13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-01-06, with 3,445 holding rows worth $5,857,497,000.
- Accession
- 0000910472-14-000014
- Filer
- CIK 1540235
- Filed
- 2014-01-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 3,445 entries on the cover page, a total value of $5,857,497,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,857,497,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AK STEEL HOLDING CORP | 001547108 | COM | 17,900 | $147,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 5,035 | $146,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 16,391 | $145,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 3,788 | $145,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 1,714 | $144,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 2,619 | $144,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 1,686 | $144,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 51 | $143,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 23,970 | $143,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 2,500 | $143,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,362 | $142,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 2,808 | $142,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 5,716 | $142,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 2,030 | $141,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 12,900 | $141,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 3,081 | $141,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 5,000 | $141,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 5,656 | $141,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 1,700 | $140,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 7,740 | $140,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 2,814 | $140,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,789 | $139,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 3,014 | $139,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 4,840 | $139,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 2,102 | $138,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 1,141 | $138,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 1,386 | $138,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 8,109 | $138,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 5,259 | $138,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 3,351 | $137,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 1,488 | $137,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 2,372 | $137,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 2,100 | $137,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 1,837 | $137,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 5,300 | $137,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 6,720 | $137,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 3,479 | $136,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 2,796 | $135,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 7,612 | $135,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 6,549 | $134,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 3,992 | $134,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 1,575 | $133,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 18,465 | $133,000 | thousands by filing date | |
| GEO GROUP INC | 36159R103 | COMMON STOCK | 4,142 | $133,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 1,392 | $133,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 5,605 | $132,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 2,324 | $132,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 3,995 | $132,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 44,227 | $132,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 11,178 | $132,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 2,400 | $131,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 13,807 | $131,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 4,809 | $131,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 11,335 | $131,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 2,383 | $130,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 2,277 | $130,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 3,168 | $130,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 8,346 | $130,000 | thousands by filing date | |
| NUVEEN CALIF QUALITY INCM MU | 670985100 | COM | 9,071 | $130,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 10,740 | $129,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 6,644 | $129,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 2,383 | $129,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 3,349 | $129,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 2,258 | $128,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 2,730 | $128,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 5,670 | $127,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 3,294 | $127,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 1,241 | $127,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 13,830 | $127,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 5,791 | $127,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,854 | $126,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 5,473 | $126,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,242 | $126,000 | thousands by filing date | |
| FIFTH & PAC COS INC | 316645100 | COM | 3,925 | $126,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 3,570 | $125,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 11,496 | $125,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 12,854 | $125,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 5,438 | $125,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 559 | $124,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 40,400 | $124,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 2,807 | $124,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 1,908 | $123,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 3,339 | $123,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 1,190 | $123,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 11,938 | $123,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 1,150 | $122,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,198 | $122,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 3,324 | $122,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 5,066 | $122,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 3,917 | $122,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 1,960 | $121,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 1,518 | $121,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 13,217 | $121,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 2,199 | $121,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 20,838 | $121,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 6,304 | $121,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 4,000 | $121,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 6,575 | $120,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1,503 | $120,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 4,904 | $120,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 1,717 | $120,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 2,044 | $120,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,823 | $119,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 17,880 | $119,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 14,376 | $119,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 1,452 | $119,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,377 | $118,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 1,232 | $118,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 1,051 | $118,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 8,148 | $118,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 628 | $118,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 12,723 | $118,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 1,927 | $118,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 5,255 | $118,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 1,670 | $117,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 27,364 | $117,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 4,333 | $117,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 3,371 | $117,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 2,904 | $116,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 3,000 | $116,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 9,500 | $116,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 1,990 | $116,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 5,783 | $116,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 1,082 | $115,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 1,687 | $115,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 5,735 | $115,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 3,410 | $114,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 5,351 | $114,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 1,038 | $114,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 4,165 | $114,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 2,491 | $113,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 10,735 | $113,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 1,829 | $113,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 2,833 | $113,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 12,317 | $113,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 1,328 | $112,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 1,398 | $112,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 9,466 | $112,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 2,830 | $112,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 3,392 | $111,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 9,862 | $111,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 3,500 | $111,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 4,199 | $111,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 6,106 | $111,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319AC8 | NOTE 5.750% 6/1 | 25,000 | $111,000 | thousands by filing date | principal |
| NUVEEN CA SELECT QUALITY MUN | 670975101 | COM | 8,062 | $111,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 3,121 | $110,000 | thousands by filing date | |
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 2,951 | $110,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 7,950 | $110,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 2,760 | $109,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 2,096 | $109,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 5,200 | $109,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 2,382 | $109,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 2,509 | $109,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 5,925 | $109,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 18,670 | $109,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 4,534 | $109,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 8,800 | $109,000 | thousands by filing date | |
| CORNERSTONE PROGRESSIVE RTN | 21925C101 | COM | 21,271 | $109,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 1,923 | $108,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 5,414 | $107,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 984 | $107,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 2,045 | $107,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 2,052 | $107,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 1,171 | $107,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191UAA4 | NOTE 3.000%10/0 | 78,000 | $107,000 | thousands by filing date | principal |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 1,351 | $106,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 2,396 | $106,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 3,149 | $105,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 2,424 | $105,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 5,000 | $105,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 6,638 | $105,000 | thousands by filing date | |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 40,564 | $105,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 8,300 | $105,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 3,765 | $104,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 1,269 | $104,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 8,393 | $104,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 11,165 | $104,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 2,798 | $103,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 440 | $103,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 2,905 | $103,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 1,642 | $103,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 13,955 | $103,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 4,667 | $103,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 3,370 | $103,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 5,046 | $103,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 4,627 | $103,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 2,776 | $102,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 27,900 | $101,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 11,391 | $101,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 7,821 | $101,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 1,774 | $101,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 9,948 | $100,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 8,631 | $100,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 2,112 | $100,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 5,687 | $100,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 1,230 | $100,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 2,829 | $100,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 1,825 | $100,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 5,241 | $100,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 1,047 | $99,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 5,688 | $99,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 4,250 | $99,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 1,168 | $98,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 1,809 | $98,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 3,766 | $98,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 6,200 | $98,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 3,075 | $98,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 29,340 | $98,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 2,797 | $97,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 3,366 | $97,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 889 | $97,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 5,279 | $97,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 9,913 | $97,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 1,290 | $96,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 12,220 | $96,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 2,508 | $95,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 2,798 | $95,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 5,003 | $95,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 1,614 | $95,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 2,769 | $95,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 2,873 | $95,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,717 | $95,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 2,210 | $95,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 4,015 | $94,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 1,934 | $94,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 2,720 | $94,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 3,698 | $94,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 8,519 | $94,000 | thousands by filing date | |
| IVANHOE ENERGY INC | 465790301 | COM NEW | 150,892 | $94,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,252 | $93,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 1,694 | $93,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 8,373 | $93,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 3,642 | $93,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 56,104 | $93,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 1,146 | $92,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 3,060 | $92,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 2,083 | $92,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 2,989 | $92,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 1,774 | $92,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 5,146 | $92,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 17,600 | $92,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 1,480 | $92,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 1,525 | $91,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 1,399 | $91,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 2,684 | $91,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 2,000 | $91,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 2,201 | $91,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 855 | $91,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,005 | $90,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 3,061 | $90,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 27,130 | $90,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,690 | $90,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 462 | $90,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 1,283 | $90,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 39,201 | $90,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 1,150 | $90,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 1,300 | $90,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 11,767 | $90,000 | thousands by filing date | |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 15,000 | $90,000 | thousands by filing date | |
| Nuveen Cal Performance | 67062Q106 | COM | 6,788 | $90,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 2,124 | $89,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 7,546 | $89,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,712 | $89,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 757 | $89,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 3,750 | $89,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 1,411 | $89,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 24,447 | $89,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 5,180 | $89,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 1,265 | $89,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 21,930 | $89,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 1,120 | $89,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 4,805 | $89,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 797 | $88,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 1,764 | $88,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 4,107 | $88,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 4,871 | $88,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 919 | $88,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 8,800 | $88,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 1,400 | $88,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 2,100 | $88,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 3,949 | $88,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 11,422 | $88,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 141,000 | $88,000 | thousands by filing date | principal |
| SUPERVALU INC | 868536103 | COM | 12,124 | $88,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 2,001 | $87,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 1,400 | $87,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 11,000 | $87,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 1,352 | $86,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 5,000 | $86,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 5,391 | $86,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 1,300 | $85,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 11,200 | $85,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 2,100 | $85,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 2,235 | $85,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 9,841 | $85,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 4,800 | $85,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 992 | $84,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 1,615 | $84,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 2,540 | $84,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 714 | $84,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 1,411 | $84,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 765 | $84,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 2,100 | $84,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 3,378 | $84,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 3,165 | $84,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 5,607 | $83,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 1,081 | $83,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 6,254 | $83,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 1,300 | $83,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 6,000 | $83,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 687 | $83,000 | thousands by filing date | |
| ISHARES TR | 464289552 | HLTH CR IDX FD | 1,000 | $83,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 2,900 | $82,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 3,964 | $82,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 1,474 | $82,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 3,278 | $82,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 1,000 | $81,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 1,917 | $81,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 4,840 | $81,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 3,731 | $81,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 1,565 | $81,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 1,280 | $81,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 7,607 | $81,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 1,800 | $81,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 2,153 | $80,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 12,618 | $80,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,760 | $80,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 9,476 | $80,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 610 | $79,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 4,050 | $79,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 7,484 | $79,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 4,509 | $79,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 1,498 | $78,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 1,255 | $78,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 792 | $78,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 5,500 | $78,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 4,600 | $78,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 7,658 | $78,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 3,395 | $78,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 15,780 | $78,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 3,585 | $77,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 1,207 | $77,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 14,690 | $77,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 2,000 | $77,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 10,250 | $77,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 1,724 | $77,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 6,100 | $77,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 3,338 | $77,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 5,871 | $76,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 2,634 | $76,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 2,575 | $76,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 2,469 | $76,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 10,400 | $76,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 2,896 | $75,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 1,075 | $75,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 2,719 | $75,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,543 | $75,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 2,102 | $75,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 171,500 | $75,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 1,502 | $75,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 2,238 | $75,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 2,275 | $74,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,172 | $74,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 888 | $74,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 1,529 | $74,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 2,271 | $74,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 2,600 | $74,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 18,935 | $73,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 5,949 | $73,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 1,020 | $73,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 3,450 | $73,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 1,326 | $72,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 1,836 | $72,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 590 | $72,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 8,425 | $72,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 5,169 | $72,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 2,474 | $72,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 2,811 | $72,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 1,245 | $72,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 893 | $72,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 2,650 | $72,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 1,100 | $72,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 2,500 | $72,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 1,409 | $71,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 608 | $71,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 1,500 | $71,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 3,537 | $71,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 1,098 | $71,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 2,695 | $71,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 20,000 | $71,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 1,947 | $71,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D878 | EXCH NT LKD 20 | 3,000 | $71,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 1,100 | $70,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 1,471 | $70,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 1,720 | $70,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 4,651 | $70,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 2,172 | $70,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 3,111 | $70,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 2,050 | $70,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 1,650 | $70,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 2,906 | $70,000 | thousands by filing date | |
| Crosstex Energy, Inc. | 22765Y104 | LTD | 1,925 | $70,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 4,000 | $70,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 1,404 | $70,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 7,750 | $70,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 32,438 | $70,000 | thousands by filing date | |
| ISHARES TR | 464288547 | RETAIL CAP IDX | 2,000 | $70,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 745 | $69,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 1,159 | $69,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 13,000 | $69,000 | thousands by filing date | |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 3,500 | $69,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 3,340 | $68,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 3,861 | $68,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 5,300 | $68,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 1,624 | $68,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 1,118 | $68,000 | thousands by filing date | |
| NUVEEN CA MUN MKT OPPORTUNT | 67062U107 | COM | 5,000 | $68,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 10,000 | $68,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 3,500 | $68,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 1,080 | $68,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 1,400 | $67,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 7,000 | $67,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 1,887 | $67,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 585 | $67,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 3,376 | $66,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 2,795 | $66,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 5,541 | $66,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 506 | $66,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 5,481 | $66,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B720 | KBW INS PORT | 1,000 | $66,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 4,430 | $65,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 2,229 | $65,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 806 | $65,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 405 | $65,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 5,346 | $65,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 10,095 | $65,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 6,500 | $65,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 5,600 | $65,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 1,267 | $65,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 6,600 | $64,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 5,210 | $64,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 577 | $64,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 3,242 | $64,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 4,550 | $64,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 1,810 | $64,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 797 | $64,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 8,045 | $64,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 1,600 | $63,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 1,855 | $63,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 3,807 | $63,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 3,000 | $63,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 10,572 | $63,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 17,225 | $63,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 3,656 | $63,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 18,800 | $63,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 743 | $62,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 800 | $62,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 3,919 | $62,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 1,800 | $62,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 7,667 | $62,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 2,567 | $62,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 1,106 | $62,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 3,147 | $62,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 12,576 | $62,000 | thousands by filing date | |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 14,000 | $62,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 181 | $61,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 6,996 | $61,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 555 | $61,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 637 | $61,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 5,459 | $61,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 11,810 | $61,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 1,018 | $61,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 1,473 | $61,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 601 | $60,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 1,379 | $60,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 4,926 | $60,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 1,814 | $60,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 1,385 | $60,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 6,494 | $60,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 2,224 | $60,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 1,313 | $60,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 1,385 | $60,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 3,700 | $60,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 5,288 | $60,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 4,140 | $60,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 2,300 | $60,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 2,000 | $60,000 | thousands by filing date | |
| ISHARES TR | 464289404 | S&P TARGET 20 | 1,527 | $60,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 708 | $59,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 3,375 | $59,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 1,250 | $59,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 10,000 | $59,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 1,900 | $59,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 4,884 | $59,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 4,124 | $59,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 2,059 | $59,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 4,000 | $59,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 1,000 | $58,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 780 | $58,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910472-14-000014 | this filing | 2014-01-06 | acceptance time not in the bulk data set |