13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-15, with 7,619 holding rows worth $983,405,444,363.
- Accession
- 0000895421-23-000493
- Filer
- CIK 895421
- Filed
- 2023-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A combination report, 43,247 entries on the cover page, a total value of $983,405,444,363 stated on the cover page (in dollars after the unit check, H1), rows summing to $983,405,444,363 with VALUE read as dollars as filed, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCook Street Consulting, Inc.028-22389
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMORGAN STANLEY CAPITAL SERVICES, LLC028-21416
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMORGAN STANLEY LATAM LLC028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
- included managerMorgan Stanley Bank Asia Ltd028-17710
- included managerETRADE Capital Management LLC028-14182
- included managerMorgan Stanley Bank, N.A.028-22054
- included managerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- included managerEATON VANCE MANAGEMENT028-04139
- included managerCalvert Research & Management028-23036
- included managerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- included managerBOSTON MANAGEMENT & RESEARCH028-23040
- included managerEaton Vance Advisers International Ltd028-23139
- included managerMS Capital Partners Adviser Inc028-15520
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PETMED EXPRESS INC | 716382106 | COM | 163,188 | $1,672,679 | dollars as filed | |
| PENNANT GROUP INC | 70805E109 | COM | 149,915 | $1,668,553 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 271,922 | $1,664,164 | dollars as filed | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 249,115 | $1,664,088 | dollars as filed | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 36,551 | $1,662,705 | dollars as filed | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 39,129 | $1,655,158 | dollars as filed | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 135,937 | $1,651,635 | dollars as filed | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 184,268 | $1,649,199 | dollars as filed | |
| MACROGENICS INC | 556099109 | COM | 353,277 | $1,646,272 | dollars as filed | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 84,709 | $1,642,518 | dollars as filed | |
| GLOBAL X SUPERDIVIDEND REIT ETF | 37960A651 | ETF | 81,555 | $1,640,080 | dollars as filed | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 156,786 | $1,639,982 | dollars as filed | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 67,351 | $1,634,611 | dollars as filed | |
| Mexico Fund Inc/The | 592835102 | COM | 99,201 | $1,633,840 | dollars as filed | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 94,003 | $1,630,012 | dollars as filed | |
| INFINERA CORP | 45667GAE3 | BOND | 1,851,000 | $1,628,806 | dollars as filed | principal |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 275,592 | $1,625,993 | dollars as filed | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 224,799 | $1,620,801 | dollars as filed | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 240,839 | $1,618,438 | dollars as filed | |
| ZIMVIE INC | 98888T107 | COM | 171,920 | $1,617,767 | dollars as filed | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 131,575 | $1,606,538 | dollars as filed | |
| FLEXSHARES TR | 33939L654 | US QT LW VLTY | 31,079 | $1,601,265 | dollars as filed | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 333,483 | $1,600,718 | dollars as filed | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 2,051,346 | $1,600,050 | dollars as filed | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 47,293 | $1,599,010 | dollars as filed | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 66,260 | $1,594,881 | dollars as filed | |
| BARCLAYS BANK PLC | 06748F324 | IPTH SR B S&P | 68,347 | $1,593,852 | dollars as filed | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 38,619 | $1,589,956 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 1,485,644 | $1,589,639 | dollars as filed | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 376,176 | $1,587,462 | dollars as filed | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 120,927 | $1,585,353 | dollars as filed | |
| GDL FD | 361570104 | COM SH BEN IT | 204,543 | $1,585,208 | dollars as filed | |
| Aussie $ ETF | 46090N103 | ETF | 24,864 | $1,583,843 | dollars as filed | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 568,000 | $1,576,541 | dollars as filed | principal |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 389,005 | $1,575,470 | dollars as filed | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 50,274 | $1,568,565 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 465,345 | $1,568,214 | dollars as filed | |
| VIRTUS ETF TR II | 92790A504 | VIRTUS US QLTY | 56,206 | $1,567,585 | dollars as filed | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 220,556 | $1,565,948 | dollars as filed | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 142,735 | $1,560,093 | dollars as filed | |
| 2x Long VIX Futures ETF | 92891H408 | ETF | 446,858 | $1,559,534 | dollars as filed | |
| INTREPID POTASH INC | 46121Y201 | COM | 61,900 | $1,557,405 | dollars as filed | |
| ENFUSION INC | 292812104 | CL A | 173,596 | $1,557,157 | dollars as filed | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 111,127 | $1,556,890 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 73,279 | $1,556,464 | dollars as filed | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 46,224 | $1,553,622 | dollars as filed | |
| WIDEOPENWEST INC | 96758W101 | COM | 202,291 | $1,547,529 | dollars as filed | |
| GREIF INC | 397624206 | CL B | 23,247 | $1,547,365 | dollars as filed | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 29,206 | $1,546,204 | dollars as filed | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 312,495 | $1,543,728 | dollars as filed | |
| ECOVYST INC | 27923Q109 | COM | 156,702 | $1,541,948 | dollars as filed | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 81,472 | $1,540,636 | dollars as filed | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 54,585 | $1,540,418 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882M104 | COM | 107,287 | $1,539,568 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 100,021 | $1,538,532 | dollars as filed | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 36,479 | $1,533,212 | dollars as filed | |
| MISSION PRODUCE INC | 60510V108 | COM | 158,176 | $1,531,152 | dollars as filed | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 341,800 | $1,521,009 | dollars as filed | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 160,343 | $1,520,052 | dollars as filed | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 262,399 | $1,519,294 | dollars as filed | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 225,386 | $1,516,853 | dollars as filed | |
| CERUS CORP | 157085101 | COM | 935,795 | $1,515,988 | dollars as filed | |
| CENOVUS ENERGY INC | 15135U117 | *W EXP 01/01/202 | 94,413 | $1,515,329 | dollars as filed | |
| DENNYS CORP | 24869P104 | COM | 178,886 | $1,515,165 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 1,934,593 | $1,514,399 | dollars as filed | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 195,317 | $1,513,711 | dollars as filed | |
| SILICOM LTD | M84116108 | ORD | 57,965 | $1,512,887 | dollars as filed | |
| ITERIS INC NEW | 46564T107 | COM | 363,928 | $1,506,661 | dollars as filed | |
| PFSWEB INC | 717098206 | COM | 201,870 | $1,501,914 | dollars as filed | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 49,523 | $1,494,108 | dollars as filed | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 122,723 | $1,493,539 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 30,294 | $1,492,306 | dollars as filed | |
| DOCEBO INC COM | 25609L105 | Stock | 36,786 | $1,490,569 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 191,996 | $1,486,048 | dollars as filed | |
| NUSHARES ETF TR | 67092P854 | ESG HI TLD CRP | 73,801 | $1,482,681 | dollars as filed | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 359,312 | $1,480,365 | dollars as filed | |
| ERASCA INC COM | 29479A108 | Stock | 748,655 | $1,474,850 | dollars as filed | |
| THIRD COAST BANCSHARES INC | 88422P109 | COM | 85,857 | $1,468,155 | dollars as filed | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 160,963 | $1,467,982 | dollars as filed | |
| ANAPTYSBIO INC | 032724106 | COM | 80,987 | $1,454,526 | dollars as filed | |
| PROSHARES TR II | 74347Y771 | FUND | 89,692 | $1,453,908 | dollars as filed | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 59,537 | $1,453,298 | dollars as filed | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 150,822 | $1,452,416 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 54,147 | $1,451,689 | dollars as filed | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 3,513 | $1,451,672 | dollars as filed | |
| PROSHARES TR | 74347G739 | FUND | 103,260 | $1,445,644 | dollars as filed | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 235,319 | $1,444,859 | dollars as filed | |
| GLOBAL X FDS | 37954Y319 | CMN | 43,417 | $1,442,747 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 397,205 | $1,441,853 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 30,810 | $1,438,089 | dollars as filed | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 100,861 | $1,437,783 | dollars as filed | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 26,630 | $1,433,494 | dollars as filed | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 195,275 | $1,431,365 | dollars as filed | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 252,824 | $1,430,984 | dollars as filed | |
| ENETI INC | Y2294C107 | COM | 141,886 | $1,430,218 | dollars as filed | |
| EXSCIENTIA PLC | 30223G102 | ADS | 315,763 | $1,427,249 | dollars as filed | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 14,293 | $1,413,579 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 21,111 | $1,413,195 | dollars as filed | |
| ALLAKOS INC | 01671P100 | COM | 622,331 | $1,412,691 | dollars as filed | |
| DAKTRONICS INC | 234264109 | COM | 158,244 | $1,411,542 | dollars as filed | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 69,237 | $1,407,591 | dollars as filed | |
| KEARNY FINL CORP MD | 48716P108 | COM | 202,933 | $1,406,333 | dollars as filed | |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 1,616,000 | $1,405,920 | dollars as filed | principal |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 216,812 | $1,404,943 | dollars as filed | |
| UNISYS CORP | 909214306 | COMMON STOCK | 407,153 | $1,404,682 | dollars as filed | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 137,919 | $1,404,019 | dollars as filed | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 1,044,471 | $1,399,591 | dollars as filed | |
| NATERA INC | 632307AB0 | BOND | 1,053,000 | $1,383,379 | dollars as filed | principal |
| PRECIGEN INC | 74017N105 | COM | 972,449 | $1,380,877 | dollars as filed | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 308,774 | $1,377,136 | dollars as filed | |
| CUREVAC N V | N2451R105 | COM | 201,302 | $1,374,892 | dollars as filed | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 171,986 | $1,372,448 | dollars as filed | |
| LILIUM N V | N52586109 | COM | 1,923,076 | $1,371,730 | dollars as filed | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 27,183 | $1,371,382 | dollars as filed | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 170,316 | $1,369,341 | dollars as filed | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 581,186 | $1,365,788 | dollars as filed | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 167,378 | $1,364,136 | dollars as filed | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 52,748 | $1,360,371 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 261,201 | $1,355,634 | dollars as filed | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 82,711 | $1,355,633 | dollars as filed | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 150,425 | $1,355,330 | dollars as filed | |
| JIANPU TECHNOLOGY INC | 47738D309 | ADS COMMON | 1,366,892 | $1,352,950 | dollars as filed | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 426,788 | $1,352,919 | dollars as filed | |
| LANZATECH GLOBAL INC | 51655R101 | COM | 289,699 | $1,352,894 | dollars as filed | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 34,908 | $1,349,498 | dollars as filed | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 50,035 | $1,347,943 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 32,463 | $1,347,266 | dollars as filed | |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 72,196 | $1,347,180 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 127,239 | $1,344,922 | dollars as filed | |
| KOREA FD INC | 500634209 | COM NEW | 63,770 | $1,341,083 | dollars as filed | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 191,133 | $1,339,852 | dollars as filed | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 47,000 | $1,339,031 | dollars as filed | |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 1,294,000 | $1,334,502 | dollars as filed | principal |
| VICTORY PORTFOLIOS II | 92647X806 | VS NASDQ NXT 50 | 54,459 | $1,333,169 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 38,327 | $1,332,247 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V732 | EMERGING MKTS CO | 56,793 | $1,323,862 | dollars as filed | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 51,409 | $1,321,222 | dollars as filed | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 26,975 | $1,319,727 | dollars as filed | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 109,030 | $1,319,262 | dollars as filed | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 442,973 | $1,315,630 | dollars as filed | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 73,819 | $1,311,765 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 2,176,000 | $1,308,428 | dollars as filed | principal |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 988,681 | $1,305,059 | dollars as filed | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 97,074 | $1,302,732 | dollars as filed | |
| XPONENTIAL FITNESS INC A | 98422X101 | COMMON STOCK | 83,477 | $1,293,896 | dollars as filed | |
| BANDWIDTH INC | 05988JAD5 | NOTE 0.500% 4/0 | 2,000,000 | $1,290,000 | dollars as filed | principal |
| SUNNOVA ENERGY INTL INC. | 86745KAH7 | NOTE 2.625% 2/1 | 2,097,000 | $1,288,607 | dollars as filed | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 19,802 | $1,283,368 | dollars as filed | |
| MINERALYS THERAPEUTICS INC | 603170101 | COM | 134,672 | $1,280,730 | dollars as filed | |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 1,297,000 | $1,279,231 | dollars as filed | principal |
| BLUEBIRD BIO INC | 09609G100 | COM | 420,778 | $1,279,165 | dollars as filed | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 402,810 | $1,272,880 | dollars as filed | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 333,272 | $1,269,768 | dollars as filed | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 399,176 | $1,269,379 | dollars as filed | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 78,181 | $1,268,096 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G708 | DAIL MS BRAZ ETF | 16,348 | $1,265,825 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 44,531 | $1,264,235 | dollars as filed | |
| COGENT BIOSCIENCES INC | 19240Q201 | COM | 129,499 | $1,262,617 | dollars as filed | |
| KVH INDS INC | 482738101 | COM | 247,397 | $1,261,724 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 535,965 | $1,259,518 | dollars as filed | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 484,058 | $1,258,550 | dollars as filed | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 122,491 | $1,256,758 | dollars as filed | |
| RIDGEPOST CAP INC CL A COM | 69376K106 | Stock | 107,655 | $1,254,182 | dollars as filed | |
| BREAKWAVE DRY BULK SHIPPING ETF | 26923H200 | ETF | 228,404 | $1,253,938 | dollars as filed | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 180,738 | $1,252,514 | dollars as filed | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 986,017 | $1,252,243 | dollars as filed | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 23,123 | $1,247,948 | dollars as filed | |
| NEXTNAV INC | 65345N106 | COMMON STOCK | 242,261 | $1,245,222 | dollars as filed | |
| ARIS MINING CORPORATION | 04040Y109 | COM | 548,469 | $1,245,024 | dollars as filed | |
| EXPENSIFY INC | 30219Q106 | COM CL A | 382,952 | $1,244,596 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P835 | FTSE BRAZIL | 67,522 | $1,241,730 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 39,258 | $1,240,168 | dollars as filed | |
| BROOKDALE SR LIVING INC | 112463AC8 | NOTE 2.000%10/1 | 1,592,000 | $1,239,690 | dollars as filed | principal |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 1,147,296 | $1,239,079 | dollars as filed | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 112,514 | $1,234,279 | dollars as filed | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 616,842 | $1,233,684 | dollars as filed | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 85,487 | $1,232,722 | dollars as filed | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 66,981 | $1,232,451 | dollars as filed | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 143,126 | $1,232,315 | dollars as filed | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 68,322 | $1,231,162 | dollars as filed | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 31,005 | $1,229,678 | dollars as filed | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 32,034 | $1,227,240 | dollars as filed | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 27,973 | $1,226,638 | dollars as filed | |
| FIRST INTERNET BANCORP | 320557101 | COM | 75,534 | $1,224,409 | dollars as filed | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 134,301 | $1,223,496 | dollars as filed | |
| BRIGHTCOVE INC | 10921T101 | COM | 371,083 | $1,220,863 | dollars as filed | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 222,481 | $1,208,072 | dollars as filed | |
| FIBROGEN INC | 31572Q808 | COM | 1,399,000 | $1,207,197 | dollars as filed | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 74,043 | $1,206,901 | dollars as filed | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 15,254 | $1,200,947 | dollars as filed | |
| STRUCTURE THERAPEUTICS INC COMP | 86366E106 | EQUITY | 23,814 | $1,200,702 | dollars as filed | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 205,830 | $1,197,931 | dollars as filed | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 82,998 | $1,191,851 | dollars as filed | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 132,731 | $1,190,599 | dollars as filed | |
| ALLOVIR INC | 019818103 | COM | 553,678 | $1,190,408 | dollars as filed | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 21,817 | $1,189,269 | dollars as filed | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 638,232 | $1,187,112 | dollars as filed | |
| INTERCORP FINL SVCS INC | P5626F128 | SHS | 52,616 | $1,184,912 | dollars as filed | |
| ANGI INC CLASS A | 00183L102 | CL A | 598,261 | $1,184,556 | dollars as filed | |
| ALTERYX INC | 02156BAF0 | BOND | 1,335,000 | $1,182,143 | dollars as filed | principal |
| ALTERYX INC | 02156BAD5 | BOND | 1,235,000 | $1,181,030 | dollars as filed | principal |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 222,040 | $1,179,031 | dollars as filed | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 25,308 | $1,166,714 | dollars as filed | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 64,421 | $1,166,671 | dollars as filed | |
| RIMINI STR INC DEL | 76674Q107 | COM | 529,220 | $1,164,283 | dollars as filed | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 42,520 | $1,164,198 | dollars as filed | |
| EXAGEN INC | 30068X103 | COM | 481,000 | $1,164,020 | dollars as filed | |
| LSB INDS INC | 502160104 | COM | 113,777 | $1,163,938 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 45,497 | $1,162,903 | dollars as filed | |
| FiscalNote Holdings Inc | 337655104 | Common Stock | 559,054 | $1,162,833 | dollars as filed | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 264,159 | $1,159,663 | dollars as filed | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 90,515 | $1,159,497 | dollars as filed | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 560,649 | $1,154,936 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 26,294 | $1,151,940 | dollars as filed | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 95,648 | $1,150,646 | dollars as filed | |
| MITEK SYS INC | 606710200 | COM NEW | 107,334 | $1,150,620 | dollars as filed | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 121,461 | $1,149,021 | dollars as filed | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 93,177 | $1,148,873 | dollars as filed | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 98,986 | $1,144,286 | dollars as filed | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 29,690 | $1,142,507 | dollars as filed | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 28,822 | $1,141,641 | dollars as filed | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 57,484 | $1,139,918 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G419 | CMN | 18,825 | $1,134,215 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 221,669 | $1,130,512 | dollars as filed | |
| NIOCORP DEVS LTD | 654484609 | COM NEW | 311,320 | $1,130,092 | dollars as filed | |
| NLIGHT INC | 65487K100 | COM | 108,645 | $1,129,909 | dollars as filed | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 82,400 | $1,128,076 | dollars as filed | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 53,838 | $1,127,938 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V773 | INTL SMALL CAP E | 51,304 | $1,125,610 | dollars as filed | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 112,478 | $1,124,223 | dollars as filed | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 70,675 | $1,122,319 | dollars as filed | |
| KODIAK GAS SVCS INC | 50012A108 | COM | 62,723 | $1,121,488 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 191,848 | $1,120,393 | dollars as filed | |
| IBEX LTD | G4690M101 | COMMON STOCK | 72,301 | $1,117,051 | dollars as filed | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 126,724 | $1,108,837 | dollars as filed | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 159,231 | $1,105,067 | dollars as filed | |
| TRINITY CAP INC | 896442308 | COM | 79,244 | $1,103,084 | dollars as filed | |
| PELAGOS INS CAP LTD | G3398L118 | COM | 75,140 | $1,103,055 | dollars as filed | |
| Fluent Co | 34380C102 | COM | 2,482,193 | $1,102,094 | dollars as filed | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 49,533 | $1,101,118 | dollars as filed | |
| AIX INC | 30712A103 | SPONSORED ADS | 152,385 | $1,098,701 | dollars as filed | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 36,095 | $1,097,660 | dollars as filed | |
| PROSHARES TR II | 74347Y763 | FUND | 20,183 | $1,097,552 | dollars as filed | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 84,026 | $1,096,539 | dollars as filed | |
| TEADS HLDG CO | 69002R103 | COM | 225,118 | $1,096,325 | dollars as filed | |
| PROSHARES TR | 74347G416 | ULTRASHRT S&P500 | 29,495 | $1,094,593 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 27,168 | $1,094,025 | dollars as filed | |
| ZYNEX INC | 98986M103 | COM | 136,701 | $1,093,608 | dollars as filed | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 136,821 | $1,093,199 | dollars as filed | |
| JAMF HLDG CORP | 47074LAB1 | NOTE 0.125% 9/0 | 1,297,000 | $1,085,848 | dollars as filed | principal |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 50,094 | $1,085,543 | dollars as filed | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 127,997 | $1,085,414 | dollars as filed | |
| RUNWAY GROWTH FINANCE CORP | 78163D100 | COM | 84,477 | $1,082,995 | dollars as filed | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 57,690 | $1,082,265 | dollars as filed | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 100,426 | $1,081,588 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 40,484 | $1,080,118 | dollars as filed | |
| RESERVOIR MEDIA INC | 76119X105 | COMMON STOCK | 176,841 | $1,078,730 | dollars as filed | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 331,757 | $1,074,893 | dollars as filed | |
| AFFIRM HLDGS INC | 00827BAB2 | NOTE 11/1 | 1,430,000 | $1,072,500 | dollars as filed | principal |
| BAR HBR BANKSHARES | 066849100 | COM | 45,314 | $1,070,770 | dollars as filed | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 85,379 | $1,069,798 | dollars as filed | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 164,550 | $1,067,930 | dollars as filed | |
| CODERE ONLINE LUXEMBOURG S A | L18268109 | ORDINARY SHARES | 354,000 | $1,065,540 | dollars as filed | |
| PLANET LABS PBC | 72703X106 | COM CL A | 409,551 | $1,064,832 | dollars as filed | |
| ALPS ETF TR | 00162Q361 | OSHS GBL INTER | 34,403 | $1,063,273 | dollars as filed | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 83,259 | $1,060,721 | dollars as filed | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 219,143 | $1,060,653 | dollars as filed | |
| ALTAIR ENGR INC | 021369AC7 | BOND | 1,000,000 | $1,060,200 | dollars as filed | principal |
| VERALTO CORP COM SHS | 92338C103 | Stock | 12,516 | $1,058,353 | dollars as filed | |
| PROS HOLDINGS INC | 74346YAG8 | NOTE 2.250% 9/1 | 1,000,000 | $1,053,300 | dollars as filed | principal |
| GRAHAM CORP | 384556106 | COM | 63,405 | $1,052,523 | dollars as filed | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 8,947 | $1,051,541 | dollars as filed | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 24,464 | $1,051,222 | dollars as filed | |
| CLIPPER REALTY INC | 18885T306 | COM | 201,961 | $1,046,165 | dollars as filed | |
| CLARUS CORP NEW | 18270P109 | COM | 138,341 | $1,045,857 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G286 | DAILY TSLA 2X SH | 67,445 | $1,043,378 | dollars as filed | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 555,336 | $1,038,479 | dollars as filed | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 331,145 | $1,036,484 | dollars as filed | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 1,183,000 | $1,036,308 | dollars as filed | principal |
| CARNIVAL PLC ADS | 14365C103 | ADR | 84,578 | $1,036,082 | dollars as filed | |
| Vanguard Ultra-Short Bond ETF | 92203C303 | SHS | 21,054 | $1,035,676 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 17,617 | $1,035,381 | dollars as filed | |
| ACNB CORP | 000868109 | COMMON STOCK | 32,648 | $1,032,003 | dollars as filed | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 41,156 | $1,030,549 | dollars as filed | |
| PROSHARES TR II | 74347Y888 | CMN | 29,169 | $1,029,081 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 303,339 | $1,025,286 | dollars as filed | |
| CRESCENT CAP BDC INC | 225655109 | COM | 59,853 | $1,023,486 | dollars as filed | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 50,754 | $1,021,680 | dollars as filed | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 539,490 | $1,019,636 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 1,278,000 | $1,019,205 | dollars as filed | principal |
| BYLINE BANCORP INC | 124411109 | COM | 51,464 | $1,014,355 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AQ5 | NOTE 2.250% 8/1 | 1,043,000 | $1,014,318 | dollars as filed | principal |
| ETF OPPORTUNITIES TRUST | 26923N108 | AMERICAN CONSER | 30,688 | $1,013,876 | dollars as filed | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 286,298 | $1,013,496 | dollars as filed | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 75,612 | $1,013,201 | dollars as filed | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 27,391 | $1,004,702 | dollars as filed | |
| ON24 INC | 68339B104 | COM | 158,466 | $1,003,089 | dollars as filed | |
| MCEWEN INC. | 58039P305 | COM NEW | 154,139 | $1,001,905 | dollars as filed | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 70,613 | $1,001,298 | dollars as filed | |
| BETTERWARE DE MEXC S A P I D | P1666E105 | SHS | 61,306 | $998,674 | dollars as filed | |
| VANECK ETF TRUST | 92189F627 | CHINE INNOV ETF | 38,945 | $992,318 | dollars as filed | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 45,691 | $991,045 | dollars as filed | |
| ARKO CORP | 041242108 | COMMON STOCK | 138,596 | $990,967 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 1,635,925 | $990,061 | dollars as filed | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 95,530 | $984,914 | dollars as filed | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 16,227 | $984,354 | dollars as filed | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 21,724 | $983,915 | dollars as filed | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 936,092 | $982,897 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 68,707 | $982,510 | dollars as filed | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 41,913 | $982,025 | dollars as filed | |
| JPMORGAN INTERNATIONAL GROWTH ETF | 46641Q324 | COM | 18,327 | $980,381 | dollars as filed | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 38,194 | $979,680 | dollars as filed | |
| 3D PRINTING ETF | 00214Q500 | ETF | 48,215 | $979,247 | dollars as filed | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 102,910 | $977,645 | dollars as filed | |
| SOLENO THERAPEUTICS INC | 834203309 | COM | 33,100 | $976,781 | dollars as filed | |
| AERSALE CORPORATION | 00810F106 | COM | 65,375 | $976,703 | dollars as filed | |
| ALERUS FINL CORP | 01446U103 | COM | 53,607 | $974,588 | dollars as filed | |
| WAYFAIR INC | 94419LAP6 | NOTE 3.250% 9/1 | 809,000 | $974,036 | dollars as filed | principal |
| PARSONS CORP DEL | 70202LAB8 | BOND | 766,000 | $973,356 | dollars as filed | principal |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 50,753 | $970,914 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 17,963 | $970,324 | dollars as filed | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 89,638 | $966,307 | dollars as filed | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 107,742 | $965,369 | dollars as filed | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 120,938 | $961,445 | dollars as filed | |
| LIMONEIRA CO | 532746104 | COM | 62,604 | $959,094 | dollars as filed | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 162,702 | $956,689 | dollars as filed | |
| Dingdong Cayman Ltd -Sp | 25445D101 | COM | 490,019 | $955,537 | dollars as filed | |
| Peakstone Realty Trust | 39818P799 | REIT | 57,394 | $955,037 | dollars as filed | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 50,684 | $952,859 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 329,153 | $951,254 | dollars as filed | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 420,495 | $950,320 | dollars as filed | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 19,817 | $950,217 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 333,475 | $947,069 | dollars as filed | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 30,453 | $947,052 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 369,730 | $946,509 | dollars as filed | |
| BAUSCH PLUS LOMB CORP | 071705107 | COMMON SHARES | 55,678 | $943,741 | dollars as filed | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 151,928 | $941,954 | dollars as filed | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 36,755 | $941,664 | dollars as filed | |
| ALICO INC | 016230104 | COM | 37,669 | $940,219 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 31,618 | $939,687 | dollars as filed | |
| TIPTREE INC | 88822Q103 | COM | 55,918 | $937,187 | dollars as filed | |
| ORLA MNG LTD NEW | 68634K106 | COM | 261,839 | $934,766 | dollars as filed | |
| TASKUS INC | 87652V109 | CLASS A COM | 89,826 | $932,394 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 939,000 | $931,084 | dollars as filed | principal |
| MORPHOSYS AG | 617760202 | ADR | 137,485 | $923,899 | dollars as filed | |
| LIFEMD INC | 53216B104 | COM | 147,774 | $923,588 | dollars as filed | |
| ARIS WATER SOLUTIONS INC | 04041L106 | CLASS A COM | 92,469 | $922,843 | dollars as filed | |
| CS DISCO INC | 126327105 | COM | 138,925 | $922,462 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 348,874 | $921,028 | dollars as filed | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 12,333 | $919,118 | dollars as filed | |
| RE MAX HLDGS INC | 75524W108 | CL A | 70,616 | $913,786 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 934,024 | $913,195 | dollars as filed | |
| DOMO INC | 257554105 | COM CL B | 93,071 | $913,027 | dollars as filed | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 119,907 | $911,293 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H305 | CONV | 51,391 | $909,621 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 99,185 | $908,535 | dollars as filed | |
| ISHARES TR | 46429B408 | CMN | 36,415 | $907,120 | dollars as filed | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 172,251 | $904,320 | dollars as filed | |
| FIRST LONG IS CORP | 320734106 | COM | 78,453 | $902,993 | dollars as filed | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 344,882 | $900,142 | dollars as filed | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 89,672 | $899,410 | dollars as filed | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 433,506 | $897,358 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 917,000 | $895,405 | dollars as filed | principal |
| Delek Logistics Partners LP | 24664T103 | Com | 21,300 | $893,962 | dollars as filed | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 38,155 | $891,682 | dollars as filed | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 338,821 | $891,100 | dollars as filed | |
| Dimensional International Value ETF | 25434V807 | SHS | 27,304 | $890,657 | dollars as filed | |
| CVRX INC | 126638105 | COMMON STOCK | 58,694 | $890,388 | dollars as filed | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 200,064 | $884,282 | dollars as filed | |
| LIVEPERSON, INC. | 538146101 | COM | 227,066 | $883,286 | dollars as filed | |
| APPLIED DIGITAL CORP COM NEW | 038169207 | Stock | 141,103 | $880,483 | dollars as filed | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 369,398 | $879,167 | dollars as filed | |
| CENTURY CASINOS INC | 156492100 | COM | 171,078 | $877,630 | dollars as filed | |
| EHEALTH INC | 28238P109 | COM | 118,449 | $876,521 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 435,980 | $876,319 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 127,883 | $875,999 | dollars as filed | |
| TERAWULF INC | 88080T104 | COM | 694,488 | $875,055 | dollars as filed | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 148,384 | $873,982 | dollars as filed | |
| NATUZZI S P A | 63905A200 | SPON ADS | 123,443 | $870,273 | dollars as filed | |
| NEWTEKONE INC | 652526203 | COM NEW | 58,761 | $866,728 | dollars as filed | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 153,365 | $866,512 | dollars as filed | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 59,130 | $866,267 | dollars as filed | |
| SUPER GROUP SGHC LIMITED | G8588X103 | ORD SHS | 234,624 | $865,762 | dollars as filed | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 17,599 | $864,092 | dollars as filed | |
| IDENTIV INC | 45170X205 | COM NEW | 102,209 | $862,643 | dollars as filed | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 46,885 | $861,277 | dollars as filed | |
| NIO INC | 62914VAB2 | NOTE 4.500% 2/0 | 800,000 | $860,880 | dollars as filed | principal |
| IVANHOE ELECTRIC INC US | 46578C108 | COMMON STOCK | 72,315 | $860,548 | dollars as filed | |
| CHART INDS INC | 16115QAE0 | NOTE 1.000%11/1 | 296,000 | $859,584 | dollars as filed | principal |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 548,629 | $855,860 | dollars as filed | |
| POINT BIOPHARMA GLOBAL INC | 730541109 | COM | 128,244 | $855,387 | dollars as filed | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 32,991 | $853,808 | dollars as filed | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 360,258 | $850,208 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 48,433 | $848,546 | dollars as filed | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 86,247 | $846,949 | dollars as filed | |
| WISDOMTREE TR | 97717W323 | CMN | 37,959 | $846,866 | dollars as filed | |
| VERTEX ENERGY INC | 92534K107 | COM | 190,018 | $845,580 | dollars as filed | |
| Avantis US Large Cap Value ETF | 025072349 | SHS | 16,045 | $845,251 | dollars as filed | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 31,788 | $844,306 | dollars as filed | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 5,019 | $842,539 | dollars as filed | |
| FLEXSHARES TR | 33939L696 | CMN | 7,984 | $841,364 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 715,611 | $837,265 | dollars as filed | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 459,661 | $836,582 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 91,881 | $836,120 | dollars as filed | |
| BALLYS CORPORATION | 05875B106 | COM | 63,689 | $834,962 | dollars as filed | |
| PROSHARES TR II | 74347Y813 | ULSHT BLOOMB GAS | 13,664 | $834,051 | dollars as filed | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 197,388 | $831,003 | dollars as filed | |
| KALEYRA INC | 483379202 | COM | 114,614 | $829,806 | dollars as filed | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 223,360 | $828,668 | dollars as filed | |
| EUROPEAN WAX CTR INC | 29882P106 | CLASS A COM | 50,928 | $825,034 | dollars as filed | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 41,268 | $822,269 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 322,054 | $821,239 | dollars as filed | |
| PROSHARES TR | 74347B169 | CMN | 26,489 | $819,062 | dollars as filed | |
| BATTALION OIL CORP | 07134L107 | COM | 132,229 | $817,175 | dollars as filed | |
| BLUE FOUNDRY BANCORP | 09549B104 | COM | 97,553 | $816,518 | dollars as filed | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 13,173 | $813,434 | dollars as filed | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 78,244 | $811,391 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 19,571 | $810,240 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 22,318 | $807,912 | dollars as filed | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 69,914 | $806,808 | dollars as filed | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 23,350 | $806,743 | dollars as filed | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 86,253 | $805,605 | dollars as filed | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 49,447 | $805,491 | dollars as filed | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 32,369 | $803,397 | dollars as filed | |
| AES CORP | 00130H204 | CONV | 13,172 | $803,361 | dollars as filed | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 521,199 | $802,646 | dollars as filed | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 75,130 | $801,637 | dollars as filed | |
| POLYMET MNG CORP | 731916409 | COM | 384,488 | $799,734 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 12,393 | $796,652 | dollars as filed | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 265,092 | $795,276 | dollars as filed | |
| CADIZ INC | 127537207 | COM NEW | 238,995 | $791,073 | dollars as filed | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 87,313 | $790,183 | dollars as filed | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 102,981 | $787,804 | dollars as filed | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 43,082 | $787,548 | dollars as filed | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 47,350 | $785,538 | dollars as filed | |
| AMTD IDEA GROUP | 00180G205 | ADR | 637,401 | $784,003 | dollars as filed | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 46,178 | $782,255 | dollars as filed | |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 36,311 | $781,413 | dollars as filed | |
| GRAN TIERRA ENERGY INC | 38500T200 | COM | 112,449 | $780,396 | dollars as filed | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 174,192 | $780,380 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 696,082 | $779,613 | dollars as filed | |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 810,000 | $778,613 | dollars as filed | principal |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 28,795 | $774,873 | dollars as filed | |
| BANK MONTREAL MEDIUM | 063679534 | MICROSECTORS FAN | 5,157 | $774,220 | dollars as filed | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 246,425 | $773,776 | dollars as filed | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 16,802 | $773,060 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 103,795 | $772,235 | dollars as filed | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 316,512 | $769,124 | dollars as filed | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 7,879 | $765,831 | dollars as filed | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 99,878 | $763,068 | dollars as filed | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 41,812 | $762,651 | dollars as filed | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 29,955 | $761,717 | dollars as filed | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 280,247 | $759,470 | dollars as filed | |
| DAILY JOURNAL CORP | 233912104 | COM | 2,574 | $756,756 | dollars as filed | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 269,976 | $755,933 | dollars as filed | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 244,470 | $755,411 | dollars as filed | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 79,061 | $752,661 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F713 | CONV | 19,878 | $752,283 | dollars as filed | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 124,191 | $751,355 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 42,365 | $747,742 | dollars as filed | |
| STERLING CHECK CORP | 85917T109 | COM | 59,247 | $747,697 | dollars as filed | |
| VANECK INTERNATIONAL HIGH YIEL | 92189F445 | INTERNATIONAL HI | 38,179 | $747,164 | dollars as filed | |
| INTEST CORP | 461147100 | COMMON STOCK | 48,946 | $742,512 | dollars as filed | |
| STAGWELL INC | 85256A109 | COM CL A | 158,291 | $742,384 | dollars as filed | |
| Vivid Seats Inc | 92854T100 | Common Stock | 115,595 | $742,120 | dollars as filed | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 67,539 | $739,560 | dollars as filed | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 146,914 | $738,979 | dollars as filed | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 72,517 | $738,223 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 25,654 | $737,312 | dollars as filed | |
| HF FOODS GROUP INC | 40417F109 | COM | 185,324 | $735,738 | dollars as filed | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 69,667 | $734,987 | dollars as filed | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 639,000 | $734,978 | dollars as filed | principal |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 3,653 | $734,253 | dollars as filed | |
| SCIPLAY CORPORATION | 809087109 | CL A | 32,243 | $734,173 | dollars as filed | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 77,313 | $732,927 | dollars as filed | |
| GENELUX CORP | 36870H103 | COMMON STOCK | 29,903 | $732,325 | dollars as filed | |
| J JILL INC | 46620W201 | COMMON STOCK | 24,730 | $732,008 | dollars as filed | |
| EVERQUOTE INC | 30041R108 | COM CL A | 101,173 | $731,482 | dollars as filed | |
| SKEENA RES LTD NEW | 83056P715 | COM | 158,871 | $730,807 | dollars as filed | |
| LCNB CORP | 50181P100 | COM | 51,177 | $730,307 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 26,248 | $729,432 | dollars as filed | |
| COMPUGEN LTD | M25722105 | ORD | 783,347 | $728,513 | dollars as filed | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 8,467 | $728,162 | dollars as filed | |
| NVE CORP COM NEW | 629445206 | Stock | 8,860 | $727,830 | dollars as filed | |
| FS BANCORP INC | 30263Y104 | COM | 24,630 | $726,586 | dollars as filed | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 36,756 | $725,196 | dollars as filed | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 20,017 | $724,783 | dollars as filed | |
| INVESCO BULLETSHARES 2029 MUNICIPAL BOND ETF | 46138J478 | ETF | 32,723 | $723,852 | dollars as filed | |
| D-MARKET ELECTR SVCS TRY 0.2 | 23292B104 | SPONSORED ADS | 543,503 | $722,859 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 129,643 | $722,111 | dollars as filed | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 524,695 | $713,585 | dollars as filed | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 36,652 | $712,881 | dollars as filed | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 9,569 | $708,368 | dollars as filed | |
| PHARVARIS NV | N69605108 | COMMON STOCK | 33,697 | $703,256 | dollars as filed | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 140,835 | $701,358 | dollars as filed | |
| BRT APARTMENTS CORP | 055645303 | REIT | 40,594 | $701,069 | dollars as filed | |
| BANK FIRST CORP | 06211J100 | COM | 9,085 | $700,924 | dollars as filed | |
| TUCOWS INC | 898697206 | COM NEW | 34,313 | $700,328 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 29,409 | $698,344 | dollars as filed | |
| OMEROS CORP | 682143102 | COM | 237,978 | $694,895 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-23-000493 | this filing | 2023-11-15 | acceptance time not in the bulk data set |