13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 6,707 holding rows worth $451,781,104,000.
- Accession
- 0000895421-20-000454
- Filer
- CIK 895421
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 22,606 entries on the cover page, a total value of $451,781,104,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $451,781,104,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 368,306 | $5,904,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 48,302 | $5,903,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 488,545 | $5,902,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 255,100 | $5,898,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 138,500 | $5,897,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 404,623 | $5,887,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577AA0 | NOTE 4.750% 5/1 | 3,915,000 | $5,885,000 | thousands by filing date | principal |
| ENCORE WIRE CORP | 292562105 | COM | 120,494 | $5,882,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 141,689 | $5,871,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 390,961 | $5,868,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 280,194 | $5,866,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 526,914 | $5,865,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 257,411 | $5,864,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 60,290 | $5,855,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 88,855 | $5,854,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 403,702 | $5,850,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 278,756 | $5,847,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 420,746 | $5,844,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 1,847,803 | $5,839,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 437,640 | $5,812,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 318,821 | $5,806,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 289,428 | $5,797,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 706,657 | $5,788,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 297,804 | $5,784,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 365,582 | $5,784,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 564,993 | $5,774,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 152,326 | $5,770,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 363,344 | $5,762,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 107,243 | $5,743,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 99,688 | $5,736,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 76,451 | $5,732,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 240,690 | $5,731,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 217,099 | $5,731,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 41,408 | $5,729,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 271,480 | $5,728,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 353,613 | $5,725,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 95,819 | $5,722,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 189,488 | $5,717,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 135,768 | $5,716,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 312,679 | $5,694,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 47,832 | $5,685,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 640,795 | $5,677,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 95,155 | $5,654,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 89,046 | $5,654,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 175,392 | $5,637,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 72,951 | $5,635,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 504,434 | $5,635,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 312,582 | $5,627,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 220,344 | $5,614,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 893,876 | $5,614,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 104,702 | $5,600,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 147,235 | $5,588,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 775,786 | $5,586,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,345,212 | $5,569,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 125,713 | $5,560,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 221,702 | $5,548,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 1,241,105 | $5,548,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 554,467 | $5,545,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 788,163 | $5,533,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 410,478 | $5,525,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 141,829 | $5,517,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 129,741 | $5,515,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 505,352 | $5,504,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 368,904 | $5,497,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 88,918 | $5,494,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 24,706 | $5,491,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 110,845 | $5,489,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 57,204 | $5,481,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 226,771 | $5,481,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 553,940 | $5,478,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 215,698 | $5,474,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 107,635 | $5,469,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 154,750 | $5,469,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 89,585 | $5,468,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 53,625 | $5,467,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 482,439 | $5,461,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 852,932 | $5,449,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 392,751 | $5,444,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 122,258 | $5,438,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 140,103 | $5,424,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 799,621 | $5,422,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 426,003 | $5,418,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 148,638 | $5,412,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 66,925 | $5,401,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 112,208 | $5,390,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 196,793 | $5,390,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 21,019 | $5,386,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,623,021 | $5,372,000 | thousands by filing date | |
| PLUG POWER INC | 72919PAB9 | NOTE 5.500% 3/1 | 1,500,000 | $5,370,000 | thousands by filing date | principal |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 150,316 | $5,364,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 1,128,521 | $5,360,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 143,882 | $5,360,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 2,329,000 | $5,343,000 | thousands by filing date | principal |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 276,929 | $5,342,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 100,551 | $5,326,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 93,821 | $5,315,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 299,371 | $5,313,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 63,514 | $5,305,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 84,019 | $5,304,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 259,924 | $5,303,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 97,078 | $5,302,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 38,030 | $5,295,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 457,101 | $5,289,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 232,358 | $5,286,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 136,344 | $5,284,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 529,749 | $5,279,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 138,928 | $5,279,000 | thousands by filing date | |
| NIO INC | 62914VAB2 | NOTE 4.500% 2/0 | 5,445,000 | $5,269,000 | thousands by filing date | principal |
| WHEELER REAL ESTATE INVT TR | 963025606 | CV PFD SER D | 453,281 | $5,256,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 334,819 | $5,251,000 | thousands by filing date | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 175,129 | $5,242,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 72,611 | $5,224,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 75,649 | $5,223,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 100,949 | $5,222,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 4,465,000 | $5,215,000 | thousands by filing date | principal |
| FORWARD AIR CORP | 349853101 | COM | 104,586 | $5,210,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 456,846 | $5,208,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 253,296 | $5,206,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 418,753 | $5,201,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 124,444 | $5,198,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 192,663 | $5,190,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 501,672 | $5,187,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 132,485 | $5,184,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 542,827 | $5,184,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 45,248 | $5,182,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 147,315 | $5,171,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 964,492 | $5,169,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 170,802 | $5,164,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 382,159 | $5,161,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 346,951 | $5,149,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 615,340 | $5,134,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 92,475 | $5,129,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 83,352 | $5,125,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 327,450 | $5,122,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 375,863 | $5,122,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 217,605 | $5,122,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 107,865 | $5,115,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 5,986,000 | $5,110,000 | thousands by filing date | principal |
| AIR LEASE CORP | 00912X302 | CL A | 174,460 | $5,109,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 969,071 | $5,108,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 90,820 | $5,107,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 93,645 | $5,105,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 1,350,231 | $5,104,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 1,065,192 | $5,102,000 | thousands by filing date | |
| IQ ULTRA SHORT DURATION ETF | 45409F819 | FUND | 102,957 | $5,096,000 | thousands by filing date | |
| ONTO INNOVATION INC COM | 683344105 | Stock | 149,565 | $5,091,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 1,243,653 | $5,087,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 282,899 | $5,084,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 369,410 | $5,084,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 160,095 | $5,079,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 94,620 | $5,078,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 5,286,000 | $5,067,000 | thousands by filing date | principal |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 197,228 | $5,059,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 159,420 | $5,057,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 250,331 | $5,052,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 219,722 | $5,045,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 129,477 | $5,044,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 578,862 | $5,042,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 139,566 | $5,034,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 567,684 | $5,034,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 44,930 | $5,032,000 | thousands by filing date | |
| KBR INC | 48242WAB2 | BOND | 4,499,000 | $5,025,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 144,089 | $5,024,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 171,579 | $5,019,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 1,341,582 | $5,018,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 270,933 | $5,007,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 456,066 | $4,999,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 135,789 | $4,994,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 241,549 | $4,993,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 328,395 | $4,991,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 298,201 | $4,989,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 116,381 | $4,987,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 238,635 | $4,985,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 631,023 | $4,985,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 177,334 | $4,983,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 754,944 | $4,982,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,886,269 | $4,980,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 52,868 | $4,980,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 165,642 | $4,974,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 165,081 | $4,957,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 211,335 | $4,954,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 769,106 | $4,953,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 331,281 | $4,949,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 177,368 | $4,944,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 75,204 | $4,943,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 216,449 | $4,938,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 2,968,849 | $4,928,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 39,858 | $4,926,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 378,851 | $4,925,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 168,868 | $4,921,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 286,390 | $4,919,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 633,496 | $4,916,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 275,966 | $4,914,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 2,082,323 | $4,914,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 85,348 | $4,907,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 100,498 | $4,906,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 133,609 | $4,905,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 1,450,592 | $4,903,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 154,598 | $4,892,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 158,725 | $4,883,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 177,552 | $4,881,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 140,463 | $4,880,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 347,999 | $4,872,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 1,431,795 | $4,869,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 123,589 | $4,866,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 150,459 | $4,845,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 1,218,991 | $4,840,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 410,535 | $4,832,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 838,185 | $4,819,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 454,925 | $4,817,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 389,555 | $4,815,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 31,981 | $4,812,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 561,993 | $4,811,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 934,347 | $4,803,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 355,458 | $4,803,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 115,326 | $4,798,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 78,442 | $4,797,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 4,906,000 | $4,796,000 | thousands by filing date | principal |
| ISHARES INC | 464286301 | CMN | 289,652 | $4,788,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 1,113,146 | $4,787,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 34,192 | $4,783,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 59,924 | $4,774,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 70,070 | $4,768,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 38,044 | $4,764,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 216,502 | $4,761,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 173,285 | $4,758,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 322,243 | $4,756,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 90,208 | $4,752,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 24,736 | $4,747,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 712,005 | $4,742,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 114,588 | $4,727,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 60,077 | $4,726,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 145,749 | $4,720,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 174,264 | $4,719,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 408,471 | $4,718,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 129,927 | $4,716,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 153,493 | $4,715,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 130,427 | $4,714,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 2,099,387 | $4,703,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,232,868 | $4,697,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 103,605 | $4,685,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 638,978 | $4,678,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 417,635 | $4,674,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 198,074 | $4,649,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 47,567 | $4,645,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 96,672 | $4,627,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 114,175 | $4,627,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 206,183 | $4,625,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 84,054 | $4,618,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 47,127 | $4,605,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 174,841 | $4,598,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 312,026 | $4,597,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 287,012 | $4,592,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 162,900 | $4,591,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 189,337 | $4,590,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 335,485 | $4,589,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 152,095 | $4,586,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 143,580 | $4,585,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 146,679 | $4,584,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 74,998 | $4,574,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 137,844 | $4,567,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 64,187 | $4,565,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 3,653,000 | $4,564,000 | thousands by filing date | principal |
| CAVCO INDS INC DEL | 149568107 | COM | 23,656 | $4,562,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 102,548 | $4,562,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 370,118 | $4,560,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 40,547 | $4,554,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q738 | BETBULD MSCI | 63,808 | $4,551,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 200,708 | $4,548,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 346,502 | $4,542,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 456,395 | $4,541,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 106,309 | $4,532,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 108,320 | $4,530,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 418,246 | $4,525,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 115,527 | $4,521,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 2,173,329 | $4,520,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 44,436 | $4,520,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 167,173 | $4,511,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 139,414 | $4,510,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 247,569 | $4,508,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 92,186 | $4,505,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 102,206 | $4,498,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 61,625 | $4,497,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 598,445 | $4,488,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 128,807 | $4,487,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 487,936 | $4,485,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 445,502 | $4,482,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 340,886 | $4,479,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 41,849 | $4,474,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 495,403 | $4,469,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 3,018,000 | $4,464,000 | thousands by filing date | principal |
| SASOL LTD | 803866300 | SPONSORED ADR | 578,315 | $4,459,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 149,649 | $4,458,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 333,707 | $4,455,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 392,291 | $4,453,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 11,378 | $4,450,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 291,431 | $4,448,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 188,399 | $4,445,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 96,258 | $4,425,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 1,281,654 | $4,422,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 47,932 | $4,416,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 287,142 | $4,409,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 51,699 | $4,407,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 251,526 | $4,406,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 115,536 | $4,405,000 | thousands by filing date | |
| LINX S A | 53619W101 | SPONSORED ADS | 958,922 | $4,392,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 203,694 | $4,391,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 178,945 | $4,390,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 197,294 | $4,388,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 489,663 | $4,387,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 163,413 | $4,386,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 134,637 | $4,377,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 217,559 | $4,377,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,681,345 | $4,371,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 46,027 | $4,370,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 83,402 | $4,364,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 155,644 | $4,356,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 199,167 | $4,353,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 186,905 | $4,353,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 213,091 | $4,349,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 430,815 | $4,348,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 216,507 | $4,338,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 535,503 | $4,338,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 173,488 | $4,329,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 156,199 | $4,328,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 166,625 | $4,327,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 792,238 | $4,326,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 117,695 | $4,323,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 374,352 | $4,320,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 89,617 | $4,316,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 975,365 | $4,316,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 10,772 | $4,314,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 89,859 | $4,314,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 63,929 | $4,307,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 305,245 | $4,301,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 317,031 | $4,299,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 362,419 | $4,297,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 5,813,000 | $4,297,000 | thousands by filing date | principal |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 70,694 | $4,293,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 62,769 | $4,292,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 3,472,000 | $4,287,000 | thousands by filing date | principal |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 363,540 | $4,283,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 232,234 | $4,276,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 187,617 | $4,240,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 381,995 | $4,233,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 153,982 | $4,227,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 57,344 | $4,221,000 | thousands by filing date | |
| JOYY INC | 98426TAD8 | NOTE 0.750% 6/1 | 3,900,000 | $4,216,000 | thousands by filing date | principal |
| GOGO INC | 38046C109 | COM | 1,331,827 | $4,209,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 152,059 | $4,194,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 596,410 | $4,193,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 86,411 | $4,193,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 275,223 | $4,189,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 60,953 | $4,187,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 57,051 | $4,181,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,201,417 | $4,169,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 5,075,000 | $4,164,000 | thousands by filing date | principal |
| BOISE CASCADE CO DEL | 09739D100 | COM | 110,463 | $4,155,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 150,157 | $4,146,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 344,212 | $4,144,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 3,945,000 | $4,144,000 | thousands by filing date | principal |
| ENOVIS CORP | 194014106 | COMMON STOCK | 148,417 | $4,141,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 89,265 | $4,135,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 366,196 | $4,134,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 113,581 | $4,116,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 124,174 | $4,114,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 79,725 | $4,113,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 169,079 | $4,105,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 167,207 | $4,103,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 4,234,000 | $4,097,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 304,616 | $4,094,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 63,954 | $4,091,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 215,448 | $4,083,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 91,928 | $4,078,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 39,635 | $4,076,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 5,515,636 | $4,074,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 3,548,000 | $4,074,000 | thousands by filing date | principal |
| WEIS MKTS INC COM | 948849104 | Stock | 81,261 | $4,073,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 105,958 | $4,073,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 66,421 | $4,069,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 227,613 | $4,066,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 183,085 | $4,064,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 554,349 | $4,063,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 74,003 | $4,061,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 4,556,000 | $4,060,000 | thousands by filing date | principal |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 213,250 | $4,057,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 40,031 | $4,056,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 231,594 | $4,052,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 60,740 | $4,043,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 54,553 | $4,042,000 | thousands by filing date | |
| ORTHOFIX MED INC | 68752M108 | COM | 126,209 | $4,039,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 401,625 | $4,032,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 128,347 | $4,029,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 425,327 | $4,028,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 712,657 | $4,027,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 4,179,000 | $4,027,000 | thousands by filing date | principal |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 2,016,181 | $4,022,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 146,310 | $4,019,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 45,951 | $4,015,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 64,577 | $4,011,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 564,569 | $4,009,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 322,279 | $4,006,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 353,525 | $4,005,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 195,782 | $4,000,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 58,074 | $3,995,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 3,628,000 | $3,993,000 | thousands by filing date | principal |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 1,079,049 | $3,992,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 129,187 | $3,987,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 45,577 | $3,981,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 2,526,000 | $3,956,000 | thousands by filing date | principal |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 57,505 | $3,954,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 301,742 | $3,944,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 165,399 | $3,944,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 247,494 | $3,942,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 246,519 | $3,942,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 95,787 | $3,941,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 836,863 | $3,934,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 37,161 | $3,932,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 79,676 | $3,918,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 151,770 | $3,910,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 306,388 | $3,906,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 277,546 | $3,897,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 136,500 | $3,893,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 328,028 | $3,881,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 321,995 | $3,880,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 544,333 | $3,879,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 314,727 | $3,877,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 115,883 | $3,871,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 750,038 | $3,870,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 64,110 | $3,868,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 179,716 | $3,867,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 376,436 | $3,863,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 850,690 | $3,854,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 252,367 | $3,853,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 250,358 | $3,853,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 118,291 | $3,853,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 22,263 | $3,850,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 85,479 | $3,847,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 50,793 | $3,843,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 172,034 | $3,841,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 416,178 | $3,837,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 330,748 | $3,837,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 178,402 | $3,829,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 92,395 | $3,824,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 351,902 | $3,822,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 94,019 | $3,814,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 119,530 | $3,814,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 2,911,935 | $3,814,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 128,452 | $3,813,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 319,256 | $3,806,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 56,399 | $3,806,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 3,090,090 | $3,801,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 122,053 | $3,793,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 192,311 | $3,790,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 31,634 | $3,789,000 | thousands by filing date | |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 5,248,000 | $3,789,000 | thousands by filing date | principal |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 710,592 | $3,787,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 58,236 | $3,785,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 60,244 | $3,772,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 557,238 | $3,772,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 69,926 | $3,772,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 154,078 | $3,761,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 1,040,917 | $3,758,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 106,865 | $3,753,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 37,778 | $3,752,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 1,168,619 | $3,751,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 437,556 | $3,750,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 213,821 | $3,745,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 45,479 | $3,741,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 325,024 | $3,736,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 2,632,000 | $3,733,000 | thousands by filing date | principal |
| EAGLE BANCORPORATION INC | 268948106 | COM | 113,969 | $3,732,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 320,016 | $3,731,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 3,931,000 | $3,731,000 | thousands by filing date | principal |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 105,598 | $3,729,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 283,116 | $3,729,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 54,067 | $3,726,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 4,146,000 | $3,726,000 | thousands by filing date | principal |
| KODIAK SCIENCES INC | 50015M109 | COM | 68,831 | $3,725,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 41,905 | $3,708,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 249,967 | $3,704,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 1,201,117 | $3,700,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 616,105 | $3,696,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 154,450 | $3,684,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 138,884 | $3,678,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 577,020 | $3,676,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 371,339 | $3,676,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 315,455 | $3,675,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 345,445 | $3,674,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 68,932 | $3,674,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 7,281,781 | $3,673,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 202,749 | $3,673,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 185,521 | $3,662,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 30,944 | $3,659,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 720,264 | $3,659,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 412,824 | $3,659,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 48,995 | $3,657,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 1,675,874 | $3,653,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 933,884 | $3,652,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 73,235 | $3,644,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-20-000454 | this filing | 2020-08-14 | acceptance time not in the bulk data set |