13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-07-09, with 3,220 holding rows worth $4,302,172,000.
- Accession
- 0000910472-13-002707
- Filer
- CIK 1540235
- Filed
- 2013-07-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 3,220 entries on the cover page, a total value of $4,302,172,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,302,172,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SANOFI | 80105N113 | COMMON STOCK-FO | 9,592 | $18,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 2,094 | $18,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 1,000 | $18,000 | thousands by filing date | |
| ROCHESTER MED CORP | 771497104 | COM | 1,200 | $18,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 653 | $18,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 1,000 | $18,000 | thousands by filing date | |
| AFC ENTERPRISES INC | 00104Q107 | COM | 500 | $18,000 | thousands by filing date | |
| WATERSTONE FINANCIAL INC | 941888109 | COM | 1,730 | $18,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 770 | $18,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 1,008 | $18,000 | thousands by filing date | |
| LAKES GAMING INC COM | 51206P109 | COM | 5,050 | $18,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 3,000 | $18,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 4,574 | $18,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 387 | $17,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 1,000 | $17,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,250 | $17,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 508 | $17,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 980 | $17,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 230 | $17,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 524 | $17,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 222 | $17,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 294 | $17,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 387 | $17,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,282 | $17,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 1,049 | $17,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 310 | $17,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 1,000 | $17,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 700 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 633 | $17,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 671 | $17,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 400 | $17,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 628 | $17,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 10,050 | $17,000 | thousands by filing date | |
| WASHINGTON POST CO | 939640108 | CL B | 35 | $17,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 312 | $17,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 300 | $17,000 | thousands by filing date | |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 14,000 | $17,000 | thousands by filing date | principal |
| ENERSYS 3.375 | 29275YAA0 | NOTE | 13,000 | $17,000 | thousands by filing date | principal |
| NUVEEN CALIF QUALITY INCM MU | 670985100 | COM | 1,101 | $17,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 1,259 | $17,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 2,172 | $17,000 | thousands by filing date | |
| HELIOS MULTI SEC HI INC FD I | 42327Y202 | COM NEW | 3,000 | $17,000 | thousands by filing date | |
| EQUINIX INC | 29444UAG1 | CNV | 10,000 | $17,000 | thousands by filing date | principal |
| BARNES GROUP INC | 067806AD1 | BOND | 15,000 | $17,000 | thousands by filing date | principal |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 1,350 | $17,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 619 | $16,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 452 | $16,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 475 | $16,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 404 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 314 | $16,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 7,525 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 225 | $16,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 2,000 | $16,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 2,075 | $16,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 2,162 | $16,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 1,320 | $16,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 478 | $16,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 1,700 | $16,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 753 | $16,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 560 | $16,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 359 | $16,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 2,030 | $16,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 9,400 | $16,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 1,300 | $16,000 | thousands by filing date | |
| SIMS LTD SPON ADR EA | 829160100 | Common Stock | 2,109 | $16,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 540 | $16,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 524 | $16,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 1,585 | $16,000 | thousands by filing date | |
| CBEYOND INC | 149847105 | COM | 2,000 | $16,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 1,250 | $16,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 1,807 | $16,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACTORY | 774678403 | COM PAR $0.03 | 1,300 | $16,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 340 | $16,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 1,650 | $16,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 257 | $16,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 1,100 | $16,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 620 | $16,000 | thousands by filing date | |
| ENPRO INDS INC | 29355XAB3 | DBCV 3.938%10/1 | 10,000 | $16,000 | thousands by filing date | principal |
| COPART INC COM | 217204106 | Stock | 476 | $15,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 114 | $15,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 169 | $15,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 400 | $15,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 2,012 | $15,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 639 | $15,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 530 | $15,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 700 | $15,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 300 | $15,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 1,131 | $15,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 830 | $15,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 572 | $15,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 2,000 | $15,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 1,400 | $15,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 211 | $15,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 546 | $15,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 750 | $15,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 1,210 | $15,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 900 | $15,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 257 | $15,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 14,416 | $15,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 1,433 | $15,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 1,176 | $15,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 1,129 | $15,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 1,000 | $15,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 3,647 | $15,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC OF PA | 744319104 | COMM STK | 1,500 | $15,000 | thousands by filing date | |
| PROSHARES TR II | 74347W122 | COM | 400 | $15,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 306 | $15,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 343 | $14,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 200 | $14,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 2,650 | $14,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 294 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 190 | $14,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 200 | $14,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 332 | $14,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,000 | $14,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 209 | $14,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 2,425 | $14,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,000 | $14,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 9,035 | $14,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 166 | $14,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 482 | $14,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 224 | $14,000 | thousands by filing date | |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 15,708 | $14,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 1,308 | $14,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 1,572 | $14,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 600 | $14,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 3,273 | $14,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 601 | $14,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 14,000 | $14,000 | thousands by filing date | principal |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 500 | $14,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 582 | $14,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 2,815 | $14,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 560 | $14,000 | thousands by filing date | |
| ATMI INC | 00207R101 | COM | 600 | $14,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 665 | $14,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 200 | $14,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 2,000 | $14,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 1,000 | $14,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 500 | $14,000 | thousands by filing date | |
| ING INTERNATIONAL | 45684Q100 | COM | 1,488 | $14,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 178 | $13,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 900 | $13,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 200 | $13,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 260 | $13,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 280 | $13,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,006 | $13,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 400 | $13,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 400 | $13,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 1,500 | $13,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 600 | $13,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 1,150 | $13,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 700 | $13,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 192 | $13,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 2,320 | $13,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 2,001 | $13,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 1,400 | $13,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 1,491 | $13,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 425 | $13,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 560 | $13,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 1,900 | $13,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 2,072 | $13,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 1,003 | $13,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 700 | $13,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 700 | $13,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 720 | $13,000 | thousands by filing date | |
| AMERISTAR CASINOS INC | 03070Q101 | COM | 500 | $13,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 1,100 | $13,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 3,100 | $13,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 550 | $13,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 8,597 | $13,000 | thousands by filing date | |
| MOLYCORP INC $0.055 PFD | 608753208 | PREFERRED | 600 | $13,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 160 | $12,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 300 | $12,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 400 | $12,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,535 | $12,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 487 | $12,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 642 | $12,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 862 | $12,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 600 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 780 | $12,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,000 | $12,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 300 | $12,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 491 | $12,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 300 | $12,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 470 | $12,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 500 | $12,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 200 | $12,000 | thousands by filing date | |
| LO JACK CORP | 539451104 | COMMON STOCK | 3,800 | $12,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 2,000 | $12,000 | thousands by filing date | |
| PROSHARES | 74347X237 | EXCHANGE TRADED | 500 | $12,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 10 | $12,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 250 | $12,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 500 | $12,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 1,000 | $12,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 1,500 | $12,000 | thousands by filing date | |
| Susser Petroleum Partners, LP | 869239103 | LTD | 400 | $12,000 | thousands by filing date | |
| EPL Oil & Gas, Inc. | 26883D108 | COM | 411 | $12,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 633 | $12,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 293 | $12,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 1,000 | $12,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 407 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 400 | $12,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD FD V | 09255N102 | COM | 1,000 | $12,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 750 | $12,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 481 | $12,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 669 | $12,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 3,300 | $12,000 | thousands by filing date | |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 700 | $12,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 6,020 | $12,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 510 | $12,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 436 | $12,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 20 | $11,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 700 | $11,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 64 | $11,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 200 | $11,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 2,050 | $11,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 775 | $11,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 900 | $11,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 200 | $11,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 1,000 | $11,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 279 | $11,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 700 | $11,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 137 | $11,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 753 | $11,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 240 | $11,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 500 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 100 | $11,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 487 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 349 | $11,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 1,000 | $11,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 304 | $11,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 1,000 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 860 | $11,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 1,150 | $11,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 319 | $11,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 2,000 | $11,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 358 | $11,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 146 | $11,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 1,616 | $11,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 1,800 | $11,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 500 | $11,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 596 | $11,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 145 | $11,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 3,000 | $11,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 1,900 | $11,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 400 | $11,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 400 | $11,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 1,300 | $11,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 700 | $11,000 | thousands by filing date | |
| SHFL ENTMT INC | 78423R105 | COM | 614 | $11,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 3,907 | $11,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 163 | $11,000 | thousands by filing date | |
| ANGLOGOLD ASHANTI HLDGS FIN | 03512Q206 | MAND BD CV 13 | 625 | $11,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 2,700 | $11,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 1,150 | $11,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 200 | $11,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 1,030 | $11,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 1,103 | $11,000 | thousands by filing date | |
| BLACKROCK CORPOR HIGH YLD FD | 09255L106 | COM | 1,500 | $11,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 846 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 361 | $11,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 2,619 | $11,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 1,400 | $11,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 250 | $11,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 1,046 | $11,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R304 | FALLN ANGL USD | 404 | $11,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 200 | $10,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 300 | $10,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 350 | $10,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 200 | $10,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 231 | $10,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 357 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 288 | $10,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 500 | $10,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 548 | $10,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 1,500 | $10,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,000 | $10,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 200 | $10,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 400 | $10,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 500 | $10,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 203 | $10,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 500 | $10,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 263 | $10,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 1,000 | $10,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 581 | $10,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 321 | $10,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 257 | $10,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 8,666 | $10,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 1,056 | $10,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 1,000 | $10,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 150 | $10,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 350 | $10,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 1,217 | $10,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 408 | $10,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 200 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 247 | $10,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 468 | $10,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 1,000 | $10,000 | thousands by filing date | |
| D.R. HORTON INC | 23331ABB4 | NOTE | 6,000 | $10,000 | thousands by filing date | principal |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 200 | $10,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 700 | $10,000 | thousands by filing date | |
| LJ INTL INC | G55312105 | ORD | 5,100 | $10,000 | thousands by filing date | |
| BLACKROCK ECOSOLUTIONS | 092546100 | COM SH | 1,250 | $10,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 1,000 | $10,000 | thousands by filing date | |
| ELECSYS CORP | 28473M100 | COM | 1,450 | $10,000 | thousands by filing date | |
| SUPERTEL HOSPITALITY INC MD | 868526203 | PFD CONV SER A | 1,000 | $10,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 290 | $9,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 226 | $9,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 207 | $9,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 339 | $9,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 300 | $9,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 249 | $9,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 406 | $9,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 357 | $9,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 445 | $9,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 793 | $9,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 1,441 | $9,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 500 | $9,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 300 | $9,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 451 | $9,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 118 | $9,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 356 | $9,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 208 | $9,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 827 | $9,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 200 | $9,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 136 | $9,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 1,000 | $9,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 472 | $9,000 | thousands by filing date | |
| ICG GROUP INC | 44928D108 | COM | 760 | $9,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 394 | $9,000 | thousands by filing date | |
| TW TELECOM INC | 87311L104 | COM | 337 | $9,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 500 | $9,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 521 | $9,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 382 | $9,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 1,040 | $9,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 180 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 379 | $9,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 667 | $9,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E106 | COM | 2,015 | $9,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 33,000 | $9,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 1,042 | $9,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 303 | $9,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 3,233 | $9,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 5,150 | $8,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 699 | $8,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 600 | $8,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 177 | $8,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 233 | $8,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 222 | $8,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 49 | $8,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 200 | $8,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 1,146 | $8,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 126 | $8,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 256 | $8,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 408 | $8,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 9,455 | $8,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 317 | $8,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 145 | $8,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 605 | $8,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 251 | $8,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 116 | $8,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 800 | $8,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 600 | $8,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 326 | $8,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 600 | $8,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 975 | $8,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 500 | $8,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 526 | $8,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 269 | $8,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 150 | $8,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 900 | $8,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 500 | $8,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 4,300 | $8,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 353 | $8,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264F205 | COM | 220 | $8,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 7,000 | $8,000 | thousands by filing date | principal |
| GENERAL CABLE CORP DEL NEW | 369300AD0 | NOTE 0.875%11/1 | 8,000 | $8,000 | thousands by filing date | principal |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 1,000 | $8,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 100 | $8,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370104 | COM | 812 | $8,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 6,105 | $8,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 200 | $8,000 | thousands by filing date | |
| WMS INDUSTRIES INC | 929297109 | COM | 300 | $8,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 1,500 | $8,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 3,000 | $8,000 | thousands by filing date | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 977 | $8,000 | thousands by filing date | |
| BOOKS-A-MILLION INC | 098570104 | COM | 2,900 | $8,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 2,077 | $8,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 9,000 | $8,000 | thousands by filing date | principal |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 556 | $8,000 | thousands by filing date | |
| FISHER COMMUNICATIONS INC | 337756209 | COM | 200 | $8,000 | thousands by filing date | |
| COSTCO COMPANIES INC | 22160QAC6 | NOTE 8/1 | 3,000 | $8,000 | thousands by filing date | principal |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 5,000 | $8,000 | thousands by filing date | principal |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 300 | $8,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 400 | $8,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074QAF9 | CNV | 8,000 | $8,000 | thousands by filing date | principal |
| POWERSHARES LUX | 73935X633 | LX NANOTCH PTF | 1,200 | $8,000 | thousands by filing date | |
| DB-X FUNDS | 233052208 | XTRAK 2020TGT DT | 317 | $8,000 | thousands by filing date | |
| STEWART ENTERPRISES INC | 860370AK1 | NOTE 3.375% 7/1 | 6,000 | $8,000 | thousands by filing date | principal |
| BARRETT BILL CORP | 06846NAA2 | NOTE 5.000% 3/1 | 8,000 | $8,000 | thousands by filing date | principal |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 2,250 | $8,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 2,400 | $8,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 135 | $7,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 520 | $7,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 500 | $7,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 209 | $7,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 299 | $7,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 103 | $7,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 800 | $7,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 300 | $7,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 200 | $7,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 200 | $7,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 160 | $7,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 5,000 | $7,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 200 | $7,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 103 | $7,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 300 | $7,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 192 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 101 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 250 | $7,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 262 | $7,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 1,041 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 150 | $7,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 200 | $7,000 | thousands by filing date | |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 120 | $7,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 433 | $7,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 810 | $7,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 131 | $7,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 3,540 | $7,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 500 | $7,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 621 | $7,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 200 | $7,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 410 | $7,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 213 | $7,000 | thousands by filing date | |
| EARTHLINK INC | 270321102 | COM | 1,150 | $7,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 5,000 | $7,000 | thousands by filing date | principal |
| KKR FINL HLDGS LLC | 48248A306 | COM | 700 | $7,000 | thousands by filing date | |
| MAKO SURGICAL CORP | 560879108 | COM | 615 | $7,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 460 | $7,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 1,575 | $7,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 111 | $7,000 | thousands by filing date | |
| AMERICAN GREETINGS CORP CL A | 026375105 | COM | 388 | $7,000 | thousands by filing date | |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 6,000 | $7,000 | thousands by filing date | principal |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 668 | $7,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 413 | $7,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 500 | $7,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 450 | $7,000 | thousands by filing date | |
| FLOW INTL CORP | 343468104 | COM | 2,000 | $7,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD III | 09255M104 | COM | 1,000 | $7,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 1,112 | $7,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 2,180 | $7,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 4,089 | $7,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 13,100 | $7,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 1,100 | $7,000 | thousands by filing date | |
| PROSH ULTRAPRO SHORT S&P 500 | 74348A632 | CMN | 268 | $7,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 125 | $7,000 | thousands by filing date | |
| CSX CORP | 126408GA5 | US DOMESTIC | 3,000 | $7,000 | thousands by filing date | principal |
| QUANTA SVCS INC | 74762E102 | COM | 230 | $6,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 100 | $6,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 229 | $6,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 151 | $6,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 160 | $6,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 107 | $6,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 155 | $6,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 60 | $6,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 450 | $6,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 163 | $6,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 283 | $6,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 119 | $6,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 118 | $6,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 1,000 | $6,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 201 | $6,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 140 | $6,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 187 | $6,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 76 | $6,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 200 | $6,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 94 | $6,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 92 | $6,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 320 | $6,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 301 | $6,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 545 | $6,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 147 | $6,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 345 | $6,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 335 | $6,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 314 | $6,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 220 | $6,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 400 | $6,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 1,100 | $6,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 5,000 | $6,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 500 | $6,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 639 | $6,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 1,600 | $6,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 1,000 | $6,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 2,000 | $6,000 | thousands by filing date | |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 750 | $6,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 273 | $6,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 61 | $6,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 95 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910472-13-002707 | this filing | 2013-07-09 | acceptance time not in the bulk data set |