13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-07-09, with 3,220 holding rows worth $4,302,172,000.
- Accession
- 0000910472-13-002707
- Filer
- CIK 1540235
- Filed
- 2013-07-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 3,220 entries on the cover page, a total value of $4,302,172,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,302,172,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 1,200 | $6,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 350 | $6,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 183 | $6,000 | thousands by filing date | |
| SANTARUS INC | 802817304 | COM | 292 | $6,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 500 | $6,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 1,500 | $6,000 | thousands by filing date | |
| VELTI PLC ST HELIER | G93285107 | SHS | 4,127 | $6,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 1,350 | $6,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 5,000 | $6,000 | thousands by filing date | principal |
| SOLARWINDS INC | 83416B109 | COM | 163 | $6,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,110 | $6,000 | thousands by filing date | |
| RAND CAP CORP | 752185108 | COM | 2,000 | $6,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 4,500 | $6,000 | thousands by filing date | |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 6,000 | $6,000 | thousands by filing date | principal |
| ZALICUS INC | 98887C105 | COM | 10,275 | $6,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 4,333 | $6,000 | thousands by filing date | |
| GIVEN IMAGING LTD | M52020100 | ORD | 427 | $6,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 262 | $6,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 300 | $6,000 | thousands by filing date | |
| ISHARES TR | 46429B432 | MSCI SING SMCP | 200 | $6,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 130 | $5,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 500 | $5,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 100 | $5,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 747 | $5,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 100 | $5,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 343 | $5,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 300 | $5,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 249 | $5,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 298 | $5,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 200 | $5,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 173 | $5,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 77 | $5,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,300 | $5,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 102 | $5,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 100 | $5,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 200 | $5,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 400 | $5,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 500 | $5,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 293 | $5,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 740 | $5,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 714 | $5,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 200 | $5,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 198 | $5,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 4 | $5,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 106 | $5,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 100 | $5,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 300 | $5,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 210 | $5,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 758 | $5,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 302 | $5,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 149 | $5,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 600 | $5,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 67 | $5,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 248 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 200 | $5,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 60 | $5,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 1,260 | $5,000 | thousands by filing date | |
| CRESTWOOD MIDSTREAM PARTNERS | 226372100 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 211 | $5,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 100 | $5,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550309 | CORPORATE OBLIG | 105 | $5,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 100 | $5,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 1,000 | $5,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 100 | $5,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 675 | $5,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 700 | $5,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 880 | $5,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 181 | $5,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 116 | $5,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 200 | $5,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 370 | $5,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 254 | $5,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 174 | $5,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 846 | $5,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 400 | $5,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AG0 | NOTE 2.625%12/1 | 5,000 | $5,000 | thousands by filing date | principal |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 1,314 | $5,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 200 | $5,000 | thousands by filing date | |
| VIROPHARMA INC | 928241AH1 | NOTE 2.000% 3/1 | 3,000 | $5,000 | thousands by filing date | principal |
| VOCUS INC | 92858J108 | COM | 500 | $5,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 600 | $5,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 543 | $5,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 100 | $5,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 100 | $5,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 300 | $5,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 970 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 200 | $5,000 | thousands by filing date | |
| CELSION CORPORATION | 15117N305 | COM NEW | 5,000 | $5,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23338T101 | COM | 400 | $5,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 2,800 | $5,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 307 | $5,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 1,000 | $5,000 | thousands by filing date | |
| BOLT TECHNOLOGY CORP | 097698104 | COM | 300 | $5,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 5,000 | $5,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X146 | PSHS ULTSHT FINL | 200 | $5,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 200 | $5,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 1,000 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288232 | S&P NUCIDX ETF | 159 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 200 | $5,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 1,151 | $4,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 109 | $4,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 153 | $4,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 81 | $4,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 205 | $4,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 75 | $4,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 62 | $4,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 2,000 | $4,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 105 | $4,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 251 | $4,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 78 | $4,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 27 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 52 | $4,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 75 | $4,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 153 | $4,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 440 | $4,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 100 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 172 | $4,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 223 | $4,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 175 | $4,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 112 | $4,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 115 | $4,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 100 | $4,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 334 | $4,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 55 | $4,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 51 | $4,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 137 | $4,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 306 | $4,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 273 | $4,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 1,000 | $4,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 51 | $4,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 42 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 95 | $4,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 250 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 60 | $4,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 265 | $4,000 | thousands by filing date | |
| ZCO Liquidating Corp | 67086E303 | COM | 2,795 | $4,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 257 | $4,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 725 | $4,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 607 | $4,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 2,500 | $4,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 460 | $4,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,000 | $4,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 104 | $4,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 800 | $4,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 100 | $4,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 218 | $4,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 188 | $4,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 330 | $4,000 | thousands by filing date | |
| WARNER CHILCOTT PLC IRELAND | G94368100 | SHS A | 200 | $4,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 4,000 | $4,000 | thousands by filing date | principal |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 97 | $4,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 43 | $4,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 400 | $4,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 222 | $4,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 32 | $4,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 200 | $4,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 566 | $4,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 350 | $4,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 177 | $4,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 100 | $4,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 2,000 | $4,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 763 | $4,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 1,009 | $4,000 | thousands by filing date | |
| WHITEWAVE FOODS CO | 966244204 | COM CL B | 294 | $4,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 2,000 | $4,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 2,500 | $4,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 300 | $4,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 306 | $4,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 250 | $4,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 200 | $4,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 300 | $4,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 54 | $4,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 1,000 | $4,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 256 | $4,000 | thousands by filing date | |
| L+L ENERGY INC | 50162D100 | COM | 1,000 | $4,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 1,666 | $4,000 | thousands by filing date | |
| GRUMA S.A.B. SPONSORED ADR | 400131306 | ADR | 200 | $4,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 150 | $4,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 1,200 | $4,000 | thousands by filing date | |
| CHINA GERUI ADVANCED MATERIA | G21101103 | CMN | 2,000 | $4,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 116 | $4,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 300 | $4,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 1,470 | $4,000 | thousands by filing date | |
| ALTAIR NANOTECHNOLOGIES INC | 021373303 | COM PAR $0.001 | 2,000 | $4,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 271 | $3,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 35 | $3,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 101 | $3,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 102 | $3,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 125 | $3,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 44 | $3,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 66 | $3,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 1,500 | $3,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 30 | $3,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 75 | $3,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 495 | $3,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 233 | $3,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 241 | $3,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 60 | $3,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 300 | $3,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 432 | $3,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 542 | $3,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 75 | $3,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 242 | $3,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 41 | $3,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 103 | $3,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 200 | $3,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 120 | $3,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 207 | $3,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 100 | $3,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 200 | $3,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 300 | $3,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 221 | $3,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 46 | $3,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 200 | $3,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 30 | $3,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 50 | $3,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 104 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 233 | $3,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 53 | $3,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 200 | $3,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 300 | $3,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 144 | $3,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 100 | $3,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 53 | $3,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 1,000 | $3,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 122 | $3,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 500 | $3,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 571 | $3,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 80 | $3,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 110 | $3,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 1,200 | $3,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 161 | $3,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 712 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 200 | $3,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 200 | $3,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 135 | $3,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 44 | $3,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 206 | $3,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 143 | $3,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| CEC ENTERTAINMENT INC | 125137109 | COMMON STOCK | 75 | $3,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 500 | $3,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 1,042 | $3,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 800 | $3,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 550 | $3,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 126 | $3,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 1,000 | $3,000 | thousands by filing date | |
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| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 600 | $3,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 500 | $3,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 110 | $3,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 55 | $3,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 100 | $3,000 | thousands by filing date | |
| LIN TV CORP | 532774106 | CL A | 200 | $3,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 200 | $3,000 | thousands by filing date | |
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| ANAREN INC | 032744104 | COM | 150 | $3,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 134 | $3,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 124 | $3,000 | thousands by filing date | |
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| DOMINION DIAMOND CORP | 257287102 | COM | 217 | $3,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 300 | $3,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 200 | $3,000 | thousands by filing date | |
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| PHOENIX COS INC NEW | 71902E604 | COM NEW | 67 | $3,000 | thousands by filing date | |
| TELLABS INC | 879664100 | COM | 1,641 | $3,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 120 | $3,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 100 | $3,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 950 | $3,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 1,280 | $3,000 | thousands by filing date | |
| QUANTUM FUEL SYS TECH WORLDW | 74765E208 | COM NEW | 6,000 | $3,000 | thousands by filing date | |
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| DYNAMIC MATLS CORP | 267888105 | COM | 206 | $3,000 | thousands by filing date | |
| LOCAL CORP | 53954W104 | COM | 2,000 | $3,000 | thousands by filing date | |
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| ACTIVE POWER INC | 00504W308 | COM NEW | 600 | $3,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 60 | $3,000 | thousands by filing date | |
| ZYGO CORP | 989855101 | COM | 200 | $3,000 | thousands by filing date | |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 95 | $3,000 | thousands by filing date | |
| ENTERTAINMENT GAMING ASIA IN | 29383V206 | COM | 1,375 | $3,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 2,000 | $3,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 998 | $3,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 550 | $3,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 158 | $3,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 197 | $3,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 50 | $3,000 | thousands by filing date | |
| BLACKROCK HIGH YIELD TR | 09248N102 | SHS | 409 | $3,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 100 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 86 | $3,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 844 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 23 | $3,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 1,100 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 150 | $3,000 | thousands by filing date | |
| NORTHGATE MINERALS CORP | 666416AB8 | NOTE 3.500%10/0 | 3,000 | $3,000 | thousands by filing date | principal |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 284 | $3,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 198 | $3,000 | thousands by filing date | |
| SUPERTEL HOSPITALITY INC MD | 868526104 | COM | 2,868 | $3,000 | thousands by filing date | |
| XRS CORP | 983845108 | COM | 1,100 | $3,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 25 | $2,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 38 | $2,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 110 | $2,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 30 | $2,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 37 | $2,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 26 | $2,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 150 | $2,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 125 | $2,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 107 | $2,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 26 | $2,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 141 | $2,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 204 | $2,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 34 | $2,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 200 | $2,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 200 | $2,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 373 | $2,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 228 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 47 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 32 | $2,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 100 | $2,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 40 | $2,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 60 | $2,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 40 | $2,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 35 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 22 | $2,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 100 | $2,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 100 | $2,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 130 | $2,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 150 | $2,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 60 | $2,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 600 | $2,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 109 | $2,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 250 | $2,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 107 | $2,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 110 | $2,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 70 | $2,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 346 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 33 | $2,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 500 | $2,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 300 | $2,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 100 | $2,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 100 | $2,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 1,306 | $2,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 125 | $2,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 45 | $2,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 63 | $2,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 150 | $2,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 24 | $2,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 1,100 | $2,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 2,600 | $2,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 50 | $2,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 100 | $2,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 61 | $2,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 600 | $2,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 25 | $2,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 201 | $2,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 40 | $2,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 42 | $2,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 40 | $2,000 | thousands by filing date | |
| CAMELOT INFORMATION SYS INC | 13322V105 | ADS RP ORD SHS | 1,000 | $2,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 91 | $2,000 | thousands by filing date | |
| PACER INTL INC TENN | 69373H106 | COM | 315 | $2,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 300 | $2,000 | thousands by filing date | |
| GENCO SHIPPING & TRADING LTD | 36869MAA3 | NOTE 5.000% 8/1 | 8,000 | $2,000 | thousands by filing date | principal |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 1,000 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 3,000 | $2,000 | thousands by filing date | principal |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 300 | $2,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 52 | $2,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 600 | $2,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 400 | $2,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 67 | $2,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 717 | $2,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 100 | $2,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 40 | $2,000 | thousands by filing date | |
| VALASSIS COMMUNICATIONS INC | 918866104 | COM | 100 | $2,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 10 | $2,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 250 | $2,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 1,035 | $2,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 100 | $2,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 103 | $2,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 162 | $2,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 1,500 | $2,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 200 | $2,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 370 | $2,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 400 | $2,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 125 | $2,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 120 | $2,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 100 | $2,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 200 | $2,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 103 | $2,000 | thousands by filing date | |
| KIOR INC - CL A | 497217109 | CL A | 400 | $2,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 2,000 | $2,000 | thousands by filing date | principal |
| METRO BANCORP INC | 59161R101 | COM | 100 | $2,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 3,300 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 123 | $2,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 445 | $2,000 | thousands by filing date | |
| INTERMOUNTAIN COMMUNITY BANCOR NEW | 45881M308 | COM | 189 | $2,000 | thousands by filing date | |
| AMERICAN STRATEGIC INC PORTFOLIO INC (ASP) | 030098107 | COM | 190 | $2,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 200 | $2,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 500 | $2,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 136 | $2,000 | thousands by filing date | |
| CSR PLC | 12640Y205 | SPONSORED ADR | 73 | $2,000 | thousands by filing date | |
| CHINA MARINE | 16943R106 | COM | 2,000 | $2,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 87 | $2,000 | thousands by filing date | |
| CRESUD SA COMERCIAL | P3311R192 | *W EXP 05/22/201 | 48,899 | $2,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 500 | $2,000 | thousands by filing date | |
| FRIENDFINDER NETWORKS INC | 358453306 | COM IPO | 8,900 | $2,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 916 | $2,000 | thousands by filing date | |
| NINETOWNS INTERNET TECH GRP | 654407105 | ADR | 1,000 | $2,000 | thousands by filing date | |
| SINOCOKING COAL & COKE CH IN | 829357102 | COM | 1,300 | $2,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 39 | $1,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 282 | $1,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 38 | $1,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 25 | $1,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 115 | $1,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 26 | $1,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 33 | $1,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 18 | $1,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 107 | $1,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 61 | $1,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 800 | $1,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 41 | $1,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 260 | $1,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 13 | $1,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 85 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 59 | $1,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 150 | $1,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 33 | $1,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 235 | $1,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 16 | $1,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 42 | $1,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 35 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 7 | $1,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 20 | $1,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 22 | $1,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 95 | $1,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 2 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 58 | $1,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 33 | $1,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 30 | $1,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 12 | $1,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 30 | $1,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 150 | $1,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 43 | $1,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 200 | $1,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 40 | $1,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 87 | $1,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 46 | $1,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 60 | $1,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 310 | $1,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 107 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 22 | $1,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 109 | $1,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 140 | $1,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 65 | $1,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 500 | $1,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 316 | $1,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 83 | $1,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 102 | $1,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 30 | $1,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 70 | $1,000 | thousands by filing date | |
| TMS INTERNATIONAL CORP | 87261Q103 | COMMON STOCK | 65 | $1,000 | thousands by filing date | |
| SEACOAST BKG CORP FL | 811707306 | COMMON STOCK | 330 | $1,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 1,000 | $1,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 37 | $1,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 191 | $1,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 300 | $1,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 6 | $1,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 265 | $1,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 418 | $1,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 300 | $1,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 48 | $1,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 200 | $1,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 50 | $1,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 60 | $1,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 78 | $1,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 172 | $1,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 91 | $1,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 400 | $1,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 50 | $1,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 225 | $1,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 400 | $1,000 | thousands by filing date | |
| ING U S INC | 45685E106 | COM | 25 | $1,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 300 | $1,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 23 | $1,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 300 | $1,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 25 | $1,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 299 | $1,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 100 | $1,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 100 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910472-13-002707 | this filing | 2013-07-09 | acceptance time not in the bulk data set |