13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 6,775 holding rows worth $353,274,848,000.
- Accession
- 0000895421-19-000487
- Filer
- CIK 895421
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 22,379 entries on the cover page, a total value of $353,274,848,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $353,274,848,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INDEXIQ ETF TR | 45409B537 | HDGD FTSE JAPN | 57,058 | $1,161,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 46,461 | $1,159,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 177,794 | $1,159,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 8,171 | $1,158,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 178,131 | $1,155,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 48,271 | $1,154,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 259,416 | $1,154,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 71,363 | $1,152,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 320,040 | $1,152,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 91,311 | $1,149,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 81,332 | $1,148,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 61,506 | $1,146,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 45,705 | $1,144,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 22,936 | $1,143,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 27,716 | $1,142,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 34,910 | $1,141,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 119,429 | $1,140,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 28,623 | $1,138,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 1,445,000 | $1,138,000 | thousands by filing date | principal |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 33,491 | $1,133,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 73,146 | $1,131,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 32,375 | $1,130,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 43,578 | $1,129,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 17,894 | $1,128,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 32,482 | $1,118,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 84,432 | $1,117,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 51,237 | $1,116,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 6,416 | $1,116,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 92,943 | $1,115,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 32,762 | $1,111,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 69,586 | $1,108,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 89,005 | $1,107,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 28,576 | $1,107,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 723,900 | $1,107,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 66,015 | $1,106,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 22,394 | $1,106,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 16,176 | $1,106,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 92,254 | $1,106,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 906,000 | $1,106,000 | thousands by filing date | principal |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 100,222 | $1,105,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 85,230 | $1,104,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 95,002 | $1,103,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 76,843 | $1,102,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 64,811 | $1,095,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 28,719 | $1,093,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 44,478 | $1,092,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 29,163 | $1,090,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 306,205 | $1,090,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 78,457 | $1,088,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 22,072 | $1,088,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 47,744 | $1,087,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 42,952 | $1,086,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 198,445 | $1,086,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 17,405 | $1,085,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 61,855 | $1,083,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 42,350 | $1,083,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 87,564 | $1,077,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 64,252 | $1,077,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 40,418 | $1,073,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 224,677 | $1,072,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 66,146 | $1,070,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 11,788 | $1,068,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 80,122 | $1,064,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 62,641 | $1,063,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 56,406 | $1,062,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 96,203 | $1,060,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 445,618 | $1,060,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 62,735 | $1,059,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 117,645 | $1,058,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 55,549 | $1,058,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 91,217 | $1,057,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 77,917 | $1,057,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 29,200 | $1,055,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 7,529 | $1,054,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 1,098,000 | $1,054,000 | thousands by filing date | principal |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 28,961 | $1,050,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 100,311 | $1,050,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 96,492 | $1,048,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 35,637 | $1,048,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 218,432 | $1,048,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 15,998 | $1,047,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 63,840 | $1,047,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 32,550 | $1,046,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 109,313 | $1,043,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 39,603 | $1,042,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 47,948 | $1,038,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 33,401 | $1,036,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 9,027 | $1,033,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,176 | $1,033,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 31,423 | $1,032,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 1,035,000 | $1,030,000 | thousands by filing date | principal |
| AMERISAFE INC | 03071H100 | COM | 17,318 | $1,028,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 8,722 | $1,027,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 712,658 | $1,026,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 19,715 | $1,025,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 66,780 | $1,024,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 31,932 | $1,022,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 36,596 | $1,022,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F102 | COM CL A | 102,026 | $1,022,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 236,787 | $1,018,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 16,331 | $1,018,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 79,252 | $1,017,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 77,021 | $1,015,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 16,364 | $1,015,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 212,951 | $1,013,000 | thousands by filing date | |
| MORGAN STANLEY | 617480272 | LNG EURO ETN20 | 65,044 | $1,013,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 79,393 | $1,012,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 61,226 | $1,010,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 309,460 | $1,009,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 53,263 | $1,009,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 302,425 | $1,007,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 45,950 | $1,006,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 34,226 | $1,003,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 14,446 | $998,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 32,242 | $995,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 27,287 | $994,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 264,664 | $993,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 128,846 | $989,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 55,891 | $982,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 20,083 | $982,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 38,322 | $978,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 81,781 | $976,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 394,471 | $975,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 289,343 | $975,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 73,664 | $974,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 81,897 | $974,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 7,037 | $968,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 3,687 | $968,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 77,885 | $967,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 23,203 | $966,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 60,540 | $966,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 470,347 | $964,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 26,412 | $963,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 59,587 | $962,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 164,317 | $960,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 64,908 | $959,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 78,712 | $958,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 68,577 | $958,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 13,044 | $956,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 729,231 | $956,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 82,307 | $953,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 44,236 | $952,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 98,405 | $950,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 24,673 | $949,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 134,624 | $948,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 67,017 | $947,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 18,787 | $946,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 10,923 | $946,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 80,448 | $945,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 33,467 | $945,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 68,429 | $944,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 39,840 | $943,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 2,315 | $943,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 25,011 | $942,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 635,508 | $940,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 196,525 | $938,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 112,811 | $937,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 275,413 | $936,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 68,736 | $935,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 74,877 | $935,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 47,183 | $933,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 40,869 | $932,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 7,000 | $930,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 73,473 | $927,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 162,392 | $924,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 86,899 | $922,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 28,122 | $922,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 114,526 | $921,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 24,923 | $920,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 1,344 | $918,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 230,617 | $916,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 22,500 | $916,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 59,637 | $915,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 60,303 | $915,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 93,196 | $914,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 30,728 | $911,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 258,706 | $906,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 6,513 | $903,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 75,169 | $902,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,496,533 | $901,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 20,668 | $900,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 383,240 | $897,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 31,209 | $897,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 213,211 | $896,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 50,680 | $896,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 158,182 | $895,000 | thousands by filing date | |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 975,000 | $895,000 | thousands by filing date | principal |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 13,050 | $893,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 5,972 | $893,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 66,529 | $892,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 310,080 | $889,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 65,698 | $888,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 94,515 | $887,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 115,693 | $887,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 30,961 | $885,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 12,333 | $882,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 130,308 | $880,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 25,941 | $880,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 895,000 | $879,000 | thousands by filing date | principal |
| FORRESTER RESH INC | 346563109 | COM | 18,146 | $878,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 105,555 | $877,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 89,787 | $877,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAB0 | NOTE 8.000% 1/1 | 838,000 | $876,000 | thousands by filing date | principal |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 47,126 | $875,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 26,187 | $874,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 127,664 | $874,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 41,954 | $873,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 91,508 | $870,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 119,034 | $870,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 54,755 | $868,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 80,612 | $867,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 44,321 | $867,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 62,026 | $867,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 12,367 | $865,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 16,527 | $865,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 49,084 | $860,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 71,945 | $858,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 68,213 | $857,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 36,829 | $856,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 11,395 | $856,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 152,637 | $856,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 16,648 | $854,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 18,530 | $854,000 | thousands by filing date | |
| PROSHARES TR | 74348A178 | ULTRAPRO DOW 30 | 62,686 | $854,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 24,272 | $853,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 43,274 | $852,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 18,263 | $850,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 47,244 | $849,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 139,576 | $846,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 13,188 | $844,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 58,566 | $843,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 45,418 | $841,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 95,510 | $839,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 279,765 | $836,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 270,752 | $836,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 18,917 | $834,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 41,110 | $832,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 56,808 | $832,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 37,739 | $832,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 41,258 | $832,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 211,724 | $830,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 113,195 | $828,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 56,876 | $826,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 68,523 | $826,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 42,074 | $825,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 197,835 | $825,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 39,506 | $824,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P522 | FUND | 18,573 | $822,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 10,119 | $821,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 60,550 | $820,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 375,987 | $814,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 71,248 | $813,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 11,079 | $809,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 29,218 | $807,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 122,377 | $805,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 91,689 | $804,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 61,627 | $803,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 1,292,851 | $803,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 22,766 | $802,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 113,291 | $801,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 33,254 | $798,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 95,571 | $795,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 29,072 | $791,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 74,880 | $790,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 145,611 | $790,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 56,604 | $787,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 11,805 | $787,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 32,760 | $787,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E547 | DAILY MSCI EMERG | 17,899 | $784,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 300,474 | $784,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 14,644 | $783,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 35,784 | $782,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 11,070 | $782,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 85,697 | $780,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 84,710 | $779,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 78,966 | $778,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 58,240 | $777,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 398,139 | $776,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 45,229 | $775,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 786,000 | $775,000 | thousands by filing date | principal |
| LITTELFUSE INC COM | 537008104 | Stock | 4,237 | $774,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 6,822 | $774,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 252,711 | $773,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 71,608 | $773,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 26,030 | $773,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 58,719 | $772,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 22,542 | $768,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 21,345 | $768,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 51,367 | $767,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 55,147 | $763,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 30,324 | $762,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 107,166 | $761,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 15,270 | $761,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 39,698 | $761,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 58,274 | $758,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 20,994 | $757,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 98,107 | $756,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 12,051 | $755,000 | thousands by filing date | |
| CORTLAND BANCORP COM | 220587109 | COM | 31,810 | $750,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 38,705 | $749,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 118,157 | $749,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 28,580 | $748,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 59,442 | $748,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 68,606 | $748,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 750,000 | $748,000 | thousands by filing date | principal |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 63,715 | $747,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 137,020 | $747,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 14,906 | $745,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 63,220 | $745,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 770,000 | $743,000 | thousands by filing date | principal |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 23,613 | $742,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 26,223 | $742,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 35,214 | $741,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 35,566 | $740,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 20,716 | $739,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 25,587 | $737,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 88,394 | $737,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 422,217 | $735,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 66,288 | $735,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 47,363 | $735,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 32,398 | $733,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 30,382 | $731,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 74,147 | $728,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 38,168 | $725,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 89,450 | $724,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 169 | $724,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 28,959 | $723,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 23,333 | $722,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 31,686 | $720,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 318,999 | $718,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 45,781 | $718,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 29,496 | $716,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 22,174 | $716,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 157,162 | $714,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V829 | DWA NASDAQ MNT | 6,515 | $714,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 28,197 | $709,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 56,120 | $708,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 76,518 | $707,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 15,337 | $703,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 38,968 | $703,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 22,251 | $702,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 49,746 | $702,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 63,982 | $700,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 13,020 | $699,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 500,000 | $699,000 | thousands by filing date | principal |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 33,796 | $698,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 21,069 | $697,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 26,357 | $692,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,088,659 | $691,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 160,336 | $691,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 24,772 | $691,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 38,377 | $691,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 7,753 | $691,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 60,759 | $690,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 39,783 | $688,000 | thousands by filing date | |
| NIGHTSTAR THERAPEUTICS PLC | 65413A101 | ADR | 27,088 | $687,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 27,397 | $684,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 14,543 | $683,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 115,335 | $683,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 32,061 | $682,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 655,000 | $682,000 | thousands by filing date | principal |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 39,942 | $681,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 26,310 | $680,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 455,730 | $680,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 10,688 | $679,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 10,514 | $677,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 17,340 | $676,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 15,997 | $676,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 29,925 | $674,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 142,892 | $674,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 180,573 | $674,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 24,713 | $674,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 50,716 | $671,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 34,336 | $669,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 35,335 | $668,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 47,436 | $667,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 185,643 | $667,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 11,249 | $666,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 60,488 | $666,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 30,805 | $662,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 6,325 | $661,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 93,905 | $661,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 298,751 | $661,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 33,407 | $661,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 26,808 | $659,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 59,018 | $659,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 9,029 | $659,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 329,096 | $658,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 162,645 | $656,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 16,365 | $655,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 100,805 | $655,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 132,011 | $654,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 137,606 | $654,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 50,451 | $653,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 47,338 | $652,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 222,835 | $652,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 30,857 | $650,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 44,992 | $650,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 46,269 | $648,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 32,345 | $647,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 18,125 | $644,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 21,907 | $643,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 19,902 | $643,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 21,295 | $642,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 26,137 | $641,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 2,221 | $640,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 106,619 | $640,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 31,374 | $639,000 | thousands by filing date | |
| CLEMENTIA PHARMACEUTICALS IN | 185575107 | COM | 24,513 | $639,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 32,249 | $635,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 47,318 | $635,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 43,949 | $635,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 18,560 | $634,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 47,269 | $633,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 29,499 | $631,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 24,398 | $630,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 51,697 | $630,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 90,882 | $629,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 45,951 | $628,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 46,151 | $627,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 16,847 | $626,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 19,933 | $626,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 14,343 | $624,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 111,325 | $624,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 10,462 | $623,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 48,010 | $623,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 207,312 | $622,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 27,355 | $621,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 31,635 | $621,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 46,851 | $620,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 118,119 | $620,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 12,269 | $619,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 76,817 | $618,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 50,841 | $615,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 40,063 | $613,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 39,471 | $613,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 88,795 | $612,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 191,619 | $611,000 | thousands by filing date | |
| NEWPARK RES INC | 651718AE8 | NOTE 4.000%12/0 | 500,000 | $611,000 | thousands by filing date | principal |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 13,464 | $609,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 30,545 | $606,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 173,068 | $604,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 25,717 | $602,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 6,191 | $599,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 46,670 | $598,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 16,655 | $597,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 389,352 | $596,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 30,423 | $595,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 29,770 | $595,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 40,429 | $593,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 85,572 | $592,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 14,375 | $592,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 23,619 | $592,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 34,546 | $591,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 22,221 | $590,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 99,967 | $590,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 81,794 | $588,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 30,521 | $586,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 206,643 | $586,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 42,218 | $585,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 156,462 | $584,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 17,054 | $583,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 125,832 | $580,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 82,421 | $579,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 31,759 | $578,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 18,684 | $578,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 323,189 | $578,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 54,790 | $577,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 35,848 | $577,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 25,490 | $576,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 13,754 | $573,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 30,078 | $572,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 40,285 | $571,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 41,849 | $570,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 6,037 | $570,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 120,447 | $570,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 367,926 | $570,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 212,616 | $568,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 17,253 | $567,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 192,968 | $563,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 567,000 | $563,000 | thousands by filing date | principal |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 582,000 | $562,000 | thousands by filing date | principal |
| PREMIER INC | 74051N102 | CL A | 16,268 | $561,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 113,158 | $561,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 25,287 | $560,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 67,042 | $558,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 102,379 | $555,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 11,615 | $551,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 261,331 | $551,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 45,144 | $550,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 11,537 | $550,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 14,641 | $549,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 45,178 | $547,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 36,188 | $547,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 13,615 | $546,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 8,255 | $545,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 11,730 | $545,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 23,523 | $545,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 30,851 | $543,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 40,578 | $542,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-19-000487 | this filing | 2019-05-15 | acceptance time not in the bulk data set |