13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-07-09, with 3,220 holding rows worth $4,302,172,000.
- Accession
- 0000910472-13-002707
- Filer
- CIK 1540235
- Filed
- 2013-07-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 3,220 entries on the cover page, a total value of $4,302,172,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,302,172,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 481 | $40,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 4,750 | $40,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 3,491 | $40,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 1,573 | $40,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 1,536 | $40,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 906 | $40,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 419 | $40,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 1,005 | $40,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 650 | $39,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 765 | $39,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 2,000 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 4,598 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 2,117 | $39,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 3,322 | $39,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 209 | $39,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 4,000 | $39,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 1,000 | $39,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 900 | $39,000 | thousands by filing date | |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 3,750 | $39,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 3,903 | $39,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 1,212 | $39,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 2,183 | $38,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 2,964 | $38,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 2,429 | $38,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 468 | $38,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 624 | $38,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 4,055 | $38,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 3,000 | $38,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 816 | $38,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 2,640 | $38,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 2,218 | $38,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 13,400 | $38,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 1,278 | $38,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 2,294 | $38,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 2,153 | $38,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 2,136 | $38,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 850 | $38,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 517 | $37,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,000 | $37,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 900 | $37,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 3,759 | $37,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 2,500 | $37,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 2,000 | $37,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 511 | $37,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 1,098 | $37,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 1,009 | $37,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 1,460 | $37,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 8,878 | $37,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 1,675 | $37,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 2,183 | $37,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 2,182 | $37,000 | thousands by filing date | |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 31,000 | $37,000 | thousands by filing date | principal |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 1,220 | $37,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 400 | $37,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 10,000 | $37,000 | thousands by filing date | |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 2,771 | $37,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 25,000 | $37,000 | thousands by filing date | principal |
| SLM CORP COM | 78442P106 | Stock | 1,568 | $36,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 705 | $36,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 225 | $36,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,989 | $36,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 500 | $36,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 504 | $36,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 907 | $36,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 333 | $36,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 1,138 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 1,349 | $36,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 493 | $36,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 2,153 | $36,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 1,500 | $36,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 4,148 | $36,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 738 | $36,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 1,250 | $36,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 1,500 | $36,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 400 | $36,000 | thousands by filing date | |
| PROSHARES TR II | 74347W379 | UL VIXSTFUT ETF | 500 | $36,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 1,059 | $35,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 599 | $35,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 762 | $35,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 1,050 | $35,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 600 | $35,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 1,351 | $35,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 3,150 | $35,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 2,200 | $35,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 703 | $35,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 400 | $35,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 6,000 | $35,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 728 | $35,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 2,000 | $35,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 740 | $35,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 1,500 | $35,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 569 | $35,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 814 | $35,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 10,100 | $35,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 1,373 | $35,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 4,471 | $35,000 | thousands by filing date | |
| YONGYE INTL INC | 98607B106 | COM | 6,500 | $35,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 616 | $34,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 1,013 | $34,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 1,058 | $34,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 1,200 | $34,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 1,745 | $34,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 799 | $34,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 3,391 | $34,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 1,400 | $34,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 5,960 | $34,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 1,029 | $34,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 1,500 | $34,000 | thousands by filing date | |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 2,459 | $34,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 1,000 | $34,000 | thousands by filing date | |
| TRAVELZOO INC | 89421Q106 | COM | 1,240 | $34,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 491 | $34,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 416 | $33,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 819 | $33,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 710 | $33,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 761 | $33,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 3,528 | $33,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 755 | $33,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 4,000 | $33,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 926 | $33,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 685 | $33,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 7,667 | $33,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 826 | $33,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 8,500 | $33,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 6,700 | $33,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 1,867 | $33,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 2,514 | $33,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 2,052 | $33,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 480 | $33,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 3,000 | $33,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 1,475 | $33,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 34,000 | $33,000 | thousands by filing date | principal |
| NUVEEN GA DIVID | 67072B107 | COM | 2,564 | $33,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 10,000 | $33,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 3,485 | $32,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 861 | $32,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 848 | $32,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 845 | $32,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 205 | $32,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 2,059 | $32,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 5,070 | $32,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 2,185 | $32,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 1,500 | $32,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 1,132 | $32,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 1,192 | $32,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 4,171 | $32,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 5,473 | $32,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 755 | $32,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 1,040 | $32,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 2,208 | $32,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 1,307 | $32,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 1,300 | $32,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 265 | $32,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 322 | $32,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 18,000 | $32,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 637 | $32,000 | thousands by filing date | |
| COHEN & STEERS DIV MJRS FDIN | 19248G106 | COM | 2,224 | $32,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 369 | $31,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 433 | $31,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 745 | $31,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 2,875 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 882 | $31,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 1,253 | $31,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,375 | $31,000 | thousands by filing date | |
| ARTHROCARE CORP | 043136100 | COM | 900 | $31,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 1,010 | $31,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 1,000 | $31,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 1,200 | $31,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 2,500 | $31,000 | thousands by filing date | |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 3,337 | $31,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 1,600 | $31,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 506 | $31,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 10,000 | $31,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 531 | $30,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 640 | $30,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 1,472 | $30,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 2,132 | $30,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 499 | $30,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 453 | $30,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 275 | $30,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 416 | $30,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 2,646 | $30,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 3,890 | $30,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 5,000 | $30,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 1,500 | $30,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 5,383 | $30,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 323 | $30,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 12,000 | $30,000 | thousands by filing date | |
| ARABIAN AMERICAN DEVELOPMENT | 038465100 | COM | 3,500 | $30,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAA8 | NOTE | 23,000 | $30,000 | thousands by filing date | principal |
| USMD HLDGS INC | 903313104 | COM | 1,000 | $30,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 413 | $29,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 2,000 | $29,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 419 | $29,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 1,017 | $29,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,162 | $29,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 5,290 | $29,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,063 | $29,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 500 | $29,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 1,100 | $29,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 953 | $29,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 1,090 | $29,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 2,580 | $29,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 2,668 | $29,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 600 | $29,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 600 | $29,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 578 | $29,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R100 | COM | 30,700 | $29,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC | 398905AE9 | FRNT | 24,000 | $29,000 | thousands by filing date | principal |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 931 | $29,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 978 | $29,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 527 | $28,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 900 | $28,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 940 | $28,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 450 | $28,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 434 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 719 | $28,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 2,000 | $28,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 868 | $28,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 806 | $28,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 1,600 | $28,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 700 | $28,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 419 | $28,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 1,115 | $28,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 600 | $28,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 7,144 | $28,000 | thousands by filing date | |
| BLACKROCK | 09250E107 | EXCHANGE TRADED | 13,150 | $28,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 5,000 | $28,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 429 | $28,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 334 | $28,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C188 | IPATH S&P500 VIX | 1,343 | $28,000 | thousands by filing date | |
| SCHAWK INC | 806373106 | CL A | 2,125 | $28,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 6,273 | $28,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 875 | $28,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H467 | PS CMDTY SH ETN | 1,000 | $28,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 33,000 | $28,000 | thousands by filing date | principal |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 1,015 | $27,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 5,661 | $27,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 532 | $27,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,017 | $27,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 650 | $27,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 449 | $27,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 400 | $27,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 2,000 | $27,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 1,459 | $27,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 2,277 | $27,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 542 | $27,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 27,000 | $27,000 | thousands by filing date | principal |
| STERIS CORP | 859152100 | COMMON STOCK | 639 | $27,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 1,457 | $27,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 406 | $27,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 4,290 | $27,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 3,000 | $27,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 406 | $27,000 | thousands by filing date | |
| SAKS INC | 79377W108 | COM | 2,000 | $27,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 3,250 | $27,000 | thousands by filing date | |
| TOWER GROUP INTL LTD | 891777AC8 | NOTE | 26,000 | $27,000 | thousands by filing date | principal |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 1,406 | $27,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 2,000 | $27,000 | thousands by filing date | |
| J F CHINA REGION FD INC | 46614T107 | COM | 2,058 | $27,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 28,000 | $27,000 | thousands by filing date | principal |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 2,809 | $26,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 1,363 | $26,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 2,300 | $26,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 500 | $26,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 900 | $26,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 923 | $26,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 2,543 | $26,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 1,177 | $26,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 600 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 493 | $26,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 1,626 | $26,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 400 | $26,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 2,000 | $26,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 4,550 | $26,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 351 | $26,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 22,000 | $26,000 | thousands by filing date | principal |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 2,997 | $26,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 2,000 | $26,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 3,700 | $26,000 | thousands by filing date | |
| ARRIS GROUP INC 2.000 | 04269QAC4 | NOTE | 25,000 | $26,000 | thousands by filing date | principal |
| CNH GLOBAL N V | N20935206 | SHS NEW | 630 | $26,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 1,930 | $26,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 1,767 | $26,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 407 | $26,000 | thousands by filing date | |
| GREEN PLAINS RENEWABLE ENERG | 393222AB0 | BOND | 23,000 | $26,000 | thousands by filing date | principal |
| CREDIT SUISSE NASSAU BRH | 22542D662 | 3X LONG SILVER | 4,550 | $26,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 1,000 | $26,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 2,300 | $25,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 4,296 | $25,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 413 | $25,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 2,008 | $25,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 1,047 | $25,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 1,000 | $25,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 780 | $25,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 2,100 | $25,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 500 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 410 | $25,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 321 | $25,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 530 | $25,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,935 | $25,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 500 | $25,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 20,000 | $25,000 | thousands by filing date | principal |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 4,200 | $25,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 930 | $25,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 23,000 | $25,000 | thousands by filing date | principal |
| ALMOST FAMILY INC | 020409108 | COM | 1,319 | $25,000 | thousands by filing date | |
| TRUE RELIGION APPAREL INC | 89784N104 | COM | 787 | $25,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 296 | $25,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 681 | $25,000 | thousands by filing date | |
| CLEARWIRE CORP NEW | 18538Q105 | CL A | 5,040 | $25,000 | thousands by filing date | |
| LUFKIN INDS INC | 549764108 | COM | 284 | $25,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 3,925 | $25,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 685 | $25,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 20,946 | $25,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 1,000 | $25,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 1,155 | $25,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 900 | $24,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 389 | $24,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 632 | $24,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 630 | $24,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 313 | $24,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 12,879 | $24,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 510 | $24,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 3,835 | $24,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 1,200 | $24,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 1,700 | $24,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 1,000 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 500 | $24,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 435 | $24,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 1,000 | $24,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 1,680 | $24,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 476 | $24,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 1,670 | $24,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 829 | $24,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 344 | $23,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 750 | $23,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 550 | $23,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 791 | $23,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 2,096 | $23,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 350 | $23,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 1,208 | $23,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 986 | $23,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 970 | $23,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 950 | $23,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,029 | $23,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 2,593 | $23,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 509 | $23,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 1,695 | $23,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 500 | $23,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 1,800 | $23,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 1,000 | $23,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 3,900 | $23,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 1,070 | $23,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 250 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 575 | $23,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 740 | $23,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 2,000 | $23,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 2,740 | $23,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 897 | $23,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIO | 205826AF7 | NOTE | 23,000 | $23,000 | thousands by filing date | principal |
| Wilshire US REIT ETF | 18383M472 | ETF | 598 | $23,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 3,300 | $22,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 3,680 | $22,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 1,004 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 1,000 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 352 | $22,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1,734 | $22,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 462 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 833 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 204 | $22,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 1,549 | $22,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 1,485 | $22,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 1,500 | $22,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 400 | $22,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 2,000 | $22,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 996 | $22,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 700 | $22,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 2,859 | $22,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 1,076 | $22,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 1,050 | $22,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 21,000 | $22,000 | thousands by filing date | principal |
| ISTAR INC | 45031U101 | COMMON STOCK | 1,975 | $22,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 568 | $22,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 2,169 | $22,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 1,000 | $22,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 447 | $22,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 3,700 | $22,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 1,555 | $22,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 1,800 | $22,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 399 | $22,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 836 | $21,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 521 | $21,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 81 | $21,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 304 | $21,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 105 | $21,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 310 | $21,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 1,850 | $21,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 313 | $21,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 1,585 | $21,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 560 | $21,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 350 | $21,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 507 | $21,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 1,802 | $21,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 1,000 | $21,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 658 | $21,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 1,000 | $21,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,600 | $21,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 623 | $21,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 684 | $21,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 1,540 | $21,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 1,000 | $21,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 925 | $21,000 | thousands by filing date | |
| LINEAR TECH INC | 535678AC0 | CORPORATE OBLIG | 20,000 | $21,000 | thousands by filing date | principal |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 773 | $21,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 1,500 | $21,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 2,985 | $21,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 1,484 | $21,000 | thousands by filing date | |
| CARDIUM THERAPEUTICS INC | 141916106 | COM | 293,223 | $21,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 1,066 | $21,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 473 | $21,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 4,000 | $21,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 1,000 | $21,000 | thousands by filing date | |
| AAR CORP 2.25% CB 03/01/2016-REGISTERED | 000361AM7 | Bond | 21,000 | $21,000 | thousands by filing date | principal |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 2,056 | $20,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 1,019 | $20,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 195 | $20,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 585 | $20,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 625 | $20,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 2,600 | $20,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 700 | $20,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 20,000 | $20,000 | thousands by filing date | principal |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 11,500 | $20,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 3,014 | $20,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 368 | $20,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 21,000 | $20,000 | thousands by filing date | principal |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,000 | $20,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 950 | $20,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 1,490 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 500 | $20,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 829 | $20,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 1,825 | $20,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 288 | $20,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 2,453 | $20,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 199 | $20,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 358 | $19,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 350 | $19,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 248 | $19,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 270 | $19,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 900 | $19,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 1,052 | $19,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,072 | $19,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 2,700 | $19,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 377 | $19,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 1,009 | $19,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 3,100 | $19,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 1,152 | $19,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,000 | $19,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 2,300 | $19,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 1,520 | $19,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 1,000 | $19,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 1,400 | $19,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 652 | $19,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 1,000 | $19,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 910 | $19,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 1,069 | $19,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 800 | $19,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 1,450 | $19,000 | thousands by filing date | |
| MOLYCORP INC | 608753AA7 | CORPORATE OBLIG | 28,000 | $19,000 | thousands by filing date | principal |
| PIONEER SOUTHWEST ENERGY | 72388B106 | COMMON STOCK | 560 | $19,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 21,000 | $19,000 | thousands by filing date | principal |
| VERIS RESIDENTIAL INC | 554489104 | COM | 756 | $19,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 2,310 | $19,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 294 | $19,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 600 | $19,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 2,000 | $19,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 2,300 | $19,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 5,097 | $19,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 427 | $19,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 758 | $19,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 1,317 | $19,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 7,750 | $19,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 800 | $19,000 | thousands by filing date | |
| PPL CORP | 69351T601 | PREF CONV | 368 | $19,000 | thousands by filing date | |
| AMER MUN INCOME PORT INC | 027649102 | COM | 1,300 | $19,000 | thousands by filing date | |
| ISHARES S&P TARGET DATE 2030 | 464289602 | CMN | 488 | $19,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 387 | $18,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 4,000 | $18,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 200 | $18,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 500 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 809 | $18,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 515 | $18,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 1,500 | $18,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,200 | $18,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 325 | $18,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 400 | $18,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 4,500 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 200 | $18,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 850 | $18,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 2,400 | $18,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910472-13-002707 | this filing | 2013-07-09 | acceptance time not in the bulk data set |