13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-15, with 7,619 holding rows worth $983,405,444,363.
- Accession
- 0000895421-23-000493
- Filer
- CIK 895421
- Filed
- 2023-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A combination report, 43,247 entries on the cover page, a total value of $983,405,444,363 stated on the cover page (in dollars after the unit check, H1), rows summing to $983,405,444,363 with VALUE read as dollars as filed, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCook Street Consulting, Inc.028-22389
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMORGAN STANLEY CAPITAL SERVICES, LLC028-21416
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMORGAN STANLEY LATAM LLC028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
- included managerMorgan Stanley Bank Asia Ltd028-17710
- included managerETRADE Capital Management LLC028-14182
- included managerMorgan Stanley Bank, N.A.028-22054
- included managerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- included managerEATON VANCE MANAGEMENT028-04139
- included managerCalvert Research & Management028-23036
- included managerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- included managerBOSTON MANAGEMENT & RESEARCH028-23040
- included managerEaton Vance Advisers International Ltd028-23139
- included managerMS Capital Partners Adviser Inc028-15520
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 9,357 | $241,130 | dollars as filed | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 11,719 | $240,709 | dollars as filed | |
| ARRIVAL | L0423Q124 | COM NEW | 201,945 | $240,314 | dollars as filed | |
| OPTINOSE INC | 68404V100 | COM | 195,196 | $240,091 | dollars as filed | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 16,408 | $238,736 | dollars as filed | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 29,822 | $238,576 | dollars as filed | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 6,783 | $237,880 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 6,157 | $236,462 | dollars as filed | |
| WILLIAM PENN BANCORPORATION | 96927A105 | COM | 18,861 | $235,386 | dollars as filed | |
| DHI GROUP INC | 23331S100 | COM | 76,354 | $233,644 | dollars as filed | |
| ENVVENO MEDICAL CORPORATION | 29415J106 | COM | 43,314 | $233,462 | dollars as filed | |
| Youdao Inc - Adr | 98741T104 | COM | 58,021 | $233,244 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 273,606 | $233,139 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 9,123 | $232,910 | dollars as filed | |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 70,970 | $232,781 | dollars as filed | |
| VERITONE INC | 92347M100 | COM | 89,960 | $232,097 | dollars as filed | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 123,308 | $231,819 | dollars as filed | |
| STATE STREET SPDR BLOOMBERG EMERGING MARKETS USD BOND ETF | 78468R515 | ETF | 10,188 | $230,742 | dollars as filed | |
| HUMACYTE INC | 44486Q103 | COM | 78,305 | $229,433 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 272,000 | $228,942 | dollars as filed | principal |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 10,713 | $228,187 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC COMMON STOCK | 03214Q108 | Stock | 47,827 | $226,700 | dollars as filed | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 23,756 | $225,209 | dollars as filed | |
| DERMTECH INC | 24984K105 | COM | 156,290 | $225,058 | dollars as filed | |
| UNION BANKSHARES INC | 905400107 | CMN | 10,449 | $224,340 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 7,177 | $224,321 | dollars as filed | |
| OCEAN BIOMEDICAL ORD | 67644C104 | COM | 57,360 | $223,706 | dollars as filed | |
| WATSCO INC | 942622101 | CL B CONV | 595 | $223,542 | dollars as filed | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 46,566 | $223,053 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q449 | BETA US GRAD ETF | 5,162 | $222,996 | dollars as filed | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 26,858 | $222,924 | dollars as filed | |
| IRSA INVERSIONES SA WTS EXP 03/25/2026 | P5880C134 | CMN | 585,540 | $222,505 | dollars as filed | |
| CAPITAL GROUP DIVIDEND VALUE | 14020W106 | SHS CREAT UNIT | 8,350 | $221,025 | dollars as filed | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 6,431 | $220,905 | dollars as filed | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 5,319 | $220,817 | dollars as filed | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 14,050 | $220,585 | dollars as filed | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 60,171 | $219,627 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F862 | FT VEST US EQT | 5,874 | $219,570 | dollars as filed | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 2,915 | $219,091 | dollars as filed | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 40,842 | $218,505 | dollars as filed | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 8,692 | $217,995 | dollars as filed | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 22,266 | $217,762 | dollars as filed | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 3,273 | $217,655 | dollars as filed | |
| PRECISION OPTICS CORP INC MA | 740294400 | COM NEW | 36,448 | $216,866 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 60,115 | $215,814 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 4,367 | $215,642 | dollars as filed | |
| GORILLA TECHNOLOGY GRO F | G4000K100 | COM | 247,413 | $215,027 | dollars as filed | |
| LEE ENTERPRISES INC | 523768406 | COM | 20,061 | $214,854 | dollars as filed | |
| CONMED CORP | 207410AF8 | BOND | 185,000 | $214,832 | dollars as filed | principal |
| EMERALD HOLDING INC | 29103W104 | COM | 47,461 | $214,523 | dollars as filed | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 84,023 | $214,260 | dollars as filed | |
| EVE HLDG INC | 29970N104 | COM | 25,800 | $213,883 | dollars as filed | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 78,230 | $213,567 | dollars as filed | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 3,575 | $212,212 | dollars as filed | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 32,610 | $211,641 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 6,065 | $211,340 | dollars as filed | |
| CUTERA INC | 232109AB4 | NOTE 2.250% 3/1 | 300,000 | $208,875 | dollars as filed | principal |
| KRANESHARES TRUST | 500767611 | CICC CHIN 5G SEM | 13,941 | $208,683 | dollars as filed | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 33,284 | $208,358 | dollars as filed | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 54,827 | $207,793 | dollars as filed | |
| HONEST CO INC | 438333106 | COM | 164,754 | $207,590 | dollars as filed | |
| USIO INC | 917313108 | CMN | 118,359 | $207,128 | dollars as filed | |
| JANUX THERAPEUTICS INC | 47103J105 | COM | 20,456 | $206,196 | dollars as filed | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 4,453 | $206,104 | dollars as filed | |
| JPMORGAN SMALL MID CP ENH EQT ETF | 46641Q118 | COM | 4,238 | $205,361 | dollars as filed | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 16,670 | $204,541 | dollars as filed | |
| CAMBRIA ETF TR | 132061805 | GBL TAIL RISK ET | 10,973 | $204,504 | dollars as filed | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 29,697 | $203,128 | dollars as filed | |
| UCLOUDLINK GROUP INC | 90354D104 | SPONSORED ADS | 95,549 | $202,564 | dollars as filed | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 9,575 | $201,843 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A594 | AAM S&P 500 | 7,372 | $201,160 | dollars as filed | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 6,646 | $200,908 | dollars as filed | |
| NCL CORP LTD | 62886HBK6 | NOTE 2.500% 2/1 | 233,000 | $200,846 | dollars as filed | principal |
| ISHARES TR | 46436E536 | US SML CP VALUE | 7,605 | $200,765 | dollars as filed | |
| PROSHARES TR | 74347G648 | FUND | 7,665 | $200,134 | dollars as filed | |
| ALTSHARES TRUST | 02210T108 | MERGER ARBITRAGE | 7,598 | $199,450 | dollars as filed | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 105,858 | $199,015 | dollars as filed | |
| BIONANO GENOMICS INC | 09075f305 | COM | 65,385 | $198,117 | dollars as filed | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 39,842 | $198,015 | dollars as filed | |
| NCL CORP LTD | 62886HAT8 | NOTE 6.000% 5/1 | 150,000 | $196,875 | dollars as filed | principal |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 26,340 | $195,970 | dollars as filed | |
| TIDAL ETF TR | 886364207 | SOFI SELCT 500 | 12,739 | $194,785 | dollars as filed | |
| SEANERGY MARITIME HOLD F | Y73760400 | FOREIGN ORDINARIES | 35,281 | $194,752 | dollars as filed | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 44,166 | $194,331 | dollars as filed | |
| Biote Corp -A | 090683103 | COM | 37,913 | $194,116 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 205,000 | $193,110 | dollars as filed | principal |
| VIRGINIA NATIONAL BANKSHARES | 928031103 | COMMON STOCK | 6,355 | $192,875 | dollars as filed | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 21,176 | $192,490 | dollars as filed | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 37,761 | $192,203 | dollars as filed | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 7,563 | $192,176 | dollars as filed | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 22,490 | $192,065 | dollars as filed | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 82,411 | $192,019 | dollars as filed | |
| TXO Partners LP | 87313P103 | COM | 9,440 | $191,726 | dollars as filed | |
| SmileDirectClub Inc | 83192H106 | COM | 460,471 | $191,095 | dollars as filed | |
| ADASINA SOCIAL JUSTICE ALL CAP GLOBAL ETF | 886364876 | UIT EXCHANGE TRADED | 12,399 | $190,767 | dollars as filed | |
| DAKOTA GOLD CORP | 46655E100 | COM | 73,871 | $190,586 | dollars as filed | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 5,484 | $190,470 | dollars as filed | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 4,749 | $190,420 | dollars as filed | |
| AMBER INTL HLDG LTD | 45113Y203 | SPON ADS NEW | 108,107 | $190,268 | dollars as filed | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 12,634 | $189,889 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 238,028 | $189,828 | dollars as filed | |
| AURA BIOSCIENCES INC | 05153U107 | COMMON STOCK | 21,084 | $189,123 | dollars as filed | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 189,950 | $189,038 | dollars as filed | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 18,171 | $188,797 | dollars as filed | |
| BIOVIE INC | 09074F207 | COM | 55,327 | $188,665 | dollars as filed | |
| WALLBOX NV | N94209108 | SHS CL A | 83,817 | $188,589 | dollars as filed | |
| Karooooo Ltd | Y4600W108 | COM | 9,470 | $188,548 | dollars as filed | |
| LANDSEA HOMES CORP | 51509P103 | COM | 20,960 | $188,430 | dollars as filed | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 17,193 | $187,920 | dollars as filed | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 7,644 | $187,811 | dollars as filed | |
| INVESCO EXCH TRD SLF IDX FD | 46138J445 | INVSC 30 MUNI BD | 8,939 | $186,736 | dollars as filed | |
| PAMT CORP | 693149106 | COMMON STOCK | 8,660 | $186,622 | dollars as filed | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 8,232 | $186,617 | dollars as filed | |
| FORGE GLOBAL HOLDINGS INC | 34629L103 | COM | 91,699 | $186,150 | dollars as filed | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 5,964 | $185,718 | dollars as filed | |
| DARIOHEALTH CORP | 23725P209 | COM | 56,574 | $185,563 | dollars as filed | |
| INTL GNRL INSURANCE HLDNGS L | G4809J106 | SHS | 16,430 | $185,330 | dollars as filed | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 41,561 | $184,946 | dollars as filed | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 10,540 | $184,345 | dollars as filed | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 13,032 | $183,881 | dollars as filed | |
| BLOOMIN BRANDS INC | 094235AB4 | NOTE 5.000% 5/0 | 83,000 | $183,613 | dollars as filed | principal |
| RIVERVIEW BANCORP INC | 769397100 | COM | 32,980 | $183,370 | dollars as filed | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 7,309 | $182,871 | dollars as filed | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 172,453 | $182,800 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 5,865 | $182,717 | dollars as filed | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 5,728 | $182,551 | dollars as filed | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 8,591 | $182,538 | dollars as filed | |
| FREELINE THERAPEUTICS HLDGS | 35655L206 | ADR | 42,434 | $182,466 | dollars as filed | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 11,093 | $182,147 | dollars as filed | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 6,073 | $182,069 | dollars as filed | |
| ZEVIA PBC | 98955K104 | CL A | 81,452 | $180,823 | dollars as filed | |
| FLJ GROUP LIMITED | 74738J201 | SPON ADS | 800,000 | $179,920 | dollars as filed | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 21,179 | $179,174 | dollars as filed | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 83,302 | $179,099 | dollars as filed | |
| VESTIS CORPORATION | 29430C102 | COM SHS | 9,270 | $178,911 | dollars as filed | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 5,787 | $178,676 | dollars as filed | |
| INNODATA INC | 457642205 | COM NEW | 20,896 | $178,244 | dollars as filed | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 37,413 | $177,715 | dollars as filed | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 188,598 | $177,697 | dollars as filed | |
| GPGI INC COM CL A | 20459V105 | Stock | 27,464 | $177,143 | dollars as filed | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 189,000 | $175,581 | dollars as filed | principal |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 14,709 | $175,038 | dollars as filed | |
| GLOBAL X FDS | 37960A859 | DOW 30 CO CA ETF | 8,200 | $175,025 | dollars as filed | |
| AMERICAN PUB ED INC | 02913V103 | COM | 35,097 | $174,783 | dollars as filed | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 53,574 | $174,652 | dollars as filed | |
| Allbirds Inc | 01675A109 | COM | 156,183 | $173,363 | dollars as filed | |
| VESTA REAL ESTATE CORP | 92540K109 | ADS | 5,265 | $173,061 | dollars as filed | |
| MONTE ROSA THERAPEUTICS INC | 61225M102 | COM | 36,066 | $172,756 | dollars as filed | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 22,812 | $171,774 | dollars as filed | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 34,682 | $171,329 | dollars as filed | |
| JOHN MARSHALL BANCORP INC | 47805L101 | COMMON STOCK | 9,589 | $171,164 | dollars as filed | |
| GLOBAL BUSINESS TRAVEL GROUP COM CL A | 37890B100 | Stock | 31,116 | $171,139 | dollars as filed | |
| ESCALADE INC | 296056104 | COMMON STOCK | 11,161 | $170,875 | dollars as filed | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 11,200 | $170,240 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C615 | GRWT100 PWR BUF | 4,000 | $170,054 | dollars as filed | |
| BLUE APRON HLDGS INC | 09523Q309 | COM | 13,144 | $169,229 | dollars as filed | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 36,418 | $168,980 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T404 | INTERNATIONL EQT | 2,589 | $168,932 | dollars as filed | |
| CLENE INC | 185634102 | COM | 340,635 | $168,921 | dollars as filed | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 75,785 | $168,244 | dollars as filed | |
| TRITIUM DCFC LIMITED | Q9225T108 | ORDINARY SHARES | 554,281 | $167,836 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 277,310 | $167,467 | dollars as filed | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 44,860 | $166,879 | dollars as filed | |
| ISHARES U S ETF TR | 46431W648 | U.S. TECH INDEPD | 3,129 | $166,557 | dollars as filed | |
| BRIDGER AEROSPACE GRP HLDGS | 96812F102 | COM | 19,651 | $166,444 | dollars as filed | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 159,768 | $166,158 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 129,800 | $166,144 | dollars as filed | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 43,117 | $165,569 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C672 | US EQT ULTRA BF | 5,750 | $164,795 | dollars as filed | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 119,907 | $163,674 | dollars as filed | |
| BEAM GLOBAL | 07373B109 | COM | 22,149 | $163,460 | dollars as filed | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 21,283 | $163,454 | dollars as filed | |
| VOR BIOPHARMA INC | 929033108 | COM | 77,024 | $163,291 | dollars as filed | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 2,850 | $163,253 | dollars as filed | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 9,310 | $163,203 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 2,950 | $161,896 | dollars as filed | |
| BARFRESH FOOD GROUP INC | 067532200 | COM NEW | 84,718 | $161,811 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC WT EXP 091626 | 37611X118 | Stock | 718,868 | $161,746 | dollars as filed | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 21,404 | $161,601 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667112 | *W EXP 05/07/202 | 700,000 | $161,070 | dollars as filed | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 3,547 | $161,033 | dollars as filed | |
| ADAGENE INC | 005329107 | CMN | 105,217 | $160,982 | dollars as filed | |
| THE REALREAL INC | 88339PAD3 | CNV | 348,000 | $160,950 | dollars as filed | principal |
| SCILEX HOLDING CO | 80880W106 | COM | 114,679 | $160,552 | dollars as filed | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 134,826 | $160,444 | dollars as filed | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 27,300 | $159,978 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 3,569 | $159,695 | dollars as filed | |
| VELO3D INC | 92259N104 | COM | 102,273 | $159,547 | dollars as filed | |
| ICAD INC | 44934S206 | COM NEW | 75,425 | $159,147 | dollars as filed | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 12,364 | $159,125 | dollars as filed | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 60,514 | $157,941 | dollars as filed | |
| OLD POINT FINL CORP | 680194107 | COM | 8,534 | $155,916 | dollars as filed | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 33,504 | $155,793 | dollars as filed | |
| PROSHARES TR | 74347B391 | CMN | 3,077 | $155,758 | dollars as filed | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 4,866 | $155,584 | dollars as filed | |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 4,984 | $155,152 | dollars as filed | |
| GAMIDA CELL LTD | M47364100 | SHS | 150,495 | $155,010 | dollars as filed | |
| SAGIMET BIOSCIENCES INC A | 786700104 | COMMON STOCK | 17,464 | $153,684 | dollars as filed | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 19,737 | $153,554 | dollars as filed | |
| ALPHA TAU MEDICAL LTD | M0740A108 | ORDINARY SHARES | 40,303 | $152,748 | dollars as filed | |
| MOATABLE INC | 759892300 | COM | 151,639 | $151,639 | dollars as filed | |
| AENZA S.A.A | 00776D202 | SPONSORED ADS | 60,540 | $151,351 | dollars as filed | |
| ORCHESTRA BIOMED HOLDINGS IN | 68572M106 | COMMON STOCK | 17,264 | $150,542 | dollars as filed | |
| TIDAL TRUST II | 88634T600 | YIELDMAX INNOVAT | 11,072 | $150,470 | dollars as filed | |
| FIRY INC | 83067L208 | COM | 29,315 | $149,507 | dollars as filed | |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 14,164 | $148,864 | dollars as filed | |
| INSPIREMD INC | 45779A846 | COM | 45,500 | $148,785 | dollars as filed | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 13,535 | $148,479 | dollars as filed | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 8,001 | $148,180 | dollars as filed | |
| BACKBLAZE INC A | 05637B105 | COMMON STOCK | 26,941 | $148,176 | dollars as filed | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 2,755 | $147,680 | dollars as filed | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 4,865 | $147,459 | dollars as filed | |
| ATLAS LITHIUM CORP | 105861306 | COM | 4,771 | $146,183 | dollars as filed | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 42,688 | $145,993 | dollars as filed | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 167,772 | $145,945 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C656 | US EQTY PWR BUF | 4,492 | $145,541 | dollars as filed | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 52,311 | $145,425 | dollars as filed | |
| VOLITIONRX LTD | 928661107 | COM | 210,325 | $144,914 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 6,466 | $144,697 | dollars as filed | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 7,356 | $144,472 | dollars as filed | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 7,951 | $144,311 | dollars as filed | |
| INOTIV INC | 45783Q100 | COM | 46,830 | $144,237 | dollars as filed | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 700 | $144,200 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 6,300 | $144,095 | dollars as filed | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 11,628 | $143,902 | dollars as filed | |
| PROSHARES TR | 74347G689 | ULTSHT RUSS2000 | 9,212 | $143,799 | dollars as filed | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 14,670 | $143,693 | dollars as filed | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 55,363 | $143,391 | dollars as filed | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 71,577 | $143,154 | dollars as filed | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 7,422 | $141,844 | dollars as filed | |
| SOUNDTHINKING INC | 82536T107 | COM | 7,856 | $140,622 | dollars as filed | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 49,565 | $140,269 | dollars as filed | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 6,552 | $140,212 | dollars as filed | |
| FULL HSE RESORTS INC | 359678109 | COM | 32,714 | $139,690 | dollars as filed | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 108,865 | $139,347 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C557 | US EQTY BUF DEC | 3,980 | $139,168 | dollars as filed | |
| CAPITAL GROUP GBL GROWTH EQT | 14020X104 | SHS CREAT UNIT | 6,019 | $137,955 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q126 | RLTY INCOME ETF | 3,523 | $137,221 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 45,427 | $136,734 | dollars as filed | |
| KALTURA INC | 483467106 | COMMON STOCK | 78,962 | $136,605 | dollars as filed | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 62,494 | $136,238 | dollars as filed | |
| PRINCETON BANCORP INC | 74179A107 | COMMON STOCK | 4,695 | $136,108 | dollars as filed | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 112,000 | $135,934 | dollars as filed | principal |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 27,911 | $134,531 | dollars as filed | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 3,837 | $134,142 | dollars as filed | |
| PONCE FINANCIAL GROUP INC | 732344106 | COMMON STOCK | 17,148 | $134,097 | dollars as filed | |
| GLOBAL X FDS | 37954Y285 | FUND | 14,583 | $133,872 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 8,500 | $133,790 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F847 | FT VEST US EQT | 3,425 | $133,101 | dollars as filed | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 4,504 | $133,048 | dollars as filed | |
| FERROGLOBE PLC | G33856108 | SHS | 25,516 | $132,682 | dollars as filed | |
| Indivior PLC | G4766E116 | Common Stock | 5,743 | $132,491 | dollars as filed | |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 193,000 | $132,205 | dollars as filed | principal |
| SNAP ONE HOLDINGS CORP | 83303Y105 | COM | 14,240 | $131,577 | dollars as filed | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 4,741 | $131,563 | dollars as filed | |
| APTOSE BIOSCIENCES INC | 03835T309 | COM | 46,904 | $131,331 | dollars as filed | |
| DRAGONFLY ENERGY HOLDINGS CO | 26145B106 | COM | 85,074 | $131,014 | dollars as filed | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 5,807 | $130,715 | dollars as filed | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 107,290 | $129,821 | dollars as filed | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 27,997 | $129,347 | dollars as filed | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 25,412 | $129,347 | dollars as filed | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 5,880 | $129,331 | dollars as filed | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 92,267 | $129,174 | dollars as filed | |
| CSP INC | 126389105 | CMN | 7,360 | $128,800 | dollars as filed | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 24,245 | $128,741 | dollars as filed | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 51,371 | $127,914 | dollars as filed | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 6,516 | $127,865 | dollars as filed | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 12,563 | $127,765 | dollars as filed | |
| ALTERITY THERAPEUTICS LTD | 02155X205 | SPONSORED ADS | 51,485 | $127,683 | dollars as filed | |
| SONENDO INC | 835431107 | Common Stocks | 170,960 | $127,502 | dollars as filed | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 3,091 | $127,411 | dollars as filed | |
| SOUTHERN STS BANCSHARES INC COM | 843878307 | Stock | 5,637 | $127,340 | dollars as filed | |
| GAIA INC NEW | 36269P104 | CL A | 46,744 | $127,144 | dollars as filed | |
| TRX GOLD CORPORATION | 87283P109 | COM | 346,280 | $126,738 | dollars as filed | |
| CENNTRO ELECTRIC GROUP LIMIT | Q6519V120 | COM | 519,332 | $126,717 | dollars as filed | |
| ATHIRA PHARMA INC | 04746L104 | COM | 62,071 | $125,384 | dollars as filed | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 2,723 | $125,149 | dollars as filed | |
| GATOS SILVER INC | 368036109 | COM | 24,146 | $125,076 | dollars as filed | |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 63,289 | $124,679 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C300 | US EQT ULTRA BF | 3,825 | $124,575 | dollars as filed | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 12,919 | $124,539 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 5,316 | $124,447 | dollars as filed | |
| CAPITAL GROUP CORE EQUITY ET | 14020V108 | SHS CREAT UNIT | 4,951 | $124,320 | dollars as filed | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 17,509 | $124,139 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 164,430 | $123,800 | dollars as filed | |
| BRILLIANT EARTH GROUP INC | 109504100 | CMN | 41,959 | $123,778 | dollars as filed | |
| 111 INC | 68247Q102 | ADR | 47,464 | $123,406 | dollars as filed | |
| SPDR S&P 500 ESG ETF | 78468R531 | SHS | 2,962 | $122,899 | dollars as filed | |
| SOPHIA GENETICS SA | H82027105 | ORDINARY SHARES | 48,251 | $122,799 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q134 | INTRNL RES EQT | 2,256 | $122,659 | dollars as filed | |
| TINGO GROUP INC | 55328R109 | COM | 119,561 | $122,550 | dollars as filed | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 6,932 | $121,921 | dollars as filed | |
| Bluerock Private Real Estate F | 09631H100 | COM | 9,335 | $120,608 | dollars as filed | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 11,669 | $120,541 | dollars as filed | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 36,861 | $120,536 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V872 | CORE FIXE IN ETF | 2,982 | $120,383 | dollars as filed | |
| REDFIN CORP | 75737FAE8 | NOTE 0.500% 4/0 | 197,000 | $120,269 | dollars as filed | principal |
| VASTA PLATFORM LTD CL A | G9440A109 | Stock | 29,002 | $119,778 | dollars as filed | |
| VERSABANK NEW | 92512J106 | COM | 15,107 | $118,666 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 3,225 | $118,490 | dollars as filed | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 304,237 | $118,349 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y821 | CMN | 6,015 | $118,345 | dollars as filed | |
| BNY MELLON ETF TRUST | 09661T206 | US MDCP CORE EQT | 1,471 | $118,169 | dollars as filed | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 43,717 | $118,036 | dollars as filed | |
| PORTMAN RIDGE FIN CORP | 73688F201 | COM NEW | 6,129 | $117,983 | dollars as filed | |
| USD PARTNERS LP LP | 903318103 | STOK | 196,348 | $117,809 | dollars as filed | |
| CORECARD CORPORATION | 45816D100 | COM | 5,886 | $117,720 | dollars as filed | |
| US VEGAN CLIMATE ETF | 26922A297 | ETF | 3,087 | $117,467 | dollars as filed | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 51,953 | $117,414 | dollars as filed | |
| WESTERN ASSET MORTGAGE CAP ORD | 95790D204 | COM | 12,475 | $117,265 | dollars as filed | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 8,352 | $117,024 | dollars as filed | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 12,879 | $116,813 | dollars as filed | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 5,835 | $116,758 | dollars as filed | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 8,740 | $116,679 | dollars as filed | |
| ARK ETF TR | 00214Q807 | SPACE & DEFENSE | 8,462 | $116,607 | dollars as filed | |
| PHOENIX NEW MEDIA LTD | 71910C202 | SPONSORED ADS | 92,461 | $116,500 | dollars as filed | |
| PASSAGE BIO INC | 702712100 | COM | 176,920 | $116,414 | dollars as filed | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 4,519 | $116,319 | dollars as filed | |
| 5E ADVANCED MATERIALS INC | 33830Q109 | COMMON STOCK | 51,410 | $116,186 | dollars as filed | |
| EMX RTY CORP | 26873J107 | COM | 64,816 | $115,372 | dollars as filed | |
| LOANDEPOT INC | 53946R106 | COM CL A | 66,752 | $114,813 | dollars as filed | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 252,318 | $114,805 | dollars as filed | |
| AB ACTIVE ETFS INC | 00039J608 | HIGH YIELD ETF | 3,291 | $114,527 | dollars as filed | |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 34,528 | $114,287 | dollars as filed | |
| PIMCO EQUITY SER | 72202L363 | CMN | 2,975 | $114,082 | dollars as filed | |
| CARISMA THERAPEUTICS INC | 14216R101 | COM | 26,929 | $113,911 | dollars as filed | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 11,544 | $113,775 | dollars as filed | |
| INNATE PHARMA S A | 45781K204 | SPONSORED ADS | 44,954 | $113,734 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092337 | FIDELITY FUND LR | 6,927 | $113,606 | dollars as filed | |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 130,000 | $113,588 | dollars as filed | principal |
| TRAVELZOO | 89421Q205 | CMN | 19,470 | $113,511 | dollars as filed | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 2,266 | $113,372 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 96,846 | $113,310 | dollars as filed | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 75,464 | $113,197 | dollars as filed | |
| ZURA BIO LTD | G9TY5A101 | COMMON STOCK | 17,083 | $112,748 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G807 | FUND | 13,635 | $112,625 | dollars as filed | |
| ROYAL CARIBBEAN GROUP | 780153BF8 | NOTE 2.875%11/1 | 100,000 | $112,620 | dollars as filed | principal |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 113,509 | $112,510 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45783Y814 | LADERD ALCTN PWR | 3,000 | $112,500 | dollars as filed | |
| GENFIT S A | 372279109 | ADS | 34,364 | $112,370 | dollars as filed | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 280,821 | $112,329 | dollars as filed | |
| CONNS INC | 208242107 | COM | 28,429 | $112,296 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 4,142 | $112,124 | dollars as filed | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 18,031 | $111,975 | dollars as filed | |
| UBS AG LONDON BRANCH | 90274D374 | ETRA AL ML IN 18 | 7,194 | $111,789 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 440,192 | $111,633 | dollars as filed | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 4,841 | $111,585 | dollars as filed | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 35,602 | $111,434 | dollars as filed | |
| PROFIRE ENERGY INC | 74316X101 | COM | 39,973 | $111,125 | dollars as filed | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 3,459 | $110,779 | dollars as filed | |
| INOZYME PHARMA INC | 45790W108 | COM | 26,372 | $110,763 | dollars as filed | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 89,838 | $110,500 | dollars as filed | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 149,757 | $110,296 | dollars as filed | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 7,766 | $109,733 | dollars as filed | |
| SIENTRA INC | 82621J204 | COMMON | 38,792 | $107,842 | dollars as filed | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 3,199 | $107,781 | dollars as filed | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 9,652 | $107,620 | dollars as filed | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 4,876 | $107,370 | dollars as filed | |
| FTC SOLAR INC | 30320C103 | COM | 83,657 | $107,081 | dollars as filed | |
| CELLECTIS ADS | 15117K103 | COM | 67,592 | $106,795 | dollars as filed | |
| ISHARES TR | 46429B515 | CMN | 3,270 | $106,514 | dollars as filed | |
| VIRCO MFG CO | 927651109 | COM | 13,401 | $106,404 | dollars as filed | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 26,394 | $106,368 | dollars as filed | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 15,875 | $106,204 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524672 | INTERNL DIVID | 4,613 | $106,099 | dollars as filed | |
| Enzo Biochem Inc | 294100102 | Common Stock | 75,639 | $105,895 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F748 | FT VEST US EQT | 2,760 | $105,708 | dollars as filed | |
| Direxion Daily TSLA Bear 1X Shares | 25460G260 | ETF | 5,428 | $105,683 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 126,866 | $105,603 | dollars as filed | |
| GETTY IMAGES HOLDINGS INC | 374275105 | CL A COM | 16,134 | $104,709 | dollars as filed | |
| RAMACO RES INC | 75134P501 | COM CL B | 8,769 | $104,613 | dollars as filed | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 17,024 | $104,357 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 135,943 | $103,983 | dollars as filed | |
| CITIZENS FINANCIAL SERVICES | 174615104 | COMMON STOCK | 2,168 | $103,891 | dollars as filed | |
| THESEUS PHARMACEUTICALS INC | 88369M101 | COM | 38,570 | $103,753 | dollars as filed | |
| EVOGENE LTD | M4119S104 | SHS | 175,815 | $103,115 | dollars as filed | |
| 1895 Bancorp Of Wisconsin, Inc. | 28253R105 | NON 13F SECURITY | 14,612 | $103,088 | dollars as filed | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 5,531 | $102,822 | dollars as filed | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 10,905 | $102,725 | dollars as filed | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 3,155 | $102,569 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 3,500 | $102,445 | dollars as filed | |
| CNFINANCE HLDGS LTD | 18979T105 | SPON ADS | 27,083 | $102,375 | dollars as filed | |
| EVENTBRITE INC | 29975EAD1 | NOTE 0.750% 9/1 | 125,000 | $102,250 | dollars as filed | principal |
| ARQ INC | 00770C101 | COM | 57,271 | $101,943 | dollars as filed | |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 36,197 | $101,714 | dollars as filed | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 9,940 | $101,594 | dollars as filed | |
| GUESS INC | 401617AD7 | BOND | 100,000 | $101,562 | dollars as filed | principal |
| QIWI PLC | 74735M108 | SPON ADR REP B | 17,901 | $101,498 | dollars as filed | |
| IMMUNOME INC | 45257U108 | COM | 12,155 | $101,494 | dollars as filed | |
| TELESAT CORP | 879512309 | CL A & CL B SHS | 7,065 | $101,030 | dollars as filed | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 6,549 | $100,858 | dollars as filed | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 30,811 | $99,827 | dollars as filed | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 2,688 | $99,761 | dollars as filed | |
| SOUND GROUP INC | 53933L203 | SPONSORED ADS | 25,792 | $99,557 | dollars as filed | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 44,221 | $99,498 | dollars as filed | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 15,418 | $99,446 | dollars as filed | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER JULY | 45782C839 | ETF | 3,500 | $98,805 | dollars as filed | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 46,123 | $98,703 | dollars as filed | |
| SMITH MIDLAND CORP | 832156103 | COMMON STOCK | 5,191 | $98,680 | dollars as filed | |
| UXIN LTD | 91818X207 | ADR | 60,431 | $98,502 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C680 | US EQTY PWR BF | 3,165 | $98,273 | dollars as filed | |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 29,328 | $98,248 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 57,160 | $97,745 | dollars as filed | |
| NEW PAC METALS CORP | 64782A107 | COM | 55,145 | $97,607 | dollars as filed | |
| NORTHERN LTS FD TR III | 66538R730 | HCM DEFEN 500 | 2,599 | $97,125 | dollars as filed | |
| IO BIOTECH INC | 449778109 | COM | 68,813 | $97,026 | dollars as filed | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 11,253 | $96,776 | dollars as filed | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 19,207 | $96,610 | dollars as filed | |
| CALIFORNIA BANCORP | 84252A106 | COMMON STOCK | 6,889 | $96,515 | dollars as filed | |
| Fidelity Blue Chip Growth ETF | 316092352 | SHS | 3,320 | $96,143 | dollars as filed | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 24,334 | $96,119 | dollars as filed | |
| ISPIRE TECHNOLOGY INC | 46501C100 | CMN | 10,497 | $96,047 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V302 | EMGR CRE EQT MNG | 4,236 | $95,606 | dollars as filed | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 1,814 | $95,416 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R662 | INTL DEV STRNGTH | 3,175 | $95,409 | dollars as filed | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 18,396 | $95,107 | dollars as filed | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 243,018 | $95,069 | dollars as filed | |
| NN INC | 629337106 | COM | 51,049 | $94,951 | dollars as filed | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 4,976 | $94,498 | dollars as filed | |
| VACASA INC | 91854V107 | COM | 204,877 | $94,469 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 3,000 | $93,930 | dollars as filed | |
| MINERVA NEUROSCIENCES INC | 603380205 | COM NEW | 13,605 | $93,875 | dollars as filed | |
| INNOVATOR U.S. EQUITY BUFFER ETF - MAY | 45782C326 | ETF | 3,000 | $93,227 | dollars as filed | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 25,519 | $92,889 | dollars as filed | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 2,121 | $92,730 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C276 | GRWT100 PWR BUF | 1,825 | $92,710 | dollars as filed | |
| ORCHARD THERAPEUTICS PLC | 68570P200 | ADR | 11,988 | $92,672 | dollars as filed | |
| WOLFSPEED INC | 225447AD3 | NOTE 1.750% 5/0 | 86,000 | $92,407 | dollars as filed | principal |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 22,239 | $92,293 | dollars as filed | |
| IDEANOMICS INC | 45166V205 | COM NEW | 37,873 | $92,031 | dollars as filed | |
| VALHI INC | 918905209 | COMMON STOCK | 6,911 | $91,640 | dollars as filed | |
| NEW FOUND GOLD CORP | 64440N103 | COM | 21,963 | $91,585 | dollars as filed | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 497,380 | $91,518 | dollars as filed | |
| EA SERIES TRUST | 02072L722 | STRI US ENER ETF | 3,021 | $90,889 | dollars as filed | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 175,931 | $90,866 | dollars as filed | |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 9,073 | $90,730 | dollars as filed | |
| LARGO INC | 517097101 | COM | 32,007 | $90,579 | dollars as filed | |
| VERASTEM INC | 92337C203 | COMMON STOCK | 11,139 | $90,560 | dollars as filed | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 5,616 | $90,103 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 2,140 | $90,073 | dollars as filed | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 3,591 | $89,919 | dollars as filed | |
| PC TEL INC | 69325Q105 | COM | 21,562 | $89,698 | dollars as filed | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 12,735 | $89,400 | dollars as filed | |
| EVELO BIOSCIENCES INC | 299734202 | COM | 22,765 | $89,239 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 2,644 | $89,103 | dollars as filed | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 9,478 | $89,093 | dollars as filed | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 85,129 | $88,960 | dollars as filed | |
| IONEER LTD | 46211L101 | CMN | 15,000 | $88,800 | dollars as filed | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 1,731 | $88,609 | dollars as filed | |
| EUROSEAS LTD | Y23592135 | COM | 3,313 | $88,324 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 2,895 | $88,172 | dollars as filed | |
| SKYX PLATFORMS CORP | 78471E105 | COM | 61,704 | $87,619 | dollars as filed | |
| CAN FITE BIOFARMA LTD | 13471N300 | SPONSORED ADR | 33,007 | $87,465 | dollars as filed | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 7,726 | $87,134 | dollars as filed | |
| SPIRE GLOBAL INC | 848560306 | COMMON STOCK | 17,812 | $87,101 | dollars as filed | |
| UR-ENERGY INC | 91688R108 | COM | 56,240 | $86,610 | dollars as filed | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 1,145 | $86,357 | dollars as filed | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 2,611 | $86,163 | dollars as filed | |
| MONEYLION INC | 60938K304 | CL A | 3,939 | $85,241 | dollars as filed | |
| ISHARES TR | 46436E825 | IBONDS 29 TRM TS | 4,056 | $85,176 | dollars as filed | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 6,002 | $84,568 | dollars as filed | |
| Agora Inc-Adr | 00851L103 | COM | 33,418 | $84,548 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U885 | FT VEST US EQT | 2,619 | $84,489 | dollars as filed | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 38,193 | $84,406 | dollars as filed | |
| TIZIANA LIFE SCIENCES LTD | G88912103 | COMMON SHARES | 127,634 | $84,226 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 74,397 | $84,069 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460G328 | CMN | 8,299 | $83,405 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C433 | US EQTY BUFR FEB | 2,500 | $83,288 | dollars as filed | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 6,674 | $83,235 | dollars as filed | |
| STRONGHOLD DIGITAL MINING IN | 86337R202 | COM | 19,116 | $83,155 | dollars as filed | |
| COCRYSTAL PHARMA INC | 19188J409 | COM NEW | 44,453 | $83,127 | dollars as filed | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 908 | $83,008 | dollars as filed | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 43,347 | $82,792 | dollars as filed | |
| NEXA RES S A | L67359106 | COM | 13,578 | $82,146 | dollars as filed | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 63,660 | $82,121 | dollars as filed | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 10,802 | $82,095 | dollars as filed | |
| LISTED FDS TR | 53656F805 | SHARES LAG CAP | 2,414 | $81,977 | dollars as filed | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 8,762 | $81,487 | dollars as filed | |
| ISHARES TR | 46436E759 | COM | 1,424 | $81,296 | dollars as filed | |
| NEW GERMANY FD INC | 644465106 | COM | 9,919 | $81,038 | dollars as filed | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142409 | COM | 5,852 | $81,021 | dollars as filed | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 3,000 | $80,843 | dollars as filed | |
| IF BANCORP INC | 44951J105 | COM | 5,413 | $80,600 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 2,527 | $80,485 | dollars as filed | |
| CARDLYTICS INC | 14161WAB1 | BOND | 130,000 | $80,002 | dollars as filed | principal |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 121,975 | $79,893 | dollars as filed | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 7,734 | $78,887 | dollars as filed | |
| UGI CORP NEW | 902681113 | UNIT 06/01/2024 | 1,373 | $78,700 | dollars as filed | |
| LAKELAND INDS INC | 511795106 | COM | 5,218 | $78,635 | dollars as filed | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 229,906 | $78,467 | dollars as filed | |
| 22ND CENTY GROUP INC | 90137F202 | COMMON | 80,139 | $78,360 | dollars as filed | |
| VITRU LTD | G9440D103 | COM | 4,431 | $77,941 | dollars as filed | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 3,619 | $77,664 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 1,878 | $77,647 | dollars as filed | |
| DOMA HOLDINGS INC | 25703A203 | COM | 15,236 | $77,399 | dollars as filed | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 4,899 | $76,963 | dollars as filed | |
| AUBURN NATL BANCORP | 050473107 | COM | 3,675 | $76,918 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C474 | US SML CP PWR B | 2,500 | $76,803 | dollars as filed | |
| NORTHERN LTS FD TR III | 66538R748 | HCM DEFND 100 | 1,704 | $76,441 | dollars as filed | |
| ULTRALIFE CORP | 903899102 | COM | 7,755 | $75,689 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-23-000493 | this filing | 2023-11-15 | acceptance time not in the bulk data set |