13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 7,157 holding rows worth $647,472,192,000.
- Accession
- 0000895421-21-000261
- Filer
- CIK 895421
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 24,833 entries on the cover page, a total value of $647,472,192,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $647,472,192,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
- included managerMorgan Stanley Bank Asia Ltd028-17710
- included managerETRADE Capital Management LLC028-14182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 139,401 | $6,378,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 630,155 | $6,376,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 210,283 | $6,371,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 772,978 | $6,370,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 132,498 | $6,367,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 45,053 | $6,365,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 166,149 | $6,359,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 382,866 | $6,352,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 798,720 | $6,350,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 142,034 | $6,346,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 138,370 | $6,340,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 717,976 | $6,340,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 199,852 | $6,332,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 79,834 | $6,319,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 169,042 | $6,314,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 260,601 | $6,311,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 239,951 | $6,301,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 256,195 | $6,287,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 400,422 | $6,269,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 269,509 | $6,262,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 236,003 | $6,254,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 273,149 | $6,247,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 66,475 | $6,239,000 | thousands by filing date | |
| IQIYI INC | 46267XAE8 | NOTE 4.000%12/1 | 6,300,000 | $6,237,000 | thousands by filing date | principal |
| PJT PARTNERS INC | 69343T107 | COM CL A | 82,822 | $6,233,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 51,038 | $6,219,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 210,238 | $6,208,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 2,229,576 | $6,198,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 284,035 | $6,186,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 82,285 | $6,182,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 317,127 | $6,179,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 359,181 | $6,177,000 | thousands by filing date | |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 69,494 | $6,174,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 218,249 | $6,148,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 124,376 | $6,148,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 622,050 | $6,146,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 295,250 | $6,138,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 2,024,659 | $6,135,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 447,601 | $6,132,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 235,411 | $6,122,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 92,290 | $6,121,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 237,356 | $6,110,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 231,431 | $6,107,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 631,368 | $6,105,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 132,116 | $6,100,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 80,736 | $6,087,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 35,106 | $6,073,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 129,883 | $6,073,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 464,776 | $6,070,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 430,284 | $6,067,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 73,184 | $6,063,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 157,017 | $6,060,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 2,519,990 | $6,048,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 660,988 | $6,048,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 3,617,000 | $6,046,000 | thousands by filing date | principal |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 370,215 | $6,038,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 569,587 | $6,038,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 102,679 | $6,033,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 83,664 | $6,028,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 703,955 | $6,026,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 158,522 | $6,022,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 175,397 | $6,021,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 334,339 | $6,011,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 749,685 | $5,997,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 709,616 | $5,997,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 186,636 | $5,991,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 232,142 | $5,965,000 | thousands by filing date | |
| CORSAIR GAMING INC | 22041X102 | COM | 164,437 | $5,956,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 128,325 | $5,948,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 81,543 | $5,948,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 254,191 | $5,945,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 299,457 | $5,938,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 238,174 | $5,935,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 383,320 | $5,931,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 294,752 | $5,925,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 440,914 | $5,904,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 292,417 | $5,901,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 589,551 | $5,888,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 76,072 | $5,875,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 81,967 | $5,874,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 42,344 | $5,871,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 662,447 | $5,869,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 2,536,813 | $5,860,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 64,971 | $5,859,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 116,196 | $5,855,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 732,062 | $5,850,000 | thousands by filing date | |
| MORPHOSYS AG | 617760202 | ADR | 206,442 | $5,850,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 138,418 | $5,839,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 76,393 | $5,838,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 430,209 | $5,829,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 77,402 | $5,829,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 230,010 | $5,817,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 166,885 | $5,804,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 87,270 | $5,796,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 103,330 | $5,789,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 73,318 | $5,787,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 156,050 | $5,786,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 232,457 | $5,781,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 4,519,000 | $5,771,000 | thousands by filing date | principal |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 278,026 | $5,757,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 228,561 | $5,751,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 32,112 | $5,742,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 100,345 | $5,739,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 51,587 | $5,734,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 79,006 | $5,730,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 448,884 | $5,719,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 282,974 | $5,708,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 5,773,000 | $5,708,000 | thousands by filing date | principal |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 5,554,000 | $5,707,000 | thousands by filing date | principal |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 128,810 | $5,701,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 126,831 | $5,701,000 | thousands by filing date | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 594,947 | $5,700,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 6,527,000 | $5,697,000 | thousands by filing date | principal |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 140,686 | $5,692,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 1,081,401 | $5,688,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,051,188 | $5,687,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 141,041 | $5,679,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 39,181 | $5,677,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 487,241 | $5,676,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 58,382 | $5,671,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 78,304 | $5,669,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 22,258 | $5,667,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 666,066 | $5,655,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 396,549 | $5,647,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 204,855 | $5,645,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 61,665 | $5,640,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 316,602 | $5,639,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 313,535 | $5,637,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 55,799 | $5,635,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 124,497 | $5,633,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 48,737 | $5,629,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 214,083 | $5,621,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 266,967 | $5,617,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 75,545 | $5,614,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 68,626 | $5,611,000 | thousands by filing date | |
| Granite Construction Inc | 387328AB3 | CV | 5,300,000 | $5,610,000 | thousands by filing date | principal |
| HAMILTON LANE INC | 407497106 | CL A | 71,832 | $5,607,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 152,152 | $5,606,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 135,577 | $5,594,000 | thousands by filing date | |
| BETTERWARE DE MEXC S A P I D | P1666E105 | SHS | 163,741 | $5,592,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 2,526,000 | $5,591,000 | thousands by filing date | principal |
| PERSPECTA INC | 715347100 | COM | 232,002 | $5,587,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 451,881 | $5,585,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 313,688 | $5,583,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,412,909 | $5,580,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 2,830,745 | $5,577,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 466,714 | $5,568,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 503,255 | $5,566,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 282,755 | $5,565,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 172,750 | $5,561,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 628,442 | $5,542,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 361,261 | $5,539,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 157,725 | $5,536,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 181,440 | $5,530,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 497,255 | $5,525,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 45,892 | $5,519,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 369,221 | $5,517,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 77,137 | $5,515,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 1,081,554 | $5,505,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 509,462 | $5,502,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 211,646 | $5,501,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 282,779 | $5,497,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 320,382 | $5,491,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 130,018 | $5,489,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 80,285 | $5,488,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 360,939 | $5,487,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 378,378 | $5,475,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 44,562 | $5,473,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 59,427 | $5,473,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 150,237 | $5,459,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 286,279 | $5,456,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 2,167,047 | $5,440,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 3,085,942 | $5,431,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 20,389 | $5,429,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 261,917 | $5,422,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 183,901 | $5,416,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 94,780 | $5,415,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 130,856 | $5,405,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 141,057 | $5,393,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 76,993 | $5,393,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 720,413 | $5,389,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 652,504 | $5,384,000 | thousands by filing date | |
| TERMINIX GLOBAL HOLDINGS INC COM | 88087E100 | Stock | 105,081 | $5,360,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 441,771 | $5,359,000 | thousands by filing date | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 128,759 | $5,351,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 78,057 | $5,346,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 87,489 | $5,345,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 815,437 | $5,340,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 227,960 | $5,339,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 272,812 | $5,339,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 75,635 | $5,336,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 868,863 | $5,318,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 185,994 | $5,316,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 73,170 | $5,306,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 912,904 | $5,304,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 106,229 | $5,303,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 147,338 | $5,285,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 74,185 | $5,275,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 541,806 | $5,266,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 204,847 | $5,265,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 77,566 | $5,262,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 271,258 | $5,259,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 35,035 | $5,257,000 | thousands by filing date | |
| STATE STREET SPDR S&P OIL & GAS EQUIPMENT & SERVICES ETF | 78468R549 | ETF | 117,239 | $5,257,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 304,789 | $5,254,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 1,094,781 | $5,254,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 73,012 | $5,251,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 118,424 | $5,245,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 106,696 | $5,245,000 | thousands by filing date | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 100,920 | $5,242,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 389,602 | $5,232,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 189,071 | $5,228,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 75,751 | $5,227,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 103,928 | $5,223,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 1,219,502 | $5,207,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 75,732 | $5,190,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 116,182 | $5,182,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 74,631 | $5,176,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 135,436 | $5,172,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 63,486 | $5,171,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 4,709,000 | $5,162,000 | thousands by filing date | principal |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 257,271 | $5,154,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 763,289 | $5,152,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 138,913 | $5,152,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 48,748 | $5,152,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 31,135 | $5,152,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 267,960 | $5,148,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 37,257 | $5,139,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 293,312 | $5,130,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 220,140 | $5,127,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 76,332 | $5,126,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 499,112 | $5,121,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 716,333 | $5,121,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 577,082 | $5,106,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 1,239,295 | $5,106,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 173,742 | $5,105,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 811,051 | $5,102,000 | thousands by filing date | |
| THE ODP CORP | 88337F105 | COM | 173,860 | $5,093,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 462,125 | $5,092,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 146,208 | $5,086,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 424,175 | $5,082,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 425,169 | $5,081,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 219,670 | $5,079,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 37,966 | $5,059,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 231,715 | $5,059,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 599,609 | $5,054,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 1,422,264 | $5,049,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 120,091 | $5,032,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 899,884 | $5,030,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 134,773 | $5,026,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 171,053 | $5,024,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 124,648 | $5,012,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 388,187 | $5,011,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 3,876,000 | $5,010,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 4,106,000 | $5,009,000 | thousands by filing date | principal |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 536,601 | $5,001,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 49,520 | $4,996,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 254,386 | $4,992,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 394,478 | $4,982,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 159,232 | $4,974,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 3,014,000 | $4,966,000 | thousands by filing date | principal |
| Gilat Satellite Network | M51474118 | COM | 760,165 | $4,955,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 40,486 | $4,952,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 65,544 | $4,950,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 117,295 | $4,946,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 453,143 | $4,944,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 1,469,343 | $4,936,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 982,832 | $4,935,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 78,675 | $4,933,000 | thousands by filing date | |
| NIO INC | G6525FAA0 | DEBT 4.500% 2/0 | 950,000 | $4,927,000 | thousands by filing date | principal |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 168,726 | $4,924,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 83,764 | $4,918,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 1,010,856 | $4,912,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 135,482 | $4,909,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 144,303 | $4,906,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 509,086 | $4,902,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 155,157 | $4,900,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 84,234 | $4,890,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 65,705 | $4,884,000 | thousands by filing date | |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 1,507,432 | $4,884,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 125,022 | $4,882,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 133,470 | $4,872,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 63,401 | $4,871,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 291,863 | $4,868,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 69,351 | $4,866,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 161,395 | $4,864,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 75,780 | $4,863,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 282,585 | $4,860,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 83,942 | $4,859,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 83,377 | $4,851,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 147,166 | $4,848,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 458,580 | $4,843,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 62,635 | $4,842,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 27,563 | $4,837,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 108,383 | $4,837,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 414,631 | $4,831,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 98,263 | $4,827,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 150,308 | $4,825,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 156,452 | $4,802,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 1,107,225 | $4,794,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 352,250 | $4,790,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 37,203 | $4,788,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q613 | US AGGREGATE | 171,844 | $4,786,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 127,654 | $4,779,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 413,842 | $4,777,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 907,413 | $4,772,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 62,099 | $4,771,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 136,300 | $4,763,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 377,723 | $4,759,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 82,808 | $4,756,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 296,367 | $4,750,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 181,753 | $4,747,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 125,995 | $4,746,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 1,953,098 | $4,746,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 685,413 | $4,736,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 823,229 | $4,734,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 205,357 | $4,716,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 148,943 | $4,716,000 | thousands by filing date | |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 5,683,000 | $4,712,000 | thousands by filing date | principal |
| BOOT BARN HLDGS INC | 099406100 | COM | 108,487 | $4,704,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 614,495 | $4,700,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 316,509 | $4,694,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 250,655 | $4,693,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 53,688 | $4,692,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 135,319 | $4,691,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 550,445 | $4,685,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 128,108 | $4,684,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 124,493 | $4,684,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 109,458 | $4,681,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 106,598 | $4,666,000 | thousands by filing date | |
| REALPAGE INC | 75606NAC3 | NOTE 1.500% 5/1 | 3,630,000 | $4,665,000 | thousands by filing date | principal |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 319,555 | $4,664,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 59,858 | $4,663,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 366,173 | $4,642,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 3,367,000 | $4,640,000 | thousands by filing date | principal |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 159,606 | $4,635,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 85,316 | $4,629,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 117,035 | $4,629,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 235,437 | $4,626,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 46,474 | $4,622,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 4,708,000 | $4,622,000 | thousands by filing date | principal |
| JFROG LTD ORD SHS | M6191J100 | Stock | 73,558 | $4,621,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 158,878 | $4,616,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 706,145 | $4,611,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 113,379 | $4,606,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 207,140 | $4,605,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 135,293 | $4,602,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 91,086 | $4,597,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 347,825 | $4,595,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 297,902 | $4,594,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 562,583 | $4,591,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 1,036,345 | $4,590,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 40,819 | $4,588,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 126,614 | $4,586,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 1,112,416 | $4,583,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 993,623 | $4,580,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 56,078 | $4,578,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 316,920 | $4,564,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 269,302 | $4,563,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 231,570 | $4,562,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 35,459 | $4,554,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 36,848 | $4,554,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 73,249 | $4,550,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,484,600 | $4,543,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 41,336 | $4,541,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 97,747 | $4,536,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 331,177 | $4,518,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 328,394 | $4,512,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 179,107 | $4,510,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 3,550,000 | $4,510,000 | thousands by filing date | principal |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 77,862 | $4,508,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 167,790 | $4,500,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 65,328 | $4,496,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 137,581 | $4,495,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 196,966 | $4,495,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 161,599 | $4,488,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 316,594 | $4,486,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 5,390,000 | $4,474,000 | thousands by filing date | principal |
| MERUS N V | N5749R100 | COM | 254,907 | $4,469,000 | thousands by filing date | |
| EQONEX LIMITED | Y2074E109 | SHS | 276,894 | $4,469,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 1,051,459 | $4,468,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 70,253 | $4,467,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 340,956 | $4,466,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 552,988 | $4,462,000 | thousands by filing date | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 106,587 | $4,453,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 341,317 | $4,451,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 4,425,000 | $4,451,000 | thousands by filing date | principal |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 88,060 | $4,430,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 404,707 | $4,427,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 415,247 | $4,426,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 395,811 | $4,425,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 115,009 | $4,425,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 331,144 | $4,424,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 157,220 | $4,413,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 62,452 | $4,409,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 97,284 | $4,403,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 3,195,000 | $4,403,000 | thousands by filing date | principal |
| OUTFRONT MEDIA INC | 69007J106 | COM | 224,699 | $4,396,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 255,530 | $4,390,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 33,525 | $4,385,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 42,811 | $4,377,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 653,407 | $4,372,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 245,998 | $4,366,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459JAA2 | NOTE 2.625% 2/1 | 4,454,000 | $4,365,000 | thousands by filing date | principal |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 171,398 | $4,360,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 39,159 | $4,358,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 139,457 | $4,344,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 273,331 | $4,343,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 26,795 | $4,343,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 288,020 | $4,338,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 72,751 | $4,332,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 190,306 | $4,326,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 282,698 | $4,323,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 303,344 | $4,317,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 2,596,000 | $4,312,000 | thousands by filing date | principal |
| BLUECITY HLDGS LTD | 09610L106 | ADS | 426,781 | $4,310,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 151,964 | $4,308,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 301,248 | $4,307,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 1,127,887 | $4,297,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 1,554,500 | $4,291,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 100,971 | $4,285,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 273,411 | $4,278,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 152,010 | $4,277,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 365,835 | $4,277,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 127,240 | $4,272,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 319,889 | $4,265,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 278,689 | $4,264,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 169,904 | $4,263,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 60,322 | $4,260,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 1,014,075 | $4,259,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 4,539,000 | $4,252,000 | thousands by filing date | principal |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 411,804 | $4,242,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 57,020 | $4,236,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 81,102 | $4,235,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 150,213 | $4,222,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 487,398 | $4,220,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 337,865 | $4,220,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 186,427 | $4,215,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 120,317 | $4,215,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 294,314 | $4,215,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 234,220 | $4,213,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 178,088 | $4,212,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 75,989 | $4,208,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 144,464 | $4,207,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 196,278 | $4,207,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 129,556 | $4,204,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 135,374 | $4,200,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 151,803 | $4,191,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P553 | US CORE BOND ETF | 160,280 | $4,191,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 408,380 | $4,185,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 204,168 | $4,183,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 19,496 | $4,181,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 254,478 | $4,178,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 289,553 | $4,166,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 28,605 | $4,166,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 442,149 | $4,165,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 826,134 | $4,163,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 433,279 | $4,155,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 39,189 | $4,154,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D309 | ADS COMMON | 1,366,729 | $4,154,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 622,384 | $4,151,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 168,999 | $4,142,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 80,641 | $4,140,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 263,972 | $4,132,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 661,133 | $4,132,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 280,939 | $4,132,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 135,758 | $4,123,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 108,501 | $4,120,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 150,149 | $4,120,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 415,990 | $4,118,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 113,204 | $4,113,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 115,125 | $4,107,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 370,276 | $4,106,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 126,285 | $4,104,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 84,364 | $4,101,000 | thousands by filing date | |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 7,105,000 | $4,098,000 | thousands by filing date | principal |
| CEVA INC | 157210105 | COMMON STOCK | 90,061 | $4,097,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 274,610 | $4,092,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 886,269 | $4,085,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 1,553,166 | $4,085,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 74,408 | $4,082,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 299,909 | $4,079,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 94,724 | $4,079,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 126,330 | $4,067,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 266,524 | $4,062,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 129,451 | $4,057,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 2,000,000 | $4,054,000 | thousands by filing date | principal |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 1,732,420 | $4,053,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 238,650 | $4,042,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 2,229,000 | $4,042,000 | thousands by filing date | principal |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 177,281 | $4,027,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 215,400 | $4,025,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 116,309 | $4,022,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 540,094 | $4,013,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 578,014 | $4,005,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 155,838 | $4,000,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 196,560 | $3,998,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 1,319,031 | $3,997,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 490,549 | $3,993,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 150,613 | $3,992,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-21-000261 | this filing | 2021-02-16 | acceptance time not in the bulk data set |