13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-10-10, with 3,347 holding rows worth $5,044,353,000.
- Accession
- 0000910472-13-004238
- Filer
- CIK 1540235
- Filed
- 2013-10-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 3,347 entries on the cover page, a total value of $5,044,353,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,044,353,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PATRICK INDS INC | 703343103 | COM | 300 | $9,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 358 | $9,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 319 | $9,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 279 | $9,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 530 | $9,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 251 | $9,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 800 | $9,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 500 | $9,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 600 | $9,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 1,000 | $9,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 500 | $9,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 9,035 | $9,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,322 | $9,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 2,000 | $9,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 433 | $9,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 76 | $9,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 560 | $9,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 3,000 | $9,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 2,072 | $9,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 660 | $9,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 600 | $9,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 100 | $9,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 200 | $9,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 1,575 | $9,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 180 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 379 | $9,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 700 | $9,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD III | 09255M104 | COM | 1,300 | $9,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 1,000 | $9,000 | thousands by filing date | |
| D.R. HORTON INC | 23331ABB4 | NOTE | 6,000 | $9,000 | thousands by filing date | principal |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 4,400 | $9,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 300 | $9,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 5,000 | $9,000 | thousands by filing date | |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 5,400 | $9,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 954 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 280 | $9,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 300 | $9,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 600 | $8,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 100 | $8,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 274 | $8,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 800 | $8,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 600 | $8,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 200 | $8,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 233 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 129 | $8,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 300 | $8,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 286 | $8,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 256 | $8,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 111 | $8,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 700 | $8,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 145 | $8,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 840 | $8,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 72 | $8,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 469 | $8,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 142 | $8,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 533 | $8,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 975 | $8,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 300 | $8,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 100 | $8,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 500 | $8,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 1,041 | $8,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 5,000 | $8,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 321 | $8,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 518 | $8,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 3,000 | $8,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 1,150 | $8,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 150 | $8,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 200 | $8,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 500 | $8,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264F205 | COM | 167 | $8,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 7,000 | $8,000 | thousands by filing date | principal |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 182 | $8,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300AD0 | NOTE 0.875%11/1 | 8,000 | $8,000 | thousands by filing date | principal |
| RUBICON MINERALS CORP | 780911103 | COM | 6,105 | $8,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 300 | $8,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 215 | $8,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 290 | $8,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 111 | $8,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 545 | $8,000 | thousands by filing date | |
| WMS INDUSTRIES INC | 929297109 | COM | 300 | $8,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 667 | $8,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 6,700 | $8,000 | thousands by filing date | |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 696 | $8,000 | thousands by filing date | |
| FLOW INTL CORP | 343468104 | COM | 2,000 | $8,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 1,042 | $8,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 1,000 | $8,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 3,000 | $8,000 | thousands by filing date | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 977 | $8,000 | thousands by filing date | |
| GASTAR EXPL LTD | 367299203 | COM NEW | 2,000 | $8,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 2,000 | $8,000 | thousands by filing date | |
| COSTCO COMPANIES INC | 22160QAC6 | NOTE 8/1 | 3,000 | $8,000 | thousands by filing date | principal |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 5,000 | $8,000 | thousands by filing date | principal |
| ISHARES TR | 464288422 | S&P DEV EX-US | 214 | $8,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074QAF9 | CNV | 8,000 | $8,000 | thousands by filing date | principal |
| HELIOS HIGH | 42327X204 | COM NEW | 1,000 | $8,000 | thousands by filing date | |
| POWERSHARES LUX | 73935X633 | LX NANOTCH PTF | 1,200 | $8,000 | thousands by filing date | |
| DB-X FUNDS | 233052208 | XTRAK 2020TGT DT | 317 | $8,000 | thousands by filing date | |
| STEWART ENTERPRISES INC | 860370AK1 | NOTE 3.375% 7/1 | 6,000 | $8,000 | thousands by filing date | principal |
| BARRETT BILL CORP | 06846NAA2 | NOTE 5.000% 3/1 | 8,000 | $8,000 | thousands by filing date | principal |
| CSX CORP | 126408GA5 | US DOMESTIC | 3,000 | $8,000 | thousands by filing date | principal |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 405 | $8,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 130 | $7,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 525 | $7,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 500 | $7,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 300 | $7,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 200 | $7,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 107 | $7,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 106 | $7,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 118 | $7,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 290 | $7,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 1,438 | $7,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 750 | $7,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 506 | $7,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,317 | $7,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 400 | $7,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 500 | $7,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 1,184 | $7,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 1,471 | $7,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 175 | $7,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 238 | $7,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 739 | $7,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 300 | $7,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 7,000 | $7,000 | thousands by filing date | principal |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 1,200 | $7,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 400 | $7,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 131 | $7,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550309 | CORPORATE OBLIG | 105 | $7,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 900 | $7,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 500 | $7,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 3,000 | $7,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 183 | $7,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 410 | $7,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 6,000 | $7,000 | thousands by filing date | principal |
| CINCINNATI BELL INC NEW | 171871106 | COM | 2,602 | $7,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 120 | $7,000 | thousands by filing date | |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 6,000 | $7,000 | thousands by filing date | principal |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 6,000 | $7,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 200 | $7,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233606 | CV PFD-E 7.25% | 300 | $7,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 519 | $7,000 | thousands by filing date | |
| BOOKS-A-MILLION INC | 098570104 | COM | 2,900 | $7,000 | thousands by filing date | |
| EQUAL ENERGY LTD | 29390Q109 | COM | 1,500 | $7,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 4,089 | $7,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 303 | $7,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 1,000 | $7,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 1,258 | $7,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 200 | $6,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 100 | $6,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 300 | $6,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 800 | $6,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 77 | $6,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 108 | $6,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 255 | $6,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 5,000 | $6,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 300 | $6,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 504 | $6,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 293 | $6,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 500 | $6,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 200 | $6,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 500 | $6,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 94 | $6,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 1,000 | $6,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 300 | $6,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 301 | $6,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 552 | $6,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 100 | $6,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 210 | $6,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 250 | $6,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 200 | $6,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 1,000 | $6,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 1,000 | $6,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 501 | $6,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 104 | $6,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 400 | $6,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 1,000 | $6,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 500 | $6,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 204 | $6,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 1,600 | $6,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 211 | $6,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 61 | $6,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 675 | $6,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 200 | $6,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 200 | $6,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 181 | $6,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 116 | $6,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 200 | $6,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 200 | $6,000 | thousands by filing date | |
| VIROPHARMA INC | 928241AH1 | NOTE 2.000% 3/1 | 3,000 | $6,000 | thousands by filing date | principal |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 1,000 | $6,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 5,000 | $6,000 | thousands by filing date | principal |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 100 | $6,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 163 | $6,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 600 | $6,000 | thousands by filing date | |
| TELLABS INC | 879664100 | COM | 2,515 | $6,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 150 | $6,000 | thousands by filing date | |
| RAND CAP CORP | 752185108 | COM | 2,000 | $6,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 160 | $6,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 2,319 | $6,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 300 | $6,000 | thousands by filing date | |
| CELSION CORPORATION | 15117N305 | COM NEW | 5,000 | $6,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 4,333 | $6,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 400 | $6,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 75 | $6,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 616 | $6,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 1,444 | $6,000 | thousands by filing date | |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 2,950 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288232 | S&P NUCIDX ETF | 159 | $6,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 500 | $6,000 | thousands by filing date | |
| ISHARES TR | 46429B432 | MSCI SING SMCP | 200 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 129 | $5,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 207 | $5,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 45 | $5,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 255 | $5,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 233 | $5,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 249 | $5,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 299 | $5,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 35 | $5,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 62 | $5,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 776 | $5,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 200 | $5,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 78 | $5,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 288 | $5,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 500 | $5,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 640 | $5,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 714 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 172 | $5,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 100 | $5,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 106 | $5,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 150 | $5,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 600 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 300 | $5,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 401 | $5,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 657 | $5,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 273 | $5,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 500 | $5,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 248 | $5,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 275 | $5,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 553 | $5,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 500 | $5,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 179 | $5,000 | thousands by filing date | |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 750 | $5,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 100 | $5,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 50 | $5,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 278 | $5,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 2,500 | $5,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,000 | $5,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 800 | $5,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 100 | $5,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 401 | $5,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 500 | $5,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 218 | $5,000 | thousands by filing date | |
| ICG GROUP INC | 44928D108 | COM | 380 | $5,000 | thousands by filing date | |
| EARTHLINK INC | 270321102 | COM | 1,100 | $5,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 200 | $5,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 846 | $5,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 889 | $5,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 400 | $5,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AG0 | NOTE 2.625%12/1 | 5,000 | $5,000 | thousands by filing date | principal |
| CAPITALSOURCE INC | 14055X102 | COM | 400 | $5,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 200 | $5,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 32 | $5,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 617 | $5,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 400 | $5,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 970 | $5,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 2,000 | $5,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 1,800 | $5,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23338T101 | COM | 400 | $5,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 206 | $5,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 2,350 | $5,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 300 | $5,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 1,780 | $5,000 | thousands by filing date | |
| BOLT TECHNOLOGY CORP | 097698104 | COM | 300 | $5,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 5,000 | $5,000 | thousands by filing date | principal |
| TOWER GROUP INTL LTD | 891777AC8 | NOTE | 6,000 | $5,000 | thousands by filing date | principal |
| M B T FINANCIAL CORP | 578877102 | Stock | 1,200 | $5,000 | thousands by filing date | |
| PROSHARES TR II | 74347W379 | UL VIXSTFUT ETF | 149 | $5,000 | thousands by filing date | |
| DB-X FUNDS | 233052307 | XTRAK 2030TGT DT | 201 | $5,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 1,516 | $5,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 35 | $4,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 1,151 | $4,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 109 | $4,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 153 | $4,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 233 | $4,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 108 | $4,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 432 | $4,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 400 | $4,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 400 | $4,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 53 | $4,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 102 | $4,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 200 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 52 | $4,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 202 | $4,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 2,000 | $4,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 153 | $4,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 200 | $4,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 440 | $4,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 100 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 76 | $4,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 361 | $4,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 53 | $4,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 112 | $4,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 155 | $4,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 115 | $4,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 100 | $4,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 101 | $4,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 232 | $4,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 400 | $4,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 51 | $4,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 137 | $4,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 155 | $4,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 1,000 | $4,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 42 | $4,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 200 | $4,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 250 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 60 | $4,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 314 | $4,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 200 | $4,000 | thousands by filing date | |
| ZCO Liquidating Corp | 67086E303 | COM | 2,795 | $4,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 200 | $4,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 60 | $4,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 189 | $4,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 257 | $4,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 320 | $4,000 | thousands by filing date | |
| MOLYCORP INC | 608753AA7 | CORPORATE OBLIG | 6,000 | $4,000 | thousands by filing date | principal |
| POZEN INC | 73941U102 | COMMON STOCK | 725 | $4,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 44 | $4,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 229 | $4,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 104 | $4,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 500 | $4,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 188 | $4,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 196 | $4,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 4,000 | $4,000 | thousands by filing date | principal |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 97 | $4,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 800 | $4,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 400 | $4,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 117 | $4,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 1,000 | $4,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 400 | $4,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 200 | $4,000 | thousands by filing date | |
| GENCO SHIPPING & TRADING LTD | 36869MAA3 | NOTE 5.000% 8/1 | 8,000 | $4,000 | thousands by filing date | principal |
| QUALITY DISTR INC FLA | 74756M102 | COM | 400 | $4,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 566 | $4,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 350 | $4,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 177 | $4,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 100 | $4,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 70 | $4,000 | thousands by filing date | |
| COLEMAN CABLE INC | 193459302 | COM | 188 | $4,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 2,000 | $4,000 | thousands by filing date | |
| ANAREN INC | 032744104 | COM | 150 | $4,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 500 | $4,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 100 | $4,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 200 | $4,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 323 | $4,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 585 | $4,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 250 | $4,000 | thousands by filing date | |
| LOCAL CORP | 53954W104 | COM | 2,000 | $4,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 55 | $4,000 | thousands by filing date | |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 95 | $4,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 1,150 | $4,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 100 | $4,000 | thousands by filing date | |
| GRUMA S.A.B. SPONSORED ADR | 400131306 | ADR | 200 | $4,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 300 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347X146 | PSHS ULTSHT FINL | 200 | $4,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 200 | $4,000 | thousands by filing date | |
| CITIZENS FIRST CORP | 17462Q107 | COM | 500 | $4,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 4,000 | $4,000 | thousands by filing date | principal |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 800 | $4,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 414 | $4,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 281 | $3,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 102 | $3,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 66 | $3,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 109 | $3,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 181 | $3,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 495 | $3,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 53 | $3,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 37 | $3,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 190 | $3,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 60 | $3,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 70 | $3,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 76 | $3,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 205 | $3,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 117 | $3,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 150 | $3,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 125 | $3,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 41 | $3,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 103 | $3,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 355 | $3,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 100 | $3,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 120 | $3,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 207 | $3,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 221 | $3,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 46 | $3,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 100 | $3,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 370 | $3,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 30 | $3,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 100 | $3,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 50 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 38 | $3,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 100 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 233 | $3,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 201 | $3,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 60 | $3,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 100 | $3,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 53 | $3,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 152 | $3,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 122 | $3,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 1,200 | $3,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 200 | $3,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 712 | $3,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 125 | $3,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 100 | $3,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| CEC ENTERTAINMENT INC | 125137109 | COMMON STOCK | 75 | $3,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 1,000 | $3,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 25 | $3,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 143 | $3,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 1,000 | $3,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 1,200 | $3,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 100 | $3,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 300 | $3,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 200 | $3,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 500 | $3,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 134 | $3,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 124 | $3,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 100 | $3,000 | thousands by filing date | |
| XYRATEX LTD | G98268108 | COM | 250 | $3,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 217 | $3,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 300 | $3,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 10 | $3,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 250 | $3,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 67 | $3,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 133 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 148 | $3,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 300 | $3,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 2,150 | $3,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 1,200 | $3,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 60 | $3,000 | thousands by filing date | |
| ZYGO CORP | 989855101 | COM | 200 | $3,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 1,000 | $3,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 998 | $3,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIO | 205826AF7 | NOTE | 3,000 | $3,000 | thousands by filing date | principal |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 158 | $3,000 | thousands by filing date | |
| BLACKROCK HIGH YIELD TR | 09248N102 | SHS | 417 | $3,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 3,300 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347R537 | PSHS ULT1000 GRW | 35 | $3,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 445 | $3,000 | thousands by filing date | |
| USEC INC | 90333E207 | COMMON | 276 | $3,000 | thousands by filing date | |
| INTERMOUNTAIN COMMUNITY BANCOR NEW | 45881M308 | COM | 189 | $3,000 | thousands by filing date | |
| CHINA GERUI ADVANCED MATERIA | G21101103 | CMN | 2,000 | $3,000 | thousands by filing date | |
| EQUINIX INC | 29444UAG1 | CNV | 2,000 | $3,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 150 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 96 | $3,000 | thousands by filing date | |
| NORTHGATE MINERALS CORP | 666416AB8 | NOTE 3.500%10/0 | 3,000 | $3,000 | thousands by filing date | principal |
| ZIPREALTY INC | 98974V107 | COM | 500 | $3,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 284 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B457 | MSCI HK SML CP | 100 | $3,000 | thousands by filing date | |
| CRESUD SA COMERCIAL | P3311R192 | *W EXP 05/22/201 | 48,899 | $3,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 1,470 | $3,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 100 | $3,000 | thousands by filing date | |
| XRS CORP | 983845108 | COM | 1,100 | $3,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 25 | $2,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 20 | $2,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 38 | $2,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 1,400 | $2,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 1,076 | $2,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 110 | $2,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 30 | $2,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 26 | $2,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 107 | $2,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 86 | $2,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 142 | $2,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 107 | $2,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 29 | $2,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 206 | $2,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 228 | $2,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 16 | $2,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 49 | $2,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 40 | $2,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 22 | $2,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 100 | $2,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 100 | $2,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 150 | $2,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 43 | $2,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 150 | $2,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 100 | $2,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 250 | $2,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 107 | $2,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 110 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 33 | $2,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 500 | $2,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 100 | $2,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 100 | $2,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 1,306 | $2,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 100 | $2,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 83 | $2,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 300 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910472-13-004238 | this filing | 2013-10-10 | acceptance time not in the bulk data set |