13F-HR filed by MORGAN STANLEY
MORGAN STANLEY filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 6,775 holding rows worth $353,274,848,000.
- Accession
- 0000895421-19-000487
- Filer
- CIK 895421
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 22,379 entries on the cover page, a total value of $353,274,848,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $353,274,848,000 with VALUE read as thousands by filing date, 13F file number 028-03432. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMorgan Stanley Asia International Ltd028-17710
- included managerMORGAN STANLEY & CO INTERNATIONAL PLC028-04312
- included managerMORGAN STANLEY & CO. LLC028-11873
- included managerMorgan Stanley Canada LTD028-13197
- included managerMorgan Stanley Capital Services LLC028-11865
- included managerMORGAN STANLEY AIP GP LP028-14710
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT CO028-11366
- included managerMORGAN STANLEY INVESTMENT MANAGEMENT INC028-11866
- included managerMorgan Stanley Investment Management LTD028-11867
- included managerMORGAN STANLEY SMITH BARNEY LLC028-13935
- included managerMorgan Stanley Strategic Investments, Inc028-12509
- included managerMorgan Stanley Uruguay Ltda.028-11533
- included managerFundlogic Sas028-15873
- included managerMorgan Stanley Asia Ltd028-19343
- included managerMorgan Stanley Wealth Management Australia Pty Ltd028-19344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CM FIN INC COM | 12574Q103 | COM | 73,169 | $540,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 5,902 | $539,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 5,072 | $538,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 24,621 | $535,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 44,644 | $535,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 53,116 | $534,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 4,679 | $532,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 40,863 | $532,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 87,374 | $532,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 14,065 | $531,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 7,859 | $529,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 113,592 | $528,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 45,454 | $528,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 15,350 | $527,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 63,788 | $527,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 38,935 | $526,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 261,321 | $526,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 35,216 | $525,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 7,234 | $523,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 131,244 | $523,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 131,554 | $523,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 49,849 | $522,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 123,937 | $522,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 4,970 | $520,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 19,371 | $519,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 27,005 | $519,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 20,725 | $516,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 17,236 | $515,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 140,500 | $514,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 12,663 | $513,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 591,400 | $513,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 20,340 | $512,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 13,258 | $512,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 41,145 | $512,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 23,128 | $512,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 24,741 | $512,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 7,877 | $511,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 38,334 | $511,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 36,993 | $509,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 70,721 | $508,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 16,100 | $508,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 769,898 | $508,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 19,496 | $507,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 83,936 | $504,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 26,031 | $503,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 170,095 | $503,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 520,000 | $503,000 | thousands by filing date | principal |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 97,954 | $501,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 54,389 | $501,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 16,328 | $499,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 21,484 | $499,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 15,427 | $499,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 127,541 | $499,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 37,727 | $494,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 27,913 | $493,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 21,525 | $492,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 33,247 | $489,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 17,437 | $488,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 61,007 | $486,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 15,252 | $481,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 21,663 | $481,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 63,771 | $480,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 27,980 | $479,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 95,000 | $479,000 | thousands by filing date | principal |
| ARCTURUS THERAPEUTICS LTD | M1492T105 | SHS | 70,078 | $479,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 16,407 | $478,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 13,872 | $478,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 127,966 | $477,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 22,458 | $476,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 25,953 | $476,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 10,032 | $476,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 9,284 | $475,000 | thousands by filing date | |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 480,000 | $473,000 | thousands by filing date | principal |
| 180 DEGREE CAP CORP | 68235B109 | COM | 253,766 | $472,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 5,555 | $470,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 9,418 | $470,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 38,561 | $469,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 56,130 | $469,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 46,956 | $469,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 31,006 | $469,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 3,975 | $468,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 14,423 | $467,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 43,324 | $467,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 18,359 | $465,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 70,463 | $462,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 34,788 | $461,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 82,397 | $460,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 27,448 | $458,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 54,329 | $458,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 25,934 | $457,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 35,395 | $456,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 25,027 | $456,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 166,966 | $455,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 212,587 | $454,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 528,294 | $453,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 42,827 | $453,000 | thousands by filing date | |
| NATUZZI S P A | 63905A200 | SPON ADS | 87,890 | $452,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 8,008 | $451,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 49,273 | $451,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 26,823 | $448,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 26,861 | $447,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 55,840 | $447,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 28,523 | $447,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 31,537 | $446,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 61,341 | $445,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 10,958 | $444,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 33,320 | $443,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 2,069 | $443,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 126,416 | $442,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 142,721 | $442,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 88,141 | $442,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 40,965 | $442,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 98,125 | $441,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 10,908 | $440,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 12,907 | $440,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 52,160 | $439,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 25,320 | $438,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 59,469 | $438,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 51,256 | $437,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 121,333 | $436,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 8,518 | $435,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 56,496 | $435,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 13,778 | $434,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 59,216 | $434,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 20,515 | $433,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 9,947 | $433,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 23,738 | $433,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 360,179 | $432,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 32,478 | $432,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 33,286 | $432,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 113,934 | $431,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 941,653 | $430,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 24,982 | $429,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 49,332 | $429,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 63,306 | $429,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 7,256 | $428,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 31,492 | $428,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 15,957 | $427,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 436,620 | $427,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 6,036 | $426,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 90,273 | $426,000 | thousands by filing date | |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 68,492 | $425,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 16,089 | $425,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 26,881 | $424,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 44,742 | $424,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 5,990 | $424,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 173,549 | $424,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 35,295 | $423,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 36,585 | $423,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 53,065 | $423,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 23,067 | $422,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 45,780 | $422,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 14,304 | $421,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 75,696 | $421,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 277,112 | $421,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 30,596 | $421,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 36,916 | $418,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 36,461 | $418,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 54,890 | $418,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 21,219 | $418,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 227,956 | $417,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 1,656 | $415,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 12,444 | $414,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 35,948 | $414,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 17,314 | $413,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 192,009 | $413,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 25,606 | $413,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 23,416 | $412,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 435,000 | $412,000 | thousands by filing date | principal |
| ROSETTA STONE INC | 777780107 | COM | 18,830 | $412,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W265 | RUPEE/USD ETN | 9,874 | $412,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 7,597 | $412,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 20,870 | $411,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 218,810 | $411,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 5,305 | $410,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 17,497 | $410,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 7,047 | $407,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 23,436 | $406,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 24,120 | $406,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 410,000 | $406,000 | thousands by filing date | principal |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 944,064 | $406,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 25,403 | $406,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 8,020 | $405,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 5,351 | $405,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 11,577 | $405,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 110,231 | $405,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 21,122 | $404,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 17,055 | $404,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 76,911 | $403,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 28,347 | $402,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 66,238 | $402,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 26,673 | $401,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 11,135 | $401,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 19,068 | $401,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 2,323 | $399,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 19,021 | $398,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A301 | 6.50% CON PFD B | 3,628 | $398,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 29,566 | $397,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 23,403 | $396,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 87,958 | $395,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 419,000 | $393,000 | thousands by filing date | principal |
| AIRMEDIA GROUP INC | 009411109 | ADR | 911,563 | $392,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 56,704 | $392,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 18,982 | $390,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 16,330 | $390,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 34,270 | $390,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 126,691 | $389,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 28,000 | $389,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 30,279 | $388,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 37,351 | $388,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 18,519 | $387,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 30,780 | $385,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 43,163 | $385,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 418,000 | $385,000 | thousands by filing date | principal |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 59,308 | $384,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 7,132 | $383,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 12,350 | $383,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 24,232 | $382,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 18,683 | $381,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 379,000 | $381,000 | thousands by filing date | principal |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 28,117 | $380,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 6,858 | $379,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 14,948 | $379,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 137,391 | $377,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 170,987 | $374,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 28,962 | $372,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 12,746 | $368,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 14,635 | $368,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 14,393 | $368,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 11,270 | $367,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 6,081 | $367,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 18,652 | $366,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 67,592 | $366,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 22,592 | $366,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 42,673 | $365,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 12,649 | $365,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 21,940 | $365,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 148,669 | $365,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 15,160 | $364,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 15,164 | $364,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 14,184 | $363,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 17,554 | $363,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 11,159 | $363,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 71,764 | $362,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 7,239 | $361,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 24,660 | $360,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 13,815 | $359,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 12,375 | $359,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 36,584 | $359,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 25,933 | $358,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 14,848 | $358,000 | thousands by filing date | |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 409,507 | $358,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 18,557 | $357,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 68,079 | $357,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 12,073 | $356,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 18,343 | $355,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 71,264 | $355,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 10,786 | $354,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 13,085 | $354,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 8,716 | $353,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 74,193 | $352,000 | thousands by filing date | |
| INVESCO DB G10 CURRENCY HRVS | 46139B102 | UNIT | 14,397 | $352,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 39,570 | $351,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 516,000 | $351,000 | thousands by filing date | principal |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 325,039 | $351,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 34,990 | $351,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 1,000,000 | $350,000 | thousands by filing date | principal |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 24,411 | $349,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G607 | SHIPPING ETF | 39,756 | $348,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 109,273 | $347,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 99,687 | $347,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 27,346 | $345,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 7,584 | $344,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 20,821 | $344,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 344,000 | $343,000 | thousands by filing date | principal |
| USA TRUCK INC | 902925106 | COM | 23,667 | $342,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 113,291 | $341,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 307,000 | $341,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 340,000 | $341,000 | thousands by filing date | principal |
| ARGAN INC | 04010E109 | COM | 6,795 | $340,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 5,748 | $340,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 19,607 | $339,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 11,283 | $338,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 20,240 | $336,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 91,400 | $336,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 52,351 | $336,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 5,236 | $335,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 54,443 | $335,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 10,071 | $332,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 20,948 | $332,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 193,149 | $331,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 8,484 | $331,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 13,348 | $331,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 12,581 | $330,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 40,171 | $329,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 8,466 | $329,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 50,283 | $328,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 10,893 | $328,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 14,474 | $327,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 38,402 | $327,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 13,843 | $327,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 331,000 | $327,000 | thousands by filing date | principal |
| MODINE MFG CO COM | 607828100 | Stock | 23,499 | $326,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 38,129 | $326,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 4,600 | $326,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 64,049 | $326,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 5,469 | $323,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 33,849 | $323,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 11,481 | $322,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 36,626 | $322,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 23,935 | $322,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 316,000 | $320,000 | thousands by filing date | principal |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 15,202 | $319,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 24,741 | $319,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S304 | COM NEW | 48,316 | $319,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 34,350 | $318,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 137,587 | $317,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 5,104 | $316,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 215,106 | $314,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 41,513 | $314,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 19,993 | $314,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 11,179 | $313,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 8,415 | $311,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 20,789 | $311,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 8,794 | $310,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 8,091 | $309,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 6,702 | $308,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 124,265 | $308,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 24,829 | $308,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 20,734 | $307,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 1,217 | $306,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 12,711 | $305,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 22,904 | $305,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 28,099 | $305,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 12,433 | $305,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 74,204 | $305,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 7,770 | $303,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 42,693 | $303,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 33,318 | $302,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 58,977 | $301,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 27,839 | $301,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 301,000 | $300,000 | thousands by filing date | principal |
| BRISTOW GROUP INC | 110394AF0 | NOTE 4.500 6/0 | 1,501,000 | $300,000 | thousands by filing date | principal |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 10,429 | $299,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 20,899 | $298,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 6,005 | $298,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 10,561 | $298,000 | thousands by filing date | |
| 1895 BANCORP OF WIS INC COM | 28252W105 | Stock | 30,615 | $298,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 6,411 | $297,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 20,325 | $297,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 6,598 | $296,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 30,584 | $296,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 12,041 | $296,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 20,182 | $295,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 71,238 | $295,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 295,000 | $295,000 | thousands by filing date | principal |
| UFP TECHNOLOGIES INC | 902673102 | COM | 7,853 | $294,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 242,508 | $294,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 9,241 | $294,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 36,075 | $293,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 27,946 | $292,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 4,775 | $292,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 83,507 | $292,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 219,097 | $291,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 9,346 | $290,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 4,753 | $289,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 59,180 | $289,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 22,953 | $288,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 65,370 | $288,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 14,741 | $287,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 17,894 | $286,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 17,376 | $285,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 45,839 | $285,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 6,931 | $283,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 10,627 | $283,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 12,431 | $283,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 75,696 | $283,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 22,660 | $282,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 21,917 | $282,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL HIGH | 00400R882 | CEF | 12,555 | $282,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 32,640 | $281,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 9,001 | $280,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 35,621 | $280,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 20,819 | $279,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 14,751 | $279,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 30,342 | $278,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 14,438 | $278,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 7,204 | $278,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 13,013 | $277,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 10,898 | $277,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 51,751 | $276,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 11,441 | $276,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 164,707 | $274,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 16,155 | $274,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 33,790 | $274,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 8,154 | $274,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 20,384 | $273,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 1,716 | $271,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 6,502 | $271,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 212,000 | $271,000 | thousands by filing date | principal |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 12,371 | $270,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 88,109 | $270,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 16,819 | $268,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 6,570 | $268,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 2,280 | $267,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 24,296 | $267,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 139,000 | $267,000 | thousands by filing date | principal |
| READY CAPITAL CORP | 75574U101 | COM | 18,140 | $266,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 18,285 | $266,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 34,924 | $266,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 81,750 | $266,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 63,281 | $265,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 21,026 | $263,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 4,070 | $262,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 16,604 | $261,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 12,731 | $261,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 41,431 | $261,000 | thousands by filing date | |
| RUMBLEON INC | 781386206 | COM CL B | 52,767 | $261,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 9,016 | $260,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 17,608 | $260,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 6,911 | $260,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 38,851 | $260,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 9,769 | $259,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 29,462 | $258,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 22,065 | $257,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 71,718 | $257,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 11,742 | $257,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 24,746 | $256,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 16,757 | $256,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 10,196 | $256,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 79,080 | $256,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 9,843 | $256,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 20,122 | $256,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 5,086 | $255,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 19,964 | $255,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 18,909 | $255,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 11,790 | $254,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 18,304 | $254,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 11,265 | $254,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 13,211 | $254,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 253,000 | $254,000 | thousands by filing date | principal |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 19,045 | $253,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 18,725 | $252,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 25,863 | $252,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 174,576 | $252,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 211,795 | $252,000 | thousands by filing date | |
| PROSHARES TR | 74347B185 | FUND | 11,052 | $251,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 110,937 | $251,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 13,469 | $250,000 | thousands by filing date | |
| 3PEA INTL INC | 88579C109 | COM | 31,454 | $250,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 82,869 | $249,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 21,317 | $248,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 250,000 | $248,000 | thousands by filing date | principal |
| SILVERBOW RES INC | 82836G102 | COM | 10,761 | $247,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 33,719 | $247,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 5,183 | $245,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 10,103 | $245,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 30,735 | $244,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 48,960 | $244,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 15,806 | $241,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 32,084 | $240,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 26,270 | $240,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 52,821 | $239,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E689 | MSCI PAKISTAN | 27,900 | $239,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 12,330 | $238,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 7,325 | $238,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 351,908 | $238,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 8,033 | $237,000 | thousands by filing date | |
| MOGO FIN TECHNOLOGY INC | 608008108 | COM | 94,900 | $237,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 17,661 | $236,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 858,214 | $236,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 36,583 | $236,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 76,829 | $235,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 17,906 | $235,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 8,850 | $235,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 8,696 | $235,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 6,738 | $234,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 5,893 | $234,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 25,193 | $233,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 22,187 | $233,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 131,357 | $232,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 8,491 | $231,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 2,295 | $230,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 57,299 | $230,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 17,113 | $229,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 42,553 | $229,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 15,294 | $228,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 6,359 | $227,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 14,813 | $226,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 8,977 | $226,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 108,234 | $226,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 5,131 | $225,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 20,207 | $225,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 18,383 | $225,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 60,174 | $224,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 125,906 | $224,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 16,409 | $223,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 33,697 | $223,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 17,149 | $223,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 9,266 | $222,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000895421-19-000487 | this filing | 2019-05-15 | acceptance time not in the bulk data set |