13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-01-06, with 3,445 holding rows worth $5,857,497,000.
- Accession
- 0000910472-14-000014
- Filer
- CIK 1540235
- Filed
- 2014-01-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 3,445 entries on the cover page, a total value of $5,857,497,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,857,497,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 1,632 | $12,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 3,000 | $12,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 400 | $12,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 481 | $12,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 669 | $12,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 1,000 | $12,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 200 | $11,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 581 | $11,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 301 | $11,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 94 | $11,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 316 | $11,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 110 | $11,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 700 | $11,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 190 | $11,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 175 | $11,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 1,362 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 780 | $11,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 600 | $11,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 600 | $11,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 857 | $11,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 753 | $11,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,775 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 860 | $11,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 243 | $11,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 500 | $11,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 356 | $11,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 321 | $11,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 146 | $11,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 10,000 | $11,000 | thousands by filing date | principal |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 1,000 | $11,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 500 | $11,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 600 | $11,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 455 | $11,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264F205 | COM | 167 | $11,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 1,000 | $11,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 163 | $11,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 1,030 | $11,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 1,771 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 500 | $11,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 8,500 | $11,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 427 | $11,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 2,427 | $11,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 400 | $11,000 | thousands by filing date | |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 700 | $11,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 2,034 | $11,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 355 | $11,000 | thousands by filing date | |
| BARNES GROUP INC | 067806AD1 | BOND | 8,000 | $11,000 | thousands by filing date | principal |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 700 | $11,000 | thousands by filing date | |
| ORIENT PAPER INC | 68619F205 | COM NEW | 4,000 | $11,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 290 | $10,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 784 | $10,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 550 | $10,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 219 | $10,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 201 | $10,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 300 | $10,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 200 | $10,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 359 | $10,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 400 | $10,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 120 | $10,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 1,507 | $10,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 300 | $10,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 600 | $10,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 451 | $10,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 263 | $10,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 57 | $10,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 145 | $10,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 404 | $10,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 1,186 | $10,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 600 | $10,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 100 | $10,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 4,500 | $10,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 810 | $10,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 100 | $10,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 1,200 | $10,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 560 | $10,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 257 | $10,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 1,412 | $10,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 255 | $10,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 212 | $10,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 154 | $10,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 2,200 | $10,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 240 | $10,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 290 | $10,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 200 | $10,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 300 | $10,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 194 | $10,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 400 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 379 | $10,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 5,000 | $10,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 1,112 | $10,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 1,670 | $10,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 468 | $10,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 377 | $10,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 1,000 | $10,000 | thousands by filing date | |
| D.R. HORTON INC | 23331ABB4 | NOTE | 6,000 | $10,000 | thousands by filing date | principal |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 400 | $10,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 5,000 | $10,000 | thousands by filing date | principal |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 1,950 | $10,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 908 | $10,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 1,308 | $10,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 255 | $9,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 156 | $9,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 103 | $9,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 200 | $9,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 300 | $9,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 2,772 | $9,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 625 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 200 | $9,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 700 | $9,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1,028 | $9,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,850 | $9,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 1,189 | $9,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 445 | $9,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 600 | $9,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 607 | $9,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 200 | $9,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 177 | $9,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 500 | $9,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 176 | $9,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 205 | $9,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 9,035 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 100 | $9,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 1,041 | $9,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 2,000 | $9,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 474 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 176 | $9,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 583 | $9,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 1,233 | $9,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 300 | $9,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 250 | $9,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 518 | $9,000 | thousands by filing date | |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 17,708 | $9,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 200 | $9,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 900 | $9,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 188 | $9,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 472 | $9,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 172 | $9,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 500 | $9,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 2,000 | $9,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 150 | $9,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 408 | $9,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 180 | $9,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 315 | $9,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 100 | $9,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 300 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 280 | $9,000 | thousands by filing date | |
| DB-X FUNDS | 233052208 | XTRAK 2020TGT DT | 316 | $9,000 | thousands by filing date | |
| CSX CORP | 126408GA5 | US DOMESTIC | 3,000 | $9,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X484 | ULT KBW REGBNK | 100 | $9,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 165 | $8,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 99 | $8,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 655 | $8,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 600 | $8,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 126 | $8,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 170 | $8,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 200 | $8,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 200 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 300 | $8,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 465 | $8,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 300 | $8,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 236 | $8,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 130 | $8,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 290 | $8,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 256 | $8,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 500 | $8,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 145 | $8,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 200 | $8,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 251 | $8,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 116 | $8,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 975 | $8,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 400 | $8,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 500 | $8,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 800 | $8,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 400 | $8,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 5,000 | $8,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 300 | $8,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 7,000 | $8,000 | thousands by filing date | principal |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 2,816 | $8,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 1,400 | $8,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 500 | $8,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,000 | $8,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS I | 45773H102 | COM | 2,700 | $8,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 3,000 | $8,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 2,072 | $8,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 200 | $8,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 7,000 | $8,000 | thousands by filing date | principal |
| VIROPHARMA INC | 928241AH1 | NOTE 2.000% 3/1 | 3,000 | $8,000 | thousands by filing date | principal |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 2,350 | $8,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 600 | $8,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 405 | $8,000 | thousands by filing date | |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 696 | $8,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 33,000 | $8,000 | thousands by filing date | |
| FLOW INTL CORP | 343468104 | COM | 2,000 | $8,000 | thousands by filing date | |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 500 | $8,000 | thousands by filing date | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 977 | $8,000 | thousands by filing date | |
| ING GLBL ADV & PREM OPP FUND | 44982N109 | COM | 700 | $8,000 | thousands by filing date | |
| ING RISK MANAGED NAT RES FD | 449810100 | COM | 785 | $8,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 1,000 | $8,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 681 | $8,000 | thousands by filing date | |
| COSTCO COMPANIES INC | 22160QAC6 | NOTE 8/1 | 3,000 | $8,000 | thousands by filing date | principal |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 200 | $8,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074QAF9 | CNV | 8,000 | $8,000 | thousands by filing date | principal |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 300 | $8,000 | thousands by filing date | |
| STEWART ENTERPRISES INC | 860370AK1 | NOTE 3.375% 7/1 | 6,000 | $8,000 | thousands by filing date | principal |
| BARRETT BILL CORP | 06846NAA2 | NOTE 5.000% 3/1 | 8,000 | $8,000 | thousands by filing date | principal |
| BELDEN INC COM | 077454106 | Stock | 100 | $7,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 500 | $7,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 164 | $7,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 100 | $7,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 217 | $7,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 200 | $7,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 290 | $7,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 5,000 | $7,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 567 | $7,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 227 | $7,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 293 | $7,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 132 | $7,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 539 | $7,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 230 | $7,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 165 | $7,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 142 | $7,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 100 | $7,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 104 | $7,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 1,471 | $7,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 410 | $7,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 211 | $7,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 2,000 | $7,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550309 | CORPORATE OBLIG | 105 | $7,000 | thousands by filing date | |
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| Hubbell Inc Class B | 443510201 | COM | 61 | $7,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 675 | $7,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 5,000 | $7,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 7,666 | $7,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 500 | $7,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 187 | $7,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 500 | $7,000 | thousands by filing date | |
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| BLUE NILE INC | 09578R103 | COM | 150 | $7,000 | thousands by filing date | |
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| BOLT TECHNOLOGY CORP | 097698104 | COM | 300 | $7,000 | thousands by filing date | |
| BOOKS-A-MILLION INC | 098570104 | COM | 2,900 | $7,000 | thousands by filing date | |
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| FTD COS INC | 30281V108 | COM | 200 | $7,000 | thousands by filing date | |
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| Nuverra Environmental Solutions Inc | 67091K203 | common | 400 | $7,000 | thousands by filing date | |
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| CIENA CORP COM NEW | 171779309 | Stock | 250 | $6,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 1,100 | $6,000 | thousands by filing date | |
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| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 299 | $6,000 | thousands by filing date | |
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| ACCO BRANDS CORP COM | 00081T108 | Stock | 823 | $6,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 800 | $6,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 307 | $6,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 77 | $6,000 | thousands by filing date | |
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| HURON CONSULTING GROUP INC | 447462102 | COM | 100 | $6,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 213 | $6,000 | thousands by filing date | |
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| AMEDISYS INC | 023436108 | COM | 402 | $6,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 182 | $6,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 1,000 | $6,000 | thousands by filing date | |
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| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 100 | $6,000 | thousands by filing date | |
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| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 238 | $6,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 725 | $6,000 | thousands by filing date | |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 750 | $6,000 | thousands by filing date | |
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| FERRO CORP | 315405100 | COM | 500 | $6,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 223 | $6,000 | thousands by filing date | |
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| CHINA FD INC | 169373107 | COM | 281 | $6,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 181 | $6,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 6,000 | $6,000 | thousands by filing date | principal |
| Alamos Gold, Inc. | 011527108 | COM | 500 | $6,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 800 | $6,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 1,802 | $6,000 | thousands by filing date | |
| EARTHLINK INC | 270321102 | COM | 1,100 | $6,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 846 | $6,000 | thousands by filing date | |
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| SILVER STD RES INC | 82823L106 | COM | 825 | $6,000 | thousands by filing date | |
| RAND CAP CORP | 752185108 | COM | 2,000 | $6,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 4,333 | $6,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 16,000 | $6,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 2,000 | $6,000 | thousands by filing date | |
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| ROCKVILLE FINANCIAL INC | 774188106 | COM | 400 | $6,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 5,000 | $6,000 | thousands by filing date | principal |
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| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 114 | $6,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 500 | $6,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 1,000 | $6,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 6,000 | $6,000 | thousands by filing date | principal |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 440 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288232 | S&P NUCIDX ETF | 159 | $6,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 300 | $6,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 800 | $6,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 270 | $6,000 | thousands by filing date | |
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| MKS INC. COM | 55306N104 | Stock | 153 | $5,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 100 | $5,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 201 | $5,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 81 | $5,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 500 | $5,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 382 | $5,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 35 | $5,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 300 | $5,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 92 | $5,000 | thousands by filing date | |
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| DIODES INC COM | 254543101 | Stock | 200 | $5,000 | thousands by filing date | |
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| PROSHARES TR | 74347R248 | LARGE CAP CRE | 52 | $5,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 300 | $5,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 500 | $5,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 288 | $5,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 153 | $5,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 200 | $5,000 | thousands by filing date | |
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| ISHARES TR | 46429B606 | MSCI POLAND ETF | 172 | $5,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 180 | $5,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 100 | $5,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 210 | $5,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 150 | $5,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 600 | $5,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 65 | $5,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 68 | $5,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 137 | $5,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 400 | $5,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 145 | $5,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 195 | $5,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 273 | $5,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 248 | $5,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 1,400 | $5,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 712 | $5,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 320 | $5,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 1,000 | $5,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 2,502 | $5,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 1,300 | $5,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 400 | $5,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 300 | $5,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 4,000 | $5,000 | thousands by filing date | principal |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 97 | $5,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 43 | $5,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 200 | $5,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 200 | $5,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 1,000 | $5,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 400 | $5,000 | thousands by filing date | |
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| RUBICON MINERALS CORP | 780911103 | COM | 6,105 | $5,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 400 | $5,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 400 | $5,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 350 | $5,000 | thousands by filing date | |
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| DWS STRATEGIC MUN INCOME TR | 23338T101 | COM | 400 | $5,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 1,525 | $5,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 55 | $5,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 770 | $5,000 | thousands by filing date | |
| TOWER GROUP INTL LTD | 891777AC8 | NOTE | 6,000 | $5,000 | thousands by filing date | principal |
| M B T FINANCIAL CORP | 578877102 | Stock | 1,200 | $5,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 800 | $5,000 | thousands by filing date | |
| AMER MUN INCOME PORT INC | 027649102 | COM | 400 | $5,000 | thousands by filing date | |
| CITIZENS FIRST CORP | 17462Q107 | COM | 500 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B432 | MSCI SING SMCP | 200 | $5,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 100 | $5,000 | thousands by filing date | |
| ZALICUS INC | 98887C204 | COM | 4,712 | $5,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 1,151 | $4,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 30 | $4,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 108 | $4,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 233 | $4,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 3,000 | $4,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 108 | $4,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 76 | $4,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 87 | $4,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 100 | $4,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 432 | $4,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 59 | $4,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 50 | $4,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 59 | $4,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 200 | $4,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 221 | $4,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 46 | $4,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 200 | $4,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 440 | $4,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 100 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 38 | $4,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 50 | $4,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 30 | $4,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 200 | $4,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 190 | $4,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 300 | $4,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 41 | $4,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 238 | $4,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 603 | $4,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 103 | $4,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 1,000 | $4,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 400 | $4,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 50 | $4,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 500 | $4,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 650 | $4,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 42 | $4,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 89 | $4,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 200 | $4,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 204 | $4,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 116 | $4,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 257 | $4,000 | thousands by filing date | |
| MOLYCORP INC | 608753AA7 | CORPORATE OBLIG | 6,000 | $4,000 | thousands by filing date | principal |
| SPX CORP | 784635104 | COMMON STOCK | 44 | $4,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 233 | $4,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| CONSOLIDATED GRAPHICS INC | 209341106 | COMMON STOCK | 63 | $4,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 300 | $4,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 800 | $4,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 100 | $4,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 500 | $4,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 300 | $4,000 | thousands by filing date | |
| ICG GROUP INC | 44928D108 | COM | 230 | $4,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 75 | $4,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 196 | $4,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 1,000 | $4,000 | thousands by filing date | |
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| ENDOCYTE INC | 29269A102 | COM | 400 | $4,000 | thousands by filing date | |
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| KNIGHT TRANSN INC | 499064103 | COM | 200 | $4,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 200 | $4,000 | thousands by filing date | |
| GENCO SHIPPING & TRADING LTD | 36869MAA3 | NOTE 5.000% 8/1 | 8,000 | $4,000 | thousands by filing date | principal |
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| ARUBA NETWORKS INC | 043176106 | COM | 200 | $4,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 100 | $4,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 257 | $4,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 2,000 | $4,000 | thousands by filing date | |
| ANAREN INC | 032744104 | COM | 150 | $4,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 124 | $4,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 300 | $4,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 67 | $4,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 100 | $4,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 200 | $4,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 500 | $4,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 339 | $4,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 500 | $4,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 206 | $4,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 250 | $4,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 2,640 | $4,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 60 | $4,000 | thousands by filing date | |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 95 | $4,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 998 | $4,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 1,650 | $4,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 6,000 | $4,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 100 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 116 | $4,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 200 | $4,000 | thousands by filing date | |
| CRESUD SA COMERCIAL | P3311R192 | *W EXP 05/22/201 | 48,899 | $4,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 1,500 | $4,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 500 | $4,000 | thousands by filing date | |
| MORGAN STANLEY EASTN EUR FD | 616988101 | COM | 200 | $4,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 1,110 | $4,000 | thousands by filing date | |
| SUNGY MOBILE LTD | 86737M100 | ADR | 200 | $4,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 200 | $3,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 269 | $3,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 77 | $3,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 201 | $3,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 109 | $3,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 30 | $3,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 60 | $3,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 50 | $3,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 100 | $3,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 100 | $3,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 103 | $3,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 356 | $3,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,000 | $3,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 100 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 70 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 59 | $3,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 139 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 40 | $3,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 46 | $3,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 228 | $3,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 30 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910472-14-000014 | this filing | 2014-01-06 | acceptance time not in the bulk data set |