13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-10-10, with 3,347 holding rows worth $5,044,353,000.
- Accession
- 0000910472-13-004238
- Filer
- CIK 1540235
- Filed
- 2013-10-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 3,347 entries on the cover page, a total value of $5,044,353,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,044,353,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 5,825 | $50,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 388 | $50,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 1,500 | $50,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 537 | $50,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 1,493 | $50,000 | thousands by filing date | |
| PARAMETRIC SOUND CORP | 699172201 | COM NEW | 4,000 | $50,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 2,300 | $50,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 3,800 | $50,000 | thousands by filing date | |
| PAA NAT GAS STORAGE L P | 693139107 | COM UNIT LTD | 2,148 | $50,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 8,741 | $50,000 | thousands by filing date | |
| BLACKROCK S&P QUALITY * | 09250D109 | SHS BEN INT | 4,000 | $50,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 667 | $49,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 726 | $49,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 5,200 | $49,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 1,095 | $49,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 600 | $49,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 639 | $49,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 779 | $49,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 2,813 | $49,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 5,210 | $49,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 3,937 | $49,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 506 | $49,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 3,480 | $49,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 1,050 | $49,000 | thousands by filing date | |
| Nuveen Cal Performance | 67062Q106 | COM | 3,638 | $49,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 524 | $49,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 835 | $48,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 1,764 | $48,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 840 | $48,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 4,205 | $48,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 2,541 | $48,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,000 | $48,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 892 | $48,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 2,529 | $48,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 676 | $48,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 3,512 | $48,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 4,598 | $48,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 1,000 | $48,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 6,400 | $48,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 1,555 | $48,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 2,833 | $48,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 550 | $48,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 720 | $48,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 711 | $48,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 1,125 | $48,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 704 | $47,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 584 | $47,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 1,526 | $47,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 7,500 | $47,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 1,109 | $47,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 747 | $47,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 2,750 | $47,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 10,865 | $47,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 5,000 | $47,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 5,593 | $47,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 1,018 | $47,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 3,363 | $47,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 36,000 | $47,000 | thousands by filing date | principal |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 855 | $46,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 625 | $46,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 1,300 | $46,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 1,517 | $46,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 1,900 | $46,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 740 | $46,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 8,000 | $46,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 1,271 | $46,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 800 | $46,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V209 | JR PFD CNV SRB | 925 | $46,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 423 | $46,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 2,127 | $46,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 3,000 | $46,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 1,156 | $45,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 3,666 | $45,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 825 | $45,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 5,400 | $45,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 3,682 | $45,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 3,273 | $45,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 3,391 | $45,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 924 | $45,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 4,926 | $45,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 3,550 | $45,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 12,000 | $45,000 | thousands by filing date | |
| TORTOISE NORTH AMRN ENRGY CO | 89147T103 | COM | 1,685 | $45,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 5,591 | $45,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 608 | $44,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 1,041 | $44,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 400 | $44,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 600 | $44,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 775 | $44,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 3,000 | $44,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 816 | $44,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 629 | $44,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 855 | $44,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 419 | $44,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 561 | $44,000 | thousands by filing date | |
| WARNER CHILCOTT PLC IRELAND | G94368100 | SHS A | 1,900 | $44,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 2,153 | $44,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 1,640 | $43,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 742 | $43,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 407 | $43,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 1,179 | $43,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 1,818 | $43,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 907 | $43,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 3,040 | $43,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 3,085 | $43,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 2,100 | $43,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 511 | $43,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 1,009 | $43,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 8,200 | $43,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 9,298 | $43,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 15,000 | $43,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 1,530 | $43,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 2,910 | $43,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 651 | $43,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 499 | $42,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 1,072 | $42,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 3,373 | $42,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 1,047 | $42,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 671 | $42,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 1,000 | $42,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 1,500 | $42,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 570 | $42,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 1,400 | $42,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 1,685 | $42,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 1,500 | $42,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 1,005 | $42,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 1,758 | $42,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 648 | $41,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 699 | $41,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 3,500 | $41,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 11,300 | $41,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 1,287 | $41,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 3,000 | $41,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 570 | $41,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 1,500 | $41,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 4,171 | $41,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 3,578 | $41,000 | thousands by filing date | |
| MAKO SURGICAL CORP | 560879108 | COM | 1,400 | $41,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 914 | $41,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 5,950 | $41,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 1,030 | $41,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 547 | $40,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 640 | $40,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 399 | $40,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 2,468 | $40,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 1,467 | $40,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 770 | $40,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 1,433 | $40,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 465 | $40,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 1,063 | $40,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 503 | $40,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 30,000 | $40,000 | thousands by filing date | principal |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,784 | $40,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 2,405 | $40,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 37,000 | $40,000 | thousands by filing date | principal |
| HALCON RES CORP | 40537Q209 | COM NEW | 9,000 | $40,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 3,056 | $40,000 | thousands by filing date | |
| CROSSTEX ENERGY L P | 22765U102 | COM | 1,996 | $40,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 3,000 | $40,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 975 | $40,000 | thousands by filing date | |
| ISHARES S&P TARGET DATE 2030 | 464289602 | CMN | 1,000 | $40,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 1,059 | $39,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 762 | $39,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 1,629 | $39,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 810 | $39,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 1,359 | $39,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 3,050 | $39,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 709 | $39,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 3,000 | $39,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 3,000 | $39,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 1,151 | $39,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 528 | $39,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 1,505 | $39,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 2,514 | $39,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 1,000 | $39,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 5,428 | $39,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 3,000 | $39,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 612 | $39,000 | thousands by filing date | |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 1,932 | $39,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 2,136 | $39,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 380 | $39,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 819 | $38,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 6,500 | $38,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 850 | $38,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 1,773 | $38,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 700 | $38,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 563 | $38,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 3,150 | $38,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 2,784 | $38,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 624 | $38,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 492 | $38,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 2,117 | $38,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 1,835 | $38,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 2,780 | $38,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 1,500 | $38,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 1,090 | $38,000 | thousands by filing date | |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 3,750 | $38,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 3,105 | $38,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 1,318 | $38,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 1,000 | $38,000 | thousands by filing date | |
| PROSH ULTRAPRO SHORT S&P 500 | 74348A632 | CMN | 1,842 | $38,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 804 | $37,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 553 | $37,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 2,564 | $37,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 964 | $37,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 650 | $37,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 1,871 | $37,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 2,400 | $37,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 1,000 | $37,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 2,218 | $37,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 5,000 | $37,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 4,129 | $37,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 7,125 | $37,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 796 | $37,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 1,250 | $37,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 2,385 | $37,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 5,000 | $37,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 31,000 | $37,000 | thousands by filing date | principal |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 862 | $36,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 699 | $36,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 428 | $36,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,978 | $36,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 1,314 | $36,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 2,042 | $36,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 1,500 | $36,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 875 | $36,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 1,098 | $36,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 1,800 | $36,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 4,043 | $36,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 600 | $36,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 1,500 | $36,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 2,703 | $36,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 850 | $36,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 1,042 | $35,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,090 | $35,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 1,251 | $35,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 145 | $35,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 1,638 | $35,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 2,740 | $35,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 5,000 | $35,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 728 | $35,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 1,208 | $35,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 755 | $35,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 265 | $35,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 1,600 | $35,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 1,220 | $35,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 1,609 | $35,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 710 | $35,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 400 | $35,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 1,507 | $35,000 | thousands by filing date | |
| PROSHRE ULT DJ-UBS CRUDE OIL | 74347W650 | CMN | 1,000 | $35,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 5,598 | $35,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 545 | $34,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 2,189 | $34,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 1,002 | $34,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 2,209 | $34,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,520 | $34,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 1,000 | $34,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 5,600 | $34,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 587 | $34,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 2,192 | $34,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 3,100 | $34,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 1,742 | $34,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 2,668 | $34,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 2,294 | $34,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 1,000 | $34,000 | thousands by filing date | |
| SAKS INC | 79377W108 | COM | 2,108 | $34,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 2,800 | $34,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 1,058 | $33,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 823 | $33,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 225 | $33,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 374 | $33,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 443 | $33,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 5,290 | $33,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 913 | $33,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 436 | $33,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 5,860 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 882 | $33,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 750 | $33,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 900 | $33,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 1,307 | $33,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 757 | $33,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 864 | $33,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 1,427 | $33,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 326 | $33,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 1,375 | $33,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 6,273 | $33,000 | thousands by filing date | |
| TRAVELZOO INC | 89421Q106 | COM | 1,240 | $33,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 491 | $33,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 653 | $32,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 531 | $32,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 640 | $32,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 22,000 | $32,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 1,592 | $32,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 602 | $32,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 433 | $32,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 4,296 | $32,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 2,059 | $32,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 2,257 | $32,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 3,391 | $32,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 2,000 | $32,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 676 | $32,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 3,000 | $32,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 429 | $32,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 1,385 | $32,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 600 | $32,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219LAH2 | CORPORATE OBLIG | 30,000 | $32,000 | thousands by filing date | principal |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 7,054 | $32,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 1,396 | $32,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 19,400 | $32,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 850 | $32,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 600 | $32,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 1,475 | $32,000 | thousands by filing date | |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 2,459 | $32,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 4,471 | $32,000 | thousands by filing date | |
| SCHAWK INC | 806373106 | CL A | 2,125 | $32,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 1,800 | $32,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 4,500 | $32,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC | 398905AE9 | FRNT | 24,000 | $32,000 | thousands by filing date | principal |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 10,000 | $32,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 749 | $31,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 455 | $31,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 2,000 | $31,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 3,500 | $31,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 500 | $31,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 4,073 | $31,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 1,245 | $31,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 658 | $31,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 958 | $31,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 1,275 | $31,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 3,075 | $31,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 5,473 | $31,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 1,100 | $31,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 2,000 | $31,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 1,300 | $31,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 480 | $31,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 1,610 | $31,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 1,100 | $31,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 1,269 | $31,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 1,010 | $31,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 2,756 | $31,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 2,599 | $31,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 290 | $31,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 4,180 | $30,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 3,028 | $30,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 13,099 | $30,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 1,668 | $30,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,162 | $30,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 5,650 | $30,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 3,269 | $30,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 991 | $30,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,063 | $30,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 2,208 | $30,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 5,600 | $30,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 1,500 | $30,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 3,273 | $30,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 518 | $30,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 4,590 | $30,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 2,000 | $30,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 2,997 | $30,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 3,700 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 825 | $30,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 4,750 | $30,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 3,030 | $30,000 | thousands by filing date | |
| COHEN & STEERS DIV MJRS FDIN | 19248G106 | COM | 2,224 | $30,000 | thousands by filing date | |
| J F CHINA REGION FD INC | 46614T107 | COM | 2,058 | $30,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 1,058 | $29,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 632 | $29,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 2,300 | $29,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 2,224 | $29,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 1,860 | $29,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 923 | $29,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 500 | $29,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 314 | $29,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 742 | $29,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 2,624 | $29,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 11,000 | $29,000 | thousands by filing date | |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 25,000 | $29,000 | thousands by filing date | principal |
| ATMEL CORP | 049513104 | COM | 3,916 | $29,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 1,066 | $29,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 1,700 | $29,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 2,218 | $29,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 290 | $28,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 403 | $28,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 940 | $28,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 492 | $28,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 467 | $28,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 205 | $28,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 761 | $28,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 377 | $28,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 715 | $28,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 1,602 | $28,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 2,400 | $28,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 400 | $28,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 1,530 | $28,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 1,695 | $28,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 500 | $28,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 500 | $28,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 323 | $28,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 378 | $28,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 3,200 | $28,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 3,284 | $28,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 1,950 | $28,000 | thousands by filing date | |
| ROCHESTER MED CORP | 771497104 | COM | 1,400 | $28,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 1,075 | $28,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 1,170 | $28,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD FD V | 09255N102 | COM | 2,300 | $28,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 1,600 | $28,000 | thousands by filing date | |
| EGShares Health Care Gems ETF | 268461605 | COM | 1,200 | $28,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 407 | $28,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 10,000 | $28,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 1,155 | $28,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W417 | RETAIL BULL 3X | 458 | $28,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 434 | $27,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 2,000 | $27,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 2,614 | $27,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 1,320 | $27,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 553 | $27,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 700 | $27,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 830 | $27,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 24 | $27,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 2,000 | $27,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 3,055 | $27,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 1,900 | $27,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 2,322 | $27,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,800 | $27,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 3,685 | $27,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 447 | $27,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 1,408 | $27,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 529 | $27,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38143UTC5 | CNV | 22,000 | $27,000 | thousands by filing date | principal |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 900 | $26,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 1,850 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 1,250 | $26,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 1,209 | $26,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 2,000 | $26,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 2,627 | $26,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 200 | $26,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 2,284 | $26,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 780 | $26,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 1,000 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 500 | $26,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,935 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 493 | $26,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 4,200 | $26,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 1,319 | $26,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 1,834 | $26,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 298 | $26,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 476 | $26,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 1,549 | $26,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 7,750 | $26,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 14,000 | $26,000 | thousands by filing date | principal |
| MCG CAPITAL CORP | 58047P107 | COM | 5,200 | $26,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 2,000 | $26,000 | thousands by filing date | |
| FISHER ENHANCED BIG CAP GROWTH ETN(FBG) | 90267L508 | ETF | 653 | $26,000 | thousands by filing date | |
| GREEN PLAINS RENEWABLE ENERG | 393222AB0 | BOND | 20,000 | $26,000 | thousands by filing date | principal |
| DEUTSCHE BK AG LDN BRH | 25154H467 | PS CMDTY SH ETN | 1,000 | $26,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 299 | $25,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 1,492 | $25,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 500 | $25,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 546 | $25,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 2,017 | $25,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 462 | $25,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 413 | $25,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 8,181 | $25,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 1,000 | $25,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 3,335 | $25,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 2,482 | $25,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 3,425 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 411 | $25,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 2,000 | $25,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 1,040 | $25,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 1,626 | $25,000 | thousands by filing date | |
| PIONEER SOUTHWEST ENERGY | 72388B106 | COMMON STOCK | 560 | $25,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 1,290 | $25,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 1,158 | $25,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 500 | $25,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 1,423 | $25,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 681 | $25,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 4,125 | $25,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 1,650 | $25,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 2,000 | $25,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 18,000 | $25,000 | thousands by filing date | principal |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 2,650 | $25,000 | thousands by filing date | |
| LUCAS ENERGY INC | 549333201 | COM NEW | 20,000 | $25,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 350 | $24,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 630 | $24,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 741 | $24,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 483 | $24,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 572 | $24,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 3,373 | $24,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 405 | $24,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 425 | $24,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 2,808 | $24,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 1,052 | $24,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 623 | $24,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 1,975 | $24,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 368 | $24,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 704 | $24,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 500 | $24,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910472-13-004238 | this filing | 2013-10-10 | acceptance time not in the bulk data set |