13F-HR filed by DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-15, with 6,077 holding rows worth $147,197,640,000.
- Accession
- 0000948046-14-000108
- Filer
- CIK 948046
- Filed
- 2014-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 18,256 entries on the cover page, a total value of $147,197,640,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $147,197,640,000 with VALUE read as thousands by filing date, 13F file number 028-10103. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDeutsche Bank Trust Co Americas028-13777
- included managerBT ALEX BROWN INC /028-05033
- included managerDWS Investment GmbH028-10152
- included managerDeutsche Asset Management Investmentgesellshaft028-10155
- included managerDEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC028-10249
- included managerRREEF AMERICA LLC028-04760
- included managerDeutsche Bank (Suisse) SA028-11509
- included managerDEUTSCHE BANK NATIONAL TRUST CO028-11997
- included managerDeutsche Bank Trust CO Delaware028-11998
- included managerDeutsche Bank Trust Company, National Association028-12000
- included managerOppenheim Asset Management Services S.a.r.l028-13923
- included managerAbbey Life Assurance Co Ltd.028-13916
- included managerDeutsche Asset Management (UK) Ltd028-13988
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 306,893 | $8,036,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 7,675,000 | $8,020,000 | thousands by filing date | principal |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 346,045 | $7,952,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 118,792 | $7,950,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 35,502 | $7,934,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 313,354 | $7,932,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 1,104,263 | $7,927,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 44,177 | $7,925,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 330,832 | $7,925,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 122,646 | $7,897,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 794,836 | $7,876,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 140,887 | $7,870,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 88,923 | $7,868,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 313,666 | $7,865,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 131,598 | $7,818,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 142,618 | $7,804,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 486,183 | $7,802,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 853,406 | $7,798,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 74,047 | $7,774,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 320,561 | $7,769,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 247,074 | $7,757,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 171,043 | $7,712,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 36,330 | $7,691,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 99,245 | $7,665,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 165,940 | $7,657,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 101,808 | $7,657,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 469,324 | $7,657,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 119,866 | $7,631,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 68,985 | $7,598,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 159,840 | $7,596,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 197,789 | $7,541,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 420,206 | $7,540,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 368,282 | $7,515,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 356,273 | $7,515,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 298,503 | $7,496,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 208,453 | $7,495,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 214,292 | $7,492,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 79,438 | $7,487,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 123,597 | $7,487,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 102,234 | $7,477,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 178,238 | $7,476,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 230,668 | $7,461,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 86,552 | $7,445,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 271,915 | $7,424,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 897,772 | $7,423,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 785,975 | $7,418,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 252,618 | $7,395,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 223,041 | $7,368,000 | thousands by filing date | |
| CROWN CASTLE CNV PFD | 228227500 | PFDs, REITs, | 72,249 | $7,363,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 161,563 | $7,337,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 118,832 | $7,332,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 111,714 | $7,325,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 364,808 | $7,314,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 253,590 | $7,312,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 417,332 | $7,311,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 111,380 | $7,301,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F861 | UNIT 09/01/2016 | 127,225 | $7,260,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 1,676,689 | $7,259,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 509,044 | $7,253,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 262,653 | $7,249,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 226,776 | $7,238,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 187,500 | $7,225,000 | thousands by filing date | |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 3,669,000 | $7,202,000 | thousands by filing date | principal |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 318,841 | $7,200,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 866,299 | $7,196,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 89,809 | $7,194,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 319,570 | $7,183,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 225,698 | $7,176,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 135,857 | $7,169,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 147,430 | $7,156,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 183,375 | $7,133,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 99,601 | $7,119,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 773,101 | $7,110,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 2,434,273 | $7,106,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 544,038 | $7,098,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 167,866 | $7,091,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 725,641 | $7,080,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 90,123 | $7,055,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 593,127 | $7,027,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 490,597 | $7,014,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154P188 | 3X INV JAP GOV | 426,149 | $7,014,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 162,466 | $7,012,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 559,767 | $7,012,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 250,375 | $7,009,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 106,564 | $7,002,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 670,697 | $6,987,000 | thousands by filing date | |
| EMERITUS CORP | 291005106 | COMMON STOCK | 220,500 | $6,978,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 258,511 | $6,958,000 | thousands by filing date | |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 261,389 | $6,958,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 49,456 | $6,953,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 120,218 | $6,946,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 88,733 | $6,932,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 390,273 | $6,926,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 133,094 | $6,912,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 237,540 | $6,901,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 183,717 | $6,897,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 242,718 | $6,889,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 151,404 | $6,871,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 119,148 | $6,868,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 522,120 | $6,854,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 402,080 | $6,847,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 142,401 | $6,825,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 114,058 | $6,824,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,626,971 | $6,815,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 546,919 | $6,813,000 | thousands by filing date | |
| BOULEVARD ACQUISITION CORP | 10157P203 | UNIT 02/19/2019 | 672,830 | $6,795,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 195,540 | $6,788,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 369,310 | $6,785,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 258,956 | $6,783,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 215,200 | $6,762,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 80,782 | $6,759,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 267,828 | $6,755,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 708,596 | $6,752,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 1,058,740 | $6,741,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 284,376 | $6,711,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 230,695 | $6,696,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 161,293 | $6,694,000 | thousands by filing date | |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 6,590,000 | $6,684,000 | thousands by filing date | principal |
| ANNIES INC | 03600T104 | COM | 197,645 | $6,681,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 128,716 | $6,669,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 360,200 | $6,663,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 115,696 | $6,662,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 157,022 | $6,647,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 140,750 | $6,622,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 437,781 | $6,622,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 176,396 | $6,598,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 158,257 | $6,592,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 249,151 | $6,574,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 573,372 | $6,570,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W506 | PWRSHR DB GERM | 256,631 | $6,569,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 154,925 | $6,560,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 72,495 | $6,543,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 113,131 | $6,540,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 1,025,307 | $6,530,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 284,183 | $6,529,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 92,648 | $6,510,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 191,041 | $6,509,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 172,718 | $6,456,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 2,817,000 | $6,446,000 | thousands by filing date | principal |
| RETROPHIN INC | 761299106 | COM | 549,089 | $6,445,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 4,648,000 | $6,439,000 | thousands by filing date | principal |
| RANDGOLD RES LTD | 752344309 | ADR | 75,996 | $6,428,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 1,795,608 | $6,427,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 282,390 | $6,420,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 156,059 | $6,389,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 129,809 | $6,388,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 98,006 | $6,387,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 1,399,726 | $6,380,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 81,696 | $6,377,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 86,867 | $6,375,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 306,899 | $6,366,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 4,394,000 | $6,354,000 | thousands by filing date | principal |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 49,499 | $6,345,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 108,022 | $6,338,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 155,308 | $6,311,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 246,009 | $6,311,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 123,981 | $6,310,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 59,552 | $6,300,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 698,348 | $6,297,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 181,022 | $6,291,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 219,518 | $6,273,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 610,487 | $6,249,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 140,251 | $6,243,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 533,669 | $6,242,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 1,502,954 | $6,237,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 339,995 | $6,236,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 345,744 | $6,229,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 753,346 | $6,214,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 104,201 | $6,205,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 140,478 | $6,202,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 330,973 | $6,199,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 73,262 | $6,193,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 81,307 | $6,193,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 282,793 | $6,184,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 125,704 | $6,166,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 51,224 | $6,159,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 289,855 | $6,158,000 | thousands by filing date | |
| CONCUR TECHNOLOGIES INC | 206708AC3 | NOTE | 5,516,000 | $6,157,000 | thousands by filing date | principal |
| HEALTHWAYS INC | 422245100 | COM | 350,500 | $6,147,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 175,175 | $6,146,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 130,393 | $6,141,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 239,129 | $6,140,000 | thousands by filing date | |
| OMNICARE CAP TR II | 68214Q200 | PFD B TR 4.00% | 75,178 | $6,135,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 823,053 | $6,122,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 2,082,462 | $6,099,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 5,895,000 | $6,097,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 6,096,000 | $6,096,000 | thousands by filing date | principal |
| APTARGROUP INC COM | 038336103 | Stock | 90,616 | $6,070,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 405,607 | $6,067,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 121,960 | $6,052,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 290,962 | $6,051,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 214,732 | $6,032,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 152,664 | $6,015,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 129,583 | $6,011,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 112,419 | $6,011,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 135,989 | $6,002,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 325,933 | $5,996,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 123,186 | $5,986,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 142,028 | $5,984,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 95,759 | $5,980,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 87,651 | $5,978,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 96,565 | $5,971,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 131,768 | $5,967,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 204,507 | $5,926,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 143,643 | $5,915,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 175,035 | $5,910,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 379,058 | $5,905,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 92,852 | $5,904,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 226,515 | $5,901,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 179,397 | $5,893,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 301,961 | $5,877,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 276,808 | $5,876,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 108,600 | $5,869,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 236,565 | $5,865,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 97,061 | $5,862,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 132,100 | $5,858,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 591,152 | $5,838,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 140,065 | $5,836,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 144,207 | $5,814,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 131,108 | $5,813,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 136,872 | $5,800,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 169,742 | $5,780,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 64,759 | $5,759,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 252,375 | $5,759,000 | thousands by filing date | |
| MEDIVATION INC | 58501NAA9 | NOTE | 3,611,000 | $5,755,000 | thousands by filing date | principal |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 1,000,185 | $5,751,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 240,639 | $5,732,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 266,700 | $5,732,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 155,680 | $5,713,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 406,989 | $5,697,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 163,978 | $5,683,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,769,974 | $5,681,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 137,961 | $5,675,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 139,731 | $5,652,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 225,880 | $5,649,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 106,596 | $5,640,000 | thousands by filing date | |
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 387,572 | $5,633,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 234,643 | $5,631,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 365,554 | $5,610,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 64,730 | $5,606,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 310,731 | $5,605,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 7,803 | $5,601,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 278,240 | $5,599,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 157,539 | $5,568,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 685,845 | $5,568,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 128,674 | $5,549,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 195,579 | $5,540,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 91,127 | $5,540,000 | thousands by filing date | |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 4,530,000 | $5,537,000 | thousands by filing date | principal |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 307,640 | $5,491,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 162,460 | $5,486,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 111,931 | $5,476,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 1,029,598 | $5,476,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 180,087 | $5,466,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 92,532 | $5,453,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 168,596 | $5,452,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 47,984 | $5,451,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 5,119,000 | $5,444,000 | thousands by filing date | principal |
| Vale Sa | 91912E204 | COM | 457,224 | $5,439,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 188,318 | $5,436,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 67,775 | $5,434,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 176,745 | $5,432,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 138,800 | $5,432,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 109,757 | $5,385,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 298,391 | $5,385,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 42,421 | $5,374,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 219,353 | $5,371,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 86,199 | $5,368,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 85,500 | $5,360,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 253,793 | $5,359,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 122,367 | $5,352,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 168,738 | $5,344,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 215,892 | $5,339,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 139,560 | $5,331,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 294,880 | $5,330,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 113,522 | $5,326,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 50,080 | $5,307,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 574,975 | $5,288,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 140,500 | $5,287,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 147,876 | $5,280,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 277,782 | $5,275,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 234,804 | $5,274,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 140,734 | $5,271,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 374,112 | $5,267,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 72,581 | $5,265,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 47,219 | $5,262,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 91,969 | $5,255,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 580,884 | $5,244,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 768,561 | $5,231,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 149,342 | $5,219,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 133,379 | $5,215,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 259,241 | $5,212,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 78,929 | $5,208,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 184,905 | $5,196,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 49,965 | $5,175,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 249,763 | $5,173,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 258,444 | $5,173,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W308 | DB JAP GOV BD | 242,974 | $5,165,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 203,785 | $5,145,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 169,186 | $5,137,000 | thousands by filing date | call |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 149,983 | $5,133,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 1,470,576 | $5,131,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 95,981 | $5,124,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 5,170,000 | $5,124,000 | thousands by filing date | principal |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 103,321 | $5,113,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 489,176 | $5,113,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 409,952 | $5,107,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 87,091 | $5,100,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 4,970,000 | $5,100,000 | thousands by filing date | principal |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 177,668 | $5,099,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 289,720 | $5,092,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 36,710 | $5,070,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 110,620 | $5,070,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 101,803 | $5,065,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 30,531 | $5,057,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 585,495 | $5,055,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 79,925 | $5,046,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 169,454 | $5,045,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 54,169 | $5,038,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 422,499 | $5,030,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 589,376 | $5,013,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 292,269 | $5,012,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 420,617 | $5,008,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 83,951 | $5,007,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 176,972 | $5,005,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 126,377 | $4,988,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 144,868 | $4,985,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 144,782 | $4,980,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 100,856 | $4,972,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 560,439 | $4,953,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 178,794 | $4,916,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 96,658 | $4,914,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 49,042 | $4,909,000 | thousands by filing date | put |
| WISDOMTREE INC | 97717P104 | COM | 396,080 | $4,894,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 155,268 | $4,894,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 384,134 | $4,893,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 535,114 | $4,889,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 38,968 | $4,874,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 217,285 | $4,859,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 109,316 | $4,858,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 109,889 | $4,858,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 274,742 | $4,818,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 271,161 | $4,815,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 50,000 | $4,812,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 55,560 | $4,807,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 120,887 | $4,793,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 432,965 | $4,778,000 | thousands by filing date | |
| PROSHARES TR II | 74347W460 | PROSHS U/SHAUS | 118,517 | $4,775,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 66,720 | $4,758,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 181,655 | $4,742,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 99,091 | $4,741,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 224,720 | $4,734,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 782,758 | $4,734,000 | thousands by filing date | |
| ROI ACQUISITION CORP II | 74966G101 | COM | 482,905 | $4,717,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 61,174 | $4,708,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 153,276 | $4,706,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 54,169 | $4,704,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 166,512 | $4,699,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 265,490 | $4,698,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 109,057 | $4,698,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 718,107 | $4,695,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 74,050 | $4,681,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 591,338 | $4,665,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 62,870 | $4,660,000 | thousands by filing date | put |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 99,556 | $4,658,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 265,506 | $4,658,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 164,854 | $4,639,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 736,273 | $4,637,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 57,399 | $4,633,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 388,363 | $4,632,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 136,563 | $4,627,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 263,074 | $4,626,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 4,555,000 | $4,625,000 | thousands by filing date | principal |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 53,305 | $4,613,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 148,334 | $4,612,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 53,920 | $4,612,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 410,979 | $4,602,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 341,145 | $4,587,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 411,844 | $4,579,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 86,433 | $4,573,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 121,690 | $4,573,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 3,759 | $4,565,000 | thousands by filing date | |
| HF2 FINL MGMT INC | 40421A104 | CL A | 442,125 | $4,553,000 | thousands by filing date | |
| CHART ACQUISITION CORP | 161151204 | UNIT | 437,161 | $4,546,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 175,769 | $4,533,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 124,714 | $4,526,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 162,632 | $4,519,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 270,819 | $4,519,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 206,345 | $4,517,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 344,400 | $4,497,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 170,789 | $4,494,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 63,130 | $4,492,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 43,364 | $4,491,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 86,945 | $4,490,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 190,638 | $4,476,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 60,927 | $4,475,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 108,047 | $4,473,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 347,429 | $4,472,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 245,318 | $4,466,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 4,868,000 | $4,448,000 | thousands by filing date | principal |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 156,716 | $4,445,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 811,125 | $4,444,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 420,647 | $4,440,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 155,197 | $4,439,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 117,340 | $4,437,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 119,982 | $4,422,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 133,432 | $4,419,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 164,636 | $4,415,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 134,370 | $4,400,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 2,500,340 | $4,400,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 4,404,000 | $4,398,000 | thousands by filing date | principal |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 56,400 | $4,396,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 93,918 | $4,380,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 192,694 | $4,378,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 233,850 | $4,370,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 2,931,000 | $4,363,000 | thousands by filing date | principal |
| NEOGEN CORP | 640491106 | COM | 107,473 | $4,348,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 131,057 | $4,339,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 148,505 | $4,337,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154W209 | DB 3X JAP GOV BD | 177,546 | $4,332,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394AC7 | NOTE | 3,418,000 | $4,329,000 | thousands by filing date | principal |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 39,515 | $4,325,000 | thousands by filing date | call |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 216,534 | $4,324,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 218,939 | $4,312,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 75,749 | $4,305,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 273,149 | $4,295,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 1,275,000 | $4,293,000 | thousands by filing date | principal |
| IMPAX LABORATORIES INC | 45256B101 | COM | 142,986 | $4,286,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 311,493 | $4,279,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R437 | MSCI IN QLT DI | 78,921 | $4,274,000 | thousands by filing date | |
| HITTITE MICROWAVE CORP | 43365Y104 | COM | 54,814 | $4,272,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 133,992 | $4,269,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 106,479 | $4,253,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 125,708 | $4,234,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 181,711 | $4,209,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 227,684 | $4,206,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 424,357 | $4,200,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 986,548 | $4,192,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 91,226 | $4,179,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 47,409 | $4,176,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 3,413,000 | $4,168,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 106,862 | $4,168,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 74,765 | $4,165,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 54,937 | $4,161,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 59,658 | $4,160,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 3,291,000 | $4,160,000 | thousands by filing date | principal |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 159,399 | $4,154,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 63,266 | $4,150,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 146,209 | $4,147,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 43,854 | $4,140,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 164,637 | $4,138,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 162,313 | $4,134,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 99,667 | $4,128,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 400,055 | $4,128,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 160,805 | $4,127,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 199,958 | $4,126,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 149,705 | $4,115,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 4,002,000 | $4,114,000 | thousands by filing date | principal |
| BOYDGAMINGCORP | 103304101 | STOK | 339,117 | $4,112,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 97,606 | $4,110,000 | thousands by filing date | |
| SHIP FINANCE INTERNATIONAL L | G81075AE6 | NOTE 3.250% 2/0 | 3,622,000 | $4,094,000 | thousands by filing date | principal |
| SONUS NETWORKS INC | 835916107 | COM | 1,137,159 | $4,081,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 724,642 | $4,078,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 105,633 | $4,073,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 336,716 | $4,067,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 176,820 | $4,065,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 132,316 | $4,062,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 229,271 | $4,060,000 | thousands by filing date | |
| LEVY ACQUISITION CORP | 52748T203 | COM | 405,432 | $4,058,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 62,613 | $4,056,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 70,419 | $4,051,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 1,079,549 | $4,047,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R452 | EM QUAL DIVID | 74,327 | $4,045,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 286,291 | $4,044,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 64,506 | $4,033,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 101,337 | $4,030,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 122,134 | $4,024,000 | thousands by filing date | put |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 16,418 | $4,021,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 429,260 | $4,020,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 80,997 | $4,008,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 694,100 | $3,997,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 237,828 | $3,989,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 81,000 | $3,987,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 113,010 | $3,986,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 95,451 | $3,981,000 | thousands by filing date | |
| INTERMUNE INC | 45884XAE3 | NOTE 2.500% 9/1 | 2,652,000 | $3,981,000 | thousands by filing date | principal |
| PMC-SIERRA INC | 69344F106 | COM | 523,146 | $3,980,000 | thousands by filing date | |
| AMER RLTY CAP HEALTHCAR TR INC COM | 02917R108 | COM | 365,267 | $3,977,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 122,749 | $3,974,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 330,128 | $3,972,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 95,301 | $3,969,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 65,055 | $3,965,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 16,765 | $3,965,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 138,253 | $3,953,000 | thousands by filing date | put |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 368,414 | $3,947,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 84,898 | $3,947,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 79,169 | $3,944,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 123,976 | $3,940,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 146,687 | $3,940,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 117,495 | $3,936,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000948046-14-000108 | this filing | 2014-08-15 | acceptance time not in the bulk data set |