13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-10-10, with 3,347 holding rows worth $5,044,353,000.
- Accession
- 0000910472-13-004238
- Filer
- CIK 1540235
- Filed
- 2013-10-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 3,347 entries on the cover page, a total value of $5,044,353,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,044,353,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 13,919 | $121,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 3,294 | $121,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 2,346 | $121,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 5,438 | $121,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 3,300 | $120,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 3,902 | $120,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 762 | $120,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 230 | $119,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 1,960 | $119,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 2,787 | $119,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 1,936 | $119,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 3,788 | $119,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 7,018 | $119,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 10,374 | $119,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 1,612 | $119,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 7,799 | $119,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 1,241 | $119,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 19,955 | $119,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 5,340 | $119,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 2,361 | $118,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 4,686 | $118,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 8,066 | $118,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 1,100 | $118,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 1,775 | $117,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 1,544 | $117,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 9,681 | $117,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 2,244 | $117,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 2,504 | $117,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 1,163 | $117,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 1,100 | $117,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 1,600 | $117,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 1,908 | $116,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 1,048 | $116,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 1,565 | $115,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 4,179 | $115,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 559 | $115,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1,503 | $115,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 9,237 | $115,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 5,207 | $115,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 3,808 | $114,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 1,960 | $114,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 2,826 | $114,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 1,100 | $114,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 11,708 | $114,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 1,039 | $113,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 6,418 | $113,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 5,508 | $113,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 3,849 | $113,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 1,498 | $113,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 11,000 | $113,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 1,450 | $112,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 5,783 | $112,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 1,004 | $111,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 1,709 | $111,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 8,506 | $111,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 1,386 | $111,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 1,660 | $111,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 13,816 | $111,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 13,478 | $111,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 2,905 | $110,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 4,088 | $110,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 1,232 | $110,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 4,077 | $110,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 36,169 | $110,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 1,829 | $110,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 2,814 | $110,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 5,801 | $110,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 2,185 | $110,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 1,051 | $109,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 6,593 | $109,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 1,649 | $108,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 10,000 | $108,000 | thousands by filing date | |
| Intrcontinentalexchange | 45865V100 | COM | 594 | $108,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 6,440 | $107,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 1,518 | $107,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 2,100 | $107,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 1,060 | $106,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 12,352 | $106,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 11,165 | $106,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 5,046 | $106,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 1,305 | $106,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 37,538 | $106,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 3,451 | $105,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 2,280 | $105,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 9,783 | $105,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 21,179 | $105,000 | thousands by filing date | |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 45,870 | $105,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 1,354 | $104,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 495 | $104,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 931 | $104,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 2,083 | $104,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 19,278 | $104,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 9,973 | $104,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 6,720 | $104,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 25,894 | $104,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 3,392 | $103,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 5,500 | $103,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 6,778 | $103,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 7,865 | $103,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 1,275 | $103,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 1,737 | $103,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 1,500 | $103,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 11,767 | $103,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 5,200 | $103,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 4,265 | $102,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 7,930 | $102,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 9,948 | $102,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 8,631 | $102,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 2,980 | $102,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191UAA4 | NOTE 3.000%10/0 | 78,000 | $102,000 | thousands by filing date | principal |
| LEAR CORP COM NEW | 521865204 | Stock | 1,405 | $101,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 3,840 | $101,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 21,130 | $100,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 5,131 | $100,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,160 | $100,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 2,689 | $100,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 2,433 | $100,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 7,034 | $100,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 6,860 | $100,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 5,000 | $100,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 9,750 | $100,000 | thousands by filing date | |
| CORNERSTONE TOTAL RTRN FD IN | 21924U201 | COM NEW | 15,000 | $100,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 1,687 | $99,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 3,495 | $99,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 6,782 | $99,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 23,519 | $99,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 2,275 | $98,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 4,120 | $98,000 | thousands by filing date | |
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 2,947 | $98,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 3,699 | $98,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 12,220 | $98,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,889 | $97,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 2,052 | $97,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 1,770 | $96,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 1,588 | $96,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 2,684 | $96,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 1,596 | $96,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 6,174 | $96,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 833 | $96,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 5,704 | $96,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 2,091 | $96,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 1,023 | $96,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 1,485 | $95,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 936 | $95,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 2,100 | $95,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 2,112 | $95,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 3,230 | $95,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,244 | $94,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,520 | $94,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 9,399 | $94,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 2,200 | $94,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 13,000 | $94,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,574 | $94,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 2,829 | $94,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 2,543 | $94,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 7,091 | $94,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 3,420 | $93,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 4,667 | $93,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 12,521 | $93,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 3,970 | $93,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 3,200 | $93,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 676 | $93,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 2,000 | $93,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 9,403 | $93,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 927 | $92,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 1,764 | $92,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 2,242 | $92,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 24,161 | $92,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 1,785 | $92,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 7,521 | $92,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,912 | $91,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 1,614 | $91,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 2,720 | $91,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,630 | $91,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 2,712 | $91,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 2,187 | $90,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 2,687 | $90,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 2,046 | $90,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 4,665 | $90,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 1,533 | $90,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 11,704 | $90,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 3,755 | $90,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 4,464 | $89,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 3,870 | $89,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 3,602 | $89,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 1,308 | $89,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 4,062 | $89,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 22,222 | $89,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 2,960 | $88,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 15,000 | $88,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 4,107 | $88,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 2,050 | $88,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 2,106 | $88,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 5,700 | $88,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 1,964 | $87,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 6,980 | $87,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 5,371 | $87,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 3,566 | $87,000 | thousands by filing date | |
| NUVEEN CALIF QUALITY INCM MU | 670985100 | COM | 6,104 | $87,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 2,103 | $86,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 1,475 | $86,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 5,559 | $86,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 6,000 | $86,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 1,474 | $86,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 762 | $86,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 905 | $86,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 1,346 | $86,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 1,480 | $86,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 5,481 | $86,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 7,800 | $86,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,760 | $85,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 2,856 | $85,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 1,990 | $85,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 2,291 | $85,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 2,629 | $84,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 1,525 | $84,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 2,125 | $84,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 11,422 | $84,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 141,000 | $84,000 | thousands by filing date | principal |
| EMCLAIRE FINL CORP | 290828102 | COM | 3,252 | $84,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 3,251 | $83,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 888 | $83,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 4,613 | $83,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 1,400 | $83,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 6,323 | $83,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 957 | $83,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 1,150 | $83,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491103 | COM | 1,250 | $83,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 1,100 | $83,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 5,256 | $83,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 1,289 | $82,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 889 | $82,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 1,642 | $82,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 2,153 | $82,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 304 | $82,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 6,520 | $82,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 2,435 | $82,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 2,238 | $82,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 1,702 | $82,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 11,300 | $82,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 797 | $81,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,165 | $81,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 2,023 | $81,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 1,351 | $81,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 1,674 | $81,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 6,899 | $81,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 3,378 | $81,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 4,050 | $81,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 964 | $81,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 2,153 | $81,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,005 | $80,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 2,920 | $80,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 1,809 | $80,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 755 | $80,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 1,300 | $80,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 7,709 | $80,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 3,744 | $79,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 2,204 | $79,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 816 | $79,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 4,194 | $79,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 1,000 | $79,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 496 | $79,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 13,900 | $79,000 | thousands by filing date | |
| PROSHARES | 74347X237 | EXCHANGE TRADED | 4,150 | $79,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 2,289 | $79,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 4,590 | $79,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 2,775 | $79,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 5,300 | $79,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 992 | $78,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 1,020 | $78,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 2,575 | $78,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 1,730 | $78,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 9,545 | $78,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 2,537 | $78,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 3,172 | $78,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 2,536 | $77,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 2,001 | $77,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 3,728 | $77,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 6,710 | $77,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 4,210 | $77,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 1,815 | $76,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 1,081 | $76,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 7,667 | $76,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 2,140 | $76,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 3,673 | $76,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 2,599 | $76,000 | thousands by filing date | |
| EPL Oil & Gas, Inc. | 26883D108 | COM | 2,036 | $76,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 8,200 | $76,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 1,704 | $75,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 764 | $75,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 10,574 | $75,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 3,350 | $75,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 5,400 | $75,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 8,389 | $75,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 7,607 | $75,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 1,254 | $75,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 1,800 | $75,000 | thousands by filing date | |
| ISHARES TR | 464289552 | HLTH CR IDX FD | 1,000 | $75,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 4,600 | $74,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 7,000 | $74,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 2,514 | $74,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 3,725 | $74,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 7,658 | $74,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 1,881 | $74,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 2,600 | $74,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 6,017 | $73,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 1,815 | $73,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 12,576 | $73,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 1,736 | $73,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 2,000 | $72,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 6,146 | $72,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 7,000 | $72,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 1,819 | $72,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 2,500 | $72,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 1,418 | $71,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 1,255 | $71,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 4,559 | $71,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 2,545 | $71,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 14,497 | $71,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 7,613 | $71,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 5,040 | $71,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 1,391 | $70,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 1,482 | $70,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,075 | $70,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 1,196 | $70,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 3,147 | $70,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 10,250 | $70,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 3,767 | $70,000 | thousands by filing date | |
| NUVEEN CA MUN MKT OPPORTUNT | 67062U107 | COM | 5,000 | $70,000 | thousands by filing date | |
| NUVEEN CA SELECT QUALITY MUN | 670975101 | COM | 5,000 | $70,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 2,030 | $70,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 5,151 | $69,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 2,634 | $69,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 3,111 | $69,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 377 | $69,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 4,000 | $69,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 3,435 | $69,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 1,774 | $69,000 | thousands by filing date | |
| ISHARES TR | 464288547 | RETAIL CAP IDX | 2,000 | $69,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 2,100 | $68,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 1,351 | $68,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 18,800 | $68,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 8,045 | $68,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 1,615 | $67,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 735 | $67,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 2,218 | $67,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 3,412 | $67,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 1,543 | $67,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 11,810 | $67,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 17,800 | $67,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 1,551 | $67,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 1,080 | $67,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 1,228 | $66,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 1,206 | $66,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 783 | $66,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 2,370 | $66,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 1,058 | $66,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 4,100 | $66,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 2,750 | $66,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 18,500 | $66,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 1,550 | $66,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 1,511 | $66,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 1,400 | $66,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 846 | $65,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 1,200 | $65,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 6,189 | $65,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 2,387 | $65,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 2,567 | $65,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 556 | $65,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 2,564 | $64,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 9,575 | $64,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 1,161 | $64,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 12,449 | $63,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 1,700 | $63,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 3,800 | $63,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 929 | $63,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 985 | $63,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 1,657 | $63,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 811 | $63,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 2,000 | $63,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 2,300 | $63,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 893 | $63,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 1,650 | $63,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 2,695 | $63,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 1,157 | $63,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 9,556 | $63,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 11,186 | $63,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 6,996 | $63,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 1,379 | $62,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,102 | $62,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 4,150 | $62,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 716 | $61,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 13,400 | $61,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 2,712 | $61,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 1,095 | $61,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 1,404 | $61,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 31,814 | $61,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 5,288 | $61,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 2,000 | $61,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 15,739 | $60,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 1,326 | $60,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 806 | $60,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 1,148 | $60,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 577 | $60,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 2,795 | $60,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 955 | $60,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 1,913 | $60,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 24,850 | $60,000 | thousands by filing date | |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 6,581 | $60,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 13,000 | $60,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 768 | $59,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 3,300 | $59,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 601 | $59,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 1,626 | $59,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 3,449 | $59,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 3,940 | $59,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 930 | $59,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 3,176 | $59,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 17,225 | $59,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 3,500 | $59,000 | thousands by filing date | |
| YONGYE INTL INC | 98607B106 | COM | 9,500 | $59,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 1,171 | $58,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 715 | $58,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 1,788 | $58,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 965 | $58,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,249 | $58,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 2,811 | $58,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 1,800 | $58,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 1,938 | $58,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 2,000 | $58,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 1,167 | $58,000 | thousands by filing date | |
| ISHARES TR | 464289404 | S&P TARGET 20 | 1,521 | $58,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B720 | KBW INS PORT | 1,000 | $58,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 5,439 | $57,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 28,179 | $57,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 800 | $57,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 1,744 | $57,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 2,323 | $57,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 1,106 | $57,000 | thousands by filing date | |
| AGRIA CORP | 00850H103 | SPONSORED ADR | 50,200 | $57,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 1,467 | $56,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 4,400 | $56,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 1,827 | $56,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 1,990 | $56,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 480 | $56,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 1,150 | $56,000 | thousands by filing date | |
| SANTARUS INC | 802817304 | COM | 2,500 | $56,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 2,198 | $56,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 2,300 | $56,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 2,053 | $56,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 560 | $55,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 1,455 | $55,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 8,563 | $55,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 5,800 | $55,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 420 | $55,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 1,208 | $55,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 4,376 | $55,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 8,450 | $55,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 2,011 | $54,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 1,577 | $54,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 1,200 | $54,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,948 | $54,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 2,774 | $54,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 1,400 | $54,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 5,000 | $54,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 31,000 | $54,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 122,700 | $54,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 1,832 | $54,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 2,259 | $54,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 708 | $53,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1,161 | $53,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 879 | $53,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 4,188 | $53,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 1,597 | $53,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 6,678 | $53,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 15,240 | $53,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 868 | $52,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 181 | $52,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 6,419 | $52,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 1,358 | $52,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 5,616 | $52,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 1,385 | $52,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 5,800 | $52,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 1,844 | $52,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 2,200 | $52,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 3,600 | $52,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 1,193 | $52,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 1,020 | $52,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 1,582 | $52,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAD4 | NOTE | 50,000 | $52,000 | thousands by filing date | principal |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 1,604 | $51,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 1,726 | $51,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 3,000 | $51,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 910 | $51,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 3,858 | $51,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 1,900 | $51,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 2,705 | $51,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 4,129 | $51,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 1,939 | $51,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 1,068 | $50,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910472-13-004238 | this filing | 2013-10-10 | acceptance time not in the bulk data set |