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 660,210 | $4,501,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 572,135 | $4,501,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 212,723 | $4,495,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 607,681 | $4,489,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 269,250 | $4,479,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 150,953 | $4,475,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,311,224 | $4,470,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 182,055 | $4,460,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 350,803 | $4,457,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 412,901 | $4,446,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 97,487 | $4,437,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 351,493 | $4,420,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 540,591 | $4,415,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 3,204,000 | $4,415,000 | thousands by filing date | principal |
| CORELOGIC INC | 21871D103 | COM | 162,986 | $4,411,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 331,192 | $4,409,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 109,582 | $4,406,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 197,243 | $4,394,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 125,814 | $4,380,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 375,663 | $4,378,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 55,566 | $4,376,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 234,898 | $4,373,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W209 | DB 3X JAP GOV BD | 176,846 | $4,371,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 1,018,914 | $4,369,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 100,467 | $4,364,000 | thousands by filing date | call |
| RADIAN GROUP INC COM | 750236101 | Stock | 305,786 | $4,359,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 265,990 | $4,353,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 79,631 | $4,343,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 445,440 | $4,323,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 222,554 | $4,312,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 75,045 | $4,305,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 243,100 | $4,299,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 472,731 | $4,298,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 244,244 | $4,298,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 122,849 | $4,294,000 | thousands by filing date | |
| COMERICA INC-CW18 | 200340115 | WTS | 207,600 | $4,293,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 2,500,000 | $4,287,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 156,478 | $4,281,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 352,140 | $4,267,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 130,239 | $4,261,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 256,810 | $4,256,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 402,073 | $4,256,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 193,611 | $4,250,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 88,272 | $4,244,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 111,544 | $4,244,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 138,262 | $4,241,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 17,908 | $4,238,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 74,122 | $4,236,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 76,968 | $4,215,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 346,963 | $4,206,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 54,533 | $4,196,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 4,379,000 | $4,187,000 | thousands by filing date | principal |
| CONCUR TECHNOLOGIES INC | 206708AC3 | NOTE | 3,206,000 | $4,183,000 | thousands by filing date | principal |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 72,982 | $4,169,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 2,082,462 | $4,163,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 53,924 | $4,162,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 97,544 | $4,155,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 47,409 | $4,150,000 | thousands by filing date | |
| LEVY ACQUISITION CORP | 52748T203 | COM | 409,332 | $4,134,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 163,929 | $4,127,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 146,707 | $4,121,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 229,784 | $4,120,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 184,037 | $4,114,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 483,378 | $4,113,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 56,576 | $4,113,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 64,815 | $4,106,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 180,482 | $4,105,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 520,492 | $4,096,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 341,702 | $4,095,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 25,792 | $4,082,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 4,156,000 | $4,075,000 | thousands by filing date | principal |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 366,883 | $4,074,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 151,134 | $4,071,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 157,068 | $4,053,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 3,284,000 | $4,049,000 | thousands by filing date | principal |
| COMMVAULT SYS INC COM | 204166102 | Stock | 80,265 | $4,045,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 68,213 | $4,042,000 | thousands by filing date | put |
| WALTER INVT MGMT CORP | 93317W102 | COM | 183,830 | $4,033,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 209,462 | $4,029,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 320,620 | $4,014,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 208,946 | $4,013,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 90,385 | $4,011,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 537,059 | $4,005,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 112,377 | $3,997,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 120,078 | $3,990,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 105,905 | $3,988,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W217 | US DEFLATION | 76,292 | $3,977,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-14-000127 | this filing | 2014-11-14 | acceptance time not in the bulk data set |