13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-01-06, with 3,445 holding rows worth $5,857,497,000.
- Accession
- 0000910472-14-000014
- Filer
- CIK 1540235
- Filed
- 2014-01-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 3,445 entries on the cover page, a total value of $5,857,497,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,857,497,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 200 | $3,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 40 | $3,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 200 | $3,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 104 | $3,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 100 | $3,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 53 | $3,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 203 | $3,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 106 | $3,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 100 | $3,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 50 | $3,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 202 | $3,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 200 | $3,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 60 | $3,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 100 | $3,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 527 | $3,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 70 | $3,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 600 | $3,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 300 | $3,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 1,000 | $3,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 125 | $3,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 200 | $3,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 100 | $3,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 75 | $3,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 67 | $3,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 70 | $3,000 | thousands by filing date | |
| PROSHARES | 74347X237 | EXCHANGE TRADED | 200 | $3,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 63 | $3,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | |
| CEC ENTERTAINMENT INC | 125137109 | COMMON STOCK | 75 | $3,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 1,000 | $3,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 400 | $3,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 42 | $3,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 127 | $3,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 100 | $3,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 300 | $3,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 693 | $3,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 100 | $3,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 134 | $3,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 65 | $3,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 217 | $3,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 10 | $3,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 1,100 | $3,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 700 | $3,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 2,000 | $3,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 200 | $3,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 112 | $3,000 | thousands by filing date | |
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 202 | $3,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 1,203 | $3,000 | thousands by filing date | |
| ZYGO CORP | 989855101 | COM | 200 | $3,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 1,000 | $3,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 1,300 | $3,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIO | 205826AF7 | NOTE | 3,000 | $3,000 | thousands by filing date | principal |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 158 | $3,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 428 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 200 | $3,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 445 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X146 | PSHS ULTSHT FINL | 200 | $3,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 96 | $3,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 1,100 | $3,000 | thousands by filing date | |
| INTERMOUNTAIN COMMUNITY BANCOR NEW | 45881M308 | COM | 189 | $3,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 200 | $3,000 | thousands by filing date | |
| CHINA GERUI ADVANCED MATERIA | G21101103 | CMN | 2,000 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 150 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 96 | $3,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 136 | $3,000 | thousands by filing date | |
| CSR PLC | 12640Y205 | SPONSORED ADR | 73 | $3,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 284 | $3,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 600 | $3,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 100 | $3,000 | thousands by filing date | |
| XRS CORP | 983845108 | COM | 1,100 | $3,000 | thousands by filing date | |
| CHINA AUTO LOGISTICS INC | 16936J202 | COM NEW | 900 | $3,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 25 | $2,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 20 | $2,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 38 | $2,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 1,076 | $2,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 25 | $2,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 26 | $2,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 95 | $2,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 300 | $2,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 150 | $2,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 142 | $2,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 107 | $2,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 29 | $2,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 26 | $2,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 100 | $2,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 34 | $2,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 250 | $2,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 235 | $2,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 100 | $2,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 100 | $2,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 41 | $2,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 100 | $2,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 100 | $2,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 274 | $2,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 100 | $2,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 200 | $2,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 21 | $2,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 57 | $2,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 150 | $2,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 43 | $2,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 200 | $2,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 70 | $2,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 101 | $2,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 146 | $2,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 110 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 33 | $2,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 500 | $2,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 100 | $2,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 109 | $2,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 100 | $2,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 1,306 | $2,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 300 | $2,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 102 | $2,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 100 | $2,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 150 | $2,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 173 | $2,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435116 | COMMON STOCK-FO | 2,000 | $2,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 100 | $2,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 210 | $2,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 24 | $2,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 191 | $2,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 265 | $2,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 61 | $2,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 1,790 | $2,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 1,200 | $2,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 2 | $2,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 50 | $2,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 40 | $2,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 300 | $2,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 365 | $2,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 74 | $2,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 400 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 3,000 | $2,000 | thousands by filing date | principal |
| LIFE TIME FITNESS INC | 53217R207 | COM | 40 | $2,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 1,500 | $2,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 52 | $2,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 600 | $2,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 534 | $2,000 | thousands by filing date | |
| SMARTPROS LTD | 83171G103 | COM | 1,000 | $2,000 | thousands by filing date | |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 300 | $2,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 500 | $2,000 | thousands by filing date | |
| ZOLTEK COS INC | 98975W104 | COM | 100 | $2,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 1,252 | $2,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 200 | $2,000 | thousands by filing date | |
| HITTITE MICROWAVE CORP | 43365Y104 | COM | 25 | $2,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 100 | $2,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 2,300 | $2,000 | thousands by filing date | |
| ALUMINA LTD ADR | 022205108 | COM | 500 | $2,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 200 | $2,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 600 | $2,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 100 | $2,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 120 | $2,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 100 | $2,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 150 | $2,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 307 | $2,000 | thousands by filing date | |
| MTR GAMING GROUP INC | 553769100 | COM | 400 | $2,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 215 | $2,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 2,000 | $2,000 | thousands by filing date | principal |
| PLANAR SYSTEMS INC | 726900103 | COM | 600 | $2,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 330 | $2,000 | thousands by filing date | |
| CORNERSTONE TOTAL RTRN FD IN | 21924U201 | COM NEW | 340 | $2,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 200 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 123 | $2,000 | thousands by filing date | |
| USEC INC | 90333E207 | COMMON | 300 | $2,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 100 | $2,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 200 | $2,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 87 | $2,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 57 | $2,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 1,470 | $2,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 100 | $2,000 | thousands by filing date | |
| NINETOWNS INTERNET TECH GRP | 654407105 | ADR | 1,000 | $2,000 | thousands by filing date | |
| SINOCOKING COAL & COKE CH IN | 829357102 | COM | 1,300 | $2,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 100 | $2,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 90 | $2,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 50 | $2,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 150 | $2,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 104 | $2,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 104 | $2,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 142 | $2,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 50 | $2,000 | thousands by filing date | |
| FREESEAS INC | Y26496300 | SHS PAR 0.001NEW | 1,000 | $2,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 36 | $1,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 83 | $1,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 33 | $1,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 63 | $1,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 33 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 30 | $1,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 300 | $1,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 50 | $1,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 42 | $1,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 37 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 29 | $1,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 66 | $1,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 35 | $1,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 95 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 58 | $1,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 100 | $1,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 80 | $1,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 69 | $1,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 107 | $1,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 40 | $1,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 87 | $1,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 46 | $1,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 27 | $1,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 310 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 30 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 22 | $1,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 340 | $1,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 100 | $1,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 110 | $1,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 73 | $1,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 42 | $1,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 542 | $1,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 26 | $1,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 311 | $1,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 35 | $1,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,587 | $1,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 107 | $1,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 280 | $1,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 300 | $1,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 6 | $1,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 2,000 | $1,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 65 | $1,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 518 | $1,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 34 | $1,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 200 | $1,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 25 | $1,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 107 | $1,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 18 | $1,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 100 | $1,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 200 | $1,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 78 | $1,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 91 | $1,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 50 | $1,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 200 | $1,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 225 | $1,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 25 | $1,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 54 | $1,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 100 | $1,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 34 | $1,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 100 | $1,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 120 | $1,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 31 | $1,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 100 | $1,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 142 | $1,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 100 | $1,000 | thousands by filing date | |
| ASIAINFO-LINKAGE INC | 04518A104 | COM | 100 | $1,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 100 | $1,000 | thousands by filing date | |
| LTX-CREDENCE CORP | 502403207 | COM NEW | 138 | $1,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 500 | $1,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 133 | $1,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 71 | $1,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 42 | $1,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 100 | $1,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 200 | $1,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 55 | $1,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 100 | $1,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 1,060 | $1,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 1,000 | $1,000 | thousands by filing date | |
| HELIOS STRATEGIC INCOME FD I | 42328A203 | COM NEW | 159 | $1,000 | thousands by filing date | |
| MINES MGMT INC | 603432105 | COM | 1,500 | $1,000 | thousands by filing date | |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 100 | $1,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 100 | $1,000 | thousands by filing date | |
| HOME FEDERAL BANCORP INC/ID | 43710G105 | COM | 100 | $1,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 150 | $1,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 123 | $1,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 266 | $1,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 200 | $1,000 | thousands by filing date | |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 1,450 | $1,000 | thousands by filing date | |
| QUEST RARE MINERALS LTD | 74836T101 | CMN | 2,210 | $1,000 | thousands by filing date | |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 950 | $1,000 | thousands by filing date | |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 100 | $1,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 200 | $1,000 | thousands by filing date | |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 66 | $1,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 67 | $1,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 100 | $1,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K841 | MTLS DBL ETN38 | 100 | $1,000 | thousands by filing date | |
| BLUEPHOENIX SOLUTIONS LTD | M20157117 | SHS NEW | 125 | $1,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 550 | $1,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 419 | $1,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 500 | $1,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 200 | $1,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 255 | $1,000 | thousands by filing date | |
| AMERICAN CARESOURCE HLDGS IN | 02505A202 | COM | 416 | $1,000 | thousands by filing date | |
| AMERICAN SPECTRUM REALTY INC | 02970Q203 | COM | 582 | $1,000 | thousands by filing date | |
| EVER GLORY INTL GRP INC | 299766204 | COM | 300 | $1,000 | thousands by filing date | |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 200 | $1,000 | thousands by filing date | |
| CHINAEDU CORP | 16945L107 | SPONS ADR | 200 | $1,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 400 | $1,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 81 | $1,000 | thousands by filing date | |
| SUPERTEL HOSPITALITY INC MD | 868526401 | COM NEW ADDED | 358 | $1,000 | thousands by filing date | |
| AMERICAN STRATEGIC INCOME II | 03009T101 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 1,418 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEGASYSTEMS INC COM | 705573103 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERCURY SYS INC COM | 589378108 | Stock | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATI INC COM | 01741R102 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDEX CORP COM | 45167R104 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MASIMO CORP COM | 574795100 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CABOT CORP | 127055101 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KADANT INC | 48282T104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHOE STA GROUP INC | 824889109 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CODEXIS INC | 192005106 | COM | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FUELS INC | 292671708 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEACON FINANCIAL CORP. | 084680107 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 128 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S PHYSICAL THERAPY | 90337L108 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VICOR CORP | 925815102 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DANA INC | 235825205 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOTRONICS INC | 719405102 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FREIGHTCAR AMER INC | 357023100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CVD EQUIP CORP | 126601103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIRKS GROUP INC | 09088U109 | CL A COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMERSON RADIO CORP | 291087203 | COM NEW | 215 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZCO Liquidating Corp | 67086E303 | COM | 1,295 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC NEW DEL | 26817R108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLASE INC | 090911108 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDGIO INC | 53261M104 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 82 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENDINGTREE INC NEW | 894675107 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Alvarion Ltd | M0861T118 | Common / Ordinary Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALLON PETE CO DEL | 13123X102 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHARMERICA CORP | 71714F104 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RTI INTL METALS INC | 74973W107 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RYLAND GROUP INC | 783764103 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONUS NETWORKS INC | 835916107 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANRO CORP | 066800103 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMATION CORP | 45245A107 | COM | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELLIS PERRY INTL INC | 288853104 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAREER EDUCATION CORP | 141665109 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARKWAY PPTYS INC | 70159Q104 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELETECH HOLDINGS INC | 879939106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD OFFICE PPTYS INC | 112900105 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MENTOR GRAPHICS CORP | 587200106 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VELTI PLC ST HELIER | G93285107 | SHS | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARRHYTHMIA RESH TECHNOLOGY I | 042698308 | COM PAR $0.01 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOLCANO CORPORATION | 928645100 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVENSENSE INC | 46123D205 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STERLING FINL CORP WASH | 859319303 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHULMAN (A.) INC | 808194104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANALOGIC CORP | 032657207 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAUSAU PAPER CORP | 943315101 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOLAN CO/THE | 25659P402 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GSE SYS INC | 36227k106 | COM | 152 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAKES GAMING INC COM | 51206P109 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Brigus Gold Corp | 109490102 | COM | 520 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Delcath Systems Inc | 24661p104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METALICO INC | 591176102 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDSON GLOBAL INC | 443787106 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 111 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEMCELLS INC | 85857R204 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOES JEANS INC | 47777N101 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CACHE INC | 127150308 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GIVEN IMAGING LTD | M52020100 | ORD | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZAZA ENERGY CORP | 98919T100 | COM | 175 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOTOMEDEX INC | 719358301 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUTOBYTEL INC | 05275N205 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNTROLEUM CORP | 871630208 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALIMERA SCIENCES INC | 016259103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHELON CORP | 27874N105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PULSE ELECTRONICS CORP | 74586W205 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| L+L ENERGY INC | 50162D100 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WPCS INTERNATIONAL INC | 92931L302 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISIONCHINA MEDIA INC | 92833U202 | SPON ADR NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONIC FDRY INC | 83545R207 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDION INC | 65563c105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOLTARI CORP NEW | 92870X309 | COM | 95 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OXIGENE INC | 691828404 | COM PAR$.001 | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OXFORD RESOURCE PARTNERS LP | 691807101 | COM UNIT RP LP | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELIK INC | 87959M208 | COM NEW | 377 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGRIA CORP | 00850H103 | SPONSORED ADR | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIO ONE INC | 75040P108 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OTELCO INC | 688823301 | CL A NEW | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOSTEM INC | 640650404 | Common equity shares | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVAXIS INC | 007624208 | COM NEW | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AASTROM BIOSCIENCES INC | 00253U404 | COM PAR$ | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWLEAD HOLDINGS LTD | G64626149 | SHS PAR $0.01 | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910472-14-000014 | this filing | 2014-01-06 | acceptance time not in the bulk data set |