13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-07-09, with 3,220 holding rows worth $4,302,172,000.
- Accession
- 0000910472-13-002707
- Filer
- CIK 1540235
- Filed
- 2013-07-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 3,220 entries on the cover page, a total value of $4,302,172,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,302,172,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 2,077 | $98,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 2,914 | $98,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,760 | $98,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 1,355 | $98,000 | thousands by filing date | |
| ONYX PHARMACEUTICALS INC | 683399109 | COM | 1,129 | $98,000 | thousands by filing date | |
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 3,043 | $98,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 3,000 | $98,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 1,088 | $97,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 942 | $97,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 6,978 | $97,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 2,219 | $97,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 2,566 | $97,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 2,844 | $96,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 1,518 | $95,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 27,675 | $95,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 1,569 | $95,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 5,000 | $95,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 141,000 | $95,000 | thousands by filing date | principal |
| Mexico Fund Inc/The | 592835102 | COM | 3,100 | $95,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 11,704 | $95,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 18,376 | $94,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 2,429 | $94,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 4,257 | $94,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,247 | $94,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 2,765 | $94,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 2,101 | $94,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 4,814 | $94,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 8,200 | $94,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 6,500 | $94,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 3,227 | $94,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 4,903 | $93,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V209 | JR PFD CNV SRB | 1,925 | $93,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 3,130 | $92,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 3,101 | $91,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 1,978 | $91,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 1,392 | $91,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 712 | $91,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 2,600 | $91,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 1,255 | $91,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 15,000 | $90,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 1,000 | $90,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 4,301 | $90,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 4,667 | $90,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 16,760 | $90,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 6,285 | $90,000 | thousands by filing date | |
| PROSHRE ULT DJ-UBS CRUDE OIL | 74347W650 | CMN | 3,000 | $90,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 2,052 | $89,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 9,797 | $89,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 4,153 | $89,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 2,009 | $88,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 4,000 | $88,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 1,409 | $88,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 1,588 | $88,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 14,733 | $88,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 6,340 | $88,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 3,566 | $88,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 1,687 | $87,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 3,002 | $87,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 839 | $87,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 8,600 | $87,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 5,351 | $87,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 4,996 | $87,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 1,112 | $87,000 | thousands by filing date | |
| PAA NAT GAS STORAGE L P | 693139107 | COM UNIT LTD | 4,148 | $87,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 1,772 | $86,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 1,796 | $86,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 2,361 | $86,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 6,800 | $86,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 8,631 | $86,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 1,100 | $86,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 18,161 | $86,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 13,880 | $86,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 20,848 | $85,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 3,127 | $85,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 1,602 | $85,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 6,370 | $85,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 1,474 | $85,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 3,486 | $85,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 2,112 | $85,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 5,094 | $85,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 850 | $85,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,197 | $84,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 4,613 | $84,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 1,400 | $84,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 745 | $84,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 2,266 | $84,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 14,200 | $84,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 7,800 | $84,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 7,000 | $83,000 | thousands by filing date | |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 5,050 | $83,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 2,000 | $83,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 4,200 | $82,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 2,013 | $82,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 15,636 | $82,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 4,844 | $82,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 441 | $82,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 7,837 | $82,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 4,157 | $82,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 4,773 | $82,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 626 | $82,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 1,793 | $81,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 5,965 | $81,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 1,418 | $81,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 2,814 | $81,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 1,585 | $81,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 3,505 | $81,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 1,575 | $80,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 1,642 | $80,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 1,513 | $80,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 2,178 | $80,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 2,634 | $80,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 2,000 | $80,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,930 | $80,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 3,227 | $80,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 797 | $79,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,789 | $79,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 9,058 | $79,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 806 | $78,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 1,994 | $78,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 2,097 | $78,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 1,928 | $78,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 64,000 | $78,000 | thousands by filing date | principal |
| AUTONATION INC COM | 05329W102 | Stock | 1,764 | $77,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 4,961 | $77,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 2,493 | $77,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 1,375 | $77,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 1,075 | $77,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 1,219 | $77,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 5,272 | $77,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 1,941 | $77,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,527 | $76,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 447 | $76,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 2,277 | $76,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 3,665 | $76,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 1,674 | $76,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 6,840 | $76,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 5,323 | $76,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 7,066 | $76,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 5,282 | $76,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 1,647 | $76,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,005 | $75,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 1,338 | $75,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 954 | $75,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 3,251 | $75,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 1,525 | $75,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 4,700 | $75,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 1,496 | $75,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 2,873 | $75,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 5,000 | $75,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 3,236 | $75,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 3,725 | $75,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 10,350 | $75,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 3,962 | $74,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 3,574 | $74,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 2,000 | $74,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 2,870 | $74,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 3,748 | $74,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191UAA4 | NOTE 3.000%10/0 | 87,000 | $74,000 | thousands by filing date | principal |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 5,500 | $74,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 1,081 | $73,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 4,000 | $73,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 3,486 | $73,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 1,196 | $73,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 855 | $73,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 1,480 | $73,000 | thousands by filing date | |
| SAVIENT PHARMACEUTICALS INC | 80517Q100 | COM | 130,600 | $73,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 3,910 | $73,000 | thousands by filing date | |
| ISHARES TR | 464288547 | RETAIL CAP IDX | 2,000 | $73,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 1,580 | $72,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 1,197 | $72,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 2,000 | $72,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 5,027 | $72,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 1,400 | $72,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 548 | $72,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 12,723 | $72,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 2,171 | $72,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 12,529 | $72,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 11,649 | $72,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 15,240 | $72,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 1,066 | $71,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 6,200 | $71,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 1,444 | $71,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 888 | $71,000 | thousands by filing date | |
| SMITHFIELD FOODS INC | 832248108 | COM | 2,155 | $71,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 2,500 | $71,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 1,754 | $71,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 1,008 | $70,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 870 | $70,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 1,943 | $70,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 4,550 | $70,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 2,800 | $70,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 14,281 | $70,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 1,815 | $70,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 3,840 | $70,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 66,000 | $70,000 | thousands by filing date | principal |
| IAMGOLD CORP COM | 450913108 | Stock | 16,030 | $69,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 1,615 | $69,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,000 | $69,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 1,128 | $69,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 13,309 | $69,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 1,184 | $69,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 4,200 | $69,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 5,026 | $69,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 950 | $68,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,120 | $68,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 1,066 | $68,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 381 | $68,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 5,038 | $68,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 1,505 | $67,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 2,025 | $67,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 2,735 | $67,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 1,500 | $67,000 | thousands by filing date | |
| Intrcontinentalexchange | 45865V100 | COM | 378 | $67,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 1,754 | $67,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 1,080 | $67,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 2,714 | $66,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 2,466 | $66,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 1,150 | $66,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 2,917 | $66,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 1,100 | $66,000 | thousands by filing date | |
| KUBOTA CORP ADR | 501173207 | USD | 900 | $66,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 7,658 | $66,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 2,000 | $66,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 1,267 | $66,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 64,000 | $66,000 | thousands by filing date | principal |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 2,289 | $66,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 800 | $66,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 6,996 | $66,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 2,750 | $65,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 11,206 | $65,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 4,881 | $65,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 867 | $65,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 1,556 | $65,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 2,811 | $65,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 12,177 | $65,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 2,809 | $65,000 | thousands by filing date | |
| PARAMETRIC SOUND CORP | 699172201 | COM NEW | 4,000 | $65,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 8,045 | $65,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 841 | $64,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 1,628 | $64,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 7,042 | $64,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 1,373 | $64,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 3,721 | $64,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 1,999 | $64,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 747 | $64,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 1,960 | $64,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 1,308 | $64,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 1,894 | $64,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 2,567 | $64,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 50,000 | $64,000 | thousands by filing date | principal |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 873 | $63,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 697 | $63,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,287 | $63,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 2,157 | $63,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 3,032 | $63,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 2,695 | $63,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 3,876 | $63,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 31,000 | $63,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 1,551 | $63,000 | thousands by filing date | |
| NATIONAL FINANCIAL PARTNERS | 63607P208 | COM | 2,501 | $63,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 5,000 | $63,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 2,264 | $62,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 4,605 | $62,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 1,650 | $62,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219LAH2 | CORPORATE OBLIG | 57,000 | $62,000 | thousands by filing date | principal |
| EXONE CO | 302104104 | COM | 1,000 | $62,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 1,819 | $62,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,050 | $61,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 2,370 | $61,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,439 | $61,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 2,075 | $61,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 46,000 | $61,000 | thousands by filing date | principal |
| ISHARES | 464286830 | EXCHANGE TRADED | 3,940 | $61,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 5,000 | $61,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 1,200 | $61,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 656 | $60,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 2,091 | $60,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 350 | $60,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 4,500 | $60,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 1,315 | $60,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 1,521 | $60,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 5,000 | $60,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 1,269 | $60,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 2,195 | $60,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 61,000 | $60,000 | thousands by filing date | principal |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 2,163 | $60,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 1,463 | $60,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 1,246 | $60,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 1,267 | $60,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 2,225 | $60,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 485 | $59,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 601 | $59,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,036 | $59,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 517 | $59,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 1,148 | $59,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 2,100 | $59,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 755 | $59,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 1,305 | $59,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 3,800 | $59,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 31,790 | $59,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 7,700 | $59,000 | thousands by filing date | |
| BMC SOFTWARE INC | 055921100 | COM | 1,318 | $59,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 1,171 | $58,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 2,000 | $58,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 614 | $58,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,275 | $58,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 5,800 | $58,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 5,000 | $58,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 11,422 | $58,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 506 | $58,000 | thousands by filing date | |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 2,965 | $58,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 2,707 | $57,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 1,255 | $57,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 1,283 | $57,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 1,062 | $57,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 2,965 | $57,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 1,092 | $57,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 659 | $57,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 715 | $56,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 1,200 | $56,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 2,160 | $56,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 7,200 | $56,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 2,764 | $56,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 1,190 | $56,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 5,914 | $56,000 | thousands by filing date | |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 48,000 | $56,000 | thousands by filing date | principal |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 1,379 | $55,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 975 | $55,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 577 | $55,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 1,385 | $55,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 1,604 | $55,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 4,080 | $55,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 1,797 | $55,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 1,334 | $55,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 3,147 | $55,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 1,832 | $55,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 3,500 | $55,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 1,642 | $54,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,115 | $54,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 317 | $54,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 806 | $54,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 5,342 | $54,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 13,000 | $54,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 3,872 | $54,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 1,000 | $54,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 17,800 | $54,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 2,481 | $53,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 2,729 | $53,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 1,358 | $53,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 2,100 | $53,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 7,743 | $53,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 1,950 | $53,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 2,200 | $53,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 7,851 | $53,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 1,164 | $53,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 12,540 | $53,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 2,053 | $53,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 13,000 | $53,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 801 | $52,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 5,200 | $52,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 5,117 | $52,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 18,624 | $52,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 3,400 | $52,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 8,000 | $52,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 1,122 | $52,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 2,415 | $52,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAD4 | NOTE | 50,000 | $52,000 | thousands by filing date | principal |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 2,000 | $52,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 1,700 | $51,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 980 | $51,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 794 | $51,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 1,927 | $51,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 3,000 | $51,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 5,485 | $51,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 1,193 | $51,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38143UTC5 | CNV | 42,000 | $51,000 | thousands by filing date | principal |
| FRANCO NEV CORP COM | 351858105 | Stock | 1,396 | $50,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 428 | $50,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 1,272 | $50,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 1,375 | $50,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 1,170 | $50,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 1,849 | $50,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 4,133 | $50,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 2,813 | $50,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 480 | $50,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 3,858 | $50,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 1,177 | $50,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 1,665 | $50,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 2,300 | $50,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 843 | $49,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 1,500 | $49,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 3,785 | $49,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 5,800 | $49,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 48,000 | $49,000 | thousands by filing date | principal |
| Targa Resources Partners, LP | 87611X105 | LTD | 970 | $49,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 9,298 | $49,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 2,356 | $49,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 5,853 | $49,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 41,000 | $49,000 | thousands by filing date | principal |
| BADGER METER INC COM | 056525108 | Stock | 1,068 | $48,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 2,848 | $48,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 1,493 | $48,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 4,898 | $48,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 5,400 | $48,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 1,108 | $48,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 3,682 | $48,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 2,100 | $48,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 1,340 | $48,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 1,019 | $48,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 16,476 | $48,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 800 | $48,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 1,900 | $48,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 1,020 | $48,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 426 | $47,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 1,642 | $47,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 662 | $47,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 1,232 | $47,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 1,632 | $47,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 800 | $47,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 1,535 | $47,000 | thousands by filing date | |
| POWER-ONE INC | 73930R102 | COMMON STOCK | 7,400 | $47,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 2,833 | $47,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 1,341 | $47,000 | thousands by filing date | |
| CH ENERGY GROUP INC | 12541M102 | COM | 729 | $47,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 7,601 | $47,000 | thousands by filing date | |
| NASDAQ PREM INCM & GRW FD IN | 63110R105 | COM | 3,000 | $47,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 735 | $47,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 1,971 | $47,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 1,156 | $46,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 22,000 | $46,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 1,105 | $46,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 3,039 | $46,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 3,040 | $46,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 3,117 | $46,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 1,301 | $46,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 3,335 | $46,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 855 | $46,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 3,063 | $46,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 1,018 | $46,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 573 | $45,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 3,968 | $45,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 3,224 | $45,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 3,727 | $45,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 770 | $45,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 570 | $45,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 3,731 | $45,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 37,000 | $45,000 | thousands by filing date | principal |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 1,125 | $45,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 2,385 | $45,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 566 | $44,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 1,737 | $44,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 5,325 | $44,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 2,095 | $44,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 909 | $44,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 423 | $44,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS 3.000/15/24 | 018804AK0 | NOTE | 38,000 | $44,000 | thousands by filing date | principal |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 3,313 | $43,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 1,333 | $43,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 2,025 | $43,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 1,900 | $43,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 2,909 | $43,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 671 | $43,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 2,000 | $43,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 2,450 | $43,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 864 | $43,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 3,055 | $43,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 987 | $42,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 696 | $42,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 699 | $42,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 2,462 | $42,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 1,109 | $42,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 3,346 | $42,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 492 | $42,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 1,950 | $42,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 575 | $42,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 3,937 | $42,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 3,806 | $42,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 444 | $42,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 550 | $42,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 1,685 | $42,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 8,051 | $42,000 | thousands by filing date | |
| DB-X FUNDS | 233052307 | XTRAK 2030TGT DT | 1,697 | $42,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 792 | $41,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 1,105 | $41,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 584 | $41,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 830 | $41,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 407 | $41,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 400 | $41,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 3,050 | $41,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 3,000 | $41,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 1,500 | $41,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 1,200 | $41,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 1,942 | $41,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 640 | $41,000 | thousands by filing date | |
| TORTOISE NORTH AMRN ENRGY CO | 89147T103 | COM | 1,285 | $41,000 | thousands by filing date | |
| CROSSTEX ENERGY L P | 22765U102 | COM | 1,996 | $41,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394AC7 | NOTE | 35,000 | $41,000 | thousands by filing date | principal |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 739 | $40,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 3,372 | $40,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 711 | $40,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910472-13-002707 | this filing | 2013-07-09 | acceptance time not in the bulk data set |