13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-01-06, with 3,445 holding rows worth $5,857,497,000.
- Accession
- 0000910472-14-000014
- Filer
- CIK 1540235
- Filed
- 2014-01-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 3,445 entries on the cover page, a total value of $5,857,497,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,857,497,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DAILY JOURNAL CORP | 233912104 | COM | 300 | $58,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 961 | $58,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 871 | $58,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 480 | $58,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 1,040 | $58,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 3,584 | $58,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 2,976 | $58,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 1,832 | $58,000 | thousands by filing date | |
| CROSSTEX ENERGY L P | 22765U102 | COM | 2,096 | $58,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 1,171 | $57,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,000 | $57,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,049 | $57,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 2,147 | $57,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 825 | $57,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 1,827 | $57,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 2,300 | $57,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 1,738 | $57,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 740 | $57,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 737 | $57,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 2,425 | $57,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 1,393 | $57,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 31,000 | $57,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 5,250 | $57,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 1,582 | $57,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 3,950 | $56,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 1,600 | $56,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 1,200 | $56,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 1,359 | $56,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 1,744 | $56,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 5,800 | $56,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 1,000 | $56,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,139 | $56,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 4,008 | $56,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 1,005 | $56,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 930 | $56,000 | thousands by filing date | |
| SANTARUS INC | 802817304 | COM | 1,750 | $56,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 1,800 | $56,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 7,116 | $56,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 4,728 | $56,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 798 | $55,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 499 | $55,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 830 | $55,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 879 | $55,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 1,057 | $55,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 846 | $55,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 5,275 | $55,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 817 | $55,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 3,352 | $55,000 | thousands by filing date | |
| PARAMETRIC SOUND CORP | 699172201 | COM NEW | 4,000 | $55,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 1,193 | $55,000 | thousands by filing date | |
| GREAT NORTHERN IRON OR PPTY | 391064102 | COM | 811 | $55,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 445 | $55,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 1,143 | $54,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 1,600 | $54,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 536 | $54,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 4,294 | $54,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 3,000 | $54,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 910 | $54,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 3,937 | $54,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 2,644 | $54,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 855 | $54,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 1,157 | $54,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 116,700 | $54,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 3,000 | $54,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 6,089 | $54,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 9,600 | $54,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 3,663 | $53,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 684 | $53,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 2,050 | $53,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 1,912 | $53,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 400 | $53,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 1,600 | $53,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 9,346 | $53,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 6,500 | $53,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 506 | $53,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 1,900 | $53,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 591 | $53,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 4,371 | $53,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 560 | $52,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 1,200 | $52,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 453 | $52,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 4,800 | $52,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 608 | $52,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 1,268 | $52,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 676 | $52,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 1,510 | $52,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 2,311 | $52,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 4,598 | $52,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 1,004 | $52,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491103 | COM | 750 | $52,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAD4 | NOTE | 50,000 | $52,000 | thousands by filing date | principal |
| WEBMD HEALTH CORP | 94770V102 | COM | 1,318 | $52,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 846 | $51,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 640 | $51,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 1,431 | $51,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 1,105 | $51,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 1,700 | $51,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 4,157 | $51,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 1,109 | $51,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 1,277 | $51,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 1,949 | $51,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 4,403 | $51,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 2,100 | $51,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 1,125 | $51,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 566 | $50,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 762 | $50,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 664 | $50,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 584 | $50,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 4,135 | $50,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 1,300 | $50,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 907 | $50,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 638 | $50,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 2,100 | $50,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 5,800 | $50,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 1,213 | $50,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 2,950 | $50,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 1,100 | $50,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 1,089 | $49,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 699 | $49,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 825 | $49,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 1,650 | $49,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 1,500 | $49,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 1,000 | $49,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 14,002 | $49,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 985 | $49,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 3,273 | $49,000 | thousands by filing date | |
| PAA NAT GAS STORAGE L P | 693139107 | COM UNIT LTD | 2,148 | $49,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 586 | $48,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 325 | $48,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 5,400 | $48,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 960 | $48,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 5,000 | $48,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 1,350 | $48,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 2,000 | $48,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 13,300 | $48,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 2,080 | $48,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 3,021 | $48,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 550 | $48,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 14,470 | $48,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 1,032 | $48,000 | thousands by filing date | |
| ARABIAN AMERICAN DEVELOPMENT | 038465100 | COM | 3,846 | $48,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 640 | $47,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 3,355 | $47,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,051 | $47,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 1,227 | $47,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 1,060 | $47,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 700 | $47,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 9,065 | $47,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 1,272 | $47,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 408 | $47,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 2,488 | $47,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 3,205 | $47,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 1,500 | $47,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 5,871 | $47,000 | thousands by filing date | |
| TORTOISE NORTH AMRN ENRGY CO | 89147T103 | COM | 1,685 | $47,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F135 | ETN CBOE SPBUY | 800 | $47,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 36,000 | $47,000 | thousands by filing date | principal |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 417 | $46,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 190 | $46,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,000 | $46,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 400 | $46,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 3,426 | $46,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 1,151 | $46,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 1,456 | $46,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 13,561 | $46,000 | thousands by filing date | |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 4,987 | $46,000 | thousands by filing date | |
| FISHER ENHANCED BIG CAP GROWTH ETN(FBG) | 90267L508 | ETF | 1,006 | $46,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 1,240 | $45,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 5,651 | $45,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 2,569 | $45,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 1,076 | $45,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 1,314 | $45,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 3,512 | $45,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 6,861 | $45,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 3,682 | $45,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 1,009 | $45,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 1,628 | $45,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 1,655 | $45,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 11,174 | $45,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 426 | $45,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 1,200 | $45,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 3,660 | $45,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 1,925 | $45,000 | thousands by filing date | |
| CIMATRON LTD | M23798107 | ORD | 5,000 | $45,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 563 | $44,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 1,072 | $44,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 562 | $44,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 709 | $44,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 775 | $44,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 3,437 | $44,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 1,047 | $44,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 1,618 | $44,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 5,400 | $44,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 1,867 | $44,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 493 | $44,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 6,400 | $44,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 30,000 | $44,000 | thousands by filing date | principal |
| ETF | 26923A106 | EXCHANGE TRADED | 629 | $44,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 1,100 | $44,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 37,000 | $44,000 | thousands by filing date | principal |
| INTERSIL CORP | 46069S109 | CL A | 3,850 | $44,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 2,292 | $44,000 | thousands by filing date | |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 3,750 | $44,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 37,814 | $44,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 1,005 | $44,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 2,400 | $44,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 5,598 | $44,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 9,150 | $43,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 1,644 | $43,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 863 | $43,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 665 | $43,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 1,919 | $43,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 1,503 | $43,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 550 | $43,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 3,041 | $43,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 423 | $43,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 3,660 | $43,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 1,319 | $43,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 604 | $43,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 414 | $43,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 900 | $43,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 7,196 | $43,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 4,403 | $43,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 2,647 | $43,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 1,000 | $43,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 651 | $43,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 31,000 | $43,000 | thousands by filing date | principal |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 705 | $42,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 699 | $42,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 3,780 | $42,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 1,000 | $42,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 3,958 | $42,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 4,171 | $42,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 433 | $42,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 8,000 | $42,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 1,737 | $42,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 4,486 | $42,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 800 | $42,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 1,017 | $42,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 914 | $42,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 413 | $41,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 407 | $41,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 2,300 | $41,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 518 | $41,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 4,560 | $41,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 3,000 | $41,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 1,232 | $41,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 2,514 | $41,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 2,294 | $41,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 763 | $41,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 2,929 | $40,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 4,188 | $40,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 5,860 | $40,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 1,282 | $40,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 1,000 | $40,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 1,953 | $40,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 5,815 | $40,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 1,063 | $40,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 2,153 | $40,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 1,347 | $39,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 804 | $39,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 428 | $39,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 6,435 | $39,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 2,622 | $39,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 6,499 | $39,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 2,200 | $39,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 1,500 | $39,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 1,500 | $39,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 3,056 | $39,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 2,136 | $39,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 547 | $38,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 1,629 | $38,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 660 | $38,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 2,000 | $38,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 848 | $38,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,200 | $38,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 1,300 | $38,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 3,050 | $38,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 800 | $38,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 988 | $38,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 2,300 | $38,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 1,773 | $38,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 1,400 | $38,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 2,514 | $38,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 344 | $38,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 1,422 | $38,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 1,310 | $38,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 1,854 | $38,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 1,760 | $38,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 850 | $38,000 | thousands by filing date | |
| DB-X FUNDS | 233052307 | XTRAK 2030TGT DT | 1,400 | $38,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 1,000 | $37,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 460 | $37,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,829 | $37,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 489 | $37,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 1,530 | $37,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 1,098 | $37,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 1,365 | $37,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 5,000 | $37,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 1,220 | $37,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 600 | $37,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 400 | $37,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 1,066 | $37,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 819 | $36,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 148 | $36,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 29,700 | $36,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 1,894 | $36,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 5,774 | $36,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 624 | $36,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 1,225 | $36,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 755 | $36,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 6,322 | $36,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 598 | $36,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 3,024 | $36,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 2,022 | $36,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 296 | $36,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 1,010 | $36,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 6,273 | $36,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 2,392 | $36,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 1,188 | $35,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 863 | $35,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 1,441 | $35,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 4,180 | $35,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 2,900 | $35,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 4,147 | $35,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 13,825 | $35,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 1,183 | $35,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 701 | $35,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 412 | $35,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 617 | $35,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 850 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 230 | $35,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 419 | $35,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 1,230 | $35,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 1,368 | $35,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 864 | $35,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 1,420 | $35,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 2,000 | $35,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 5,300 | $35,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 2,196 | $35,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 1,300 | $35,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 1,100 | $35,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 2,379 | $35,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 4,200 | $35,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 9,359 | $35,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 7,600 | $35,000 | thousands by filing date | |
| YONGYE INTL INC | 98607B106 | COM | 5,500 | $35,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 1,507 | $35,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 2,131 | $35,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 808 | $34,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 1,177 | $34,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 467 | $34,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 763 | $34,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 1,481 | $34,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 2,606 | $34,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 600 | $34,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 381 | $34,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 443 | $34,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 1,017 | $34,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 2,000 | $34,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 2,400 | $34,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 3,000 | $34,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 3,000 | $34,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 1,740 | $34,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 1,000 | $34,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 1,289 | $34,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 1,100 | $34,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 4,310 | $34,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 1,742 | $34,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 830 | $34,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 1,950 | $34,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 2,072 | $34,000 | thousands by filing date | |
| ARKANSAS BEST CORP | 040790107 | COM | 1,000 | $34,000 | thousands by filing date | |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 14,000 | $34,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 285 | $33,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 468 | $33,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 400 | $33,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 568 | $33,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 674 | $33,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 632 | $33,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 1,058 | $33,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 433 | $33,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 3,611 | $33,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 2,000 | $33,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 3,900 | $33,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 2,199 | $33,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 914 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 800 | $33,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219LAH2 | CORPORATE OBLIG | 30,000 | $33,000 | thousands by filing date | principal |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 1,079 | $33,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 7,132 | $33,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 2,928 | $33,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 610 | $33,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 2,000 | $33,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 3,460 | $33,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 2,519 | $33,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 491 | $33,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 1,425 | $33,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 1,182 | $32,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 923 | $32,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 225 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 1,470 | $32,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 2,257 | $32,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 500 | $32,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 715 | $32,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 370 | $32,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 1,860 | $32,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,063 | $32,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 323 | $32,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 675 | $32,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 476 | $32,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 1,250 | $32,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 1,475 | $32,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 2,500 | $32,000 | thousands by filing date | |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 2,459 | $32,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 1,258 | $32,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 1,500 | $32,000 | thousands by filing date | |
| SCHAWK INC | 806373106 | CL A | 2,125 | $32,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 1,800 | $32,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 4,576 | $32,000 | thousands by filing date | |
| COHEN & STEERS DIV MJRS FDIN | 19248G106 | COM | 2,224 | $32,000 | thousands by filing date | |
| PROSHRE ULT DJ-UBS CRUDE OIL | 74347W650 | CMN | 1,000 | $32,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38143UTC5 | CNV | 22,000 | $32,000 | thousands by filing date | principal |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 1,270 | $32,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 1,593 | $31,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 600 | $31,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 388 | $31,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 3,028 | $31,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 1,212 | $31,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 700 | $31,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 658 | $31,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 500 | $31,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 700 | $31,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 1,200 | $31,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 2,000 | $31,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 639 | $31,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 1,519 | $31,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 265 | $31,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 355 | $31,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 2,668 | $31,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 7,750 | $31,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 407 | $31,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 2,646 | $31,000 | thousands by filing date | |
| DB-X FUNDS | 233052505 | XTRAK INDEP TRGT | 1,042 | $31,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 2,058 | $31,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 500 | $30,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 2,027 | $30,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 611 | $30,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 7,800 | $30,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 3,391 | $30,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 923 | $30,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 2,900 | $30,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 368 | $30,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 1,643 | $30,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 2,210 | $30,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 815 | $30,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 4,690 | $30,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 2,225 | $30,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 1,200 | $30,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 4,000 | $30,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC | 398905AE9 | FRNT | 24,000 | $30,000 | thousands by filing date | principal |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 1,060 | $30,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 878 | $30,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 1,492 | $29,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 505 | $29,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 318 | $29,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 434 | $29,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 3,215 | $29,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 800 | $29,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 830 | $29,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 350 | $29,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 3,269 | $29,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 400 | $29,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 600 | $29,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 2,208 | $29,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 14,500 | $29,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 437 | $29,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 378 | $29,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 447 | $29,000 | thousands by filing date | |
| ADMINISTRADORA FONDOS PENSIO | 00709P108 | SPONSORED ADR | 338 | $29,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 1,508 | $29,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 728 | $29,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 1,717 | $29,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 488 | $29,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 1,385 | $29,000 | thousands by filing date | |
| GREEN PLAINS RENEWABLE ENERG | 393222AB0 | BOND | 20,000 | $29,000 | thousands by filing date | principal |
| NRG YIELD INC | 62942X108 | CL C | 720 | $29,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 287 | $28,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 350 | $28,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 492 | $28,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 2,000 | $28,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 590 | $28,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 1,084 | $28,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 1,040 | $28,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 1,887 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 500 | $28,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 6,554 | $28,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 1,975 | $28,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 3,713 | $28,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 1,760 | $28,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910472-14-000014 | this filing | 2014-01-06 | acceptance time not in the bulk data set |