13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-10-10, with 3,347 holding rows worth $5,044,353,000.
- Accession
- 0000910472-13-004238
- Filer
- CIK 1540235
- Filed
- 2013-10-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 3,347 entries on the cover page, a total value of $5,044,353,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,044,353,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 1,720 | $24,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 1,556 | $24,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 2,023 | $24,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 4,576 | $24,000 | thousands by filing date | |
| AMER MUN INCOME PORT INC | 027649102 | COM | 1,700 | $24,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 3,300 | $23,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 262 | $23,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 304 | $23,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 1,476 | $23,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 524 | $23,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 191 | $23,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 500 | $23,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 923 | $23,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 883 | $23,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 1,812 | $23,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 1,622 | $23,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 2,000 | $23,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 500 | $23,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 1,540 | $23,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 2,762 | $23,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 440 | $23,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 759 | $23,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 1,281 | $23,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 250 | $23,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 1,490 | $23,000 | thousands by filing date | |
| ARABIAN AMERICAN DEVELOPMENT | 038465100 | COM | 2,500 | $23,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 23,000 | $23,000 | thousands by filing date | principal |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 969 | $23,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 258 | $22,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 700 | $22,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 400 | $22,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 404 | $22,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 1,835 | $22,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 463 | $22,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 368 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 204 | $22,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 3,000 | $22,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 725 | $22,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,000 | $22,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 310 | $22,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 1,580 | $22,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 700 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 450 | $22,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 652 | $22,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 925 | $22,000 | thousands by filing date | |
| HI-TECH PHARMACAL CO INC | 42840B101 | COMMON STOCK | 500 | $22,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 21,000 | $22,000 | thousands by filing date | principal |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 2,100 | $22,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 2,607 | $22,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 475 | $22,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 600 | $22,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 400 | $22,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 787 | $22,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 5,346 | $22,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 700 | $22,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 900 | $22,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 473 | $22,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 437 | $22,000 | thousands by filing date | |
| UBS AG JERSEY BRANCH | 902664200 | 2XMN ALR MLP INF | 400 | $22,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 598 | $22,000 | thousands by filing date | |
| AAR CORP 2.25% CB 03/01/2016-REGISTERED | 000361AM7 | Bond | 21,000 | $22,000 | thousands by filing date | principal |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 625 | $21,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 280 | $21,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 660 | $21,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 800 | $21,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 274 | $21,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 1,485 | $21,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 1,100 | $21,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 1,507 | $21,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 950 | $21,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 600 | $21,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 1,049 | $21,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 700 | $21,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 700 | $21,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 719 | $21,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 11,500 | $21,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 1,588 | $21,000 | thousands by filing date | |
| SIMS LTD SPON ADR EA | 829160100 | Common Stock | 2,412 | $21,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 1,704 | $21,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 1,250 | $21,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 628 | $21,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 2,700 | $21,000 | thousands by filing date | |
| WASHINGTON POST CO | 939640108 | CL B | 35 | $21,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 1,064 | $21,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 4,100 | $21,000 | thousands by filing date | |
| LAKES GAMING INC COM | 51206P109 | COM | 5,050 | $21,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 9,280 | $21,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 2,000 | $21,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 2,000 | $21,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R100 | COM | 29,000 | $21,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 4,574 | $21,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAA8 | NOTE | 17,000 | $21,000 | thousands by filing date | principal |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 2,202 | $20,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 248 | $20,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 633 | $20,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 160 | $20,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 564 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 290 | $20,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 1,723 | $20,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 1,150 | $20,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 1,000 | $20,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 2,287 | $20,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,793 | $20,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 996 | $20,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 1,000 | $20,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 500 | $20,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 2,452 | $20,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 1,853 | $20,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 1,484 | $20,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,000 | $20,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 5,208 | $20,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 293 | $20,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 2,826 | $20,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 591 | $20,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 800 | $20,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 288 | $20,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 8,404 | $20,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 2,690 | $20,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 1,791 | $20,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 1,100 | $20,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 306 | $20,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 1,000 | $20,000 | thousands by filing date | |
| SUPERTEL HOSPITALITY INC MD | 868526203 | PFD CONV SER A | 2,100 | $20,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 366 | $19,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 714 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 390 | $19,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 2,061 | $19,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 701 | $19,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 275 | $19,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 2,600 | $19,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 1,012 | $19,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 294 | $19,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 1,306 | $19,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 1,400 | $19,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 800 | $19,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 560 | $19,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 935 | $19,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 2,000 | $19,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 9,592 | $19,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 9,400 | $19,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 2,310 | $19,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 457 | $19,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 4,552 | $19,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 1,457 | $19,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 5,097 | $19,000 | thousands by filing date | |
| SAVIENT PHARMACEUTICALS INC | 80517Q100 | COM | 30,500 | $19,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 257 | $19,000 | thousands by filing date | |
| WATERSTONE FINANCIAL INC | 941888109 | COM | 1,830 | $19,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 300 | $19,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 758 | $19,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 2,121 | $19,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 1,666 | $19,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 728 | $19,000 | thousands by filing date | |
| BARNES GROUP INC | 067806AD1 | BOND | 15,000 | $19,000 | thousands by filing date | principal |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 2,242 | $18,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 986 | $18,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 980 | $18,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 300 | $18,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 496 | $18,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 270 | $18,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 400 | $18,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 2,653 | $18,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 1,000 | $18,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 224 | $18,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 2,400 | $18,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 705 | $18,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 700 | $18,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 1,300 | $18,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 2,400 | $18,000 | thousands by filing date | |
| TW TELECOM INC | 87311L104 | COM | 591 | $18,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 1,656 | $18,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 1,770 | $18,000 | thousands by filing date | |
| ZOLTEK COS INC | 98975W104 | COM | 1,100 | $18,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 2,372 | $18,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 3,525 | $18,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394AC7 | NOTE | 15,000 | $18,000 | thousands by filing date | principal |
| GP STRATEGIES CORP | 36225V104 | COM | 668 | $18,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 897 | $18,000 | thousands by filing date | |
| GLOBAL X GOLD(GLDX) | 37950E283 | ETF | 1,372 | $18,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 5,219 | $17,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 200 | $17,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 210 | $17,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 270 | $17,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 473 | $17,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 600 | $17,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 700 | $17,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 478 | $17,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 2,700 | $17,000 | thousands by filing date | |
| Berry Petroleum | 085789105 | COM | 383 | $17,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 257 | $17,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 10,466 | $17,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 2,850 | $17,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 560 | $17,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 208 | $17,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 1,200 | $17,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 620 | $17,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 13,000 | $17,000 | thousands by filing date | principal |
| ROSETTA STONE INC | 777780107 | COM | 1,030 | $17,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 1,000 | $17,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 9,600 | $17,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 1,280 | $17,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 8,264 | $17,000 | thousands by filing date | |
| HELIOS MULTI SEC HI INC FD I | 42327Y202 | COM NEW | 3,000 | $17,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 2,850 | $16,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 400 | $16,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 125 | $16,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 87 | $16,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 257 | $16,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 639 | $16,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 200 | $16,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 327 | $16,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 1,491 | $16,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,282 | $16,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 340 | $16,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 637 | $16,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 623 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 548 | $16,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 200 | $16,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 1,400 | $16,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 800 | $16,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 581 | $16,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 700 | $16,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 4,340 | $16,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 584 | $16,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 1,120 | $16,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACTORY | 774678403 | COM PAR $0.03 | 1,300 | $16,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 1,000 | $16,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 1,433 | $16,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 262 | $16,000 | thousands by filing date | |
| ATMI INC | 00207R101 | COM | 600 | $16,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 667 | $16,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS 3.000/15/24 | 018804AK0 | NOTE | 12,000 | $16,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 15,000 | $16,000 | thousands by filing date | principal |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 260 | $16,000 | thousands by filing date | |
| CARDIUM THERAPEUTICS INC | 141916304 | Common equity shares | 14,660 | $16,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 3,282 | $15,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 476 | $15,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 467 | $15,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 338 | $15,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 2,035 | $15,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 750 | $15,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 169 | $15,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 500 | $15,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 280 | $15,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 400 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 609 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 250 | $15,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 1,042 | $15,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 862 | $15,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 391 | $15,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 2,250 | $15,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 222 | $15,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 216 | $15,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 400 | $15,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 1,450 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 774 | $15,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 11,000 | $15,000 | thousands by filing date | principal |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 1,630 | $15,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 600 | $15,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 2,247 | $15,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 1,308 | $15,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 546 | $15,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 2,268 | $15,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 554 | $15,000 | thousands by filing date | |
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| KFORCE INC COM | 493732101 | Stock | 775 | $14,000 | thousands by filing date | |
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| CLEARWATER PAPER CORP | 18538R103 | COM | 294 | $14,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 354 | $14,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 1,947 | $14,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 353 | $14,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 1,100 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 1,000 | $14,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 277 | $14,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 700 | $14,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 1,700 | $14,000 | thousands by filing date | |
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| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 1,500 | $14,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 2,600 | $14,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 373 | $14,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 715 | $14,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 500 | $14,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 547 | $14,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 14,000 | $14,000 | thousands by filing date | principal |
| MOLEX INC | 608554101 | COM | 367 | $14,000 | thousands by filing date | |
| SHFL ENTMT INC | 78423R105 | COM | 614 | $14,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 1,150 | $14,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 1,400 | $14,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 427 | $14,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 1,167 | $14,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 144 | $14,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 1,072 | $14,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 200 | $14,000 | thousands by filing date | |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 1,000 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288190 | FTSE CHINA ETF | 306 | $14,000 | thousands by filing date | |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 11,000 | $14,000 | thousands by filing date | principal |
| T-Mobile US,Inc. | 872590104 | COM | 500 | $13,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 60 | $13,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 300 | $13,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 300 | $13,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 294 | $13,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 411 | $13,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 550 | $13,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 642 | $13,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 200 | $13,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 368 | $13,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 1,000 | $13,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 140 | $13,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 400 | $13,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 299 | $13,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 1,000 | $13,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 192 | $13,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 200 | $13,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 13,000 | $13,000 | thousands by filing date | principal |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 800 | $13,000 | thousands by filing date | |
| BLACKROCK | 09250E107 | EXCHANGE TRADED | 6,057 | $13,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 1,460 | $13,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 145 | $13,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 1,685 | $13,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 2,000 | $13,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 425 | $13,000 | thousands by filing date | |
| CBEYOND INC | 149847105 | COM | 2,000 | $13,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 260 | $13,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 4,470 | $13,000 | thousands by filing date | |
| AFC ENTERPRISES INC | 00104Q107 | COM | 300 | $13,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 600 | $13,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 2,600 | $13,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 700 | $13,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 3,211 | $13,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 247 | $13,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 455 | $13,000 | thousands by filing date | |
| ING INTERNATIONAL | 45684Q100 | COM | 1,488 | $13,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90268A667 | MTH 2X DJ INTL | 400 | $13,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 1,000 | $13,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 442 | $12,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 196 | $12,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 230 | $12,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 305 | $12,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 300 | $12,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 797 | $12,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 3,500 | $12,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 1,000 | $12,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 268 | $12,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 600 | $12,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 400 | $12,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 200 | $12,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 500 | $12,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 137 | $12,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 320 | $12,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 542 | $12,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 470 | $12,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 395 | $12,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 487 | $12,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 574 | $12,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 451 | $12,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 123 | $12,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 358 | $12,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 194 | $12,000 | thousands by filing date | |
| LO JACK CORP | 539451104 | COMMON STOCK | 3,800 | $12,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 197 | $12,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 1,000 | $12,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 1,600 | $12,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 700 | $12,000 | thousands by filing date | |
| Susser Petroleum Partners, LP | 869239103 | LTD | 400 | $12,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 108 | $12,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 1,000 | $12,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 200 | $12,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 200 | $12,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 1,250 | $12,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 210 | $12,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 900 | $12,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 481 | $12,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 669 | $12,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 2,700 | $12,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 13,100 | $12,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 1,870 | $12,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 436 | $12,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 250 | $12,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 450 | $12,000 | thousands by filing date | |
| ELECSYS CORP | 28473M100 | COM | 1,450 | $12,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 3,233 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 300 | $12,000 | thousands by filing date | |
| MARKET VECTORS EGYPT INDEX ETF | 57061R569 | Exchange Traded Product | 250 | $12,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 350 | $11,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 250 | $11,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 700 | $11,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 882 | $11,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 766 | $11,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 679 | $11,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 900 | $11,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 404 | $11,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 562 | $11,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 200 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 780 | $11,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 600 | $11,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 500 | $11,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 600 | $11,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 753 | $11,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 240 | $11,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 2,600 | $11,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 1,000 | $11,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 2,320 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 748 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 349 | $11,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 342 | $11,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 1,799 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 860 | $11,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 263 | $11,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 145 | $11,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 146 | $11,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 10,000 | $11,000 | thousands by filing date | principal |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 1,816 | $11,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 1,293 | $11,000 | thousands by filing date | |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 17,708 | $11,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 3,540 | $11,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 1,000 | $11,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 1,000 | $11,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 1,000 | $11,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 700 | $11,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 1,738 | $11,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 422 | $11,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 400 | $11,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 322 | $11,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 500 | $11,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 350 | $11,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 500 | $11,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 1,030 | $11,000 | thousands by filing date | |
| ARRIS GROUP INC 2.000 | 04269QAC4 | NOTE | 10,000 | $11,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 247 | $11,000 | thousands by filing date | |
| BLACKROCK CORPOR HIGH YLD FD | 09255L106 | COM | 1,500 | $11,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 1,238 | $11,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 1,426 | $11,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 400 | $11,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 1,000 | $11,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 656 | $11,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 3,145 | $11,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 1,046 | $11,000 | thousands by filing date | |
| HELIOS ADVANTAGE INCOME FD I | 42327W206 | COM NEW | 1,300 | $11,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 200 | $10,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 290 | $10,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 239 | $10,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,000 | $10,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 64 | $10,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 195 | $10,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 190 | $10,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 525 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 94 | $10,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 445 | $10,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 1,000 | $10,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 300 | $10,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,000 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 260 | $10,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 200 | $10,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 1,000 | $10,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 400 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 308 | $10,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 121 | $10,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 203 | $10,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 304 | $10,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 2,000 | $10,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 300 | $10,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 583 | $10,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 208 | $10,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 500 | $10,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 200 | $10,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 90 | $10,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 472 | $10,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 600 | $10,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 7,666 | $10,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 500 | $10,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 1,000 | $10,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 250 | $10,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 408 | $10,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 200 | $10,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 200 | $10,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 33,000 | $10,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 468 | $10,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 700 | $10,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 1,631 | $10,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 1,000 | $10,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 2,500 | $10,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 1,003 | $9,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 300 | $9,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 790 | $9,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 490 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 130 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 229 | $9,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 49 | $9,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 300 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910472-13-004238 | this filing | 2013-10-10 | acceptance time not in the bulk data set |