13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-15, with 7,619 holding rows worth $983,405,444,363.
- Accession
- 0000895421-23-000493
- Filer
- CIK 895421
- Filed
- 2023-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A combination report, 43,247 entries on the cover page, a total value of $983,405,444,363 stated on the cover page (in dollars after the unit check, H1), rows summing to $983,405,444,363 with VALUE read as dollars as filed, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCook Street Consulting, Inc.028-22389
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMORGAN STANLEY CAPITAL SERVICES, LLC028-21416
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMORGAN STANLEY LATAM LLC028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
- included managerMorgan Stanley Bank Asia Ltd028-17710
- included managerETRADE Capital Management LLC028-14182
- included managerMorgan Stanley Bank, N.A.028-22054
- included managerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- included managerEATON VANCE MANAGEMENT028-04139
- included managerCalvert Research & Management028-23036
- included managerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- included managerBOSTON MANAGEMENT & RESEARCH028-23040
- included managerEaton Vance Advisers International Ltd028-23139
- included managerMS Capital Partners Adviser Inc028-15520
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 570,491 | $3,474,290 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 119,452 | $3,473,664 | dollars as filed | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 163,792 | $3,431,462 | dollars as filed | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 201,004 | $3,429,150 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430362 | ACCESS INFLATI | 72,184 | $3,413,711 | dollars as filed | |
| QUINSTREET INC | 74874Q100 | COM | 380,014 | $3,408,725 | dollars as filed | |
| MESABI TR | 590672101 | CTF BEN INT | 169,817 | $3,408,227 | dollars as filed | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 195,629 | $3,400,054 | dollars as filed | |
| Star Hldgs Shs Ben Int | 85512G106 | Common Stock | 271,111 | $3,394,311 | dollars as filed | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 129,546 | $3,394,106 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 85,340 | $3,393,985 | dollars as filed | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 123,921 | $3,392,956 | dollars as filed | |
| NETGEAR INC | 64111Q104 | COM | 269,491 | $3,392,891 | dollars as filed | |
| CYTEK BIOSCIENCES INC | 23285D109 | COMMON STOCK | 614,293 | $3,390,898 | dollars as filed | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 498,268 | $3,388,232 | dollars as filed | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 222,017 | $3,379,099 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G195 | DAILY FTSE CHINA | 116,837 | $3,378,926 | dollars as filed | |
| INVESCO BULLETSHARES (R)2027 MUNICIPAL BOND ETF | 46138J494 | UIE | 147,311 | $3,371,271 | dollars as filed | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 3,644,000 | $3,370,700 | dollars as filed | principal |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 53,932 | $3,370,241 | dollars as filed | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 894,940 | $3,356,025 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 46,368 | $3,355,536 | dollars as filed | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 330,510 | $3,354,680 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 684,536 | $3,354,226 | dollars as filed | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 147,093 | $3,346,407 | dollars as filed | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 628,715 | $3,338,477 | dollars as filed | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 105,646 | $3,334,211 | dollars as filed | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 34,912 | $3,325,369 | dollars as filed | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 186,478 | $3,323,038 | dollars as filed | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 141,504 | $3,322,528 | dollars as filed | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 218,005 | $3,320,216 | dollars as filed | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 121,857 | $3,317,097 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 60,086 | $3,310,354 | dollars as filed | |
| IDT CORP | 448947507 | CL B NEW | 150,030 | $3,308,161 | dollars as filed | |
| COLLEGIUM PHARMACEUTICAL INC | 19459JAA2 | NOTE 2.625% 2/1 | 3,244,000 | $3,292,660 | dollars as filed | principal |
| BARINGS BDC INC | 06759L103 | COM | 369,281 | $3,290,301 | dollars as filed | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 51,400 | $3,288,633 | dollars as filed | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 205,846 | $3,287,361 | dollars as filed | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 264,309 | $3,285,364 | dollars as filed | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 149,861 | $3,283,829 | dollars as filed | |
| ATAIBECKLEY INC | N0731H103 | Equity | 2,543,894 | $3,281,623 | dollars as filed | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 2,214,685 | $3,277,734 | dollars as filed | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 84,866 | $3,275,004 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 397,543 | $3,271,784 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 3,326,000 | $3,269,458 | dollars as filed | principal |
| PHREESIA INC | 71944F106 | COM | 174,846 | $3,266,123 | dollars as filed | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 191,754 | $3,263,682 | dollars as filed | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 36,524 | $3,261,045 | dollars as filed | |
| F&G ANNUITIES & LIFE INC | 30190A104 | COMMON STOCK | 116,074 | $3,257,057 | dollars as filed | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 106,124 | $3,250,596 | dollars as filed | |
| BARK Inc. | 68622E104 | COM | 2,706,182 | $3,247,419 | dollars as filed | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 279,349 | $3,240,463 | dollars as filed | |
| PROSHARES TR | 74347X849 | INDX FD | 128,335 | $3,227,626 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 49,253 | $3,227,237 | dollars as filed | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 220,650 | $3,221,514 | dollars as filed | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 145,007 | $3,213,355 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 393,688 | $3,212,494 | dollars as filed | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 227,920 | $3,202,276 | dollars as filed | |
| GLOBAL INDUSTRIAL COMPANY COM | 37892E102 | Stock | 95,373 | $3,195,010 | dollars as filed | |
| MATTERPORT INC | 577096100 | COM CL A | 1,470,634 | $3,191,275 | dollars as filed | |
| MONTAUK RENEWABLES INC | 61218C103 | COMMON STOCK | 350,103 | $3,189,438 | dollars as filed | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 275,301 | $3,187,994 | dollars as filed | |
| BIOMEA FUSION INC | 09077A106 | CMN | 231,465 | $3,184,958 | dollars as filed | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 179,247 | $3,183,427 | dollars as filed | |
| ALGOMA STL GROUP INC | 015658107 | COM | 467,992 | $3,182,346 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 84,573 | $3,175,716 | dollars as filed | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 306,114 | $3,174,402 | dollars as filed | |
| V2X INC | 92242T101 | COM | 61,159 | $3,159,519 | dollars as filed | |
| ROYAL CARIBBEAN GROUP | 780153BQ4 | NOTE 6.000% 8/1 | 1,597,000 | $3,148,486 | dollars as filed | principal |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 296,924 | $3,141,460 | dollars as filed | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 211,941 | $3,140,979 | dollars as filed | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 437,828 | $3,134,852 | dollars as filed | |
| COOL CO LTD | G2415A113 | COMMON SHARES | 226,334 | $3,134,726 | dollars as filed | |
| Flushing Financial Corp | 343873105 | Common Stock | 238,700 | $3,134,137 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 3,265,000 | $3,130,156 | dollars as filed | principal |
| LOVESAC COMPANY | 54738L109 | COM | 157,083 | $3,129,095 | dollars as filed | |
| Ascendis Pharma A/S | 04351PAD3 | Convertible bond | 3,424,000 | $3,120,120 | dollars as filed | principal |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 3,422,000 | $3,118,298 | dollars as filed | principal |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 365,331 | $3,105,316 | dollars as filed | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 355,396 | $3,095,677 | dollars as filed | |
| GH RESEARCH PLC ORDINARY SHARES | G3855L106 | Stock | 307,209 | $3,087,451 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q340 | BETABUILDERS US | 40,986 | $3,085,881 | dollars as filed | |
| TECNOGLASS INC | G87264100 | ORD SHS | 93,452 | $3,080,178 | dollars as filed | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 539,792 | $3,060,623 | dollars as filed | |
| CLOUDFLARE INC | 18915MAC1 | NOTE 8/1 | 3,600,000 | $3,054,960 | dollars as filed | principal |
| Pagaya Technologies Ltd. | M7S64L115 | CL A | 1,924,193 | $3,040,225 | dollars as filed | |
| TRIMAS CORP | 896215209 | COM NEW | 122,722 | $3,038,597 | dollars as filed | |
| GLADSTONE LAND CORP | 376549101 | REIT | 213,366 | $3,036,210 | dollars as filed | |
| GRITSTONE BIO INC | 39868T105 | COM | 1,762,241 | $3,031,053 | dollars as filed | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 1,429,416 | $3,030,361 | dollars as filed | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 65,266 | $3,028,982 | dollars as filed | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 445,003 | $3,026,031 | dollars as filed | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 88,122 | $3,019,079 | dollars as filed | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 152,635 | $3,014,545 | dollars as filed | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 97,386 | $3,010,221 | dollars as filed | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 99,676 | $3,008,227 | dollars as filed | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 348,995 | $3,001,357 | dollars as filed | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 188,513 | $2,984,161 | dollars as filed | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 146,312 | $2,977,464 | dollars as filed | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 85,153 | $2,972,743 | dollars as filed | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 48,084 | $2,970,028 | dollars as filed | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 300,996 | $2,967,827 | dollars as filed | |
| ITRON INC | 465741AN6 | NOTE 3/1 | 3,450,000 | $2,967,000 | dollars as filed | principal |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 378,810 | $2,962,297 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 3,253,605 | $2,961,107 | dollars as filed | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 178,636 | $2,960,008 | dollars as filed | |
| TREDEGAR CORP | 894650100 | COM | 545,573 | $2,951,555 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V724 | US MKTWIDE VALUE | 86,710 | $2,949,874 | dollars as filed | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 425,560 | $2,949,132 | dollars as filed | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 172,319 | $2,948,378 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 35,045 | $2,947,677 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 102,682 | $2,944,309 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 104,665 | $2,942,133 | dollars as filed | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 184,566 | $2,942,010 | dollars as filed | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 135,200 | $2,940,609 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V799 | INTL CORE EQUITY | 125,792 | $2,937,256 | dollars as filed | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 364,737 | $2,936,141 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 76,830 | $2,935,536 | dollars as filed | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 232,110 | $2,933,883 | dollars as filed | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 101,012 | $2,924,336 | dollars as filed | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 90,989 | $2,918,022 | dollars as filed | |
| PROCEPT BIOROBOTICS CORP COM | 74276L105 | Stock | 88,789 | $2,913,166 | dollars as filed | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 361,530 | $2,910,320 | dollars as filed | |
| MAGNITE INC COM | 55955D100 | Stock | 385,598 | $2,907,408 | dollars as filed | |
| Bridgebio Pharma Inc Note 2.250 percent 2/0 | 10806XAD4 | Convertible | 3,900,000 | $2,905,500 | dollars as filed | principal |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 200,186 | $2,896,692 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 163,125 | $2,895,485 | dollars as filed | |
| GERON CORP | 374163103 | COM | 1,365,032 | $2,893,867 | dollars as filed | |
| BENTLEY SYS INC | 08265TAD1 | NOTE 0.375% 7/0 | 3,352,000 | $2,892,776 | dollars as filed | principal |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 171,822 | $2,891,782 | dollars as filed | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 41,386 | $2,887,914 | dollars as filed | |
| CITY OFFICE REIT INC | 178587101 | COM | 678,316 | $2,882,851 | dollars as filed | |
| PATRIA INVESTMENTS LIMITED | G69451105 | COM CL A | 197,715 | $2,882,692 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 592,506 | $2,879,579 | dollars as filed | |
| ISHARES TR | 46436E841 | IBONDS 27 TRM TS | 131,575 | $2,874,914 | dollars as filed | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 85,453 | $2,869,513 | dollars as filed | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 441,638 | $2,866,230 | dollars as filed | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 261,753 | $2,866,197 | dollars as filed | |
| ISHARES IBONDS 2026 TERM HIGH YIELD AND INCOME ETF | 46436E528 | ETF | 127,080 | $2,863,112 | dollars as filed | |
| TRIPLE FLAG PRECIOUS METAL COM | 89679M104 | Stock | 218,734 | $2,858,853 | dollars as filed | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 97,467 | $2,858,706 | dollars as filed | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 66,388 | $2,844,062 | dollars as filed | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 298,564 | $2,842,348 | dollars as filed | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 354,615 | $2,840,466 | dollars as filed | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 417,119 | $2,832,237 | dollars as filed | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 50,284 | $2,823,473 | dollars as filed | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 140,626 | $2,822,364 | dollars as filed | |
| ALIGNMENT HEALTHCARE INC COM | 01625V104 | Stock | 406,339 | $2,819,993 | dollars as filed | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 338,065 | $2,819,467 | dollars as filed | |
| ENACT HLDGS INC COM | 29249E109 | Stock | 103,440 | $2,816,677 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 33,745 | $2,815,996 | dollars as filed | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 233,357 | $2,814,285 | dollars as filed | |
| LUCKY STRIKE ENTERTAINMENT C | 10258P102 | CL A COM | 292,162 | $2,810,599 | dollars as filed | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 213,506 | $2,799,064 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 61,235 | $2,797,828 | dollars as filed | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 146,732 | $2,793,780 | dollars as filed | |
| RIVERNORTH FLEXIBLE MUNI INC | 76883Y107 | COM | 226,539 | $2,790,971 | dollars as filed | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 1,619,067 | $2,784,796 | dollars as filed | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 114,758 | $2,778,291 | dollars as filed | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 669,460 | $2,778,259 | dollars as filed | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 174,764 | $2,775,258 | dollars as filed | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 263,786 | $2,775,034 | dollars as filed | |
| Heritage Commerce Corp | 426927109 | Common Stock | 327,259 | $2,771,893 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 123,042 | $2,770,906 | dollars as filed | |
| AARONS CO INC | 00258W108 | COM | 264,631 | $2,770,686 | dollars as filed | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 180,563 | $2,769,836 | dollars as filed | |
| VERA BRADLEY INC | 92335C106 | COM | 419,034 | $2,769,815 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 91,793 | $2,767,385 | dollars as filed | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 170,236 | $2,761,230 | dollars as filed | |
| DOLE PLC | G27907107 | ORD SHS | 238,281 | $2,759,294 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430180 | MARKETBETA INTL | 56,400 | $2,755,434 | dollars as filed | |
| SLR INVESTMENT CORP | 83413U100 | COM | 179,028 | $2,755,251 | dollars as filed | |
| ALPHATEC HLDGS INC | 02081GAB8 | NOTE 0.750% 8/0 | 2,877,000 | $2,754,728 | dollars as filed | principal |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 456,443 | $2,747,787 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 95,889 | $2,744,343 | dollars as filed | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 287,621 | $2,743,904 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 3,809,440 | $2,738,987 | dollars as filed | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 312,594 | $2,735,510 | dollars as filed | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 75,201 | $2,735,060 | dollars as filed | |
| IMMATICS N.V | N44445109 | SHS | 236,008 | $2,732,973 | dollars as filed | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 352,182 | $2,732,932 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 100,961 | $2,732,005 | dollars as filed | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 285,151 | $2,731,752 | dollars as filed | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 268,465 | $2,730,289 | dollars as filed | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 469,730 | $2,729,132 | dollars as filed | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 64,368 | $2,722,158 | dollars as filed | |
| BIOATLA INC | 09077B104 | COM | 1,600,788 | $2,721,340 | dollars as filed | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 100,569 | $2,712,347 | dollars as filed | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 199,202 | $2,711,152 | dollars as filed | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 493,891 | $2,706,523 | dollars as filed | |
| OCEANFIRST FINL CORP | 675234108 | COM | 187,000 | $2,705,898 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 343,006 | $2,702,893 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G104 | COM | 777,499 | $2,697,923 | dollars as filed | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 356,534 | $2,684,701 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 55,610 | $2,682,070 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 330,122 | $2,680,592 | dollars as filed | |
| 8X8 INC | 282914100 | COMMON STOCK | 1,062,280 | $2,676,947 | dollars as filed | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 581,415 | $2,674,509 | dollars as filed | |
| SPORTRADAR GROUP AG | H8088L103 | COM | 267,087 | $2,673,546 | dollars as filed | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 83,341 | $2,669,453 | dollars as filed | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 491,903 | $2,661,195 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E872 | CMN | 107,971 | $2,659,588 | dollars as filed | |
| INFINERA CORP | 45667GAG8 | BOND | 2,851,000 | $2,654,823 | dollars as filed | principal |
| PAYMENTUS HOLDINGS INC | 70439P108 | COM CL A | 159,898 | $2,654,307 | dollars as filed | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 85,569 | $2,654,290 | dollars as filed | |
| MADISON SQUARE GARDEN ENTMT | 558256103 | COM CL A | 80,464 | $2,648,071 | dollars as filed | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 148,689 | $2,646,673 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 104,730 | $2,645,705 | dollars as filed | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 234,570 | $2,643,612 | dollars as filed | |
| CRA INTL INC | 12618T105 | COM | 26,215 | $2,641,437 | dollars as filed | |
| PROSHARES TR | 74347B185 | FUND | 203,437 | $2,637,947 | dollars as filed | |
| PATRICK INDS INC | 703343AG8 | NOTE 1.750%12/0 | 2,795,000 | $2,637,083 | dollars as filed | principal |
| Xunlei Ltd-Adr | 98419E108 | COM | 1,626,257 | $2,634,536 | dollars as filed | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 285,159 | $2,626,328 | dollars as filed | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 104,255 | $2,625,154 | dollars as filed | |
| LUNA INNOVATIONS INC | 550351100 | COM | 447,622 | $2,623,065 | dollars as filed | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 129,544 | $2,616,159 | dollars as filed | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 530,186 | $2,613,820 | dollars as filed | |
| 2U INC | 90214JAC5 | DEBT 4.500% 2/0 | 5,000,000 | $2,607,500 | dollars as filed | principal |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 33,004 | $2,607,389 | dollars as filed | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 535,607 | $2,597,704 | dollars as filed | |
| STERLING BANCORP INC | 85917W102 | COM | 443,720 | $2,591,325 | dollars as filed | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 217,898 | $2,588,634 | dollars as filed | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 164,075 | $2,587,462 | dollars as filed | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 164,529 | $2,576,528 | dollars as filed | |
| CONDUENT INC | 206787103 | COM | 739,644 | $2,573,962 | dollars as filed | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 259,454 | $2,573,784 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 51,885 | $2,570,446 | dollars as filed | |
| Amplify Energy Corp | 03212B103 | COM | 349,108 | $2,565,943 | dollars as filed | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 210,995 | $2,565,713 | dollars as filed | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 283,416 | $2,564,915 | dollars as filed | |
| PHENIXFIN CORP | 71742W103 | COM | 67,642 | $2,563,632 | dollars as filed | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 470,502 | $2,559,531 | dollars as filed | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 115,011 | $2,559,005 | dollars as filed | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 47,305 | $2,558,737 | dollars as filed | |
| MERCER INTL INC | 588056101 | COM | 298,049 | $2,557,265 | dollars as filed | |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 3,038,000 | $2,551,920 | dollars as filed | principal |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 50,451 | $2,547,291 | dollars as filed | |
| Atour Lifestyle Holding | 04965M106 | COM | 134,941 | $2,543,638 | dollars as filed | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 78,152 | $2,539,189 | dollars as filed | |
| ACELYRIN INC | 00445A100 | COM | 249,573 | $2,538,158 | dollars as filed | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 67,149 | $2,526,176 | dollars as filed | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 93,185 | $2,524,400 | dollars as filed | |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 305,651 | $2,521,622 | dollars as filed | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 2,642,000 | $2,521,261 | dollars as filed | principal |
| BANCROFT FUND LIMITED | 059695106 | COM | 159,775 | $2,519,667 | dollars as filed | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 366,916 | $2,509,706 | dollars as filed | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 304,551 | $2,503,410 | dollars as filed | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 292,008 | $2,502,508 | dollars as filed | |
| STELLUS CAP INVT CORP | 858568108 | COM | 182,036 | $2,475,690 | dollars as filed | |
| McCormick & Company Inc | 579780107 | COM | 31,358 | $2,473,520 | dollars as filed | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 49,020 | $2,469,633 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 291,000 | $2,467,681 | dollars as filed | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 2,834,000 | $2,465,580 | dollars as filed | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 51,935 | $2,464,316 | dollars as filed | |
| GREENHILL & CO INC COM | 395259104 | Stock | 166,091 | $2,458,148 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 268,699 | $2,453,222 | dollars as filed | |
| PETIQ INC | 71639T106 | COMMON STOCK | 124,279 | $2,448,296 | dollars as filed | |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 2,824,000 | $2,446,149 | dollars as filed | principal |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 23,286 | $2,439,852 | dollars as filed | |
| REVANCE THERAPEUTICS INC | 761330AB5 | BOND | 3,047,000 | $2,437,600 | dollars as filed | principal |
| CUTERA INC | 232109108 | COM | 404,829 | $2,437,072 | dollars as filed | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 88,006 | $2,436,007 | dollars as filed | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 308,829 | $2,433,579 | dollars as filed | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 61,199 | $2,431,436 | dollars as filed | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 85,977 | $2,428,869 | dollars as filed | |
| ADECOAGRO S A | L00849106 | COM | 207,301 | $2,423,348 | dollars as filed | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 116,875 | $2,422,819 | dollars as filed | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 282,760 | $2,414,771 | dollars as filed | |
| PROSHARES TR II | 74347Y789 | FUND | 103,588 | $2,413,601 | dollars as filed | |
| PAYSAFE LIMITED | G6964L206 | SHS | 199,588 | $2,393,060 | dollars as filed | |
| REV Group Inc | 749527107 | Common Stock | 149,490 | $2,391,854 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 108,784 | $2,385,448 | dollars as filed | |
| ENCORE ENERGY CORP COM NEW | 29259W700 | Stock | 730,471 | $2,381,336 | dollars as filed | |
| PTC THERAPEUTICS INC | 69366JAD3 | NOTE 1.500% 9/1 | 3,008,000 | $2,372,560 | dollars as filed | principal |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 53,407 | $2,369,692 | dollars as filed | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 276,022 | $2,368,269 | dollars as filed | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 292,407 | $2,365,573 | dollars as filed | |
| KRANESHARES TRUST | 500767678 | INDX FD | 65,162 | $2,354,302 | dollars as filed | |
| JOINT CORP | 47973J102 | COM | 261,792 | $2,353,510 | dollars as filed | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 2,554,000 | $2,352,873 | dollars as filed | principal |
| TRUECAR INC | 89785L107 | COM | 1,132,203 | $2,343,661 | dollars as filed | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 682,219 | $2,333,190 | dollars as filed | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 5,329 | $2,331,683 | dollars as filed | |
| DISC MEDICINE INC COM | 254604101 | Stock | 49,557 | $2,328,187 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 2,143,000 | $2,325,155 | dollars as filed | principal |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 130,317 | $2,323,568 | dollars as filed | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 282,160 | $2,319,369 | dollars as filed | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 82,138 | $2,319,167 | dollars as filed | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 195,613 | $2,318,013 | dollars as filed | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 158,612 | $2,317,322 | dollars as filed | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 61,947 | $2,307,558 | dollars as filed | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 297,466 | $2,305,363 | dollars as filed | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 121,512 | $2,305,083 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 1,439,100 | $2,302,561 | dollars as filed | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 61,364 | $2,301,157 | dollars as filed | |
| EVANS BANCORP INC | 29911Q208 | COM | 85,853 | $2,300,860 | dollars as filed | |
| I-80 GOLD CORP | 44955L106 | COM | 1,502,513 | $2,298,844 | dollars as filed | |
| GCM GROSVENOR INC | 36831E108 | COM CL A | 295,771 | $2,295,184 | dollars as filed | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 592,963 | $2,294,767 | dollars as filed | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 227,262 | $2,293,074 | dollars as filed | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 317,531 | $2,292,574 | dollars as filed | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 32,316 | $2,292,174 | dollars as filed | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 177,343 | $2,289,510 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 1,044,295 | $2,287,006 | dollars as filed | |
| INVESCO BULLETSHARES (R)2028 MUNICIPAL BOND ETF | 46138J486 | UIE | 101,255 | $2,281,214 | dollars as filed | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 294,004 | $2,278,532 | dollars as filed | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 43,968 | $2,276,240 | dollars as filed | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 60,575 | $2,275,433 | dollars as filed | |
| AGENUS INC | 00847G705 | COM NEW | 2,009,368 | $2,270,587 | dollars as filed | |
| NIO INC | 62914VAF3 | NOTE 0.500% 2/0 | 2,605,000 | $2,269,737 | dollars as filed | principal |
| 1ST SOURCE CORP COM | 336901103 | Stock | 53,828 | $2,265,666 | dollars as filed | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 98,477 | $2,263,986 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 233,929 | $2,262,093 | dollars as filed | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 342,107 | $2,261,329 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 1,937,284 | $2,247,250 | dollars as filed | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 77,839 | $2,247,233 | dollars as filed | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 353,973 | $2,244,188 | dollars as filed | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 137,382 | $2,240,716 | dollars as filed | |
| SILVERCREST METALS INC | 828363101 | COM | 508,036 | $2,240,439 | dollars as filed | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 314,552 | $2,236,465 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 821,902 | $2,235,574 | dollars as filed | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 66,674 | $2,222,244 | dollars as filed | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 302,597 | $2,221,063 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 2,130,000 | $2,218,182 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 2,242,000 | $2,213,527 | dollars as filed | principal |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 124,598 | $2,212,860 | dollars as filed | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 307,314 | $2,212,661 | dollars as filed | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 72,585 | $2,210,946 | dollars as filed | |
| CLAROS MORTGAGE TRUST INC | 18270D106 | REIT | 199,208 | $2,207,226 | dollars as filed | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 404,783 | $2,206,073 | dollars as filed | |
| FIRST ADVANTAGE CORP NEW | 31846B108 | COM | 159,917 | $2,205,259 | dollars as filed | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 251,287 | $2,203,794 | dollars as filed | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 46,347 | $2,200,333 | dollars as filed | |
| SIERRA BANCORP | 82620P102 | COM | 115,969 | $2,198,783 | dollars as filed | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 241,513 | $2,197,768 | dollars as filed | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 153,884 | $2,195,937 | dollars as filed | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 167,788 | $2,194,668 | dollars as filed | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 50,769 | $2,192,717 | dollars as filed | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 98,626 | $2,191,470 | dollars as filed | |
| PLAYAGS INC | 72814N104 | COM | 335,042 | $2,184,473 | dollars as filed | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 343,764 | $2,182,906 | dollars as filed | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 252,621 | $2,180,120 | dollars as filed | |
| TANGO THERAPEUTICS INC | 87583X109 | COM | 193,324 | $2,176,827 | dollars as filed | |
| SUNRUN INC | 86771WAB1 | NOTE 2/0 | 3,000,000 | $2,172,300 | dollars as filed | principal |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 700,616 | $2,171,910 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 87,415 | $2,170,952 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 328,367 | $2,163,939 | dollars as filed | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 137,660 | $2,162,638 | dollars as filed | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 223,922 | $2,158,615 | dollars as filed | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 239,521 | $2,155,689 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 61,460 | $2,154,818 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T602 | CORE BOND ETF | 53,473 | $2,154,695 | dollars as filed | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 104,827 | $2,153,177 | dollars as filed | |
| SAVERS VALUE VLG INC | 80517M109 | COM | 115,201 | $2,150,802 | dollars as filed | |
| BEL FUSE INC | 077347300 | CL B | 44,900 | $2,142,661 | dollars as filed | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 755,479 | $2,138,006 | dollars as filed | |
| WISDOMTREE TR | 97717X867 | CMN | 81,389 | $2,137,292 | dollars as filed | |
| CONMED CORP | 207410AH4 | NOTE 2.250% 6/1 | 2,248,000 | $2,135,600 | dollars as filed | principal |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 338,167 | $2,130,453 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 806,898 | $2,130,210 | dollars as filed | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 98,854 | $2,110,541 | dollars as filed | |
| FORTUNA MNG CORP F | 349915108 | COM | 771,547 | $2,098,608 | dollars as filed | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 184,931 | $2,091,570 | dollars as filed | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 668,332 | $2,085,198 | dollars as filed | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 271,705 | $2,083,983 | dollars as filed | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 92,187 | $2,081,584 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 1,422,996 | $2,077,575 | dollars as filed | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 58,558 | $2,074,236 | dollars as filed | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 610,040 | $2,074,138 | dollars as filed | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 225,143 | $2,071,322 | dollars as filed | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 227,693 | $2,066,313 | dollars as filed | |
| ALIMERA SCIENCES INC | 016259202 | COM | 666,246 | $2,065,362 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 2,103,780 | $2,061,706 | dollars as filed | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 91,047 | $2,061,305 | dollars as filed | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 154,185 | $2,056,828 | dollars as filed | |
| HORIZON BANCORP IND | 440407104 | COM | 192,555 | $2,056,499 | dollars as filed | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 111,866 | $2,051,634 | dollars as filed | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 45,926 | $2,050,177 | dollars as filed | |
| NIO INC | 62914VAE6 | NOTE 2/0 | 2,120,000 | $2,045,800 | dollars as filed | principal |
| ARHAUS INC | 04035M102 | COMMON STOCK | 219,944 | $2,045,479 | dollars as filed | |
| EXCELERATE ENERGY INC CL A COM | 30069T101 | Stock | 119,599 | $2,037,970 | dollars as filed | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 223,200 | $2,037,824 | dollars as filed | |
| HOLLEY INC | 43538H103 | COMMON STOCK | 408,219 | $2,037,013 | dollars as filed | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 496,040 | $2,033,772 | dollars as filed | |
| THOUGHTWORKS HOLDING INC | 88546E105 | COM | 498,050 | $2,032,044 | dollars as filed | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 231,017 | $2,028,122 | dollars as filed | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 2,071,000 | $2,024,403 | dollars as filed | principal |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 14,111 | $2,022,081 | dollars as filed | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 209,928 | $2,021,607 | dollars as filed | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 196,353 | $2,018,508 | dollars as filed | |
| CONFLUENT INC | 20717MAB9 | NOTE 1/1 | 2,469,000 | $2,015,692 | dollars as filed | principal |
| MIND C T I LTD | M70240102 | ORD | 1,072,925 | $2,015,060 | dollars as filed | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 32,183 | $2,013,054 | dollars as filed | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 87,812 | $2,010,894 | dollars as filed | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 224,223 | $2,006,797 | dollars as filed | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 53,092 | $2,002,099 | dollars as filed | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 18,355 | $2,002,084 | dollars as filed | |
| TRAVERE THERAPEUTICS INC | 89422GAA5 | CNV | 3,121,000 | $2,001,341 | dollars as filed | principal |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 45,260 | $2,000,063 | dollars as filed | |
| INSTRUCTURE HLDGS INC | 457790103 | COM | 78,740 | $1,999,996 | dollars as filed | |
| TELUS INTL CDA INC | 87975H100 | SUB VTG SHS | 262,305 | $1,998,764 | dollars as filed | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 253,413 | $1,991,826 | dollars as filed | |
| W & T OFFSHORE INC | 92922P106 | COM | 453,046 | $1,984,341 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 46,914 | $1,974,143 | dollars as filed | |
| LEONARDO DRS INC COM | 52661A108 | Stock | 118,138 | $1,972,905 | dollars as filed | |
| RMR GROUP INC | 74967R106 | CL A | 80,398 | $1,971,364 | dollars as filed | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 90,327 | $1,961,901 | dollars as filed | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 217,669 | $1,956,853 | dollars as filed | |
| FRANKLIN FTSE CHINA ETF | 35473P819 | ETF | 114,400 | $1,955,096 | dollars as filed | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 289,823 | $1,950,509 | dollars as filed | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 27,452 | $1,944,975 | dollars as filed | |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 158,446 | $1,944,131 | dollars as filed | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 107,616 | $1,943,061 | dollars as filed | |
| Trinseo PLC | G9059U107 | Common Stock | 237,690 | $1,941,931 | dollars as filed | |
| WESTROCK COFFEE CO | 96145W103 | COM | 216,875 | $1,921,513 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 121,664 | $1,921,112 | dollars as filed | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 53,371 | $1,913,350 | dollars as filed | |
| GENERATION BIO CO | 37148K100 | COM | 502,970 | $1,906,257 | dollars as filed | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 408,955 | $1,905,734 | dollars as filed | |
| AXOGEN INC | 05463X106 | COM | 380,370 | $1,901,850 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 38,423 | $1,894,066 | dollars as filed | |
| OFS CAPITAL CORP | 67103B100 | COM | 168,439 | $1,893,254 | dollars as filed | |
| DOCGO INC | 256086109 | COM | 354,925 | $1,891,751 | dollars as filed | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 75,478 | $1,890,414 | dollars as filed | |
| Inflarx Nv | N44821101 | COM | 634,120 | $1,889,678 | dollars as filed | |
| USA TODAY CO INC | 36472T109 | COM | 769,128 | $1,884,363 | dollars as filed | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 50,646 | $1,882,005 | dollars as filed | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 195,239 | $1,874,295 | dollars as filed | |
| SNDL INC | 83307B101 | COM | 985,675 | $1,872,783 | dollars as filed | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 138,362 | $1,869,271 | dollars as filed | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 12,617 | $1,868,451 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 45,678 | $1,868,136 | dollars as filed | |
| MICROSTRATEGY INC | 594972AE1 | NOTE 2/1 | 2,700,000 | $1,864,350 | dollars as filed | principal |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 953,990 | $1,860,280 | dollars as filed | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 671,536 | $1,860,156 | dollars as filed | |
| PERIMETER SOLUTIONS SA | L7579L106 | COMMON STOCK-FO | 409,685 | $1,859,971 | dollars as filed | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 145,442 | $1,857,311 | dollars as filed | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 175,204 | $1,853,667 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J452 | INVSCO 28 HYCORP | 89,467 | $1,842,117 | dollars as filed | |
| RBB FD INC | 74933W486 | US TREASY 2 YR | 38,240 | $1,833,608 | dollars as filed | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 64,146 | $1,832,799 | dollars as filed | |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 263,638 | $1,832,284 | dollars as filed | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 83,639 | $1,825,840 | dollars as filed | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 10,825 | $1,824,830 | dollars as filed | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 637,696 | $1,811,055 | dollars as filed | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 56,311 | $1,809,846 | dollars as filed | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 22,035 | $1,808,853 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 1,378,864 | $1,806,312 | dollars as filed | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 104,717 | $1,803,227 | dollars as filed | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 75,819 | $1,799,943 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 22,995 | $1,798,280 | dollars as filed | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 140,180 | $1,791,512 | dollars as filed | |
| ERO COPPER CORP COM | 296006109 | Stock | 103,846 | $1,790,305 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 355,603 | $1,785,127 | dollars as filed | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 30,140 | $1,783,213 | dollars as filed | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 272,243 | $1,783,195 | dollars as filed | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 527,281 | $1,776,938 | dollars as filed | |
| JAKKS PAC INC | 47012E403 | COM NEW | 95,561 | $1,776,479 | dollars as filed | |
| SSGA ACTIVE TR | 78470P408 | STATE STREET US | 43,016 | $1,775,270 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A511 | CMN | 66,027 | $1,774,918 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 17,817 | $1,772,079 | dollars as filed | |
| GRANITE RIDGE RESOURCES INC | 387432107 | COM | 290,196 | $1,770,196 | dollars as filed | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 55,241 | $1,767,712 | dollars as filed | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 910,401 | $1,766,182 | dollars as filed | |
| CYTOKINETICS INC | 23282WAA8 | NOTE 4.000%11/1 | 611,000 | $1,762,552 | dollars as filed | principal |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 1,855,000 | $1,761,323 | dollars as filed | principal |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 136,097 | $1,757,021 | dollars as filed | |
| GOPRO INC | 38268T103 | CL A | 559,443 | $1,756,652 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 678,198 | $1,756,532 | dollars as filed | |
| Direxion Daily S&P 500 Bear 3X Shares | 25460E265 | ETF | 111,109 | $1,753,304 | dollars as filed | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 42,436 | $1,751,758 | dollars as filed | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 244,186 | $1,750,824 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 47,525 | $1,748,349 | dollars as filed | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 103,993 | $1,743,970 | dollars as filed | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 77,765 | $1,738,048 | dollars as filed | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 26,185 | $1,737,117 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 20,390 | $1,732,426 | dollars as filed | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 198,202 | $1,732,286 | dollars as filed | |
| UDEMY INC COM | 902685106 | Stock | 181,880 | $1,727,862 | dollars as filed | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 81,720 | $1,727,561 | dollars as filed | |
| PARAGON 28 INC | 69913P105 | COM | 136,700 | $1,715,587 | dollars as filed | |
| YY INC | 98426TAF3 | NOTE 1.375% 6/1 | 1,800,000 | $1,714,500 | dollars as filed | principal |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 87,036 | $1,712,869 | dollars as filed | |
| FS CREDIT OPPORTUNITIES CORP | 30290Y101 | COMMON STOCK | 315,827 | $1,711,782 | dollars as filed | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 541,354 | $1,710,678 | dollars as filed | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 256,387 | $1,707,537 | dollars as filed | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 35,189 | $1,707,386 | dollars as filed | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 104,261 | $1,705,710 | dollars as filed | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 38,610 | $1,702,701 | dollars as filed | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 52,957 | $1,697,066 | dollars as filed | |
| GENIUS SPORTS LIMITED SHARES CL A | G3934V109 | Stock | 318,117 | $1,695,564 | dollars as filed | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 343,663 | $1,694,260 | dollars as filed | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 88,251 | $1,690,898 | dollars as filed | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 89,598 | $1,690,742 | dollars as filed | |
| INOGEN INC | 45780L104 | COM | 323,175 | $1,686,975 | dollars as filed | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 56,491 | $1,685,140 | dollars as filed | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 140,564 | $1,681,145 | dollars as filed | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 161,667 | $1,676,487 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T107 | US LRG CP CORE | 20,675 | $1,674,675 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-23-000493 | this filing | 2023-11-15 | acceptance time not in the bulk data set |