13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-15, with 7,619 holding rows worth $983,405,444,363.
- Accession
- 0000895421-23-000493
- Filer
- CIK 895421
- Filed
- 2023-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A combination report, 43,247 entries on the cover page, a total value of $983,405,444,363 stated on the cover page (in dollars after the unit check, H1), rows summing to $983,405,444,363 with VALUE read as dollars as filed, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCook Street Consulting, Inc.028-22389
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMORGAN STANLEY CAPITAL SERVICES, LLC028-21416
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMORGAN STANLEY LATAM LLC028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
- included managerMorgan Stanley Bank Asia Ltd028-17710
- included managerETRADE Capital Management LLC028-14182
- included managerMorgan Stanley Bank, N.A.028-22054
- included managerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- included managerEATON VANCE MANAGEMENT028-04139
- included managerCalvert Research & Management028-23036
- included managerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- included managerBOSTON MANAGEMENT & RESEARCH028-23040
- included managerEaton Vance Advisers International Ltd028-23139
- included managerMS Capital Partners Adviser Inc028-15520
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ONESPAN INC | 68287N100 | COM | 612,198 | $6,581,134 | dollars as filed | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 64,682 | $6,575,572 | dollars as filed | |
| BJS RESTAURANTS INC | 09180C106 | COM | 279,683 | $6,561,366 | dollars as filed | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 1,786,546 | $6,556,627 | dollars as filed | |
| ACCOLADE INC | 00437E102 | COM | 618,993 | $6,548,946 | dollars as filed | |
| Cyber Security ETF | 26924G201 | Common | 126,847 | $6,545,304 | dollars as filed | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 2,702,636 | $6,540,383 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1,477,843 | $6,532,069 | dollars as filed | |
| KELLY SVCS INC | 488152208 | CL A | 358,716 | $6,525,056 | dollars as filed | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 190,853 | $6,519,538 | dollars as filed | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 119,384 | $6,518,413 | dollars as filed | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 526,359 | $6,516,345 | dollars as filed | |
| ISHARES TR | 46434V886 | CMN | 190,475 | $6,514,262 | dollars as filed | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 486,106 | $6,513,820 | dollars as filed | |
| STELLAR BANCORP INC | 858927106 | COM | 304,911 | $6,500,712 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 111,789 | $6,500,558 | dollars as filed | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 436,827 | $6,499,986 | dollars as filed | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 816,143 | $6,488,338 | dollars as filed | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 123,371 | $6,483,175 | dollars as filed | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 50,920 | $6,469,894 | dollars as filed | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 259,656 | $6,468,074 | dollars as filed | |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 7,542,000 | $6,466,511 | dollars as filed | principal |
| SOLARWINDS CORP | 83417Q204 | COM NEW | 684,228 | $6,459,113 | dollars as filed | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 182,144 | $6,457,075 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 548,860 | $6,443,629 | dollars as filed | |
| UNITY SOFTWARE INC | 91332UAB7 | NOTE 11/1 | 8,137,000 | $6,440,436 | dollars as filed | principal |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 496,470 | $6,439,218 | dollars as filed | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 364,365 | $6,434,686 | dollars as filed | |
| CAMTEK LTD ORD | M20791105 | Stock | 103,203 | $6,425,419 | dollars as filed | |
| CAMBRIDGE BANCORP | 132152109 | COM | 102,963 | $6,413,566 | dollars as filed | |
| CALAVO GROWERS INC | 128246105 | COM | 253,727 | $6,401,565 | dollars as filed | |
| VERACYTE INC COM | 92337F107 | Stock | 286,660 | $6,401,118 | dollars as filed | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 376,541 | $6,386,137 | dollars as filed | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 118,188 | $6,385,698 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 344,051 | $6,382,161 | dollars as filed | |
| BLACKROCK INCOME TR | 09247F209 | Equity | 560,419 | $6,377,570 | dollars as filed | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 236,536 | $6,372,300 | dollars as filed | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 765,561 | $6,361,811 | dollars as filed | |
| UMH PPTYS INC | 903002103 | COM | 453,728 | $6,361,282 | dollars as filed | |
| IMAX CORP | 45245E109 | COM | 329,186 | $6,359,872 | dollars as filed | |
| DIME COMMERCIAL BANCSHARES I | 25432X102 | COMMON STOCK | 318,581 | $6,358,888 | dollars as filed | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 391,589 | $6,355,506 | dollars as filed | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 1,519,351 | $6,350,888 | dollars as filed | |
| BLACKROCK 2037 MUNICIPAL TAR | 09262G108 | COM | 278,867 | $6,344,236 | dollars as filed | |
| REDWOOD TRUST INC | 758075402 | COM | 888,504 | $6,335,050 | dollars as filed | |
| AMPLITUDE INC COM CL A | 03213A104 | Stock | 545,153 | $6,307,419 | dollars as filed | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 564,566 | $6,306,202 | dollars as filed | |
| VANECK ETF TRUST | 92189F593 | CMN | 210,998 | $6,295,125 | dollars as filed | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 369,638 | $6,287,541 | dollars as filed | |
| REGENXBIO INC | 75901B107 | COM | 381,915 | $6,286,320 | dollars as filed | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 232,776 | $6,280,297 | dollars as filed | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 1,356,250 | $6,265,879 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 157,663 | $6,265,528 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 6,532,000 | $6,254,390 | dollars as filed | principal |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 364,141 | $6,252,301 | dollars as filed | |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 320,516 | $6,246,866 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAK3 | NOTE 3/0 | 7,556,000 | $6,242,767 | dollars as filed | principal |
| OLO INC | 68134L109 | COMMON STOCK | 1,029,407 | $6,238,207 | dollars as filed | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 741,672 | $6,215,212 | dollars as filed | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 486,301 | $6,210,074 | dollars as filed | |
| CENTESSA PHARMACEUTICALS PLC | 152309100 | SPONSORED ADS | 957,951 | $6,197,943 | dollars as filed | |
| INTERFACE INC | 458665304 | COM | 630,678 | $6,186,963 | dollars as filed | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 744,645 | $6,180,555 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 235,763 | $6,177,029 | dollars as filed | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 806,622 | $6,170,658 | dollars as filed | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 54,499 | $6,158,971 | dollars as filed | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 142,689 | $6,143,532 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P397 | WESTN ASSET BD | 250,000 | $6,140,325 | dollars as filed | |
| OPEN LENDING CORP | 68373J104 | COM | 838,079 | $6,134,738 | dollars as filed | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 489,028 | $6,132,420 | dollars as filed | |
| FRANKLIN BSP REALTY TRUST IN | 35243J101 | REIT | 463,029 | $6,130,519 | dollars as filed | |
| AH RLTY TR INC | 04208T108 | COM | 597,843 | $6,121,925 | dollars as filed | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 96,137 | $6,103,759 | dollars as filed | |
| TFS FINL CORP | 87240R107 | COM | 516,183 | $6,101,300 | dollars as filed | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 463,836 | $6,099,443 | dollars as filed | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 505,191 | $6,092,607 | dollars as filed | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,291,568 | $6,083,287 | dollars as filed | |
| EVERI HLDGS INC | 30034T103 | COM | 460,043 | $6,081,777 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 2,012,350 | $6,077,299 | dollars as filed | |
| BLOCK INC | 852234AK9 | NOTE 0.250%11/0 | 8,129,000 | $6,076,429 | dollars as filed | principal |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 924,546 | $6,065,022 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 641,763 | $6,064,662 | dollars as filed | |
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 126,250 | $6,053,688 | dollars as filed | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 932,262 | $6,050,385 | dollars as filed | |
| NEVRO CORP | 64157F103 | COM | 313,686 | $6,029,045 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 149,948 | $6,021,567 | dollars as filed | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 247,341 | $6,012,860 | dollars as filed | |
| ALTUS POWER INC | 02217A102 | COM CL A | 1,144,701 | $6,009,680 | dollars as filed | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 6,393,000 | $6,001,430 | dollars as filed | principal |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 794,941 | $5,997,830 | dollars as filed | |
| STITCH FIX INC | 860897107 | COM CL A | 1,736,931 | $5,992,412 | dollars as filed | |
| N-ABLE INC COMMON STOCK | 62878D100 | Stock | 464,434 | $5,991,198 | dollars as filed | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 450,142 | $5,986,897 | dollars as filed | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 358,666 | $5,986,136 | dollars as filed | |
| SOTERA HEALTH CO | 83601L102 | COM | 399,330 | $5,981,962 | dollars as filed | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 1,095,564 | $5,981,788 | dollars as filed | |
| Shopify Inc | 82509LAA5 | Convertible bond | 6,753,000 | $5,963,575 | dollars as filed | principal |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 253,691 | $5,963,014 | dollars as filed | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 888,575 | $5,953,455 | dollars as filed | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 774,810 | $5,950,554 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 5,660,000 | $5,945,830 | dollars as filed | principal |
| ALKAMI TECHNOLOGY INC | 01644J108 | COM | 325,165 | $5,924,506 | dollars as filed | |
| VITESSE ENERGY INC COMMON STOCK | 92852X103 | Stock | 258,701 | $5,921,705 | dollars as filed | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 283,148 | $5,909,299 | dollars as filed | |
| CALAMOS DY COM NPV | 12811V105 | COM | 316,488 | $5,899,336 | dollars as filed | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 612,147 | $5,888,855 | dollars as filed | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 517,354 | $5,882,320 | dollars as filed | |
| LI AUTO INC | 50202MAB8 | NOTE 0.250% 5/0 | 4,165,000 | $5,871,817 | dollars as filed | principal |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 118,415 | $5,859,251 | dollars as filed | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 119,588 | $5,858,651 | dollars as filed | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 564,769 | $5,856,655 | dollars as filed | |
| SNAP INC | 83304AAF3 | NOTE 5/0 | 7,899,000 | $5,838,152 | dollars as filed | principal |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 289,832 | $5,837,236 | dollars as filed | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 156,528 | $5,830,688 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 6,554,000 | $5,828,997 | dollars as filed | principal |
| INVESCO BULLETSHARES 2032 MUNICIPAL BOND ETF | 46139W833 | ETF | 243,375 | $5,828,831 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 1,903,756 | $5,825,494 | dollars as filed | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 560,057 | $5,824,593 | dollars as filed | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 1,205,869 | $5,812,289 | dollars as filed | |
| KRISPY KREME INC | 50101L106 | COMMON STOCK | 465,980 | $5,810,775 | dollars as filed | |
| AMERICAN WELL CORP | 03044L105 | CL A | 4,956,480 | $5,799,083 | dollars as filed | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 281,639 | $5,798,967 | dollars as filed | |
| RBC BEARINGS INC | 75524B203 | CONV | 52,257 | $5,780,147 | dollars as filed | |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 6,770,000 | $5,776,164 | dollars as filed | principal |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 288,738 | $5,754,552 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 57,453 | $5,752,775 | dollars as filed | |
| DYNEX CAP INC | 26817Q886 | COM | 481,752 | $5,752,143 | dollars as filed | |
| NEOGAMES S A | L6673X107 | COM | 212,744 | $5,744,088 | dollars as filed | |
| FIRST WATCH RESTAURANT GROUP | 33748L101 | COM | 331,729 | $5,735,595 | dollars as filed | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 106,207 | $5,734,134 | dollars as filed | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 269,522 | $5,730,056 | dollars as filed | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 230,780 | $5,725,652 | dollars as filed | |
| First Foundation Inc | 32026V104 | Common Stock | 941,605 | $5,724,965 | dollars as filed | |
| CHATHAM LODGING TR | 16208T102 | COM | 597,752 | $5,720,500 | dollars as filed | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 531,938 | $5,718,343 | dollars as filed | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 167,879 | $5,714,601 | dollars as filed | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 424,881 | $5,706,152 | dollars as filed | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 821,529 | $5,701,411 | dollars as filed | |
| SILVERBOW RES INC | 82836G102 | COM | 159,340 | $5,699,592 | dollars as filed | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 1,488,027 | $5,699,144 | dollars as filed | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 108,434 | $5,691,728 | dollars as filed | |
| SPROTT INC | 852066208 | COM NEW | 186,398 | $5,679,546 | dollars as filed | |
| ORTHOFIX MED INC | 68752M108 | COM | 441,636 | $5,679,450 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 144,518 | $5,678,131 | dollars as filed | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 316,508 | $5,675,014 | dollars as filed | |
| SEA LTD | 81141RAF7 | NOTE 2.375%12/0 | 5,936,000 | $5,671,254 | dollars as filed | principal |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 102,047 | $5,661,636 | dollars as filed | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 2,500,000 | $5,648,750 | dollars as filed | principal |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 415,553 | $5,609,980 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 1,175,437 | $5,606,842 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q753 | US VALUE FACTR | 161,838 | $5,606,073 | dollars as filed | |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 6,246,000 | $5,585,798 | dollars as filed | principal |
| OMNICELL COM | 68213NAD1 | NOTE 0.250% 9/1 | 6,180,000 | $5,569,726 | dollars as filed | principal |
| ISHARES TR | 46436E130 | IBONDS DEC 2033 | 232,289 | $5,567,967 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 125,856 | $5,566,611 | dollars as filed | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 5,678,000 | $5,564,440 | dollars as filed | principal |
| LIFESTANCE HEALTH GROUP INC | 53228F101 | COM | 807,561 | $5,547,943 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 171,134 | $5,546,829 | dollars as filed | |
| SAUL CTRS INC COM | 804395101 | REIT | 157,220 | $5,545,202 | dollars as filed | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 825,667 | $5,540,238 | dollars as filed | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,651,493 | $5,532,503 | dollars as filed | |
| INSTEEL INDS INC | 45774W108 | COM | 170,410 | $5,531,553 | dollars as filed | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 657,541 | $5,529,921 | dollars as filed | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 224,766 | $5,526,995 | dollars as filed | |
| PACER INDUSTRIAL REAL ESTATE ETF | 69374H766 | ETF | 157,155 | $5,516,180 | dollars as filed | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 5,690,000 | $5,515,886 | dollars as filed | principal |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 128,325 | $5,507,709 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 715,587 | $5,495,708 | dollars as filed | |
| PC CONNECTION INC | 69318J100 | COM | 102,827 | $5,488,941 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 128,599 | $5,475,765 | dollars as filed | |
| LIFE TIME GROUP HOLDINGS INC COMMON STOCK | 53190C102 | Stock | 359,556 | $5,468,847 | dollars as filed | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 4,555,940 | $5,467,128 | dollars as filed | |
| CORSAIR GAMING INC | 22041X102 | COM | 375,491 | $5,455,884 | dollars as filed | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 145,704 | $5,446,416 | dollars as filed | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 567,071 | $5,426,875 | dollars as filed | |
| ETSY INC | 29786AAN6 | NOTE 0.250% 6/1 | 7,215,000 | $5,414,136 | dollars as filed | principal |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 532,275 | $5,386,623 | dollars as filed | |
| INVESCO MORTGAGE CAPITAL INC COM | 46131B704 | REIT | 538,104 | $5,386,428 | dollars as filed | |
| DAYFORCE INC | 15677JAD0 | NOTE 0.250% 3/1 | 6,165,000 | $5,372,798 | dollars as filed | principal |
| AMERICAN VANGUARD CORP | 030371108 | COM | 490,513 | $5,361,322 | dollars as filed | |
| ENVIVA INC | 29415B103 | COM | 717,709 | $5,361,289 | dollars as filed | |
| MOVADO GROUP INC COM | 624580106 | Stock | 195,873 | $5,357,177 | dollars as filed | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 631,467 | $5,348,525 | dollars as filed | |
| GOLDMAN SACHS ACTIVEBETA WORLD EQUITY ETF | 38149W739 | ETF | 133,792 | $5,347,672 | dollars as filed | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 1,591,416 | $5,347,157 | dollars as filed | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 251,177 | $5,337,512 | dollars as filed | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 218,106 | $5,337,054 | dollars as filed | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 240,158 | $5,336,311 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V118 | GBL LISTED PVT | 103,259 | $5,335,428 | dollars as filed | |
| NELNET INC | 64031N108 | CL A | 59,521 | $5,316,514 | dollars as filed | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 110,780 | $5,308,669 | dollars as filed | |
| MODEL N INC | 607525102 | COM | 217,420 | $5,307,221 | dollars as filed | |
| 2SEVENTY BIO INC COMMON STOCK | 901384107 | Stock | 1,353,316 | $5,304,999 | dollars as filed | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 239,387 | $5,302,427 | dollars as filed | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 184,180 | $5,300,718 | dollars as filed | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 210,873 | $5,276,067 | dollars as filed | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 587,409 | $5,269,065 | dollars as filed | |
| FREYR BATTERY INC | L4135L118 | *W EXP 09/01/202 | 5,267,678 | $5,267,678 | dollars as filed | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 743,888 | $5,259,289 | dollars as filed | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 84,536 | $5,257,293 | dollars as filed | |
| ADICET BIO INC | 007002108 | COM | 3,836,377 | $5,255,836 | dollars as filed | |
| LADDER CAP CORP CL A | 505743104 | REIT | 511,781 | $5,250,888 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 985,058 | $5,250,362 | dollars as filed | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 379,491 | $5,240,771 | dollars as filed | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 417,184 | $5,214,804 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 2,892,994 | $5,207,389 | dollars as filed | |
| XOMETRY INC | 98423F109 | CLASS A COM | 306,593 | $5,205,948 | dollars as filed | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 633,021 | $5,203,433 | dollars as filed | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 176,912 | $5,190,648 | dollars as filed | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 5,305,000 | $5,177,680 | dollars as filed | principal |
| SINCLAIR INC CL A | 829242106 | Stock | 460,407 | $5,165,770 | dollars as filed | |
| TRUEBLUE INC | 89785X101 | COM | 351,127 | $5,151,033 | dollars as filed | |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 88,981 | $5,147,604 | dollars as filed | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 291,865 | $5,142,669 | dollars as filed | |
| ALPS ETF TR | 00162Q460 | CMN | 140,535 | $5,139,408 | dollars as filed | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,329,783 | $5,132,966 | dollars as filed | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 171,840 | $5,127,705 | dollars as filed | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 777,492 | $5,123,673 | dollars as filed | |
| VIRIDIAN THERAPEUTICS INC | 92790C104 | COM | 333,723 | $5,119,313 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 626,526 | $5,112,459 | dollars as filed | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 124,688 | $5,110,984 | dollars as filed | |
| XPERI INC | 98423J101 | COMMON STOCK | 518,333 | $5,110,768 | dollars as filed | |
| ATLAS ENERGY SOLUTIONS INC | 04930R107 | COM | 229,871 | $5,110,047 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 1,341,207 | $5,096,587 | dollars as filed | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 374,416 | $5,095,802 | dollars as filed | |
| ONTERRIS INC | 615111101 | COM | 173,956 | $5,089,953 | dollars as filed | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 528,072 | $5,085,333 | dollars as filed | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 1,150,270 | $5,084,195 | dollars as filed | |
| OSCAR HEALTH INC | 687793109 | CL A | 909,779 | $5,067,470 | dollars as filed | |
| SERIES PORTFOLIOS TR | 81752T486 | ELDRIDGE AAA CLO | 200,000 | $5,062,000 | dollars as filed | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 243,403 | $5,057,915 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 5,759,000 | $5,054,963 | dollars as filed | principal |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 669,294 | $5,039,786 | dollars as filed | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 340,293 | $5,026,128 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 1,882,340 | $5,025,847 | dollars as filed | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 997,760 | $5,018,733 | dollars as filed | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 604,590 | $5,018,115 | dollars as filed | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 4,733,685 | $5,017,707 | dollars as filed | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 254,124 | $5,013,867 | dollars as filed | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 119,799 | $5,005,202 | dollars as filed | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 359,928 | $4,981,410 | dollars as filed | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 217,537 | $4,975,166 | dollars as filed | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 216,705 | $4,971,226 | dollars as filed | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 254,074 | $4,964,606 | dollars as filed | |
| AC IMMUNE SA | H00263105 | SHS | 1,741,677 | $4,963,780 | dollars as filed | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 331,303 | $4,939,746 | dollars as filed | |
| SIMULATIONS PLUS INC | 829214105 | COM | 118,286 | $4,932,528 | dollars as filed | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 260,933 | $4,931,645 | dollars as filed | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 76,924 | $4,924,775 | dollars as filed | |
| ModivCare Inc | 60783X104 | Common Stock | 156,264 | $4,923,878 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 50,505 | $4,911,321 | dollars as filed | |
| HAYNES INTL INC | 420877201 | COM NEW | 105,412 | $4,903,794 | dollars as filed | |
| VINFAST AUTO LTD | Y9390M103 | SHS | 392,217 | $4,902,714 | dollars as filed | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 552,816 | $4,897,951 | dollars as filed | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 390,481 | $4,896,648 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 4,870,000 | $4,891,428 | dollars as filed | principal |
| TPI Composites Inc | 87266J104 | Common Stock | 1,845,568 | $4,890,755 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 122,618 | $4,890,006 | dollars as filed | |
| MAKEMYTRIP LIMITED MAURITIUS | 56087FAB0 | NOTE 2/1 | 4,173,000 | $4,889,087 | dollars as filed | principal |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 148,191 | $4,885,873 | dollars as filed | |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 5,233,000 | $4,882,389 | dollars as filed | principal |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 4,943,000 | $4,881,214 | dollars as filed | principal |
| ISHARES TR | 46436E312 | IBONDS DEC 2032 | 207,885 | $4,881,140 | dollars as filed | |
| ARTIVION INC | 228903AB6 | NOTE 4.250% 7/0 | 4,850,000 | $4,868,188 | dollars as filed | principal |
| MACOM TECH SOLUTIONS HLDGS I | 55405YAB6 | NOTE 0.250% 3/1 | 4,285,000 | $4,867,760 | dollars as filed | principal |
| THERATECHNOLOGIES INC | 88338H704 | COM | 2,260,125 | $4,859,269 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 101,400 | $4,852,020 | dollars as filed | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 259,837 | $4,843,363 | dollars as filed | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 93,834 | $4,838,134 | dollars as filed | |
| ZETA GLOBAL HOLDINGS CORP CL A | 98956A105 | Stock | 576,428 | $4,813,174 | dollars as filed | |
| EVOLUS INC | 30052C107 | COM | 526,575 | $4,812,896 | dollars as filed | |
| HYSTER-YALE INC | 449172105 | CL A | 107,938 | $4,811,902 | dollars as filed | |
| INVENTRUST PPTYS CORP COM NEW | 46124J201 | REIT | 202,001 | $4,809,645 | dollars as filed | |
| VS TRUST | 92891H101 | CMN | 172,440 | $4,807,627 | dollars as filed | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 381,244 | $4,803,683 | dollars as filed | |
| Afya Ltd-Class A | G01125106 | COM | 303,866 | $4,801,083 | dollars as filed | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 345,618 | $4,797,178 | dollars as filed | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 241,560 | $4,792,551 | dollars as filed | |
| SHOE STA GROUP INC | 824889109 | COM | 199,311 | $4,789,455 | dollars as filed | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 47,647 | $4,789,000 | dollars as filed | |
| WESBANCO INC | 950810101 | COM | 195,901 | $4,783,944 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 4,538,000 | $4,764,900 | dollars as filed | principal |
| CAREDX INC | 14167L103 | COM | 680,389 | $4,762,723 | dollars as filed | |
| ROVER GROUP INC | 77936F103 | COM CL A | 759,456 | $4,754,196 | dollars as filed | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 414,228 | $4,747,058 | dollars as filed | |
| ISHARES TR | 46435U366 | CMN | 127,623 | $4,746,364 | dollars as filed | |
| Golden Entertainment Inc | 381013101 | Common Stock | 138,841 | $4,745,616 | dollars as filed | |
| YEXT INC | 98585N106 | COM | 749,690 | $4,745,537 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 3,701,086 | $4,737,391 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 152,180 | $4,728,233 | dollars as filed | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 160,613 | $4,723,629 | dollars as filed | |
| ISHARES TR | 46435U168 | IBONDS 25 TRM HG | 205,795 | $4,718,879 | dollars as filed | |
| KYMERA THERAPEUTICS INC | 501575104 | COM | 339,328 | $4,716,661 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 343,026 | $4,706,317 | dollars as filed | |
| TRANSCAT INC | 893529107 | COM | 48,002 | $4,702,756 | dollars as filed | |
| BANDWIDTH INC | 05988J103 | COM CL A | 417,043 | $4,700,076 | dollars as filed | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 204,903 | $4,698,441 | dollars as filed | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 526,358 | $4,689,855 | dollars as filed | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 246,715 | $4,686,352 | dollars as filed | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 191,288 | $4,682,730 | dollars as filed | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 105,696 | $4,680,479 | dollars as filed | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 102,028 | $4,676,468 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 100,451 | $4,675,994 | dollars as filed | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 307,691 | $4,658,465 | dollars as filed | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 45,961 | $4,646,198 | dollars as filed | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 40,359 | $4,644,701 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 1,732,515 | $4,643,146 | dollars as filed | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 146,916 | $4,642,545 | dollars as filed | |
| STRATASYS LTD | M85548101 | SHS | 340,973 | $4,640,642 | dollars as filed | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 167,300 | $4,637,560 | dollars as filed | |
| Up Fintech Holding Ltd | 91531W106 | COM | 905,257 | $4,634,916 | dollars as filed | |
| ALLIENT INC | 019330109 | COM | 149,859 | $4,633,641 | dollars as filed | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 347,677 | $4,624,105 | dollars as filed | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 1,512,735 | $4,613,843 | dollars as filed | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 950,492 | $4,600,383 | dollars as filed | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 400,332 | $4,599,821 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAF6 | NOTE 12/1 | 6,840,000 | $4,593,744 | dollars as filed | principal |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 182,978 | $4,589,089 | dollars as filed | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 369,125 | $4,577,152 | dollars as filed | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 50,207 | $4,573,251 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 998,119 | $4,571,385 | dollars as filed | |
| CABLE ONE INC | 12685JAE5 | NOTE 3/1 | 5,588,000 | $4,570,984 | dollars as filed | principal |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 1,474,064 | $4,569,598 | dollars as filed | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 491,829 | $4,569,102 | dollars as filed | |
| ZHIHU INC | 98955N108 | ADR | 4,390,738 | $4,566,368 | dollars as filed | |
| BLUE BIRD CORP | 095306106 | COM | 213,700 | $4,562,494 | dollars as filed | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 244,802 | $4,560,661 | dollars as filed | |
| GENESCO INC | 371532102 | COM | 147,441 | $4,544,131 | dollars as filed | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 143,508 | $4,517,632 | dollars as filed | |
| EZCORP INC | 302301106 | CL A NON VTG | 547,450 | $4,516,463 | dollars as filed | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 437,056 | $4,501,683 | dollars as filed | |
| GOGO INC | 38046C109 | COM | 377,154 | $4,499,448 | dollars as filed | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 24,076 | $4,496,194 | dollars as filed | |
| DUCOMMUN INC DEL | 264147109 | COM | 103,177 | $4,489,231 | dollars as filed | |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 199,443 | $4,481,484 | dollars as filed | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 49,235 | $4,479,893 | dollars as filed | |
| Sun Country Airlines Holding | 866683105 | COM | 300,400 | $4,457,935 | dollars as filed | |
| DMC GLOBAL INC | 23291C103 | COM | 182,074 | $4,455,364 | dollars as filed | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 263,199 | $4,442,801 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 2,825,973 | $4,436,779 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 4,829,000 | $4,436,644 | dollars as filed | principal |
| INTERDIGITAL INC | 45867GAB7 | BOND | 4,174,000 | $4,432,287 | dollars as filed | principal |
| GRAFTECH INTL LTD | 384313508 | COM | 1,155,769 | $4,426,596 | dollars as filed | |
| PERFICIENT INC | 71375UAF8 | BOND | 5,511,000 | $4,414,311 | dollars as filed | principal |
| OLAPLEX HLDGS INC | 679369108 | COM | 2,262,816 | $4,412,493 | dollars as filed | |
| Perion Network Ltd | M78673114 | COM | 144,033 | $4,411,731 | dollars as filed | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 435,295 | $4,405,185 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 232,608 | $4,393,981 | dollars as filed | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 920,587 | $4,391,204 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 802,472 | $4,389,522 | dollars as filed | |
| MFA FINL INC COM | 55272X607 | REIT | 456,552 | $4,387,479 | dollars as filed | |
| FORRESTER RESH INC | 346563109 | COM | 151,815 | $4,387,455 | dollars as filed | |
| DEFINITIVE HEALTHCARE CORP | 24477E103 | CLASS A COM | 549,022 | $4,386,687 | dollars as filed | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 1,381,718 | $4,380,045 | dollars as filed | |
| MARKFORGED HOLDING CORPORATI | 57064N102 | COM | 3,019,441 | $4,378,190 | dollars as filed | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 334,342 | $4,363,186 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 2,066,899 | $4,361,157 | dollars as filed | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 404,908 | $4,352,761 | dollars as filed | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 161,725 | $4,345,551 | dollars as filed | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 659,323 | $4,338,348 | dollars as filed | |
| ASTRONICS CORP COM | 046433108 | Stock | 273,093 | $4,331,255 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 1,836,000 | $4,324,698 | dollars as filed | principal |
| GABELLI UTIL TR | 36240A101 | COM | 814,073 | $4,314,590 | dollars as filed | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 150,460 | $4,312,183 | dollars as filed | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 156,293 | $4,304,309 | dollars as filed | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 118,616 | $4,303,389 | dollars as filed | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 566,967 | $4,303,284 | dollars as filed | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 673,975 | $4,266,262 | dollars as filed | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 105,379 | $4,260,549 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J585 | BULETSHS 2027 | 198,503 | $4,248,957 | dollars as filed | |
| ENNIS INC COM | 293389102 | Stock | 199,339 | $4,229,993 | dollars as filed | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 112,997 | $4,221,568 | dollars as filed | |
| Berry Corp | 08579X101 | Common Stock | 514,349 | $4,217,673 | dollars as filed | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 182,249 | $4,215,423 | dollars as filed | |
| EBIX INC | 278715206 | COM NEW | 426,375 | $4,212,594 | dollars as filed | |
| LIBERTY MEDIA CORP | 531229748 | CL A | 131,657 | $4,202,512 | dollars as filed | |
| MISTER CAR WASH INC | 60646V105 | COM | 757,616 | $4,174,464 | dollars as filed | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 986,796 | $4,174,147 | dollars as filed | |
| TRUBRIDGE INC | 205306103 | COM | 261,473 | $4,167,883 | dollars as filed | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 221,906 | $4,165,175 | dollars as filed | |
| VERTEX INC | 92538J106 | CL A | 180,061 | $4,159,410 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 4,750,000 | $4,158,625 | dollars as filed | principal |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 186,674 | $4,157,230 | dollars as filed | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 460,004 | $4,153,836 | dollars as filed | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 2,244,795 | $4,152,871 | dollars as filed | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 2,127,879 | $4,149,366 | dollars as filed | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 132,211 | $4,148,780 | dollars as filed | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 531,123 | $4,137,457 | dollars as filed | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 4,584,000 | $4,135,685 | dollars as filed | principal |
| MAXCYTE INC | 57777K106 | COM | 1,325,170 | $4,134,529 | dollars as filed | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 1,320,382 | $4,132,796 | dollars as filed | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 306,148 | $4,111,568 | dollars as filed | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 215,066 | $4,107,761 | dollars as filed | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 472,679 | $4,093,403 | dollars as filed | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 175,725 | $4,082,092 | dollars as filed | |
| LIGHTSPEED COMM INC NPV | 53229C107 | SUB VTG SHS | 290,642 | $4,077,707 | dollars as filed | |
| INFORMATICA INC | 45674M101 | COM CL A | 193,340 | $4,073,673 | dollars as filed | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 61,435 | $4,062,082 | dollars as filed | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 911,871 | $4,048,708 | dollars as filed | |
| MAPLEBEAR INC COM | 565394103 | Stock | 136,292 | $4,046,509 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 279,028 | $4,043,127 | dollars as filed | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 480,834 | $4,039,010 | dollars as filed | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 152,949 | $4,027,152 | dollars as filed | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 2,355,000 | $4,023,519 | dollars as filed | principal |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 823,660 | $4,019,465 | dollars as filed | |
| HEALTH CATALYST INC | 42225T107 | COM | 396,929 | $4,016,922 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 1,437,100 | $4,009,512 | dollars as filed | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 268,692 | $4,003,514 | dollars as filed | |
| LI-CYCLE HOLDINGS CORP | 50202P105 | COMMON SHARES | 1,127,024 | $4,000,936 | dollars as filed | |
| ATRENEW INC | 00138L108 | SPONSORED ADS | 1,753,022 | $3,996,890 | dollars as filed | |
| PROFRAC HLDG CORP | 74319N100 | CLASS A COM | 366,691 | $3,989,596 | dollars as filed | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 73,069 | $3,987,415 | dollars as filed | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 454,860 | $3,984,574 | dollars as filed | |
| PAYCOR HCM INC | 70435P102 | COM | 174,125 | $3,975,275 | dollars as filed | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 59,952 | $3,950,837 | dollars as filed | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 440,754 | $3,949,169 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 703,827 | $3,948,469 | dollars as filed | |
| Surmodics Inc | 868873100 | Common Stock | 122,874 | $3,943,027 | dollars as filed | |
| TRUSTCO BANK CORP NY | 898349204 | COMMON STOCK | 144,152 | $3,933,954 | dollars as filed | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 368,816 | $3,931,590 | dollars as filed | |
| SUNNOVA ENERGY INTL INC. | 86745KAF1 | NOTE 0.250%12/0 | 6,076,000 | $3,930,564 | dollars as filed | principal |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 247,396 | $3,928,648 | dollars as filed | |
| VERVE THERAPEUTICS INC | 92539P101 | COM | 296,228 | $3,927,983 | dollars as filed | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 605,773 | $3,919,353 | dollars as filed | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 357,576 | $3,915,456 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 773,580 | $3,914,318 | dollars as filed | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 392,879 | $3,897,360 | dollars as filed | |
| GROVE COLLABORATIVE HOLDINGS | 39957D201 | Common Stock | 1,464,437 | $3,895,402 | dollars as filed | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 390,561 | $3,878,271 | dollars as filed | |
| ARGAN INC | 04010E109 | COM | 85,117 | $3,874,527 | dollars as filed | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 363,230 | $3,872,039 | dollars as filed | |
| TUTOR PERINI CORP | 901109108 | COM | 492,361 | $3,855,186 | dollars as filed | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 374,521 | $3,842,598 | dollars as filed | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 236,974 | $3,841,366 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 767,076 | $3,827,713 | dollars as filed | |
| GREYSTONE HOUSING IMPACT INV | 02364V206 | BEN UNIT CTF | 246,421 | $3,807,211 | dollars as filed | |
| Skillsoft Corp. | 83066P200 | Common | 4,279,672 | $3,793,502 | dollars as filed | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 32,308 | $3,792,375 | dollars as filed | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 268,357 | $3,783,837 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 2,292,621 | $3,782,825 | dollars as filed | |
| ARCELLX INC COMMON STOCK | 03940C100 | Stock | 105,258 | $3,776,657 | dollars as filed | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 364,402 | $3,775,213 | dollars as filed | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 366,355 | $3,769,795 | dollars as filed | |
| JBT MAREL CORPORATION | 477839AB0 | NOTE 0.250% 5/1 | 4,186,000 | $3,765,726 | dollars as filed | principal |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 69,654 | $3,763,435 | dollars as filed | |
| CEVA INC | 157210105 | COMMON STOCK | 193,708 | $3,756,016 | dollars as filed | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 96,967 | $3,734,210 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G474 | S&P SM EN ET NEW | 65,255 | $3,722,813 | dollars as filed | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 54,775 | $3,722,235 | dollars as filed | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 212,761 | $3,714,807 | dollars as filed | |
| ALEXANDERS INC COM | 014752109 | REIT | 20,374 | $3,712,898 | dollars as filed | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 114,062 | $3,708,192 | dollars as filed | |
| OOMA INC | 683416101 | COM | 284,262 | $3,698,249 | dollars as filed | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 80,823 | $3,693,792 | dollars as filed | |
| SP PLUS CORP | 78469C103 | COM | 102,296 | $3,692,886 | dollars as filed | |
| WATERDROP INC | 94132V105 | CMN | 3,174,358 | $3,682,256 | dollars as filed | |
| PARK AEROSPACE CORP | 70014A104 | COM | 235,985 | $3,664,862 | dollars as filed | |
| THRYV HLDGS INC | 886029206 | COM NEW | 194,496 | $3,650,690 | dollars as filed | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 521,324 | $3,649,268 | dollars as filed | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 534,275 | $3,649,098 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 126,585 | $3,645,699 | dollars as filed | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 50,310 | $3,645,493 | dollars as filed | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 231,895 | $3,640,762 | dollars as filed | |
| CLEANSPARK INC | 18452B209 | COM NEW | 955,489 | $3,640,415 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 145,546 | $3,632,340 | dollars as filed | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 121,635 | $3,632,049 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 75,957 | $3,630,413 | dollars as filed | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 601,635 | $3,627,859 | dollars as filed | |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 3,847,000 | $3,620,027 | dollars as filed | principal |
| CANTALOUPE INC | 138103106 | COM | 576,686 | $3,604,287 | dollars as filed | |
| DUTCH BROS INC | 26701L100 | CL A | 154,945 | $3,602,472 | dollars as filed | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,507,215 | $3,602,247 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430388 | ACCESS EMNG MKTS | 94,097 | $3,601,119 | dollars as filed | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 4,349,000 | $3,586,185 | dollars as filed | principal |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 449,331 | $3,581,168 | dollars as filed | |
| INVESCO BD FD | 46132L107 | COM | 247,204 | $3,577,043 | dollars as filed | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 482,661 | $3,576,520 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 863,800 | $3,567,494 | dollars as filed | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 120,966 | $3,562,480 | dollars as filed | |
| ENERFLEX LTD | 29269R105 | COM | 621,480 | $3,561,081 | dollars as filed | |
| VSE CORP COM | 918284100 | Stock | 70,570 | $3,559,551 | dollars as filed | |
| BIG LOTS INC | 089302103 | COM | 695,819 | $3,555,638 | dollars as filed | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 123,657 | $3,551,429 | dollars as filed | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 90,432 | $3,546,757 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 64,962 | $3,545,483 | dollars as filed | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 374,651 | $3,540,465 | dollars as filed | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 1,590,701 | $3,531,356 | dollars as filed | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 89,976 | $3,528,015 | dollars as filed | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 150,058 | $3,526,382 | dollars as filed | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 2,098,862 | $3,526,088 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 3,916,000 | $3,524,400 | dollars as filed | principal |
| PORTILLOS INC | 73642K106 | COM CL A | 227,887 | $3,507,181 | dollars as filed | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 148,276 | $3,505,263 | dollars as filed | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 191,667 | $3,503,683 | dollars as filed | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 38,781 | $3,499,667 | dollars as filed | |
| PEOPLES BANCORP INC | 709789101 | COM | 137,706 | $3,494,984 | dollars as filed | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 133,135 | $3,490,804 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y872 | CMN | 113,047 | $3,484,109 | dollars as filed | |
| COSAN S A ADS | 22113B103 | ADR | 256,037 | $3,479,556 | dollars as filed | |
| High Templar Tech Limit | 747798106 | COM | 1,640,715 | $3,478,316 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-23-000493 | this filing | 2023-11-15 | acceptance time not in the bulk data set |