13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 8,075 holding rows worth $742,479,307,000.
- Accession
- 0000895421-21-000571
- Filer
- CIK 895421
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A combination report, 33,150 entries on the cover page, a total value of $742,479,307,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $742,479,307,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
- included managerMorgan Stanley Bank Asia Ltd028-17710
- included managerETRADE Capital Management LLC028-14182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 185 | $5,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,829 | $5,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 5,723 | $5,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 7,111 | $5,000 | thousands by filing date | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 2,000 | $5,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 2,000 | $5,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 5,000 | $5,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 1,000 | $5,000 | thousands by filing date | principal |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 451 | $5,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H459 | PS CMDT LG ETN | 625 | $5,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 2,816 | $5,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W671 | CONSUMER STPLS | 150 | $5,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 1,746 | $5,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 178 | $5,000 | thousands by filing date | |
| PLUM ACQUISITION CORP III | G63290111 | CLASS A ORD SHS | 500 | $5,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 3,600 | $5,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 4,520 | $5,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 4,842 | $5,000 | thousands by filing date | |
| ASTROTECH CORP | 046484200 | COM NEW | 5,001 | $5,000 | thousands by filing date | |
| Kintara Therapeutics, Inc. | 49720K101 | Equities | 5,708 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051713 | XTRCK JP MRGN ES | 249 | $5,000 | thousands by filing date | |
| LUX HEALTH TECH ACQUISITION | 55068A100 | CMN | 480 | $5,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 5,000 | $5,000 | thousands by filing date | principal |
| GORES HOLDINGS VII INC | 38286T200 | UNIT 02/12/2028 | 500 | $5,000 | thousands by filing date | |
| MONTES ARCHIMEDES ACQUISITIO | 612657106 | COM CL A | 541 | $5,000 | thousands by filing date | |
| GORES TECHNOLOGY PARTNERS II | 38287L206 | UNIT 03/16/2028 | 500 | $5,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 1,958 | $5,000 | thousands by filing date | |
| MOLECULAR DATA INC | 60852L106 | SPONSORED ADS | 14,300 | $5,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP III | 84677R114 | *W EXP 02/04/202 | 4,155 | $5,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7484L114 | UNT | 500 | $5,000 | thousands by filing date | |
| 890 5TH AVE PARTNERS INC | 28250A204 | UNIT 01/12/2026 | 502 | $5,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 1,009 | $5,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 543 | $4,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q670 | CORE PLUS BD ETF | 77 | $4,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 130 | $4,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 291 | $4,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 709 | $4,000 | thousands by filing date | |
| REZOLUTE INC | 76200L309 | COMMON STOCK | 522 | $4,000 | thousands by filing date | |
| LUMENT FINANCE TRUST INC | 55025L108 | COM | 981 | $4,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 100 | $4,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 232 | $4,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 143 | $4,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 150 | $4,000 | thousands by filing date | |
| PHARMACYTE BIOTECH INC | 71715X203 | COM NEW | 1,349 | $4,000 | thousands by filing date | |
| LUMIRADX LTD | g5709l117 | WT | 3,727 | $4,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 1,197 | $4,000 | thousands by filing date | |
| INTERGROUP CORP | 458685104 | COM | 104 | $4,000 | thousands by filing date | |
| COHEN & CO INC NEW | 19249M102 | COM | 207 | $4,000 | thousands by filing date | |
| TOMI ENVIRONMENTAL SOLUTIONS | 890023203 | COM NEW | 3,425 | $4,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 1,143 | $4,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 216 | $4,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 211 | $4,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 2,785 | $4,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A105 | COM | 453 | $4,000 | thousands by filing date | |
| INDAPTUS THERAPEUTICS INC (US) Old | 45339J105 | COM | 556 | $4,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 158 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 390 | $4,000 | thousands by filing date | |
| GAMESQUARE HOLDINGS, INC. | 29287R103 | Common Stocks | 1,100 | $4,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 300 | $4,000 | thousands by filing date | |
| KIROMIC BIOPHARMA INC | 497634105 | COM | 1,200 | $4,000 | thousands by filing date | |
| CANOO INC | 13803R110 | *W EXP 12/21/202 | 1,950 | $4,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 150 | $4,000 | thousands by filing date | |
| AYALA PHARMACEUTICALS INC | 05465V108 | COM | 360 | $4,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088114 | UNIT 02/08/2026 | 400 | $4,000 | thousands by filing date | |
| ROSS ACQUISITION CORP II | G7641C122 | UNIT 99/99/9999 | 400 | $4,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 2,000 | $4,000 | thousands by filing date | |
| FRANKLIN FTSE RUSSIA ETF | 35473P728 | OUTDATED | 134 | $4,000 | thousands by filing date | |
| SCOPUS BIOPHARMA INC | 809171101 | Equity | 1,000 | $4,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U507 | COM | 1,383 | $4,000 | thousands by filing date | |
| VIA OPTRONICS AG | 91823Y109 | SPONSORED ADS | 500 | $4,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 1,667 | $4,000 | thousands by filing date | |
| NOMAD ROYALTY COMPANY LTD | 65532M606 | COM NEW | 700 | $4,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R103 | CMN | 400 | $4,000 | thousands by filing date | |
| REVOLUTION HEALTHCAR AQ CORP | 76155Y207 | UNT | 450 | $4,000 | thousands by filing date | |
| VY GLOBAL GROWTH | G9444H126 | UNIT 99/99/9999 | 390 | $4,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 7,403 | $4,000 | thousands by filing date | |
| DOMA HOLDINGS INC | 25703A112 | *W EXP 07/28/202 | 2,256 | $4,000 | thousands by filing date | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J114 | *W EXP 07/09/202 | 3,988 | $4,000 | thousands by filing date | |
| TISHMAN SPEYER INNOVATION CO | 88825H209 | UNIT 02/11/2026 | 400 | $4,000 | thousands by filing date | |
| KBS FASHION GROUP LTD | Y46002203 | COM NEW | 1,314 | $4,000 | thousands by filing date | |
| ARGUS CAPITAL CORP | 04026L204 | UNIT 08/31/2028 | 400 | $4,000 | thousands by filing date | |
| OMEGA ALPHA SPAC | G6749V107 | CL A | 354 | $4,000 | thousands by filing date | |
| H I G ACQUISITION CORP UNIT | G44898115 | Stock | 355 | $4,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F208 | UNIT 99/99/9999 | 360 | $4,000 | thousands by filing date | |
| MISSFRESH LTD | 60500F105 | ADS | 873 | $4,000 | thousands by filing date | |
| ZANITE ACQUISITION CORP | 98907K202 | un | 376 | $4,000 | thousands by filing date | |
| CBRE ACQUISITION HOLDINGS INC | 12510j205 | COM | 400 | $4,000 | thousands by filing date | |
| MCAP ACQ CRP; TNT ACQ DT: 2/26/2023; CASH: $10.00 | 55282T109 | COM CL A | 357 | $4,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 182 | $3,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 238 | $3,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 1,101 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 70 | $3,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 501 | $3,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 300 | $3,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 534 | $3,000 | thousands by filing date | |
| SERA PROGNOSTICS INC | 81749D107 | CMN | 255 | $3,000 | thousands by filing date | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 91 | $3,000 | thousands by filing date | |
| ARCHER AVIATION INC | 03945R110 | *W EXP 09/16/202 | 2,111 | $3,000 | thousands by filing date | |
| NANOBIOTIX | 63009J107 | SPONSORED ADS | 300 | $3,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 289 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 50 | $3,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 1,508 | $3,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 1,566 | $3,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 121 | $3,000 | thousands by filing date | |
| AXE COMPUTE INC COM NEW | 74039M200 | Stock | 2,500 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347G838 | ULTST NASD NW20 | 181 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X658 | SHT FTSE CHIN 50 | 200 | $3,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 150 | $3,000 | thousands by filing date | |
| SUSTAINABLE DEVELP ACQU I CO | 86934L111 | WARR | 3,972 | $3,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AB5 | BOND | 1,000 | $3,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404KAB2 | BOND | 2,000 | $3,000 | thousands by filing date | principal |
| SIGMATRON INTL INC | 82661L101 | COM | 390 | $3,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 946 | $3,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 92561V117 | COM | 1,250 | $3,000 | thousands by filing date | |
| CYCLO THERAPEUTICS INC | 23254X201 | Common Stock | 503 | $3,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP | 722615101 | CL A | 247 | $3,000 | thousands by filing date | |
| DIAMONDHEAD HOLDINGS CORP | 25278L113 | *W EXP 01/28/202 | 5,134 | $3,000 | thousands by filing date | |
| VOLTA INC | 92873V110 | *W EXP 08/26/202 | 1,244 | $3,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDG | G9460L118 | *W EXP 03/05/202 | 2,525 | $3,000 | thousands by filing date | |
| TECH AND ENERGY TRANSITION | 87823R201 | UNIT 03/31/2028 | 300 | $3,000 | thousands by filing date | |
| FIRST RESERVE SUSTAINABLE GW | 336169107 | CLASS A COM | 245 | $3,000 | thousands by filing date | |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 1,500 | $3,000 | thousands by filing date | |
| ASSURE HLDGS CORP | 04625J204 | COM | 345 | $3,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 2,000 | $3,000 | thousands by filing date | principal |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 3,166 | $3,000 | thousands by filing date | |
| CERENCE INC | 156727AB5 | NOTE 3.000% 6/0 | 1,000 | $3,000 | thousands by filing date | principal |
| TERADYNE INC | 880770AG7 | NOTE | 1,000 | $3,000 | thousands by filing date | principal |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 2,000 | $3,000 | thousands by filing date | principal |
| ADITX THERAPEUTICS INC | 007025109 | COM | 1,500 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y533 | MSCI CHINA IT | 100 | $3,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A129 | WTS | 4,938 | $3,000 | thousands by filing date | |
| NIGHTDRAGON ACQUISITION CORP | 65413D105 | CMN | 333 | $3,000 | thousands by filing date | |
| Gores HLDGS VIII Inc Class A | 382863108 | COM | 246 | $3,000 | thousands by filing date | |
| INVO Bioscience, Inc. | 44984F302 | common | 843 | $3,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 60 | $3,000 | thousands by filing date | |
| SEVEN OAKS ACQUISITION CORP | 81787X106 | COM CL A | 312 | $3,000 | thousands by filing date | |
| FARMMI INC SHS NEW | G33277107 | Stock | 6,319 | $3,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP UNIT EX | 722615200 | Stock | 328 | $3,000 | thousands by filing date | |
| THIMBLE POINT ACQUISITION CO | 88408P107 | COM CL A | 320 | $3,000 | thousands by filing date | |
| HUDSON CAPITAL INC | G4645C208 | SHS NEW | 1,221 | $3,000 | thousands by filing date | |
| VIRTUOSO ACQ CORP; TNT ACQ DT: 1/22/2023; CASH: $10.00 | 92837J104 | COM CL A | 339 | $3,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 415 | $3,000 | thousands by filing date | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 221 | $2,000 | thousands by filing date | |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 57 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F130 | REAL ASSETS ETF | 94 | $2,000 | thousands by filing date | |
| MONTAUK RENEWABLES INC | 61218C103 | COMMON STOCK | 149 | $2,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 149 | $2,000 | thousands by filing date | |
| INSPIREMD INC | 45779A846 | COM | 450 | $2,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 1,410 | $2,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 15 | $2,000 | thousands by filing date | |
| HIGH TIDE INC | 42981E401 | COM | 333 | $2,000 | thousands by filing date | |
| Humacyte Inc W Exp 08/27/202 | 44486Q111 | SPAC Combination | 750 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 10 | $2,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L696 | CMN | 20 | $2,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 253 | $2,000 | thousands by filing date | |
| XOS INC | 98423B116 | *W EXP 08/20/202 | 1,407 | $2,000 | thousands by filing date | |
| SCIENJOY HOLDING CORP | G7864D112 | CLASS A ORD | 600 | $2,000 | thousands by filing date | |
| GREENLAND TECHNOLOGIES HLDG | G4095T107 | ORD SHS CL A | 300 | $2,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 50 | $2,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 175 | $2,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P100 | COMMON STOCK | 250 | $2,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 529 | $2,000 | thousands by filing date | |
| FEMASYS INC | 31447E105 | cs | 278 | $2,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 130 | $2,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193AE4 | NOTE 2.750% 5/0 | 1,000 | $2,000 | thousands by filing date | principal |
| PAYONEER GLOBAL INC | 70451X112 | *W EXP 06/25/202 | 1,000 | $2,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 505 | $2,000 | thousands by filing date | |
| SIREN ETF TR | 829658400 | DIVCN DIVD ETF | 53 | $2,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 1,000 | $2,000 | thousands by filing date | principal |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 1,000 | $2,000 | thousands by filing date | principal |
| RAPID7 INC | 753422AD6 | NOTE 2.250% 5/0 | 1,000 | $2,000 | thousands by filing date | principal |
| NORTHERN STAR INVSTMNT CORP | 66573W107 | COM | 153 | $2,000 | thousands by filing date | |
| SARCOS TECHN AND ROBOTICS CO | 80359A106 | COM | 198 | $2,000 | thousands by filing date | |
| COLOMBIER ACQUISITION CORP | 19533H108 | COM | 158 | $2,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T107 | COM | 153 | $2,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 1,216 | $2,000 | thousands by filing date | |
| NEXTERS INC | G6529J100 | COM | 280 | $2,000 | thousands by filing date | |
| LIVEPERSON INC | 538146AB7 | BOND | 1,000 | $2,000 | thousands by filing date | principal |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 1,410 | $2,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 22 | $2,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 131 | $2,000 | thousands by filing date | |
| TSR INC | 872885207 | COM | 175 | $2,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 460 | $2,000 | thousands by filing date | |
| OUSTER INC | 68989M111 | *W EXP 03/11/202 | 1,300 | $2,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC | 00791N110 | *W EXP 10/28/202 | 1,100 | $2,000 | thousands by filing date | |
| PINTEC TECHNOLOGY HLDGS LTD SPONSORED ADS | 72352G107 | ADR | 1,636 | $2,000 | thousands by filing date | |
| HYZON MOTORS INC | 44951Y110 | *W EXP 10/02/202 | 1,500 | $2,000 | thousands by filing date | |
| PHAXIAM THERAPEUTICS S A | 29604W108 | SPONSORED ADR | 296 | $2,000 | thousands by filing date | |
| MY SIZE INC | 62844N208 | COM NEW | 1,500 | $2,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R113 | *W EXP 08/17/202 | 2,212 | $2,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISI CORP | 34964K108 | COM CL A | 156 | $2,000 | thousands by filing date | |
| ION ACQUISITION CORP 3 LTD | G4940J114 | SHS CL A | 200 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E505 | DAILY CS 2X SH | 95 | $2,000 | thousands by filing date | |
| SRAX INC | 78472M106 | CL A | 350 | $2,000 | thousands by filing date | |
| PIVOTAL INVESTMENT CORP III | 72582M106 | COM CL A | 157 | $2,000 | thousands by filing date | |
| GOOD WKS II ACQUISITION CORP | 38216G104 | COMMON STOCK | 157 | $2,000 | thousands by filing date | |
| HELBIZ INC | 42309B204 | CLASS A COM | 174 | $2,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED | G3934V117 | *W EXP 04/30/202 | 283 | $2,000 | thousands by filing date | |
| KADEM SUSTAINABLE IMPACT COR | 48284E204 | UNIT 03/17/2026 | 200 | $2,000 | thousands by filing date | |
| BIOPHYTIS SA | 09076G104 | ADS | 215 | $2,000 | thousands by filing date | |
| CAZOO GROUP LTD | G2007L113 | *W EXP 08/26/202 | 1,284 | $2,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CORP | 92853V114 | COM | 6,577 | $2,000 | thousands by filing date | |
| HCW BIOLOGICS INC | 40423R105 | COM | 500 | $2,000 | thousands by filing date | |
| INTERNATIONAL MEDIA ACQUISIT | 459867107 | CLASS A COM | 154 | $2,000 | thousands by filing date | |
| THE LION ELECTRIC COMPANY | 536221112 | *W EXP 05/06/202 | 479 | $2,000 | thousands by filing date | |
| CF ACQUISITION CORP VIII | 12520C109 | CLASS A COM | 154 | $2,000 | thousands by filing date | |
| FAST ACQUISITION CORP II | 311874101 | CL A | 155 | $2,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A115 | *W EXP 12/28/202 | 3,646 | $2,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833107 | COM CL A | 212 | $2,000 | thousands by filing date | |
| DIGITAL TRANSFORMATN OPT COR | 25401K107 | CLASS A COM | 157 | $2,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION II CO | 553800103 | COM CL A | 154 | $2,000 | thousands by filing date | |
| REDWIRE CORPORATION | 75776W111 | *W EXP 05/27/202 | 1,090 | $2,000 | thousands by filing date | |
| VPC IMPACT ACQU HOLDI III IN | 91835J108 | COM CL A | 152 | $2,000 | thousands by filing date | |
| EVAXION BIOTECH A S | 29970R105 | ADR | 200 | $2,000 | thousands by filing date | |
| BIOTRICITY INC COM NEW | 09074H104 | Stock | 693 | $2,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 519 | $2,000 | thousands by filing date | |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 1,000 | $2,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 7,531 | $2,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 2,372 | $2,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L100 | CMN | 155 | $2,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III | 44376L107 | CMN | 156 | $2,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M106 | CMN | 157 | $2,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CO | 48253T109 | CMN | 155 | $2,000 | thousands by filing date | |
| KUBIENT INC COM USD0.00001 | 50116V107 | COM | 522 | $2,000 | thousands by filing date | |
| 890 5TH AVE PARTNERS INC | 28250A105 | COM CL A | 154 | $2,000 | thousands by filing date | |
| IVANHOE CAPITAL ACQUISTIN CO | G4R87P114 | COM CL A | 200 | $2,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 32 | $2,000 | thousands by filing date | |
| ELECTRIC LAST MILE SOLUTNS I | 28489L112 | *W EXP 08/24/202 | 1,217 | $2,000 | thousands by filing date | |
| NOVUS CAPITAL CORPORATION II | 67012W104 | COM CL A | 154 | $2,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W106 | COM CL A | 152 | $2,000 | thousands by filing date | |
| HAMILTON LANE ALLIANCE HLDGS | 40749M202 | UNIT 99/99/9999 | 220 | $2,000 | thousands by filing date | |
| GLOBAL CONSUMER ACQUISITN CO | 37892B108 | COM | 154 | $2,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP II | 54319Q105 | COM CL A | 154 | $2,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514111 | *W EXP 09/26/202 | 1,179 | $2,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLDWT | G8251L113 | WARRANT AND RIGH | 1,231 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347G655 | ULT MSCIBZL CAPP | 90 | $2,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V107 | CL A | 153 | $2,000 | thousands by filing date | |
| BOQII HLDG LTD | 09950L104 | SPONSORED ADS | 1,003 | $2,000 | thousands by filing date | |
| GLOBIS ACQUISITION CORP | 379582208 | UNIT 11/01/2025 | 160 | $2,000 | thousands by filing date | |
| LAIX INC | 50736W105 | ADS | 2,052 | $2,000 | thousands by filing date | |
| ROTH CH ACQUISITION III CO | 77867Q102 | COM | 153 | $2,000 | thousands by filing date | |
| ROMAN DBDR TECH ACQ CORP; TNT ACQ DT: 5/6/2022; CASH: $10.20 | 77584N101 | COM CL A | 150 | $2,000 | thousands by filing date | |
| GIGCAPITAL4 INC | 37518G101 | COM | 154 | $2,000 | thousands by filing date | |
| FORESIGHT ACQ CRP; TNT ACQ DT: 2/10/2023; CASH: $10.00 | 34552Y106 | CL A | 154 | $2,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQ CORP; TNT ACQ DT: 06/02/22 SH: $10.10 | 812227106 | COM CL A | 208 | $2,000 | thousands by filing date | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 10 | $1,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 5 | $1,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 557 | $1,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P678 | FTSE UNTD KGDM | 35 | $1,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L607 | FREEDOM 100 EM | 20 | $1,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F862 | FT VEST US EQT | 40 | $1,000 | thousands by filing date | |
| CREXENDO INC | 226552107 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 41 | $1,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 225 | $1,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092386 | STOCK FOR INFL | 43 | $1,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505731 | ROBO GLB ARTIF | 12 | $1,000 | thousands by filing date | |
| INVENTIVA SA | 46124U107 | ADS | 100 | $1,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P854 | ESG HI TLD CRP | 50 | $1,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 926 | $1,000 | thousands by filing date | |
| IDEAL PWR INC | 451622203 | COM NEW | 50 | $1,000 | thousands by filing date | |
| URANIUM RTY CORP | 91702V101 | COM | 200 | $1,000 | thousands by filing date | |
| COLLPLANT BIOTECHNOLOG F | M2R51X116 | FOREIGN ORDINARIES | 50 | $1,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 92 | $1,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 163 | $1,000 | thousands by filing date | |
| Reservoir Media Inc W Exp 08/26/202 | 76119X113 | SPAC Combination | 492 | $1,000 | thousands by filing date | |
| Genedx Holdings Corp W Exp 07/22/202 | 81663L119 | SPAC Combination | 466 | $1,000 | thousands by filing date | |
| Evgo Inc W Exp 07/01/202 | 30052F118 | SPAC Combination | 450 | $1,000 | thousands by filing date | |
| TMC THE METALS COMPANY INC | 87261Y114 | *W EXP 09/09/202 | 1,200 | $1,000 | thousands by filing date | |
| ROYALTY MANAGEMENT HOLDING CORPORATION | 02369M102 | CLASS A COMMON STOCK | 88 | $1,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 64 | $1,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 400 | $1,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 70 | $1,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 386 | $1,000 | thousands by filing date | |
| ASIA PACIFIC WIRE & CABLE CO | G0535E106 | ORD | 350 | $1,000 | thousands by filing date | |
| 26 Capital Acquisition Corp | 90138P100 | Equity | 84 | $1,000 | thousands by filing date | |
| MICROVAST HOLDINGS INC | 59516C114 | *W EXP 07/23/202 | 450 | $1,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 110 | $1,000 | thousands by filing date | |
| UCLOUDLINK GROUP INC | 90354D104 | SPONSORED ADS | 262 | $1,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 1,700 | $1,000 | thousands by filing date | |
| SOVOS BRANDS INC | 84612U107 | COM | 100 | $1,000 | thousands by filing date | |
| ENLIGHTIFY INC COM NEW | 16943W204 | Stock | 106 | $1,000 | thousands by filing date | |
| JAWS MUSTANG ACQUISITION CORP SHS CL A | G50737108 | Stock | 92 | $1,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 25 | $1,000 | thousands by filing date | |
| QUANTUM SI INC | 74765K113 | *W EXP 06/10/202 | 528 | $1,000 | thousands by filing date | |
| PLANET LABS PBC | 23344K102 | COM | 55 | $1,000 | thousands by filing date | |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 1,000 | $1,000 | thousands by filing date | principal |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 281 | $1,000 | thousands by filing date | |
| YUNHONG GREEN CTI LTD | 98873Q100 | COM | 675 | $1,000 | thousands by filing date | |
| IN8BIO INC | 45674E109 | COM | 200 | $1,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 281 | $1,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 176 | $1,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T100 | COM | 83 | $1,000 | thousands by filing date | |
| POST HOLDINGS PARTNERING COR | 737465104 | COM | 119 | $1,000 | thousands by filing date | |
| SUSTAINABLE DEVELP ACQU I CO | 86934L103 | COM | 86 | $1,000 | thousands by filing date | |
| OSIRIS ACQUISITION CORP | 68829A103 | COM | 138 | $1,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP II | 66574L100 | COM | 95 | $1,000 | thousands by filing date | |
| AGILETHOUGHT INC | 00857F100 | COM | 117 | $1,000 | thousands by filing date | |
| BIOVIE INC | 09074F207 | COM | 80 | $1,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N105 | COM | 93 | $1,000 | thousands by filing date | |
| ELYS GAME TECHNOLOGY CORP | 290734102 | COM | 227 | $1,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP II | 31809Y103 | COM | 98 | $1,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N102 | COM | 84 | $1,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION COR | 34619V103 | COM | 88 | $1,000 | thousands by filing date | |
| EG ACQUISITION CORP | 26846A100 | COM | 130 | $1,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP IV | 66575B101 | COM | 120 | $1,000 | thousands by filing date | |
| EFFECTOR THERAPEUTICS INC | 28202V108 | COM | 100 | $1,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 322 | $1,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 1,000 | $1,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 2,000 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 42 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 32 | $1,000 | thousands by filing date | |
| Cresud S A C I F Y A Warrant Exp 03/09/202 | P3311R259 | Warrant | 4,480 | $1,000 | thousands by filing date | |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 1,438 | $1,000 | thousands by filing date | |
| ARDAGH METAL PACKAGING S A | L02235114 | *W EXP 08/04/202 | 460 | $1,000 | thousands by filing date | |
| LONGEVERON INC CL A NEW | 54303L104 | Stock | 200 | $1,000 | thousands by filing date | |
| CIPHER MINING INC | 17253J114 | *W EXP 10/22/202 | 600 | $1,000 | thousands by filing date | |
| CHEMOMAB THERAPEUTICS LTD | 16385C104 | SPONSORED ADS | 95 | $1,000 | thousands by filing date | |
| PROCAPS GROUP SA | L7756P110 | *W EXP 09/29/202 | 943 | $1,000 | thousands by filing date | |
| DA32 LIFE SCNCE TEC ACQSTN C | 23312M106 | CLASS A COM | 146 | $1,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M102 | COM CL A | 107 | $1,000 | thousands by filing date | |
| AXONPRIME INFRSTCTR AQSTN CO | 05467C207 | UNIT 05/31/2028 | 71 | $1,000 | thousands by filing date | |
| ALZAMEND NEURO INC | 02262M308 | COM NEW | 326 | $1,000 | thousands by filing date | |
| FORUM MERGER IV CORP | 349875104 | CLASS A COM | 79 | $1,000 | thousands by filing date | |
| INTELLIGENT BIO SOLUTIONS IN | 36151G105 | COM | 300 | $1,000 | thousands by filing date | |
| ATLANTIC COASTAL ACQUISTN CO | 048453104 | CLASS A COM | 109 | $1,000 | thousands by filing date | |
| QUANTUM FINTECH ACQUISTIN CO | 74767A105 | COMMON STOCK | 96 | $1,000 | thousands by filing date | |
| DIGITAL BRANDS GROUP INC | 25401N101 | COM | 401 | $1,000 | thousands by filing date | |
| NEW VISTA ACQUISITION CORP | G6529L105 | CL A SHS | 55 | $1,000 | thousands by filing date | |
| HPX CORP | G32219126 | *W EXP 07/14/202 | 2,593 | $1,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K109 | COM CL A | 116 | $1,000 | thousands by filing date | |
| BUILD ACQUISITION CORP | 12008J105 | COM CLASS A | 79 | $1,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 100 | $1,000 | thousands by filing date | |
| PAVMED INC | 70387R122 | *W EXP 04/30/202 | 200 | $1,000 | thousands by filing date | |
| OCEANTECH ACQUISITIONS I COR | 675507107 | CLASS A COM | 76 | $1,000 | thousands by filing date | |
| BITE ACQUISITION CORP | 09175K204 | UNIT 99/99/9999 | 111 | $1,000 | thousands by filing date | |
| OTONOMO TECHNOLOGIES LTD | M7571L111 | *W EXP 08/13/202 | 1,637 | $1,000 | thousands by filing date | |
| DATA KNIGHTS ACQUISITION COR | 237699103 | CLASS A COM | 119 | $1,000 | thousands by filing date | |
| FLAME ACQUISITION CORP | 33850F108 | COM CL A | 108 | $1,000 | thousands by filing date | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A102 | COM CL A | 79 | $1,000 | thousands by filing date | |
| EUCRATES BIOMEDICAL ACQU COR | G3141W122 | *W EXP 10/23/202 | 1,300 | $1,000 | thousands by filing date | |
| PACER FDS TR | 69374H626 | CSOP FTSE CHINA | 50 | $1,000 | thousands by filing date | |
| VISION MARINE TECHNOLOGIES I | C96657116 | COM | 93 | $1,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUSTN CO I | 482505104 | COM CL A | 56 | $1,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 793 | $1,000 | thousands by filing date | |
| EDESA BIOTECH INC | 27966L108 | COM | 200 | $1,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 1,500 | $1,000 | thousands by filing date | |
| LEGATO MERGER CORP | 52473X106 | COM | 133 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051747 | XTRCK JP MRG ESG | 70 | $1,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 201 | $1,000 | thousands by filing date | |
| GIGINTERNATIONAL1 INC | 37518W106 | CMN | 123 | $1,000 | thousands by filing date | |
| AF ACQUISITION CORP | 001040104 | CMN | 90 | $1,000 | thousands by filing date | |
| RESEARCH ALLIANCE CORP II | 760873109 | CMN | 131 | $1,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B106 | CMN | 92 | $1,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L105 | CMN | 58 | $1,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171103 | CMN | 90 | $1,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F109 | CMN | 90 | $1,000 | thousands by filing date | |
| SANDBRIDGE X2 CORP | 799792106 | CMN | 149 | $1,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067104 | CMN | 92 | $1,000 | thousands by filing date | |
| HEALTHCARE SERVICES ACQU COR | 42227K104 | CMN | 93 | $1,000 | thousands by filing date | |
| GORES TECHNOLOGY PARTNERS IN | 382870103 | CMN | 120 | $1,000 | thousands by filing date | |
| MDH ACQUISITION CORP | 55283P106 | CMN | 142 | $1,000 | thousands by filing date | |
| G&P ACQUISITION CORP | 36146G103 | CMN | 96 | $1,000 | thousands by filing date | |
| ACCELERATE ACQUISITION CORP | 00439D102 | CMN | 133 | $1,000 | thousands by filing date | |
| KINGSWOOD ACQUISITION CORP | 496861105 | CMN | 103 | $1,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019101 | CMN | 108 | $1,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U404 | CMN | 33 | $1,000 | thousands by filing date | |
| SILVER CREST ACQUISITION COR | G81355102 | CMN | 92 | $1,000 | thousands by filing date | |
| ISLEWORTH HEALTHCARE ACQU CO | 46468P102 | CMN | 125 | $1,000 | thousands by filing date | |
| CHARDAN NEXTECH ACQUISITION | 159561109 | CMN | 142 | $1,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C100 | CMN | 119 | $1,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 501 | $1,000 | thousands by filing date | |
| PROCESSA PHARMACEUTICALS INC COM NEW | 74275C205 | Stock | 68 | $1,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463119 | *W EXP 12/31/202 | 820 | $1,000 | thousands by filing date | |
| Zivo Bioscience Inc | 98978N200 | COM | 125 | $1,000 | thousands by filing date | |
| Sigma Additive Solutions, Inc. | 826598500 | common | 200 | $1,000 | thousands by filing date | |
| AIRSPANNETWORKSHOLDINGSIN | 00951K112 | Warrant | 1,430 | $1,000 | thousands by filing date | |
| BAOSHENG MEDIA GROUP HLDNG L | G08908108 | SHS | 520 | $1,000 | thousands by filing date | |
| SILVERBOX ENGAGED MERGER CO | 82836L101 | COM CL A | 94 | $1,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP III | 84677R106 | COM CL A | 148 | $1,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019200 | UNIT 08/31/2027 | 120 | $1,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D117 | *W EXP 10/09/202 | 530 | $1,000 | thousands by filing date | |
| TRITERRAS INC | G9103H110 | *W EXP 02/02/202 | 1,000 | $1,000 | thousands by filing date | |
| STRYVE FOODS INC | 863685103 | CLASS A COM | 200 | $1,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 32 | $1,000 | thousands by filing date | |
| ASTRA SPACE INC | 04634X111 | *W EXP 08/04/202 | 333 | $1,000 | thousands by filing date | |
| COOTEK CAYMAN INC SPONSORED ADS | 21718L102 | ADR | 1,162 | $1,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 43 | $1,000 | thousands by filing date | |
| PARDES BIOSCIENCES INC COM | 30318F100 | Stock | 99 | $1,000 | thousands by filing date | |
| SONNET BIOTHERAPEUTC HLDNG I | 83548R105 | COM | 1,278 | $1,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 1,000 | $1,000 | thousands by filing date | |
| YUMANITY THERAPEUTICS INC | 98872L102 | COM | 75 | $1,000 | thousands by filing date | |
| TISHMAN SPEYER INNOVATI-CL A | 88825H100 | COM CL A | 110 | $1,000 | thousands by filing date | |
| FIGURE ACQUISITION CORP I -A | 302438106 | COM CL A | 108 | $1,000 | thousands by filing date | |
| MDH ACQUISITION CORP | 55283P205 | UNIT 99/99/9999 | 79 | $1,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690108 | COM CL A | 100 | $1,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T266 | XLINK CRD ETN37 | 100 | $1,000 | thousands by filing date | |
| FRAZIER LIFESCIENCES ACQU CORP UNIT EXP 120925 | G3710A121 | Stock | 100 | $1,000 | thousands by filing date | |
| ALPHA CAPITAL ACQUISITION CO | G0316P122 | *W EXP 02/16/202 | 1,000 | $1,000 | thousands by filing date | |
| Atlantic Avenue Acquisition Corp | 04906P119 | Warrant | 1,000 | $1,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP | 722615119 | *W EXP 10/29/202 | 620 | $1,000 | thousands by filing date | |
| CLEANTECH ACQUISITION CORP | 18453L107 | COM | 109 | $1,000 | thousands by filing date | |
| G3 VRM ACQUISITION CORP | 362425100 | CLASS A COM | 140 | $1,000 | thousands by filing date | |
| MARKETWISE INC | 57064P115 | *W EXP 07/19/202 | 500 | $1,000 | thousands by filing date | |
| OTR ACQUISITION CORP | 67113Q105 | COM CL A | 88 | $1,000 | thousands by filing date | |
| POEMA GLOBAL HOLDINGS CORP | G7154B107 | CL A SHS | 152 | $1,000 | thousands by filing date | |
| CF ACQUISITION CORP V | 12520R114 | *W EXP 01/25/202 | 864 | $1,000 | thousands by filing date | |
| VISTAS MEDIA ACQUISITION CO | 92840T107 | COM CL A | 81 | $1,000 | thousands by filing date | |
| MALLARD ACQUISITION CORP | 561204108 | COM | 111 | $1,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 26 | $1,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 374 | $1,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516U101 | COMMON STOCK | 137 | $1,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC III | 233278118 | *W EXP 99/99/999 | 200 | $1,000 | thousands by filing date | |
| MOTION ACQUISITION CORP | 61980M107 | CMN | 84 | $1,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q544 | RIVERFRONT UNC | 25 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J684 | BULLSHS 21 USD | 22 | $1,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M503 | COM NEW | 466 | $1,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC III | 233278209 | UNIT 99/99/9999 | 58 | $1,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPLITECH GROUP INC | 03211Q200 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138J676 | BULLETSHS 2026 | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELA BIO INC | 872381108 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEYE INC | 008183113 | *W EXP 09/30/202 | 372 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Dawson Geophysical Co Ne | 239360100 | COM | 126 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRD SLF IDX FD | 46138J445 | INVSC 30 MUNI BD | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF SER SOLUTIONS | 26922A230 | HOYA CAP HOUSI | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIO TECH INTL | 896712205 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRD SLF IDX FD | 46138J593 | RUSL 2000 DYNM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ishares Bb Rated Corp B | 46435U473 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S GLOBAL INVS INC | 902952100 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERISERV FINL INC | 03074A102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMART SAND INC | 83191H107 | COM | 186 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gdev Inc W Exp 99/99/999 | G6529J118 | SPAC Combination | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIREN ETF TR | 829658301 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JERASH HLDGS US INC | 47632P101 | CMN | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENEW ENERGY GLOBAL PLC | G7500M120 | WTS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESEARCH SOLUTIONS INC | 761025105 | CMN | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BTCS INC | 05581M404 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACER FDS TR | 69374H717 | CMN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTIC AMERN CORP | 048209100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTIMUMBANK HLDGS INC | 68401P403 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERIFYME INC | 92346X206 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIRKS GROUP INC | 09088U109 | CL A COM | 121 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOGOTA FINL CORP | 097235105 | COM | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARTS WAY MFG INC | 043168103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMERSON RADIO CORP | 291087203 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDIACO HLDG INC | 58450D104 | CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDIROM HEALTHCARE TECH INC | 58510H103 | SPONSORED ADS | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Plum Acquisition Corp. III | G63290103 | Warrant | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRAWFORD & CO | 224633107 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTECH SYS INC | 656553104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q445 | ACTIVE REIT ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Community West Bancshares | 204157101 | Common Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELLOMAY CAPITAL LIMITED | M39927120 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTIMAR ACQUISITION CORP II | G03709105 | COMMON STOCK-FO | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL BLUE GROUP HOLDING AG ORD SHS | H33700107 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZK INTL GROUP CO LTD SHS NEW | G9892K100 | Stock | 160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIR INDS GROUP COM | 00912N205 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARONE INC | 18506U104 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAT BRANDS INC | 30258N600 | CLASS B COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 142 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UWM HOLDINGS CORPORATION | 91823B117 | *W EXP 01/21/202 | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIED GAMING & ENTRTNMNT IN | 019170109 | COM | 155 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLAYSTUDIOS INC | 72815G116 | *W EXP 99/99/999 | 515 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QURATE RETAIL INC | 74915M209 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 415 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 703 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TROIKA MEDIA GROUP INC | 89689F305 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VECTIVBIO HLDG AG | H9060V101 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LION GROUP HOLDING LTD | 53620U102 | ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROFIRE ENERGY INC | 74316X101 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BALLANTYNE STRONG INC | 058516105 | COM | 131 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCONEE FED FINL CORP | 675607105 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNICO AMERN CORP | 904607108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 107 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNATRONICS CORP | 268157401 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATI PHYSICAL THERAPY INC WT EXP 081027 | 00216W117 | Stock | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOTH THERAPEUTICS INC COM NEW | 44148G105 | Stock | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BM TECHNOLOGIES INC | 05591L115 | *W EXP 01/04/202 | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSPECTOR CAPITAL CORP | G7273A113 | *W EXP 01/11/202 | 151 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KAIVAL BRNDS INNOVATNS GRP I | 483104204 | COM NEW | 230 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMESITE INC | 031094105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X117 | *W EXP 01/12/202 | 152 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIPPO HLDGS INC | 433539111 | *W EXP 08/02/202 | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-21-000571 | this filing | 2021-11-15 | acceptance time not in the bulk data set |